Cranial Nerves and Their Nuclei


The caudal medulla looks somewhat similar to the spinal cord, but this similarity seems to disappear at more rostral levels of the brainstem. One of the complicating factors is the arrangement of the tracts and nuclei associated with cranial nerves III to XII. These tracts and nuclei appear discouragingly intricate on first inspection, but there is a common way of systematizing the cranial nerves so that their central connections make sense. This involves categorizing the tracts and nuclei according to the kinds of afferent and efferent fibers contained within each nerve (often referred to as the functional components of each nerve).

Cranial Nerve Nuclei Have a Generally Predictable Arrangement

Spinal nerves contain sensory and motor fibers. A given axon entering or leaving the spinal cord can be placed in one of the following four categories:

  • 1.

    Somatic sensory fibers convey information from receptive endings for pain, temperature, and mechanical stimuli in somatic structures such as skin, muscles, and joints.

  • 2.

    Visceral sensory fibers convey information from receptive endings in visceral structures such as the walls of blood vessels or of the digestive tract.

  • 3.

    Visceral motor fibers are preganglionic autonomic axons.

  • 4.

    Somatic motor fibers innervate skeletal muscle (i.e., they are the axons of alpha and gamma motor neurons).

For the most part, the cell bodies on which spinal afferents synapse and the cell bodies of spinal efferent fibers are located in portions of the spinal gray matter are predictable from its embryological development ( Fig. 12.1A ). The sulcus limitans separates the alar plate (which develops into the posterior horn) from the basal plate (which develops into the anterior horn). Within the alar and the basal plates, cells concerned with visceral function tend to be located nearer the sulcus limitans. This is shown most clearly in the adult central nervous system (CNS) by the location of the cell bodies of visceral motor neurons in the intermediolateral cell column. Therefore, for each of the four spinal axon categories, there is a corresponding column of cells in the spinal gray matter. The somatic sensory and motor columns extend the length of the cord; the visceral sensory and motor columns are found at spinal levels T1 to L2-L3 and S2 to S4.

Fig. 12.1, Arrangement of cranial nerve nuclei in the brainstem. (A) Arrangement of the general afferent and efferent cell columns in the embryonic spinal cord. (B) Movement of these columns to the floor of the fourth ventricle in the embryonic rhombencephalon. (C) Further subdivision of these cell columns, showing the “ideal” locations of the cranial nerve nuclei, corresponding to the six functional categories of cranial nerve fibers: A, Preganglionic autonomic (visceral motor); P, pharyngeal motor; Sm, somatic motor; Sp, special sensory; Ss, somatic sensory; Vi, visceral sensory.

The Sulcus Limitans Intervenes Between Motor and Sensory Nuclei of Cranial Nerves

Axons from all four categories found in spinal nerves are also found in various cranial nerves, where they take care of the same functions for the head. However, some cranial nerves contain axons from additional categories, reflecting specialized structures and functions associated with the head. Thus there are special sensory fibers that, in the case of the cranial nerves attached to the brainstem, are related to the special senses of hearing and equilibrium. a

a The cranial nerve fibers conveying information from taste buds are often considered special afferents as well—special visceral afferents—but, as discussed in this and the next chapter, they have connections similar in many ways to those of other visceral afferents. Therefore in this account all visceral afferents are treated as one category.

In addition, motor axons in certain cranial nerves innervate striated muscles in and near the head and neck in humans and other mammals. Such muscles develop from the pharyngeal arches, known as branchial or gill arches in fish. Pharyngeal arch–derived musculature includes the muscles of the larynx, pharynx, jaw, and face. Functionally and histologically, pharyngeal arch–derived musculature is identical to ordinary skeletal muscle, but the motor neurons for such muscles have a distinctive location in the brainstem, different from that of ordinary somatic motor neurons. In recognition of their special development and location, they are classified as a separate category, here called pharyngeal motor neurons. b

b Because muscles derived from the pharyngeal arches tend to be concentrated around the mouth at a junction between visceral and somatic areas, the motor fibers that innervate them were historically referred to as special visceral efferent fibers. This classification is somewhat confusing (particularly because the sensory fibers from these muscles are called somatic afferent fibers), so it is not used here.

Therefore there are six different categories of nerve fibers in the cranial nerves attached to the brainstem ( Table 12.1 ).

TABLE 12.1
Categories of Nerve Fibers in Cranial Nerves
Structures Innervated Cranial Nerves a
Sensory
Somatic Skin, muscles, joints of the head V
Visceral Cranial, thoracic, abdominal viscera
Taste buds
X
VII, IX
Special Inner ear VIII
Motor b
Somatic Extraocular muscles
Tongue muscles
III, IV, VI
XII
Visceral Parasympathetic ganglia for cranial, thoracic, and abdominal viscera X
Pharyngeal Jaw muscles
Facial muscles
Laryngeal and pharyngeal muscles
Middle ear muscles
Sternocleidomastoid, trapezius
V
VII
X
V, VII
XI

a Principal cranial nerves only. Smaller contributions that may nevertheless be clinically important (e.g., parasympathetics for the pupil in cranial nerve III) are not indicated here but are included in Table 12.2 .

b Does not include the efferents in cranial nerve VIII (described in Chapter 14 ) that innervate the receptor cells of the inner ear, which do not fit comfortably into any of these categories.

As in the case of the spinal cord, the locations of the cell bodies where cranial nerve afferents terminate or cranial nerve efferents originate can be predicted, to some extent, from the embryology of the brainstem. The walls of the neural tube spread apart in the medulla and pons to form the floor of the fourth ventricle (see Fig. 2.9 ). The sulcus limitans runs longitudinally along the floor of the adult ventricle (see Fig. 11.3A ), still separating sensory alar plate derivatives (now lateral) from motor basal plate derivatives (now medial) (see Fig. 12.1B ). As in the case of the spinal cord, cells concerned with visceral functions are usually located nearer the sulcus limitans.

Ideally the cell columns subserving the special components of the cranial nerves would be located adjacent to those for the corresponding general components, as indicated in Fig. 12.1C . The actual arrangement in the adult brainstem is not quite as simple as in this idealized diagram, for two principal reasons. First, the cell columns of the brainstem are not continuous like those of the spinal cord; rather, they are interrupted and form a series of nuclei located at longitudinal levels roughly corresponding to the attachment points of the cranial nerves. As a result, all components are seldom present in a given transverse plane ( Fig. 12.2 ; see also Fig. 15.2 ). Second, in a few instances, portions of a cell column migrate away from their expected locations ( Fig. 12.3 ). For example, most pharyngeal motor neurons are located in the anterolateral part of the tegmentum rather than in the floor of the ventricle adjacent to other efferent neurons. The actual locations of cranial nerve nuclei in the rostral medulla are shown in Fig. 12.3 ; also indicated are the functional types of fibers in each of the cranial nerves of the brainstem. (This is only meant to be a convenient summary; not all cranial nerves project to or originate from the rostral medulla.)

Fig. 12.2, Longitudinal arrangement of functional types of cranial nerve nuclei in the brainstem, indicating their derivation from cell columns. Names of nuclei are indicated on the right, and the principal cranial nerves associated with each nucleus are indicated on the left by Roman numerals. This diagram summarizes the way in which the medial-lateral location of a nucleus suggests its function, and its location along the longitudinal extent of the brainstem suggests the cranial nerve with which it is associated. Ab, Abducens nucleus; Ac, accessory nucleus; Am, nucleus ambiguus; C, cochlear nuclei; dV, dorsal motor nucleus of the vagus; EW, Edinger-Westphal; Fa, facial motor nucleus; Hy, hypoglossal nucleus; Is, inferior salivary nucleus; mes, mesencephalic nucleus; msT, main sensory nucleus; mT, trigeminal motor nucleus; Oc, oculomotor nucleus; Sol, nucleus of the solitary tract; spT, spinal trigeminal nucleus; Ss, superior salivary nucleus; Tr, trochlear nucleus; Ves, vestibular nuclei.

Fig. 12.3, Drawing of a section through the rostral medulla of an adult brain, showing the actual medial-lateral arrangement of cranial nerve (CN) nuclei. On the left the nuclei corresponding to the six functional categories are indicated. On the right the cranial nerves containing each of these fiber types are indicated; cranial nerves I and II are not included, nor are some minor components such as the few somatic sensory fibers in cranial nerve VII. Not all of the nerves listed actually emerge at this brainstem level; they are included here for summary purposes. A, Preganglionic autonomic (visceral motor); CST, corticospinal tract; ML, medial lemniscus; P, pharyngeal motor; Sm, somatic motor; Sp, special sensory; Ss, somatic sensory; STT, spinothalamic tract; Vi, visceral sensory.

It can be seen from Fig. 12.3 that no cranial nerve contains axons from all six categories. If the compositions of all the nerves are tabulated (as in Table 12.2 ), it becomes apparent that there are three types of cranial nerves. Some cranial nerves (III, IV, VI, XI and XII) contain motor axons for ordinary skeletal muscle and little or nothing else, so they may be referred to as somatic motor nerves. Others (I, II, and VIII) contain special sensory fibers and little or nothing else. The remaining nerves (V, VII, IX, and X) are somewhat more complex and typically contain several components. These innervate pharyngeal arch musculature and are called branchiomeric nerves because of the older nomenclature that refers to their development in the region of the gill (branchial) arches in fish.

TABLE 12.2
Contents of the Cranial Nerves

The three types of cranial nerves are indicated by shading. Somatic motor nerves have no shading, special sensory nerves have light shading, and nerves serving muscles derived from pharyngeal arches have darker shading.
a Most conveniently considered as one of the somatic motor nerves, despite the clinically important autonomic component.
b Final destination after synapse in a parasympathetic ganglion.
A, Autonomic (visceral motor); P, pharyngeal motor; Sm, somatic motor; Sp, special sensory; Ss, somatic sensory; Vi, visceral sensory.

A presentation of the cranial nerves involves too much material for one comfortable sitting, so it is spread out over several chapters. The remainder of this chapter is divided into two sections, discussing first the somatic motor nerves and then most components of the branchiomeric nerves. Chapter 13 discusses the chemical senses of taste and smell subserved by some brainstem cranial nerves and the olfactory nerve. Chapter 14 deals with the eighth cranial nerve, the special sensory nerve subserving hearing and equilibrium. (The remaining special sensory nerve, the optic nerve, is an outgrowth of the diencephalon and is really a tract of the CNS. It is considered separately in Chapter 17 .) Finally, as mentioned previously, Chapter 15 contains a series of brainstem sections with labels and summary descriptions indicating the locations and contents of cranial nerve nuclei and other important brainstem structures.

Cranial Nerves III, IV, VI, XI, and XII Contain Somatic Motor Fibers

The somatic motor nerves are the simplest of the cranial nerves because each contains fibers of only one category (except for CN III, which has a small but important complement of preganglionic parasympathetic fibers). c

c Tongue and extraocular muscles, like almost all skeletal muscles, contain muscle spindles and other proprioceptors, but cranial nerves III, IV, VI, and XII have no sensory ganglia. Lingual proprioceptive fibers probably originate from upper cervical spinal ganglia and the sensory ganglia of cranial nerves V, IX, or X, then join the hypoglossal nerve along their course to the tongue; their central projections reach the spinal trigeminal nucleus and other brainstem sites. The function of these lingual proprioceptors is largely unknown, but they are assumed to be important for the fine control of tongue movements. Those from the extraocular muscles travel in cranial nerves III, IV, and VI within the orbit, then join the ophthalmic division of the trigeminal nerve for the rest of their course to the brainstem. Eye muscle proprioceptors may play a role in depth perception or its development.

The nuclei of origin of all these nerves are located adjacent to the midline near the cerebral aqueduct or the floor of the fourth ventricle, as would be expected from their embryological origins.

The Oculomotor Nerve (III) Innervates Four of the Six Extraocular Muscles

Cranial nerve III supplies the levator palpebrae superioris (the principal elevator of the eyelid); medial, superior and inferior recti; and the inferior oblique. The fibers originate in the wedge-shaped oculomotor nucleus, which is located at the anterior edge of the periaqueductal gray in the rostral midbrain ( Fig. 12.4 ). They then proceed anteriorly and arch through the midbrain tegmentum in bundles that join to form the nerve just as they emerge into the interpeduncular fossa.

Fig. 12.4, Section through the rostral midbrain showing the oculomotor nucleus. This figure is an enlargement of part of the section shown in Fig. 11.17 . The oculomotor nucleus is actually a tight cluster of subnuclei, each of which innervates a different muscle. M, Medial longitudinal fasciculus; PAG, periaqueductal gray.

The oculomotor nucleus actually consists of a series of longitudinal cell columns, or subnuclei, much like the columns of spinal cord motor neurons that supply individual muscles. The column supplying the levator palpebrae superioris is located in the midline and innervates this muscle bilaterally. The column supplying the superior rectus projects to the contralateral eye. The columns supplying the medial rectus, inferior oblique, and inferior rectus project to the ipsilateral eye. Finally, a column containing preganglionic parasympathetic neurons, known as the accessory oculomotor (Edinger-Westphal) nucleus, straddles the midline and projects to the ipsilateral ciliary ganglion. The ciliary ganglion in turn innervates the pupillary sphincter and the ciliary muscle.

The partly crossed–partly uncrossed nature of the oculomotor nerve is a curious fact but one of limited clinical significance. This is because the oculomotor nuclei of the two sides are so close to each other that a central lesion in this vicinity is likely to damage both nuclei. However, once a given oculomotor nerve emerges from the brainstem, it supplies only ipsilateral muscles, so a lesion of the third nerve, or of fibers curving through the midbrain tegmentum on their way to the third nerve, affects only one eye. Therefore the dissociated findings of paralysis of the superior rectus on one side and of other extraocular muscles on the opposite side are rarely encountered.

Damage to one oculomotor nerve causes a series of deficits (see Fig. 12.31B to E ). The eye ipsilateral to the lesion deviates laterally because the medial rectus is now paralyzed and the lateral rectus is unopposed. This is called lateral strabismus, indicating that the eyes are misaligned because one of them deviates laterally from midposition. As a result, the patient complains of diplopia (double vision) and is unable to move the affected eye medially; vertical movements are also impaired because of paralysis of the superior and inferior recti and the inferior oblique. The ipsilateral levator palpebrae superioris is paralyzed, so ptosis occurs. In addition, the pupillary sphincter and ciliary muscle are nonfunctional. The pupil on the affected side is dilated (mydriasis) as a result of the now-unopposed pupillary dilator, and it does not constrict in response to light. d

d Both pupils normally constrict when light is shone into either eye. This is the pupillary light reflex, which is discussed further in Chapter 17 .

The lens cannot be focused for near vision; allowing the lens to “round up” for near vision is known as accommodation.

Along the course of the oculomotor nerve from brainstem to orbit, the preganglionic parasympathetic fibers from the accessory oculomotor nucleus travel in a superficial location within the nerve and are therefore especially susceptible to external pressures. A dilated pupil, unresponsive to light, may be the first clinically detectable sign of something pressing on the third nerve.

Because ptosis and pupils of unequal size accompany Horner's syndrome, one may think that this syndrome could be confused with third nerve damage. However, in Horner's syndrome the ptosis is on the same side as a nonfunctional pupillary dilator, hence on the same side as the smaller pupil. In contrast, the ptosis caused by third nerve damage is on the same side as a nonfunctional pupillary sphincter, hence on the same side as the larger pupil. Also, the ptosis caused by third nerve damage is more pronounced and is usually accompanied by defective eye movements and lateral strabismus.

The Trochlear Nerve (IV) Innervates the Superior Oblique

Cranial nerve IV, the trochlear nerve, supplies the superior oblique and is named for the sling of connective tissue (the trochlea —Latin for “pulley”) through which the tendon of the superior oblique passes (see Fig. 21.2 ). Its cell bodies of origin are located in the contralateral trochlear nucleus. This is a small nucleus (because it has only one small muscle to supply) located at the level of the inferior colliculus, where it indents the medial longitudinal fasciculus (MLF) ( Fig. 12.5 ). Fibers leaving the nucleus turn caudally in the periaqueductal gray then arch posteriorly to decussate and leave the brainstem at the pons-midbrain junction. The trochlear nerve is thus unique in two respects: it is the only cranial nerve attached to the posterior surface of the brainstem and the only one to originate entirely from a contralateral nucleus. e

e As discussed by Zee (Ann Neurol 4:384, 1978), this may reflect an adaptation to maintain certain relationships between head movements and eye movements. Eye movements are discussed in more detail in Chapter 21 , but consider the following example: tilting your head toward your left shoulder evokes a reflex counterrotation of your eyes. The principal muscles that must contract in this counterrotation are the left superior oblique and superior rectus, and the right inferior oblique and inferior rectus. Because fibers to the superior oblique and superior rectus cross before leaving the brainstem, all the lower motor neurons needed for this counterrotation are located on the right side of the brainstem.

Fig. 12.5, Section through the caudal midbrain showing the trochlear nucleus. This figure is an enlargement of part of the section shown in Fig. 11.16 . M, Medial longitudinal fasciculus; PAG, periaqueductal gray.

Damage to the trochlear nerve results in much less drastic and noticeable deficits than does damage to either the oculomotor or the abducens nerve. The superior oblique helps move the adducted eye downward, as when descending stairs or reading. Lesions may result in diplopia that is particularly evident when engaged in such activities. Furthermore, the superior oblique is an aid in eye intorsion; lesions lead to an extorted eye, resulting in an affected individual tilting his or her head away from the lesioned side to compensate.

The Abducens Nerve (VI) Innervates the Lateral Rectus

Cranial nerve VI, the abducens nerve, supplies the lateral rectus, which abducts the eye (hence the name of the nerve). The fibers originate from the ipsilateral abducens nucleus, which is located in the caudal pons beneath the floor of the fourth ventricle ( Fig. 12.6 ). Medial to this nucleus are two bundles of fibers. The more medial of the two is the MLF. Between the MLF and the abducens nucleus are motor fibers of the facial nerve, which take an unusual course in leaving the brainstem. They originate in the facial motor nucleus (see Figs. 12.6 and 12.24 ), which is located in the anterolateral part of the pontine tegmentum at about the same level as the abducens nucleus. The facial fibers travel posteromedially, wrap around the abducens nucleus, and turn anteriorly to exit from the brainstem ( Fig. 12.7 ). The place where these fibers wrap around the abducens nucleus is called the internal genu of the facial nerve. f

f “Internal” to distinguish it from the bend in the peripheral course of the facial nerve at the level of the geniculate ganglion.

The abducens nucleus, together with the internal genu, is responsible for the facial colliculus in the floor of the fourth ventricle (see Fig. 11.3A ).

Fig. 12.6, Section through the caudal pons showing the abducens nucleus and fibers of the facial nerve. The rounded elevation in the floor of the fourth ventricle between the midline and the sulcus limitans is the facial colliculus (see Fig. 11.3A ). This figure is an enlargement of part of the section shown in Fig. 11.11 . ICP, Inferior cerebellar peduncle; M, medial longitudinal fasciculus; ML, medial lemniscus; SpVt, spinal trigeminal tract; VII, facial nerve; VIIg, internal genu of the facial nerve; VIIn, facial motor nucleus.

Fig. 12.7, Course of facial nerve fibers through the internal genu. M, Medial longitudinal fasciculus; 6, abducens nucleus; VII, facial nerve; VIIg, internal genu of the facial nerve; VIIn, facial motor nucleus.

The Abducens Nucleus Also Contains Interneurons That Project to the Contralateral Oculomotor Nucleus

Damage to the abducens nerve causes a medial strabismus (i.e., the affected eye deviates medially) as a result of the action of the now-unopposed medial rectus. The individual may be able to move the affected eye from the adducted position to midposition (but not past it) by relaxing its medial rectus ( Fig. 12.8A ). Damage to the abducens nucleus causes the same deficit, but with a significant addition: the ipsilateral eye will not abduct past midposition, and the contralateral eye will not adduct past midposition (see Fig. 12.8B ; see also Fig. 12.10C ). This is called lateral gaze paralysis, and it occurs because the abducens nucleus contains not only lateral rectus motor neurons but also an approximately equal number of internuclear neurons with axons that ascend through the MLF.

Fig. 12.8, Deficits of horizontal gaze after damage to the abducens–MLF system at the sites indicated in Fig. 12.9 . (A) Abducens palsy resulting from damage to the left abducens nerve. (B) Lateral gaze paralysis resulting from damage to the left abducens nucleus. (C) Internuclear ophthalmoplegia resulting from damage to the left MLF. (D) “One-and-a-half” (combination of B and C) resulting from damage to the left abducens nucleus and MLF. In all these situations, convergence, which does not depend on abducens-oculomotor interconnections, is preserved.

The function of the MLF in lateral gaze becomes apparent if you consider that both eyes normally work together : when we look to one side, for example, one lateral rectus and the contralateral medial rectus contract simultaneously . The pathway that interconnects the abducens, trochlear, and oculomotor nuclei to make these sorts of movements possible is the MLF. Vertical movements and the higher centers that direct coordinated eye movements are discussed in Chapter 21 , but for purely horizontal movements, the crucial interconnecting fibers are those that arise from the internuclear neurons in the abducens nucleus ( Fig. 12.9 ). These cells send their axons across the midline as they emerge from the abducens nucleus; they then join the contralateral MLF and ascend to the oculomotor nucleus. There they make excitatory synapses on medial rectus motor neurons. Simultaneous firing of abducens motor neurons and internuclear neurons thus results in coordinated lateral gaze.

Fig. 12.9, Connections between abducens and oculomotor nuclei involved in lateral gaze. Lesions labeled A, B, C, and D would cause the eye movement deficits indicated in Fig. 12.8A to D .

Damage to one MLF removes this excitatory influence from medial rectus motor neurons, so the eye ipsilateral to the lesion fails to move medially past midposition during attempted horizontal gaze (see Fig. 12.8C ). Because both abducens nuclei are intact, full lateral movements of both eyes are still possible. In addition, although the affected medial rectus fails to contract during attempted horizontal gaze, it still functions normally when used without the opposite lateral rectus (i.e., during convergence). This condition has the ponderous but logical name internuclear ophthalmoplegia g

g Literally, “paralysis of the eye caused by damage between the nuclei.”

(often abbreviated as INO).

Another eye movement disorder, clinically called a one-and-a-half, is rarely seen but is nevertheless instructive. It is caused by damage in the vicinity of the abducens nucleus and is characterized by the patient's inability to move either eye toward the side of the lesion in lateral gaze, or to move the eye on the side of the lesion in gaze toward the opposite side (see Fig. 12.8D ). Thus, of the two directions of horizontal gaze (right and left), only half of one is intact. This is caused by destruction of one abducens nucleus plus destruction of fibers from the contralateral internuclear neurons as they join the MLF on the side of the lesion. The nearby internal genu of the facial nerve may also be affected ( Fig. 12.10 ).

Fig. 12.10, Horizontal gaze palsy and facial weakness resulting from damage centered on one abducens nucleus. In this case, “a 52 year old man…presented with sudden onset of binocular diplopia on looking to the left side [and] right facial weakness.” There was a slight medial strabismus when he looked straight ahead (A). Examination of his eye movements revealed an inability of either eye to move past midposition during attempted gaze to the right (C), consistent with damage to the right abducens nucleus. When he tried to look to the left, his left eye abducted (intact left abducens nucleus) but his right eye stopped near midposition (B; internuclear ophthalmoplegia, from damage to the axons of left internuclear neurons as they entered the right medial longitudinal fasciculus). Vertical gaze (D, E) was unaffected. Weakness of the right side of his face, consistent with damage to fibers of the facial nerve as they loop around the abducens nucleus, was apparent when he tried to bare his teeth (F) or close his eyes tightly (G). This unusual combination of a one-and-a-half plus seventh nerve palsy is sometimes referred to as an eight-and-a-half syndrome. T2-weighted magnetic resonance imaging scans in sagittal (H) and axial (I) planes revealed a small infarct (arrows) at precisely the location of the right abducens nucleus.

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