Cosmetic Blepharoplasty


It is said that the eyes are “the window to the soul.” They are also the window to youth and human emotion and are thus one of the most important aspects of cosmetic facial surgery.

The eyelid skin is the thinnest on the body, with aging changes such as fine lines beginning as early as the 20s. Younger patients notice mild skin excess and fat protrusion, while older patients have the same issues but also have brow descent and other periorbital changes. For most patients, blepharoplasty is a matter of cosmetics, although some patients have functional problems such as eyelid ptosis, lid laxity, and visual obstruction. As this is a cosmetic surgery textbook, this chapter will be limited to more aesthetic than functional treatment.

In addition to youthfulness, the periocular region is the epicenter of facial expression. Basic emotions can be identified by looking at the eyes alone. The joy expressed by a sincere smile makes the orbicularis muscles contract resulting in “smile lines.” The adrenergic surge from fear or surprise causes the eyelids to widen by up to 2 mm and the medial brows to lift. Anger makes the eyes narrow, the glabella furrow, and the medial brow drop. These subtle periocular changes convey emotion, but these physical changes can also occur as part of the aging process. The eyes can truly make a patient look happy, young, alert, and awake or angry, tired, old, and hollow.

The eyes are the only organs for vision, and they have a complex anatomy, making cosmetic blepharoplasty an enjoyable but serious procedure. We have 20 digits, 32 teeth, and 4 limbs, but only 2 eyes. Damage to the eye or loss of vision is catastrophic. For this reason, any surgeon who treats the eyes or periorbital region must be extremely competent. Blepharoplasty is one of my favorite procedures as it is effective and fun!

Orbital Anatomy

The orbits and eyes have some of the most delicate and complex anatomy in the body. A thorough understanding of eye anatomy is essential to become proficient at blepharoplasty. The scope of this text cannot cover the entire orbital and periorbital anatomy but will discuss structure and function critical to learning and safely performing blepharoplasty. Figs. 5.1–5.3 illustrate the relevant orbital and periorbital anatomy.

Fig. 5.1, Orbital anatomy is shown. ORL , Orbicularis retaining ligament; ROOF , retro-orbicularis oculi fat; SOOF , suborbicularis oculi fat.

Fig. 5.2, This image illustrates lower-lid anatomy.

Fig. 5.3, The orbicularis oculi muscle is classified into three sections named after the underlying anatomy. The pretarsal and preseptal portions are sometimes collectively referred to as the palpebral portion of the muscle.

The space between the eyelids is referred to as the palpebral fissure and is about 9 mm in height and 30 mm in width. The layers of the eyelid are referred to as lamellae and are characterized as the outer lamella , which includes the skin and orbicularis muscle; the middle lamella , which includes the orbital septum; and the inner lamella , which includes the tarsus and conjunctiva. These layers will be discussed here in the order they are encountered in blepharoplasty surgery.

As mentioned earlier, the eyelid skin is the thinnest on the body. The medial upper eyelid can be as thin as 800 µm. The underlying concentric orbicularis oculi muscle is responsible for eyelid closure and is described in three portions: the pretarsal portion overlies the fibrocartilaginous framework of the lids and is responsible for gentle closure such as involuntary blinking or closing the eyes during sleep. The preseptal portion overlies the orbital septum and is responsible for both involuntary blinking and forced eyelid closure. The orbital portion interdigitates with the corrugator muscles overlying the bony superior orbital rim and is responsible for strong forced eyelid closure (see Fig. 5.3 ; Fig. 5.4 ). The orbicularis oculi muscle is innervated by the temporal and zygomatic branches of cranial nerve VII.

Fig. 5.4, The orbicularis oculi muscle exposed during blepharoplasty in the upper lid (left) and the orbicularis oculi muscle exposed during transcutaneous lower blepharoplasty (right) are shown.

The orbital septum is a connective tissue layer that is an extension of the orbital periosteum (arcus marginalis) and separates the muscle layer from the orbital fat ( Figs. 5.5 and 5.6 ). The septum has been described as an inelastic diaphragm that provides containment of the orbital contents. Deep to the septum lie the orbital fat pads. There are two fat pads in the upper eyelid (medial pad and central preaponeurotic pad) and three fat pads in the lower eyelid (medial, central, and lateral pads) ( Figs. 5.7 and 5.8 ). Instead of medial, central , and lateral , some surgeons refer to these positions as nasal, central , and temporal . Occasionally, a third or lateral fat pad, which may be an anomalous fat pad or an extension of the upper central fat pad, is encountered in the upper lid. In both lids, the medial (nasal) fat pads are more fibrous and therefore whiter compared with the distinct yellow central and lateral fat pads. The medial fat pads are also more innervated, and manipulation can produce pain, even with local and general anesthesia.

Fig. 5.5, Diagram showing the orbital septum (1), levator muscle (2), levator aponeurosis (3), lower-lid retractors (4), lateral canthal tendon (5) and medial canthal tendon (6).

Fig. 5.6, An incision through the orbital septum of the upper lid (S) showing protruding underlying fat (left) . An incision through the orbital septum (S) on the lower lid from a transcutaneous approach also showing protruding orbital fat (right) .

Fig. 5.7, The medial or nasal fat pad (1), superior oblique muscle (2), upper central fat pad (3), lacrimal gland (4), medial (or nasal) lower fat pad (5), inferior oblique muscle (6), central lower fat pad (7), lateral lower fat pad (8), and the arcuate extension of the inferior oblique muscle (9) . Note that the superior and inferior oblique muscles separate the medial from the central fat pad.

Fig. 5.8, The medial (M) , central (C) , and lateral (L) lower fat pads are shown.

Although discussing the upper-lid structures, it is imperative that all surgeons can identify and preserve the lacrimal gland. This structure is found in the upper lateral orbit. There are reports of surgeons inadvertently excising the lacrimal gland when mistaking it for a fat pad. The consequences of lacrimal gland excision (lack of tear production and resultant corneal discomfort and damage) are drastic, and all surgeons must be able to identify lacrimal gland from fat. Lacrimal gland tissue is lobulated and a pink “glandular” color, and it looks very similar to other gland tissue, such as parotid and submandibular gland tissue ( Fig. 5.9 ). Fat is yellow and a totally different texture and appearance. When the lacrimal gland is encountered, it is left alone unless it is prolapsed and contributing to bulk in the upper lid. In this case, it is suspended to the orbital periosteum to “tuck” it back into the orbit.

Fig. 5.9, The lacrimal gland is located in the upper lateral orbit, as shown in the left upper eyelid of this patient. The lacrimal gland is a different color in texture from the yellow fat. It generally has a pinkish color and is granular, similar to parotid or submandibular gland tissue.

After the skin, muscle, septum, and fat have been encountered, the next layer is the architecture of the upper-lid elevators. These muscles are involved in eyelid ptosis and ptosis repair. As this text is solely dedicated to cosmetic surgery, ptosis surgery will not be addressed; however, understanding the anatomy and function of these muscles is important to avoid complications from their injury during blepharoplasty surgery. The levator palpebrae superioris (LPS) is an important muscle as it opens the upper eyelid and is innervated by cranial nerve III. The LPS muscle origin is deep in the orbital apex on the lesser wing of the sphenoid bone superior to the optic foramen. The muscle sits directly above the superior rectus as it travels anteriorly in the orbit. It then passes through Whitnall’s ligament, a broad band of connective tissue that is thought to support the muscle and change the vector of pull from anterior/posterior to superior/inferior. This band can often be seen just behind the preaponeurotic fat during blepharoplasty surgery. The muscle then converts to tendon (levator aponeurosis), which, in turn, inserts onto the anterior surface of the tarsal plate and into the orbicularis oculi muscle and skin of the upper eyelid ( Fig. 5.10 ). The region of attachment of the levator aponeurosis fibers on the skin determines the height of the patient’s eyelid crease ( Fig. 5.11 ). The crease is typically 10–12 mm in female patients, 8–10 mm in male patients, and 0–4 mm in Asian patients. There is no need to manipulate or treat the levator complex in the average cosmetic blepharoplasty.

Fig. 5.10, The levator palpebrae superioris muscle (LPS) is shown as it inserts into the tendinous levator aponeurosis (LA) .

Fig. 5.11, The upper-lid crease is largely determined by the insertion of the levator aponeurosis into the upper-lid skin. The left image show a 10–12 mm crease on typical Caucasian female, the middle image shows a typical 8-10 mm crease on males and the right image shows the much lower (0-4 mm) in Asian patients.

Müller’s muscle lies deep to the LPS muscle, inserts on the superior border of the tarsal plate, and is responsible for approximately 2 mm of upper-lid opening (see Fig. 5.1 ). Müller’s muscle consists of smooth (involuntary) muscle innervated by the sympathetic nervous system. Contraction of Müller’s muscle is responsible for the wide-eyed look when the sympathetic nervous system is triggered by fear or surprise. Of interest, when ptosis occurs in the upper lid following overaggressive neurotoxin injection, Müller’s muscle can be targeted with alpha adrenergic agonists such as naphazoline or apraclonidine eye drops to provide up to 2 mm of lift to the eyelid.

Both upper-lid retractor muscles attach to the tarsal plate, which consists of firm fibrocartilaginous tissue that provides structure to the eyelids (see Fig. 5.7 ). The upper-lid tarsal plate is located inferior to the eyelid crease in Caucasians and lies deep to the skin and orbicularis muscle. The upper tarsus is approximately 10 mm in height, and the lower tarsus is about 4–5 mm in height. The tarsal plates taper medially and laterally to connect to the medial and lateral canthal tendons, respectively. Together, the upper-lid tarsal plate, lower-lid tarsal plate, medial canthal tendon, and lateral canthal tendon provide very important tension and structure to the eyelid. If these structures become lax, eyelid malpositions such as ptosis, ectropion, or entropion may result.

In the lower eyelid, the inferior oblique muscle separates the medial and central fat pads, and the arcuate expansion of the inferior oblique muscle separates the central and lateral fat pads ( Fig. 5.12 ). The inferior oblique muscle originates from the medial orbital floor just posterior to the orbital rim, travels posterolaterally, and inserts on the posterior surface of the globe. This muscle is responsible for excyclotorsion (external rotation of the eye) and upgaze. The inferior oblique muscle is frequently encountered in cosmetic blepharoplasty and must be protected. When locating this muscle, the surgeon will know that the medial (nasal) fat pad is medial and slightly posterior to it. The central fat pad is lateral and slightly anterior to this muscle. If this muscle is injured in lower-lid blepharoplasty surgery, the patient will complain of vertical or oblique double vision. As stated earlier, the central and lateral fat pads are separated by a fascial band extending from the capsulopalpebral fascia to the orbital rim known as the arcuate expansion (see Fig. 5.7 ).

Fig. 5.12, The inferior oblique muscle (arrow) in the lower-right high lid during transconjunctival blepharoplasty separates the medial (or nasal) fat pad from the central fat pad. The medial fat pad has already been reduced in this image.

Encountered lower-lid anatomy is dependent on the surgical approach. A transcutaneous subciliary approach will incise through skin, orbicularis oculi, orbital septum, and fat. The more common transconjunctival approach is retroseptal and will transect conjunctiva and capsulopalpebral fascia into the three lower-lid fat pads. The capsulopalpebral fascia consists of the lower-lid retractors, which are a fascial extension from the inferior rectus muscle. Some surgeons and anatomists also describe a Müller’s muscle (or inferior tarsal muscle) in the lower eyelid intimate with the capsulopalpebral fascia. As with the upper lid, this consists of sympathetically innervated smooth muscle fibers.

Aging Conditions of the Eyelids and Periorbital Areas

Facial aging changes were discussed in Chapter 1 , but periorbital aging is so focused that it warrants additional review. As we age, various changes become evident in the eyelids. Eyebrow ptosis is a contributing factor in periocular aging and is especially obvious; this is referred to as hooding . Any discussion of cosmetic blepharoplasty must also include discussion of brow treatment if indicated. Often, patients will grab excess brow skin, thinking it is eyelid skin, and want it excised. It is important to point out to them that this is actually forehead skin and cannot be cut off; it must be repositioned with a browlift. One can easily excise excess skin of the upper eyelid proper, but failure to diagnose a ptotic brow and forehead is a common mistake, even from highly qualified surgeons. As mentioned earlier, many patients who have had several blepharoplasties in the past have presented to my office for a brow and forehead lift. Unfortunately, there is not enough skin left to both elevate the brow and close the eyes. This is a result of misdiagnosis on the part of the previous surgeon. Brow position is integral to accurate blepharoplasty. In actuality, many patients require both, especially women. I perform simultaneous upper blepharoplasty on 99% of my browlift patients.

Aging changes in the upper and lower eyelid skin come from multiple sources and are mostly age dependent ( Figs. 5.13–5.15 ). Oftentimes patients do not realize the amount of redundant skin that they have. With the patient looking in the mirror, the surgeon can pinch the lateral skin with the thumb and index finger and then let go; this will allow the patient to witness their true skin access (see Fig. 5.14 ). Many patients better understand the need for blepharoplasty after seeing this pinched skin excess.

Fig. 5.13, These two patients in their fourth decade exhibit moderate upper and lower-lid aging changes.

Fig. 5.14, This 73-year-old male patient exhibits severe upper-lid dermatochalasis and lateral hooding that obviously obstructs his visual field (top) . Image illustrating a means of showing a patient that they have skin excess (bottom) .

Fig. 5.15, This 58-year-old female patient shows moderate upper-lid aging, with the right eye being worse than the left (skin excess asymmetry is not uncommon). This patient also shows lower lid dermatochalasis, steatoblepharon (fat excess), and lower-lid festoons, which arise in part from lymphedematous tissue at the lid cheek junction.

As mentioned earlier, aging changes in the upper- and lower-lid skin come from multiple sources and are mostly age dependent; however, heredity can certainly play a factor. Because the eyelid skin is the thinnest on the body, it is vulnerable. Actinic damage is a big contributor to elastosis and texture changes in the eyelids. Excess and redundant upper-lid skin is referred to as dermatochalasis . This should not be confused with blepharochalasis , which is a rare type of angioneurotic edema. In this condition, recurrent episodes of eyelid edema lead to changes in skin elasticity and pigmentation.

Fat pseudoherniation (steatoblepharon) is a common cosmetic problem occurring in the eyelids. Much discussion exists about whether this is a herniation or pseudoherniation. I think a more accurate word is prolapse . Most clinicians agree that the orbital septum becomes weakened with age, and the periorbital fat pads protrude though this weakened septum and cause the fat bags to bulge forward. To view the extent of fat pad herniation (prolapse), gentle pressure (retropulsion) is placed on the closed eye, which will accentuate the fat pads. Additionally, asking a patient to look upward will identify the prolapsed fat. In any event, this is frequently familial and hereditary, with some patients developing protruding fat bags in their late teens. In addition, these fat collections are sensitive to fluid shifts and gravity and may appear worse in the morning, during allergy season, or after high salt and carbohydrate intake. Frequently, these patients will present with the chief complaint of dark circles under the eyes. In reality, these “dark circles” actually represent shadows cast by the protruding fat pads. When these patients are in a room with overhead lighting, these circles are much more apparent from shadowing. This can be illustrated by having the patient stand under an overhead light source and taking photos with and without a flash. The flashless photo will accentuate the dark circles. That said, dark circles or periorbital pigmentation can be multifactorial. This pigmentation may be melanin deposition from sun damage and, if superficial, will respond to skin resurfacing, intense pulsed light (IPL), or pigment-lightening creams, while some ethnic populations such as IndoPakistanis have extremely deep pigment that is difficult to improve. Venous congestion and hemosiderin extravasation into the skin can also produce dark circles under the eyes. Localized chronic inflammation can also produce dull and darkened skin on the lower lids. Some patients have large and small veins concentrated in the lower-lid skin, which cast a bluish hue. Similarly, the red and vascular orbicularis muscle can cast a blue hue under the very thin skin of the eyelids.

Some patients will present with a chief complaint of “fat bags,” but in reality they have hypertrophic orbicularis oculi muscles in the lower lids. Patients with orbicularis hypertrophy show increased lower-lid bulges when asked to smile and squint ( Fig. 5.16 ). Removal of this orbicularis “jelly roll” is controversial as it can result in ectropion, weakened blink, and dry eye. Some surgeons prefer to treat this problem with low-dose Botox injections to the pretarsal orbicularis.

Fig. 5.16, This patient has bulges under the lashes of the lower lids when animating as a result of orbicularis oculi hypertrophy. Novice surgeons have been known to mistake this for fat.

Xanthelasma is an accumulation of yellowish lipid-laden plaques in the upper-lid skin. The plaques are located in the deep dermis and can extend into the underlying orbicularis muscle, thus successful treatment must extend to the full depth of the lesion. These lesions are treated by surgical excision, laser ablation, trichloroacetic acid (TCA) peel, or surgical excision, which has shown the best results in my hands. Unfortunately, because of their underlying metabolic cause, they frequently reoccur. Xanthelasma can be associated with increased blood levels of cholesterol or hyperlipidemia and sometimes with diabetes, thus laboratory testing with the patient’s primary care physician (PCP) is suggested for all patients presenting with this problem.

Diagnosis, Workup, and Patient Selection

Joe Niamtu, III, Julie Woodward, and Nicole Langelier

Some of the most important time spent with a patient is at the consultation. In this period, the patient is shopping for a doctor, and the doctor is evaluating the patient not only surgically, but psychologically. In addition to giving the patient an accurate presentation of their diagnosis, treatment, risks, recovery, and results, the surgeon must also evaluate the patient’s expectations and their appreciation of the reality of the situation. The more information that can be presented before surgery, the easier it is to deal with problems that occur after surgery. It is the surgeon’s job to present the “typical scenario” as well as best- and worst-scenario options. As they say, a postoperative problem is a sequela if it was discussed preoperatively and a complication if it was not discussed preoperatively. Adequate time must be scheduled for eyelid evaluation as there is much to cover.

Medical History

Medical history in the cosmetic surgery patient should take special focus on conditions that put the patient at risk for anesthesia complications, delayed healing, infection, or bleeding complications. Although not an exhaustive list, it is important to remember that history of cardiac or pulmonary disease increases the risks associated with anesthesia, autoimmune disease such as scleroderma or rheumatoid arthritis may affect wound healing, coagulopathies increase the risk for bleeding (which include aspirin and fish oil), and immunosuppression from disease or medication use increases the risk for infection. Thyroid disorders, diabetes, and hypertension must be evaluated and controlled. Smoking cessation for 2 weeks before and after surgery should be encouraged to improve wound healing and reduce the risk for infection. Alcohol use should be discontinued for at least 2 days preoperatively and for 1-week postoperatively to reduce the risk for hemorrhage. Chronic heavy alcohol use can cause liver disease and result in coagulopathies.

During the preoperative evaluation, patients should be queried not just about their prescription medications, but also specifically about any over-the-counter medications, PRN medications, or herbs/supplements because many patients do not consider these to be medications. Because uncontrolled bleeding can cause blind­ness, it is important for patients to refrain from using medications that affect platelet function. A list of medications and supplements that affect platelet or clotting function should be reviewed with the patient preoperatively with instructions to discontinue the medications for an appropriate amount of time before surgery. Although the risk for infection after blepharoplasty is generally low because of high vascularity, immunosuppressive medications can increase the risk for infection, and the risks and benefits of proceeding with surgery while on those medications should be considered.

Finally, it is important to ask directly about any prior facial surgery or filler use. Patients may forget to mention previous cosmetic surgery or cancer reconstruction surgery. Failing to identify prior surgery could make the surgery more challenging by introducing unanticipated skin shortage, scar tissue, foreign material, or abnormal anatomy.

Ophthalmic History

The eyelids serve the very important purpose of protecting the eyes. It is one of the most complex and sensitive organs in the body. Eyelid surgery can lead to life-changing consequences, ranging from chronic dry eye to blindness. Surgeons performing cosmetic eyelid surgery should perform a basic ophthalmic history and examination to assess each patient’s individual risk for ocular complications. If there is ever a concern for factors that could negatively affect the procedure, an ophthalmology consult is in order. A novice blepharoplasty surgeon should obtain a routine ophthalmology consult on their initial series of patients. This helps rule out pathology, teaches the new surgeon what is normal and what is not, and protects the surgeon to some extent medicolegally.

Ocular surface disease must be considered preoperatively as patients with these conditions have less “reserve” and are more likely to experience some worsening of symptoms after all but the most conservative blepharoplasty. It is imperative to ask about dry eye symptoms including burning, irritation, and foreign body sensation. Patients with ocular allergy may experience seasonal itching, irritation, grittiness, and redness. Asking about the use of over-the-counter eye drops including artificial tears or anti-allergy drops will help identify patients that are particularly bothered by their symptoms preoperatively. On a similar note, patients with a history of LASIK refractive surgery are at higher risk for dry eye symptoms postoperatively and should be counseled as such. Patients with severe dry eye symptoms are poor candidates for cosmetic blepharoplasty. If you ever doubted the impact that dry eye can have on quality of life, see how your eyes burn, sting, water, and blur when you hold them open without blinking. This is not a condition that you want to worsen by performing inappropriate or overaggressive blepharoplasty surgery.

Prior glaucoma surgery can change the surface architecture of the superior globe. When the patient is looking downward as you hold up their upper lid, a surgical drain (tube shunt) or filtering bleb may be visible. Additional care should be taken to avoid injury to these structures during surgery or when manipulating internal eye shields. Conjunctival scarring diseases such as ocular cicatricial pemphigoid are rare but can worsen if the conjunctiva is traumatized by surgery. Any unusual appearance to the conjunctiva should trigger a referral to an ophthalmologist. Although exceptional attention to safety is important for every case, patients who are monocular (useful vision in one eye only) should be treated with additional caution.

Ophthalmic Examination

Baseline visual acuity should be checked and recorded before surgery. It is not unusual for vision to be slightly blurry for the first few days or weeks after blepharoplasty surgery. The ophthalmic ointments melt into the tear film and temporarily blur the vision. Dryness in the early postoperative period from mild lagophthalmos, infrequent blink, or incomplete blink can cause blurring and is typically improved with artificial tear drops. This should improve as swelling resolves and healing brings return of normal orbicularis function. Even mild swelling in the eyelids can push on the globe and cause subtle vision changes. To experience this for yourself, look across the room with one eye and then gently touch the top of your eyelid and note how your vision changes. Snellen chart examination is the standard for visual acuity testing, but a near-vision card with reading glasses if necessary can also be used if a Snellen chart is not available. Recording preoperative visual acuity will provide a point of comparison for vision concerns during the healing process and ensure that the patient cannot blame their long-standing poor vision on your surgery!

In addition to assessing visual acuity, there are several other tests that assist the surgeon in assessing the risk associated with cosmetic blepharoplasty for a specific patient. A pupillary examination to assess for symmetry and reactivity can be performed with a simple pen light. Extraocular motility can be assessed by having the patient follow your finger as you draw an H in the air. Although it is normal to have mild discomfort at far end gaze, any pain or double vision while performing this test should trigger a referral to an ophthalmologist for further evaluation.

Bell’s phenomenon is the reflexive protective upward rotation of the eye when the eyelids are closed ( Fig. 5.17 ). This can be assessed by asking the patient to gently close their eyes as if they are sleeping while the surgeon gently pries open the upper eyelids. With a normal Bell’s phenomenon, the eyeball should roll back and protect the cornea. The examiner should see only the white sclera (see Fig. 5.17 ). A patient with an abnormal Bell’s phenomenon has their corneal surface exposed and visible with their eyes closed and when pried open (see Fig. 5.17 ). A patient without a protective Bell’s phenomenon could have catastrophic corneal damage from corneal exposure and dryness if lagophthalmos (inability to close the lids) should occur post-blepharoplasty.

Fig. 5.17, Normal Bell’s phenomenon in which the globe rotates upward when the patient is asked to close their eye and the examiner pries the lid open (left) . Abnormal Bell’s phenomenon in which the cornea is extremely vulnerable to serious damage if an inability to totally close the eye occurs (right) . Photo of a sleeping person demonstrating nocturnal Bell’s phenomenon, which prevents corneal desiccation when sleeping or unconscious.

Dryness can be checked in the office by staining the cornea with fluorescein dye. The simplest way to do this is to wet the tip of a fluorescein strip with a drop of saline. The examiner gently pulls the lower eyelid away from the eye and touches the edge of the fluorescein strip to the inner rim of the eyelid margin. When the patient blinks, the fluorescein dye will be dispersed in the tear film. When a cobalt blue light is shone on the eye, the dye will appear fluorescent yellow green. Any dry areas on the cornea will pick up the dye as bright pinpoints of green, usually on the inferior third of the cornea. A corneal abrasion will light up as a patch of bright green on the cornea. If the patient is in pain from a suspected corneal abrasion postoperatively, instilling a drop of topical anesthetic (proparacaine, tetracaine, or even lidocaine local anesthetic) will dramatically improve the patient’s pain and thus improve the quality of your examination. The anesthetic will sting on instillation but typically provides relief for approximately 15 minutes. Never give topical anesthetic to a patient for home use as it is toxic to the cornea when used repetitively and can cause ulcer or perforation. More discussion of corneal abrasion will be addressed in the “Blepharoplasty Complications” section later in this chapter.

Periocular Facial Examination

When performing a physical examination for cosmetic surgery, a systematic approach is recommended from top to bottom, to guide the surgeon and manage patient expectations. This can be performed with a mirror but is best performed with detailed standardized facial photography or even video to demonstrate dynamic changes that are not seen in static images. In addition to discussing areas of concern, it is also important to discuss facial asymmetries. Over time, the brain acclimates to one’s own asymmetries. Although we may feel that we look symmetric when we see our reflection in the mirror, many people find that they look less symmetric in a selfie photograph as the image is reversed. Composite images of split-faced photography will also demonstrate just how asymmetric we are. Although no human being is perfectly symmetrical, most patients come into the office unaware of their asymmetries. It is the surgeon’s job to discuss and document these asymmetries with the patient because if they do not see these asymmetries preoperatively, they are certain to see them postoperatively, which is a far more difficult conversation to deal with.

Here we will review the periocular anatomic features and clinical findings for consideration during a blepharoplasty consult.

Orbit

Although not a discrete facial feature, the orbital bones provide the foundation to our soft tissues, and orbital bone size, shape, and symmetry greatly affect appearance. Some patients have large orbits in which the pupil is more distant from the superior orbital rim and eyebrow, and other patients have small, tight orbits in which the globes sit crowded near the rim and brow. As we age, the floor of the orbit gradually moves inferolaterally away from the globe as the midface rotates posteriorly.

The orbital bones are rarely perfectly symmetrical. When examining the face as a whole, usually one pupil sits slightly higher than the other ( Fig. 5.18 ). This can be noted as orbital dystopia or globe dystopia and is estimated in millimeters. This is important to note because the orbit with a lower globe often has a more hollow superior sulcus that is important to mention to the patient and to document.

Fig. 5.18, Is important to identify preoperative asymmetry and discrepancies and document this in the patient’s record as well as photographically. Many patients have asymmetry that can involve the bony orbit, soft tissue brow, eyelids, or the position of the globe within the orbit.

Eyebrow Position

The eyebrows provide aesthetic framing for the eyes and are a focal point of facial expression. The female brow sits at or above the superior orbital rim and has a gentle arch temporally. The male brow is flatter in shape and sits lower, either on or below the superior orbital rim.

Eyebrows can demonstrate either medial ptosis, lateral ptosis, or both. Medial brow ptosis results in an angry appearance. Lateral brow ptosis can result in a sad or concerned appearance. Browlifting can be performed to restore not only a more youthful appearance, but a happier appearance as well. Care should be taken to avoid overlifting the brow, which can result in a surprised look. Excessive temporal browlifting in male patients should be avoided as it can be feminizing.

Patients with brow ptosis at rest often show an elevated brow position from frontalis contraction when animated in conversation, which can mask the brow ptosis. It is important to assess brow position both at rest and during animation.

Any asymmetry of the brow is critical to discuss. Almost all patients demonstrate some degree of brow asymmetry (see Fig. 5.18 ). This sometimes results from greater strength of the seventh cranial nerve on one side of the face in comparison with the other. Patients who exhibit a broader or more accentuated smile on one side often show more wrinkles and a lower brow on that side. Another cause of brow asymmetry is levator ptosis. Patients with unilateral ptosis of the eyelid will often demonstrate a compensatory brow hike on that side. In these cases, it is best to address the levator ptosis before undertaking a browlifting procedure as correcting the levator ptosis often changes the brow position. In cases of mild asymmetry in which browlifting is not desired, it is important to remember that the lower brow can weigh down the upper eyelid, making the eyelids appear asymmetric, even after blepharoplasty surgery. In these cases, slightly more skin removal or a higher crease can be placed on the side with brow ptosis to give the appearance of a symmetric eyelid platform.

If a patient is a browlift candidate and the surgeon does not perform the procedure, the patient should be informed and given the opportunity of a referral to a surgeon who does perform browlifts. I have seen numerous patients who were not informed of their candidacy for browlift surgery because their surgeon did not perform this procedure. These patients, instead, received numerous blepharoplasties over several decades. When these patients desired a browlift, it was impossible because lifting the brow would produce lagophthalmos because of the previous multiple skin-removal procedures. Ethics trump everything else in surgery, and if a patient is a candidate for a procedure, whether or not the surgeon performs it, they should be notified and appropriately offered a referral.

Upper Eyelid

The amount of dermatochalasis, the presence of ptosis, eyelid crease height and symmetry, fat prolapse versus hollowing, lacrimal gland prolapse, and lash ptosis all must be considered when performing cosmetic blepharoplasty.

Upper-lid dermatochalasis, or extra skin, typically begins laterally as the lateral brow begins to drop with age. Care should be taken to differentiate extra eyelid skin from ptosis of the brow. Prolapse of the nasal fat pad is evident in most patients, and its removal is generally aesthetically favorable. The nasal fat pad is in close approximation to the trochlear arteries that can lead to significant orbital hemorrhage if not managed properly. The preaponeurotic fat serves as a glide plane for the levator muscle and can either show atrophy, or in some patients, show hypertrophy. In cases of atrophy, a hollow superior sulcus (called an A-frame deformity ) is often noted. The nasal fat pad can be transplanted into the preaponeurotic space to correct this hollowing and restore youthful fullness to the lid. In cases of hypertrophy, the central fat pad can be conservatively reduced. It is important to avoid overresection in this area as it can create an undesirable surgical look or an A-frame deformity, discussed later in this chapter. Functionally, overresection of preaponeurotic fat, especially when aggressive cautery is used, can result in middle lamellar scarring and lagophthalmos.

Prolapse of tissue in the lateral eyelid is either a result of lacrimal gland prolapse, brow fat pad hypertrophy or descent, or orbicularis muscle redundancy. Prolapsed lacrimal glands can be tucked back inside the orbit during blepharoplasty, but tenderness in the area of the lacrimal gland can signal pathology and should be evaluated by an ophthalmologist. Occasionally, a patient may have a large brow fat pad that when reduced, enhances aesthetics.

Marginal reflex distance (MRD) is an important measurement in the blepharoplasty examination. The upper marginal reflex distance (MRD 1) is the distance in millimeters from the upper-lid margin to the pupillary light reflex (center of the pupil) ( Fig. 5.19 ). A normal eyelid sits about 2 mm beneath the superior limbus of the cornea, which corresponds to the normal MRD 1 being about 3–4 mm. If the MRD 1 is <4 mm or asymmetrical, the patient must be made aware that a ptosis repair may be indicated. If the cosmetic surgeon does not perform functional surgery, the patient should be given the option of a referral for ptosis surgery evaluation. Many patients do not care about the small amount of ptosis they have had for years and simply desire cosmetic treatment, but they should always be given the option of correction. It is also worth noting that ptosis can be a sign of neurologic disease. Any patient presenting with ptosis, pupillary asymmetry, or double vision should receive an urgent ophthalmology consult.

Fig. 5.19, The upper marginal reflex distance (MRD 1; white arrow ) is the distance from the pupillary light reflex to the upper lid margin, with normal being approximately 4 mm. The MRD 2 (red arrow) is the distance from the pupillary light reflex to the lower lid margin with the normal being approximately 6 mm. An MRD 1 less than 4 mm is diagnostic for ptosis; an MRD 2 less than 6 mm is diagnostic for lower lid retraction. The sum total of MRD 1 and MRD 2 equals the palpebral fissure.

The eyelid crease is typically 10–12 mm in women and 8–10 mm in men but tends to increase slightly with age and the presence of involutional, or age-related, ptosis. When the eyelid crease is asymmetric, the surgeon should examine carefully for the presence of mild ptosis on the side with the higher lid crease. In the absence of ptosis, asymmetric creases should generally be set to a more symmetric position in surgery. Placing the lid crease in a slightly lower position will make the eyelid appear fuller, while raising the crease will increase tarsal platform show (TPS).

The angle of the lash as it emerges from the anterior lamella of the eyelid margin and the degree of bend as the lashes curve upward is greater in Caucasian patients compared with Asian patients. Lash ptosis occurs when the lashes project straight outward or downward. Lash ptosis can be associated with obstructive sleep apnea, floppy eyelid syndrome, and ptosis.

From an aesthetic standpoint, an upward tilt of the eyelashes is considered aesthetically pleasing and can be improved during blepharoplasty by placing incisional CO 2 laser ablation spots 2–3 mm above the lash follicles to contract the anterior lamella.

Lagophthalmos and Impaired Blink

Lagophthalmos is the inability to completely close the eyelids. It is traditionally measured as the number of millimeters of eye exposure that is seen when the patient tries to gently close the eyes in the upright position. It is uncommon for a patient without any previous surgery or pathology (such as lower-lid ectropion or facial palsy) to exhibit lagophthalmos in the upright position because gravity pushes the eyebrows downward and helps close the eyelids. However, lagophthalmos in the reclined position or during sleep (nocturnal lagophthalmos) is much more common. Although some patients have symptoms from nocturnal lagophthalmos including irritation or dryness in the morning, many do not thanks to the Bell’s phenomenon mentioned earlier. During the examination, it is worth taking a moment to recline the patient in the chair to assess for lagophthalmos in the reclined position as well. It is also helpful to inquire if the patient has been told they sleep with their eyes open. Findings should be documented and discussed with the patient. Those who demonstrate lagophthalmos in any position are at risk for worsened lagophthalmos from blepharoplasty and should be counseled about the risk for worsening dry eye or corneal damage. Patients with lagophthalmos in the upright position should have an ophthalmic examination to elucidate and potentially treat the etiology of their poor eyelid closure. Although some patients may have mild lagophthalmos in the immediate postoperative period, lagophthalmos after blepharoplasty is an undesirable result and one that may cause a range of sequelae from discomfort to corneal ulcer, perforation, and blindness.

During the consultation, the surgeon observes the patient’s blink rate and blink integrity. The normal blink rate is approximately 12 blinks per minute. Blink rate does not need to be formally measured, but if simply matching your blink rate to your patient’s makes your eyes burn and sting, it is likely they have a decreased blink rate. Although it is normal for patients to exhibit some incomplete blinks, a healthy blink allows the cornea to be fully rewetted with each blink. Older adult patients and those with movement disorders such as Parkinson’s disease often exhibit decreased and incomplete blinking. This finding puts patients at increased risk for dry eye complications post-blepharoplasty.

Lower Eyelid

Assessment of lower-lid aesthetics includes evaluation of fat prolapse, infraorbital hollowing, skin laxity, skin quality, eyelid tone, appropriate positioning, midface volume, and festoons.

The soft tissue of the aesthetically pleasing lower-lid contours smoothly to the cheek. Prolapse of the three lower-lid fat pads is what most patients note when they complain about “eyelid bags” or “puffy eyelids.” This fat will be more prominent in upgaze and less prominent in downgaze. The nasal and central fat pad appear as a contiguous bulge under the skin. There is often a visible distinction between the central and lateral fat pads created by the arcuate expansion. The far-lateral component of the lateral fat pad is the area that is most commonly undertreated, and patients with prior lower-lid blepharoplasty may complain of fat prominence after their surgery.

The area of hollowing commonly referred to as the tear trough is created by the orbitomalar ligament, which connects the inferior orbital rim to the overlying skin and orbicularis. Although this is normal anatomy present even in smooth and youthful eyelids, a number of factors make this area more pronounced with age including loss of subcutaneous fat, fat prolapse above the orbitomalar ligament, and laxity of the overlying skin. In mild cases, the depression in this region can be treated with filler. The hollow appearance of this area improves when the prolapsing fat from above is removed in traditional subtractive blepharoplasty surgery. In patients who have a very pronounced depression in this area, additional improvement can be seen with orbitomalar ligament release and fat repositioning, although this additional manipulation of tissue does slightly increase the rate of complications and prolong healing compared with traditional subtractive blepharoplasty.

The aesthetic lower-lid margin sits just at or above the lower limbus. The MRD 2 is the measurement from the pupil center to the lower lid in neutral gaze and is approximately 6 mm. Lower-lid retraction is defined as an MRD 2 > 6. The palpebral fissure is the sum of MRD 1 and MRD 2 (see Fig. 5.19 ). Inferior scleral show is noted when the white sclera is visible below the cornea. Although some young patients have a small amount of inferior scleral show as a natural anatomic trait, it is generally more aesthetically pleasing to have the lower eyelid meet the inferior limbus in primary gaze.

Laxity of the lower eyelid should be carefully assessed preoperatively as lower-lid laxity greatly increases the risk for postoperative ectropion or retraction. Lower-lid ectropion is defined as a lower eyelid that rolls or sags away from the eye and exposes the inner surface of the lower eyelid ( Fig. 5.20 and Fig. 5.21 ). Lower-lid retraction is defined as a downward malposition of the eyelid without eyelid eversion.

Fig. 5.20, Left lower-lid ectropion. Involutional age-related changes result in laxity of the lower eyelid and eversion of the eyelid margin. The palpebral conjunctiva is exposed and injected. The yellow hue to the tears is from fluorescein dye, which can be used with a cobalt blue light to evaluate the cornea for surface damage from air exposure.

Fig. 5.21, Bilateral lower-lid retraction in a patient with a history of transcutaneous lower-lid blepharoplasty. Note that the lower eyelids are pulled inferiorly, resulting in inferior scleral show and injection of the conjunctiva. There is no eversion of the eyelid margin.

Lower-lid integrity should be assessed preoperatively with the lower-lid distraction test and snap-back test. In the lower-lid distraction test, the surgeon gently pulls the eyelid away from the globe and measures the distance between the eyelid and the globe ( Fig. 5.22 ). Young patients will often demonstrate tight eyelids, sometimes so much that a transconjunctival blepharoplasty is challenging because of the lack of space during surgery. Lower-lid distraction of 6–7 mm is considered normal, with slightly greater distraction found in older patients and male patients. Patients with frank ectropion often exhibit lower-lid distraction closer to 10 mm. Patients with distraction >8 mm typically benefit from some form of canthal tightening during blepharoplasty.

Fig. 5.22, The ability to distract the lower lid more than 8 mm from the globe may indicate the necessity of a canthal tightening procedure. This is not an absolute number but is reliable in general.

The lower-lid snap-back test assesses laxity and orbicularis muscle tone in concert. Orbicularis muscle tone can be weakened by age, prior surgery, trauma, or neurologic conditions. A decrease in resting orbicularis tone will make the lower eyelid more susceptible to downward gravitational forces. It is important to remember that surgical trauma from incision or resection of the orbicularis fibers during transcutaneous blepharoplasty can lead to a temporary or permanent weakening of the orbicularis muscle. During the snap-back test, the surgeon uses one finger to pull the lower eyelid downward and away from the globe, releases the eyelid, and observes the amount of time it takes for the eyelid to return to its normal position. An eyelid with excellent tension and muscle tone will immediately reposition itself against the globe ( Fig. 5.23 ).

Fig. 5.23, This patient demonstrates a normal snap-back test. Her lower lid position in neutral gaze is normal (left) . The lower lid is distracted with the index finger (center) and the lid immediately returns to its normal position (right) .

In cases of moderate laxity and loss of tone, the eyelid will slowly return back to its normal position against the globe, typically within a few seconds. These patients are at some risk for lower-lid malposition complications post-blepharoplasty if the laxity is not addressed and usually benefit from some level of eyelid tightening during blepharoplasty surgery such as canthopexy or orbicularis sling. In cases of severe laxity and poor tone, the eyelid will remain gapped away from the eye until the patient blinks ( Fig. 5.24 ).

Fig. 5.24, This type of patient can be problematic for the novice surgeon. The patient is shown in neutral gaze and appears to have some minor lateral lid laxity (left) . Both lids clearly show excessive conjunctiva when distracted by the examiner’s fingers (center) . This image taken 5 seconds later shows that the lids do not return to normal (right) . Patients with this degree of lower lid laxity should only be operated on by surgeons who have significant blepharoplasty experience and are versed at canthopexy.

These patients are at high risk for post-blepharoplasty complications and benefit from a more invasive functional eyelid-tightening procedure such as a lateral tarsal strip. An additional test to evaluate lower-lid laxity is to observe the position of the lacrimal punctum when pulling the lower eyelid laterally. In a normal situation, the lacrimal punctum should not exceed an imaginary line dropped from the medial limbus of the cornea when pulled laterally. With lower-lid laxity, the punctum can be distracted well lateral of this point ( Fig. 5.25 ).

Fig. 5.25, The punctum is positioned approximately at an imaginary line dropped from the medial limbus of the cornea when the lower lid is distracted laterally in the normal eyelid (top) . Note the increased lateral travel of the punctum when stretched laterally in eyelids with significant laxity.

Many patients have eyelids that appear to be in good position but demonstrate laxity during these tests. Making these maneuvers an integral part of one’s preoperative examination will help identify and treat patients who would not seem to be at risk on a cursory examination. Never try to be the hero with cosmetic surgery. If you are unsure, refer!

Midface

The relationship between the globe and the midface should also be assessed during the lower-lid blepharoplasty evaluation. Not only is a smooth lid-cheek contour a sign of youth and beauty, this area should be evaluated because the midface provides crucial support to the lower eyelid. Ideal facial structure has a positive vector relationship in which the projection of the globe is posterior to the cheek prominence. When the anterior aspect of the globe protrudes further than the midface, a negative vector is present that reduces support to the lower eyelid and increases the risk for lower-lid retraction after blepharoplasty surgery. A negative vector in youth is a result of development and can be related to gender, genetics, or ethnicity. A negative vector can also develop with age as the midface rotates posteriorly, further reducing support to the lower eyelid ( Fig. 5.26 ). The oblique lengthening of the orbit occurs with age and results in a downward shift in the periosteal attachment of the lateral canthal tendon, further accentuating descent of the lateral lower eyelid with age. One avenue of correction includes cheek implants to restore the anterior projection of the midface (covered elsewhere in the text).

Fig. 5.26, Aging changes produce osseous support resorptive patterns (arrows) .

Malar mounds or festoons are located in the superolateral cheek between the orbitomalar ligament and zygomatic cutaneous ligament, and they can be one of the most challenging areas to treat in the upper face. Some young and healthy patients have a subtle malar mound as a normal anatomic finding; however, the soft tissue laxity and skeletal changes that occur with age make this region more pronounced. Skin and orbicularis laxity essentially become stuck between the two ligaments and drapes down over the zygomatic cutaneous ligament (see Fig. 5.15 ). Festoons can be “dry” and simply caused by excess skin and muscle, or they can be “wet” in which edema results from allergy, fluid retention, or sleep apnea. Patients often falsely believe that these are pockets of fat. It is prudent to point out this area out to patients in consultation. Failing to manage this area will often result in patient dissatisfaction. Options for treatment include CO 2 laser, radiofrequency micro­needling, skin peels, midface lifting, face lifting, skin muscle flap transcutaneous lower-lid blepharoplasty, direct excision, and sclerotherapy injections, all with varying levels of satisfaction.

Skin Evaluation

Eyelid skin is the thinnest on the face and first to show signs of aging and photodamage. Skin texture, pigmentation, and laxity all play a role in aesthetic rejuvenation. The Fitzpatrick photo typing scale classifies skin based on its pigmentation and response to ultraviolet radiation. Classification ranges from type I (very fair, always burns, never tans) to type VI (deeply pigmented, never burns). The Fitzpatrick scale provides a broad-brush stroke by which to evaluate the risk for complications to energy, laser, and light-based devices. Patients with higher Fitzpatrick scores generally have a greater melanin content in the skin and are therefore at higher risk for complications from laser treatments that target melanin as their chromophore (e.g., IPL). In theory, patients with a higher Fitzpatrick score are also more likely to experience postinflammatory hyperpigmentation after treatments such as CO 2 or Erbium laser. However, this does not work out perfectly in practice as some patients with Fitzpatrick skin type III or IV will have a robust hyperpigmentation response, and others will not. The Lancer ethnicity scale (discussed in Chapter 14 ) can be a helpful tool for determining risk factors based on ethnic background and genetics. The higher the number on the Lancer scale, the higher the risk for complications from an ablative laser or chemical peel.

Skin texture and thickness are also important to assess. Patients with thin skin with many rhytids will respond well to laser. Other patients have thicker skin with rhytids that are caused more by the orbicularis muscle insertions beneath the skin. These patients will not see as much improvement from laser resurfacing because they need neurotoxins to relax the muscles beneath the skin. Very thin skin promotes the appearance of dark circles because the skin is so thin that one can see through to the orbicularis muscle that is dark. Laser can create more collagen that is opaque and will help hide the dark circles. Pigment, hemosiderin extravasation, and vascular structures can also contribute to dark circles, and simple blepharoplasty may not remedy them. The patient must understand this.

Consultation Wrap-up

Before and after images and images of patients during the acute postoperative period should be shown to the patient to provide an idea of what to expect after the surgery. Having a list of previous patients that will serve as references to discuss their surgical experience with prospective patients is also a very useful adjunct. Any additional information such as brochures, websites, social media videos, and slide shows can be very useful to the patient. The consultation also includes providing fee quotations, signing consents, obtaining forms for physician history and physical examination and laboratory work (if necessary), postoperative prescriptions, and finalizing surgery plans and questions. If the patient desires to schedule surgery at this time, a down payment is made to hold the surgical spot. This process can be overwhelming for some patients and may require several appointments. I also prefer to take a set of preoperative photos at this appointment, so we ask patients to come without makeup. We often take another set of photos on the actual day of surgery. It is impossible to have too many patient photos.

It is important during the preoperative evaluation to remind the patient about any medications that may affect coagulation. This cannot be overstressed. There are many over-the-counter medications that contain aspirin or other ingredients that can affect platelet activity, and continual reinforcement is important. We provide an extremely detailed list of medications that may affect bleeding. Dr. Langelier provides her patients with the following succinct list of medications to avoid preoperatively with a variable timetable. Although this is a small portion of an exhaustive and ever-changing list, it does cover some of the more common medications to consider.

The following medications must be discontinued 10 days before surgery:

  • 1.

    Ecotrin

  • 2.

    Fiorina

  • 3.

    Excedrin

  • 4.

    Aggrenox/dipyridamole

  • 5.

    Alka Seltzer

  • 6.

    Headache powders (e.g., BC, Goody’s)

The following medications must be discontinued 2 weeks before surgery:

  • 1.

    Advil

  • 2.

    Aleve

  • 3.

    Arthrote

  • 4.

    Daypro

  • 5.

    Diclofenac

  • 6.

    Feldene

  • 7.

    Fish oil/omega 3

  • 8.

    Flaxseed oil

  • 9.

    Garlic

  • 10.

    Ginkgo

  • 11.

    Ginseng

  • 12.

    Ibuprofen

  • 13.

    Indocin

  • 14.

    Lodine/etodolac

  • 15.

    Mobic/meloxicam

  • 16.

    Motrin

  • 17.

    Naprosyn/naproxen

  • 18.

    Relafen

  • 19.

    Ticlid/ticlopidine

  • 20.

    Tolmetin

  • 21.

    Toradol

  • 22.

    Turmeric

  • 23.

    Vitamin E

  • 24.

    Voltaren

The following medications also must be discontinued before surgery . Please ask your prescribing doctor if it is safe for you to stop these medications. Please notify your surgeon if you are unable to stop these medications:

  • 1.

    Aspirin: 10 days preoperatively

  • 2.

    Coumadin/warfarin: 4 days preoperatively

  • 3.

    Effient: 7 days preoperatively

  • 4.

    Eliquis/apixaban: 48 hours preoperatively

  • 5.

    Peltal/cilostazol: 3 days preoperatively

  • 6.

    Plavix/clopidogrel: 7 days preoperatively

  • 7.

    Pradaxa/dabigatran: 3 days preoperatively

  • 8.

    Xarelto: 2 days preoperatively

Comprehensive Cosmetic Blepharoplasty

Joe Niamtu, III, and Nicole Langelier

The need for preoperative images cannot be overemphasized. Patients rarely pay detailed attention to their eyes until they have surgery; then they look at them continually in the immediate postoperative period and can become very critical. It is not unusual for a patient to complain about something “that was not there before the surgery.” They may focus on the tiniest skin excess or asymmetry and blame the surgeon for the problem. I frequently show preoperative images to patients to illustrate that they always had one lid lower than the other or a similar condition they never realized existed. For this reason, any asymmetry or other variable that may affect the outcome is documented preoperatively with the patient’s signature. It is a fact that soon after surgery the surgeon and the patient forget what the patient looked like preoperatively, so previous documentation is essential.

Besides chart records and medicolegal usage, before and after images are invaluable marketing tools. Cosmetic surgery is all about before and after photos, and they can be used (with consent) in the office, on web pages, on social media sites, and for many other marketing purposes. The surgeon and staff must be meticulous about obtaining legal written consent from the patient. Million-dollar lawsuits have been lost because of the improper use of patient images, which can be a HIPAA (Health Insurance Portability and Accountability Act of 1996) violation. Because this may vary from state to state, legal consultation should be obtained that clearly details the use of non-compensated images for educational and/or promotional purposes.

Photographic images must be standardized, or they are useless. Essential standardization includes background, patient and head positioning, lighting, animation, and pose. Photos should be taken the same way in both the preoperative and postoperative situations. I take both sets of photos with the patient wearing no makeup. Some doctors take both the before and after photos with the patient wearing makeup. In terms of standardization, it does not matter as long as both sets are taken the same way, but I feel that the clinical standard is to take before and after photos without makeup to show the true surgical result.

There are some very dishonest doctors on the Internet, and it only takes a few seconds to find a website that shows skewed or altered before and after photos. One of the biggest cons is to take the before photo without a flash because this accentuates the skin wrinkling and shadowing and makes things look worse. The after photo is then taken with a flash, which automatically makes things look better. At this point in time, the public is largely aware of photographic alteration, and it only serves to reflect negatively on the reputation of the surgeon. In my experience, doctors who take sloppy photos may perform sloppy surgery. My advice to novice doctors is take as many photos as they can throughout their career. Not only will this help them learn, teach, and publish, but I promise there will be times where they will save the surgeon from lawsuits, anguish, and unhappy patients.

A minimum preoperative photographic series should include the following:

  • 1.

    Frontal view

  • 2.

    Right and left oblique views

  • 3.

    Eyes looking upward (to accentuate lower fat pad herniation)

  • 4.

    Eyes-closed view (to prove that the patient could close the eyes)

  • 5.

    Full-smile view

I always take a photo with the patient at full smile and review it with them. I do this because I have had patients with great post-blepharoplasty results who complained that they still have wrinkles when they smile. Obviously, blepharoplasty surgery cannot stop dynamic periorbital wrinkles, and the patient is reminded about our preoperative photo and discussion. Fig. 5.27 shows a typical preoperative series used by the author.

Fig. 5.27, The more preoperative photos the better. The typical preoperative blepharoplasty photos used by the author show relaxed frontal, upgaze, and frontal smile and squint views (top row) . Eyes closed, right three-quarter, and left three-quarter views (bottom row) are also shown.

Treatment Planning

Blepharoplasty surgery is an extremely sophisticated surgical procedure that is reliant on many factors for success. Much of what determines this success has little to do with the scalpel and much to do with patient selection, marking technique, and especially the ability to accurately judge what stays and what tissue is excised. In general, blepharoplasty is more about what stays behind than what is to be removed.

Occasionally, a patient who only desires isolated upper or lower blepharoplasty will present, but in general, if a patient has aging changes in the lowers, they also have them in the uppers and vice versa. I encourage patients to do upper and lower lids simultaneously. One reason is that I have done many isolated cases only to have the patient look in the mirror and love the treated lids but the untreated lids are more apparent, leaving the patient wishing they had done upper and lower lids at the same time. On the other hand, experienced surgeons will remind novice surgeons never to push a patient into a surgery.

Although some patients will present for only eyelid procedures, many patients will request four-quadrant blepharoplasty with browlift and possibly other cosmetic facial procedures. I do over 100 facelifts per year, and probably 80% of these patients have simultaneous blepharoplasty. In general, if they have enough lower facial aging for a lift, they have enough upper facial aging for lids.

Upper-lid blepharoplasty is a relatively standard technique, but lower-lid procedures vary in internal and external approaches to the fat. For decades, external skin/muscle approaches with a subciliary incision was standard technique. This involved incising and excising skin and muscle using the external approach with an incision several millimeters below the lower-lid lash line. When using this approach, the surgeon also incises the orbital septum (middle lamella). Between excessive skin removal and septal contraction from violating the middle lamella, this approach is more prone to producing lower-lid malposition. This approach is still utilized, but most contemporary oculoplastic surgeons maintain that violating the middle lamella can be a prime cause of lower-lid malposition, which can result in lid retraction with scleral show, ectropion, and dry eyes ( Fig. 5.28 ).

Fig. 5.28, Normal middle lamellar height (left) . Depiction of septal shortening and contraction from middle lamellar (septal) contraction (right) . As this distracts the lid, it also pulls the lid away from the globe and can contribute to lower-lid malposition. This is not a factor in retroseptal approaches such as transconjunctival technique.

Transconjunctival approaches have become more popular as the orbital septum is spared, there is no external incision, and lower-lid malposition is less of a concern. The conventional transconjunctival approach is a retroseptal surgical approach and spares disturbance of the orbital septum. When dealing with transconjunctival approaches, alternate methods are used to address excess skin. In young patients, no ancillary skin removal may be required. In older patients, CO 2 laser resurfacing of the eyelid skin is my treatment of choice; 30% TCA is my second choice, and skin-pinch techniques are my third choice and can address the skin excess without invading the lower septum. These techniques are discussed in detail in the following sections.

In terms of comprehensive treatment planning, brow position must be addressed preoperatively. If concomitant endoscopic or open browlift with upper blepharoplasty is planned, the sum of both procedures can stretch the upper-lid skin to a point where the eyelids cannot be closed, so both procedures must be tempered to account for adequate residual upper-lid skin for normal function. The average amount of skin I remove from the upper lid is approximately 9–12 mm. Some patients may only require a 7-mm reduction, while others may require a 15-mm reduction. When performing simultaneous upper-lid blepharoplasty and browlift, this amount of skin resection is reduced dramatically to 3–4 mm. If skin resurfacing of the eyelids is planned with blepharoplasty and browlift, even more caution is required. The golden rule of cosmetic surgery is that more skin can be taken away later, but it is difficult to replace! For the novice surgeon contemplating both browlift and simultaneous upper blepharoplasty, it may be best to perform the browlift first and address the upper lids at a later procedure so as not to overresect skin. For experienced surgeons, my axiom is that “if you need a browlift, you also need a blepharoplasty.” In my early career, I performed several browlifts with fantastic results, but the untreated dermatochalasis of the upper lids severely detracted from the aesthetics of the case. Everything looks cleaner and more sculpted when the lids are addressed with the browlift.

As stated earlier, it is imperative that patients are educated in the preoperative consent phase about the exact and precise difference between browlift and blepharoplasty as well as what each procedure will and will not do.

Surgical Technique

Preoperative Marking

Upper Eyelid

Blepharoplasty is in reality a relatively simplistic procedure compared with a facelift or other major surgery. It is, however, a technique of great finesse. Removing too little skin will produce a substandard result and necessitate revision surgery and inconvenience to the surgeon and patient. Overresection can cause serious functional problems that can lead to a lifetime of discomfort and aesthetic problems and possible legal action. There is no honor lost by revision surgery, only inconvenience. As previously stated, my supreme word of advice to all blepharoplasty surgeons is to be conservative. You will never go wrong with the following pearl. I tell all of my blepharoplasty patients in the preoperative period (and in the consent) that a small percentage will need some touch-up surgery. If they do require revision, they are mentally prepared for it. If they do not, then I am a hero.

The key to many types of cosmetic surgery procedures is accurate marking of the surgical site and landmarks; with blepharoplasty, it is absolutely critical. I have taught and proctored upper blepharoplasty surgery to well over 1000 surgeons from every conceivable specialty. Without exception, the biggest challenge for novice blepharoplasty surgeons is learning how to properly mark the eyelids. Once the marking procedure is understood and mastered, the surgery is relatively straightforward. Understanding correct marking technique is understanding cosmetic blepharoplasty. There is no “cookbook” technique to mark the upper eyelid, as each lid (even on the same patient) is different. At the time of this writing, I have performed over 5000 blepharoplasty procedures, and I still feel that I learn something on every single case.

It is imperative to mark the eyelids with the brow relaxed in the upright position before any local anesthetic is injected. When the patient is reclined or supine, the brows and lids are not in a natural position, and the markings can be inaccurate. Some surgeons do mark the patient supine on the operating room table, but I personally mark in the upright position.

An important pearl to remember is that it requires a minimum of approximately 20 mm of upper-lid skin for normal lid closure and function. Regardless of what technique is used to mark the lids, the “20-mm rule” must always be observed. It must be understood that this is not a repeatable measurement in every single patient, but a great limit to observe. In patients with a large orbit and high brow position, even more than 20 mm of skin may be needed for eyelid closure.

To increase adherence of the ink, the eyelids are wiped with alcohol before marking to degrease the skin. These marks must remain visible through surgical scrub, local anesthesia, and manipulation. Some marking pens fall short, and I have found retractable ultra–fine point Sharpie markers to be the best for ink longevity on the skin. If a robust ink is not used, the markings can wipe off with prep, and the surgeon will be at a loss for accuracy.

There are numerous ways to accurately mark the upper lids for blepharoplasty planning. Several techniques that have worked well for the author will be presented. When marking the lids, the brow is elevated with the fingers to stretch the lid skin, which facilitates drawing. The first step is to decide where to locate the upper-lid crease. Most male patients (non-Asian) have an upper-lid crease of about 8 mm above the lashes, and most female patients (non-Asian) have an upper-lid crease of 10–12 mm above the lashes. Generally, the lid crease is marked using the patient’s existing upper-lid crease. Female patients desire a high lid crease to create a significant lid shelf on which to apply eye shadow. A high crease in males can be feminizing. The position of the upper-lid crease can be discussed preoperatively. I prefer 10–12 mm for female patients and 8–10 mm for male patients. There are always exceptions. Some patients have an exceptionally high or low crease, which can be raised or lowered. The same situation exists when the crease height is not symmetric.

I first elevate the brow with my finger to lift any skin redundancy and almost mark the patient’s existing upper-lid crease. Most patients have discernible creases and look normal with their existing creases. In rare cases, no crease is present, and I arbitrarily use a default of 8–10 mm in male patients and 10–12 mm in female patients. A fine-tip surgical marker is used to draw a line from the lateral canthus to the lacrimal punctum. As many patients flinch and blink during marking, I prefer to make dots across the crease and connect them at the end of the marking procedure. The crease in many patients is arcuate, peaking in the center and tapering 4–5 mm at each terminus. Other patients have relatively straight-line creases, which are replicated with the markings. In these patients, exaggerating an arch can cause an artificial look. Some patients have levator dehiscence or simply do not have a discernable crease. In these patients, the average markings previously described are used per gender and race. It is sometimes difficult to find the actual crease, as some patients have multiple creases. I find it easiest to elevate the brow to stretch the lid skin, then slowly relax the upper-lid skin and observe the redundancy, which will reveal the actual crease ( Fig. 5.29 ). Elevating the brow and asking the patient to slowly look up and down can also help identify the crease. A skin marker is used to make a line on the crease from the lacrimal punctum to the lateral canthus ( Fig. 5.30 ).

Fig. 5.29, Some patients have well demarcated upper lid creases. Other patient have less discernable creases, and lifting and relaxing the brow can assist in identifying a faint crease.

Fig. 5.30, Virtually every blepharoplasty technique requires identifying the upper-lid crease. Once the crease is identified (and conforms to the desired height), it is marked with a fine-tip surgical marker from the punctum (P) to the lateral canthus (LC) .

It is not unusual for patients to have more skin excess on one lid than the other, so it is not uncommon for the upper incision marking to vary. The actual eyelid crease, however, must be exact on both lids . Even a difference of 1.5 mm can be noticeable to the patient and a cause of unhappiness. A caliper is a necessary instrument, and the eyelid crease must be exact on both lids as measured from the lid margin to the center of the crease. Several methods of upper lid marking are discussed here, but they all have the common denominator of an exact crease marked accurately on both lids. This is ground zero for the marking procedure, which will become the accuracy of both incision and excision to follow.

“Pinch” Technique of Skin Marking

The next step is to mark the upper extent of the blepharoplasty incision. There are numerous ways to accurately perform this task. One of the most common ways to safely and accurately mark the upper incision is what I call the “skin-pinch” technique. This technique consists of four steps:

  • Step 1: Mark the patient’s natural crease (or the surgeon’s desired crease).

  • Step 2: Pinch the skin until the lashes just begin to evert, and make several marks across the lid.

  • Step 3: Connect the upper and lower lines with a superolateral vertical marking to address lateral skin hooding.

  • Step 4: Pinch the upper and lower lines to confirm that the proposed amount of excised skin will allow normal lid closure. Generally, the limit has been reached when the upper lid lashes begin to evert. Novice surgeons should err on the conservative side.

The first step is to mark the patient’s creases, as shown in Fig. 5.30 . For the second step, forceps are used to pinch the upper-lid skin until the lashes slightly evert. Then, a mark is made in the medial, central, and lateral portion of the lid ( Fig. 5.31 ). I personally use a dental cotton plier as my forceps instrument.

Fig. 5.31, The forceps pinch the skin until the eyelashes just begin to evert (left) . At this point, a mark is made (right) . This is repeated across the eyelid.

The upper and lower markings provide the basic outline for the upper and lower limb of the proposed incision. The third step is to join the upper and lower markings with a vertical line angled outward and upward at a 15–20-degree angle. This geometry allows for removal of slightly more skin on the lateral lid to compensate for excess skin hooding that is usually present ( Fig. 5.32 ). I do not extend this past the bony orbital rim.

Fig. 5.32, The crease and upper extent of the incision drawn (left) and the outward and upward angled lateral extent (yellow line and arrow) of the incision (right) are shown. This geometry allows extra skin removal laterally to address hooding.

The fourth and final step in this technique (or any other marking technique, for that matter), is to pinch the upper and lower markings together with forceps to ensure that the lid will close normally. Slight eversion of the upper lid lashes when pinching is the limit of proposed skin excision ( Fig. 5.33 ).

Fig. 5.33, The upper and lower skin markings are pinched together with forceps to ensure that the eye will close with the proposed amount of skin excision. The limit is generally reached when the upper lid lashes just begin to evert.

“Figure Gaze” Technique of Skin Marking

This technique is accurate but is not replicable on all patients. With this technique, the patient stands 18–24 inches away from the surgeon and stares at a fixed object such as the surgeon’s index finger. Marks are then made at the overlap of the skin above the crease ( Fig. 5.34 ). When the patient closes their eye, these markings will correspond with the upper extent of the proposed eyelid excision ( Fig. 5.35 ). In most patients, this is a very accurate way to mark the upper limb of the incision. The next step is to locate and mark the patient’s normal eyelid crease (assuming it conforms to the surgeon’s desired height) (see Fig. 5.35 ). The final step is to mark the lateral most part of the incision with the superiolateral upsweep. I do not extend this past the bony orbital rim.

Fig. 5.34, A patient is shown staring at the surgeon’s index finger with a fixed gaze. Marks are made across the overlap of the skin above the patient’s eyelid crease (inset) .

Fig. 5.35, The line mark while the patient is gazing at the surgeon’s index finger (left) will serve as the upper limb of the marking. Marking the patient’s normal eyelid crease will serve as the lower extent (center) and lateral extent (right) of the incision, which is angled upward and outward. I personally do not extend this lateral extension past the bony orbital rim.

After the first eye is marked, a caliper is used to measure the crease height, which is then confirmed on the contralateral lid ( Fig. 5.36 ). Although most patients have symmetric creases, some do not, and it is important to make both creases the same height. The same lateral extension is also made (see Fig. 5.36 ), and the skin pinch test is performed to ensure that the eye will still close with the proposed amount of skin excision (see Fig. 5.36 ).

Fig. 5.36, When using the “finger gaze” technique, the contralateral eyelid is then addressed by duplicating the height of the desired lid crease (left) , marking the lateral angled extension (center ), and finally performing the pinch test to confirm eyelid closure with the proposed amount of skin excision (right) .

Several fine points require discussion regardless of the technique used for upper blepharoplasty skin marking. Although some textbooks show the discussed lateral extension to extend out into the crow’s feet region, I never do this. The skin texture changes from the thin crinkly eyelid skin to the thicker facial skin at the crow’s foot region. A noticeable scar can occur if the lateral incision is extended out into skin lateral to the orbital rim. I personally stop the lateral extension at the orbital, rim as shown by the dotted line ( Fig. 5.37 ). Additionally, the distance from the upper lid margin to the marked crease should be the same. This is generally 3–5 mm from the upper lid margin to the marked crease (see Fig. 5.37 ).

Fig. 5.37, When marking the extent of the angled lateral incision, I do not carry it beyond the medial portion of the lateral orbital rim (dotted line; left) . The lid margin is measured to the inferior crease (right) . It is important that these measurements are the same bilaterally to achieve symmetry.

Final Thoughts on Skin Marking

Whatever technique the surgeon uses to mark upper lid skin excision, it is always important to keep in mind that at least 20 mm of upper lid skin will remain after the excision for normal lid closure and function and that the upper creases are always bilaterally symmetrical. An additional check can be performed by reclining the patient during the aforementioned “pinch” technique to confirm full eyelid closure.

Be aware that in patients who have a hollow superior sulcus, this technique may tent the skin over the hollow and provide false reassurance that enough skin will be left behind. Remember that additional skin will be needed to dive in to the concavity of the upper eyelid. The same consideration should be made in patients with puffy eyelids who will undergo extensive fat removal. If there is ever a doubt, the surgeon should err on the conservative side, particularly in the medial and central eyelid, where excessive skin removal is more likely to cause lagophthalmos. If future revision is required, this is easily performed with local anesthesia and minimal recovery. Remember to measure twice, and cut once!

When marking the patient, it is important to have an acute angle at the medial canthal region to allow a smooth approximation at closure. It is also very important not to extend the medial portion of the incision onto the multicontoured concave regions on the lateral nose. Incisions over concave regions are notorious for poor scarring and can produce medial canthal webbing, which can be very difficult to improve ( Fig. 5.38 ).

Fig. 5.38, The medial extent of the upper-lid incision is not extended on the multicontoured area of the lateral nasal depression. Making an incision over this concave region is well known to produce postoperative webbing, which is very unsightly and a difficult condition to improve. Prevention is important.

The surgeon must remember that the amount of upper-lid skin removal is frequently different on each lid, but the crease position must always be the same ( Fig. 5.39 ).

Fig. 5.39, Although the inferior limb of the upper lid marking must be always exactly the same, the superior limb of the incision varies by the amount of skin access per patient. It is not unusual to have significantly more skin removal on one lid compared with the other.

Upper Blepharoplasty Surgical Techniques

You're Reading a Preview

Become a Clinical Tree membership for Full access and enjoy Unlimited articles

Become membership

If you are a member. Log in here