Vena Cava Filter – Insertion


Goals/Objectives

  • Indications

  • Access

  • Complications

Vena Cava Interruption

Marc A. Passman

From Cronenwett JL, Johnston KW: Rutherford's Vascular Surgery, 7th edition (Saunders 2010)

Clinical Indications

Recommended indications for the use of vena cava filters are shown in Box 78-1-1 . Systemic anti­coagulation is the therapy of choice for venous thromboembolism. However, anticoagulation may be contraindicated in some patients. Without anticoagulation, the risk of PE developing in patients with venous thromboembolism is high, and it may be fatal in as many as 25% of patients. Because of this significant risk, vena cava interruption with an implantable filtering device should be considered in patients with documented venous thromboembolism and contraindications to anticoagulation. Resumption of anticoagulation as soon as possible is recommended because although vena cava filters are effective in preventing PE, they are not effective for prevention of DVT.

Box 78-1-1
Evidence-Based Guidelines, Relative Expanded Indications, and Contraindications to Vena Cava Filter Placement

Evidence-Based Guidelines

  • Documented VTE with contraindication to anticoagulation

  • Documented VTE with complications of anticoagulation

  • Recurrent PE despite therapeutic anticoagulation

  • Documented VTE with inability to achieve therapeutic anticoagulation

Relative Expanded Indications

  • Poor compliance with anticoagulation

  • Free-floating iliocaval thrombus

  • Renal cell carcinoma with renal vein extension

  • Venous thrombolysis/thromboembolectomy

  • Documented VTE and limited cardiopulmonary reserve

  • Documented VTE with high risk for anticoagulation complications

  • Recurrent PE complicated by pulmonary hypertension

  • Documented VTE – cancer patient

  • Documented VTE – burn patient

  • Documented VTE – pregnancy

  • VTE prophylaxis – high-risk surgical patients

  • VTE prophylaxis – trauma patients

  • VTE prophylaxis – high-risk medical condition

Contraindications

  • Chronically occluded vena cava

  • Vena cava anomalies

  • Inability to access the vena cava

  • Vena cava compression

  • No location in the vena cava available for placement

PE, pulmonary embolism; VTE, venous thromboembolism.

Evidence-based guidelines from the American College of Chest Physicians (ACCP) recommend vena cava filter placement in patients with documented venous thromboembolism and a contraindication to anticoagulation, complication of anticoagulation, or recurrent venous thromboembolism despite therapeutic anticoagulation. Contraindications to or complications of anticoagulation can include need for major surgery, intracranial hemorrhage, pelvic or retroperitoneal hematoma, ocular injury, solid intra-abdominal organ injury, uncorrected major coagulopathy, coagulation disorder, peptic ulcer disease, and other associated medical problems.

Beyond these strong evidence-based guidelines, expanded relative indications based on inconclusive evidence have included poor compliance with anticoagulation; free-floating iliocaval thrombus; renal cell carcinoma with renal vein extension; placement in conjunction with venous thrombolysis or thromboembolectomy; presence of DVT and limited cardiopulmonary reserve or chronic obstructive pulmonary disease; recurrent PE complicated by pulmonary hypertension; proven DVT in an oncology, burn, or pregnant patient; and venous prophylaxis in high-risk surgical, medical, or trauma patients. The later category is the most controversial because strong level I randomized data are still lacking. A clinical decision algorithm for vena cava filter use for prophylaxis of venous thromboembolism is shown in Box 78-1-2 . Recommendations should be based on a combination of high-risk patient factors or situations with a high risk of bleeding prohibiting use of anticoagulation for prophylaxis.

Box 78-1-2
Relative Recommendations for Vena Cava Filter Use as Venous Thromboembolism Prophylaxis, Including High-Risk Patient Factors and/or High-Risk Situation Combined with an Increased Bleeding Risk

Prophylaxis in High-Risk Patients

  • Critically ill

  • Previous DVT

  • Family history of DVT

  • Morbid obesity

  • Malignancy

  • Known hypercoagulable state

  • Prolonged immobility

Prophylaxis in Trauma

  • Multiple traumatic injuries

  • Spinal cord injury

  • Closed head injury

  • Complex pelvic fractures

  • Multiple long-bone fractures

Increased Bleeding Risk

  • Major operation

  • Intracranial hemorrhage

  • Solid intra-abdominal organ injury

  • Pelvic or retroperitoneal hematoma

  • Ocular injury

  • Medical problems (cirrhosis, end-stage renal disease, peptic ulcer disease, medication, coagulation disorder)

DVT, deep venous thrombosis.

Despite lack of support based on safety and efficacy for some of these indications, filter use has recently expanded significantly in the United States, especially for prophylaxis of venous thromboembolism. A retrospective study conducted through the National Hospital Discharge Survey database found that the number of filters in the United States increased almost 25-fold from an estimated 2000 filters placed in 1979 to more 49,000 placed in 1999. A multicenter prospective registry of 5451 patients with acute DVT showed a current preference for the use of vena cava filters, with pharmacologic options being used in 33% of patients.

Permanent versus Optional Filter

The only proven benefit of vena cava filters is prevention of PE. Unfortunately, evidence-based recommendations for vena cava filter use are derived predominantly from nonrandomized data, with substantial differences existing among studies in terms of study populations, immediate and longterm endpoints, and duration of follow-up. Because of difficulties comparing data on different filters, several guidelines outlining reporting standards for filter devices have been published. Overall reported complications for vena cava filters include PE (2% to 5%), fatal PE (0.7%), death linked to filter insertion (0.12%), venous access site thrombosis (2% to 28%), filter migration (3% to 69%), vena cava penetration (9% to 24%), vena cava obstruction (6% to 30%), venous insufficiency (5% to 59%), filter fracture (1%), and guide wire entrapment (<1%).

Although it is unclear whether filters actually improve survival, they do provide protection against PE. Because the risk for PE in patients with proven venous thromboembolism and contraindications to anticoagulation is high, potential complications of filters must be balanced against the risk of no filter. Despite the large number of filters placed, only one randomized study on permanent filter use has been conducted, and it showed some correlation with increased potential problems with permanent filters over time. In the PREPIC (Prevention of Recurrent Pulmonary Embolism by Vena Cava Interruption) trial, 400 patients with proximal DVT with or without PE were randomized in a 2 × 2 factorial study design to filter placement versus no filter and unfractionated heparin versus enoxaparin. There was a significantly lower incidence of PE with filter protection during the first 12 days (1.1% versus 4.8%), but the filter group had a significantly increased incidence of recurrent DVT at 2 years (20.8% versus 11.6%). Eight-year follow-up data from the PREPIC trial confirmed the previous findings of cumulative recurrent PE (6.2% versus 15.1%, filter versus no filter, respectively) but increased recurrent DVT (35.7% versus 27.5%) and no difference in post-thrombotic venous insufficiency or survival. The authors concluded that although permanent filter use may be beneficial in patients at high risk for PE, systematic use in the general population with venous thromboembolism is not recommended. Unfortunately, no firm conclusions regarding filter efficacy in the prevention of PE can be drawn from the PREPIC trial given that the study design varies significantly from the wider application in current clinical practice, notably patients with documented venous thromboembolism in whom anticoagulation has failed or cannot be administered.

Although the potential for significant adverse outcomes with permanent filters is low, there are long-term complications that could be avoided with optional filters. However, given the paucity of randomized data, determining the best permanent versus optional filter design is difficult. Some studies have used meta-analysis of data to compare the different filter designs and document the efficacy of filters in the prevention of PE and complication rates. Table 78-1-1 summarizes data on different filter types; overall, most of the available filters are roughly equivalent in prevention of PE, but there is some variation in complication rates. Confounding any comparison is the fact that the more recently approved filters, though appearing to have lower PE rates, have smaller study populations and shorter follow-up intervals, thus making any comparative analysis imprecise.

T able 78-1-1
Comparison of Vena Cava Filter Types for the Prevention of Pulmonary Embolism and Complication Rates Based on Compilation of Vena Cava Filter Studies
Data from Hann CL, Streiff MB. The role of vena cava filters in the management of venous thromboembolism. Blood Rev . 2005;19:179–202.
Filter Device Number of Patients Number of Studies Mean Follow-up (mo) Complication Rates
PE: Overall (%) PE: Fatal (%) Insertion Site Thrombosis (%) Vena Cava Thrombosis (%) Post-thrombotic Syndrome (%)
Stainless steel Greenfield 3595 41 18 (1–60) 3.5 1.3 8.6 3.5 19
Titanium Greenfield 649 10 5.8 (0–81) 3.4 1.8 13.1 4.4 14
Percutaneous stainless steel Greenfield 666 4 20.6 (9–26) 2.7 0.3 4.3 3 27
Simon nitinol 975 11 15 (0–62) 3.3 1.8 11.5 5.2 12
Bird's nest 1742 18 14.2 (0–60) 3.4 1.5 7.4 2.8 14
Vena Tech LP or LGM 1353 16 17.3 (0–65) 3.6 0.9 15.3 9.5 41
TrapEase 254 2 4.2 (4–6) 0.4 0.4 2
Günter Tulip 269 4 3.5 (3–4) 1.5 0.4 6.5
OptEase, Recovery G-2, G-2 Express, Celect *

* Insufficient published data to report.

Data on the efficacy and safety of retrievable filters are derived from small series with insufficient long-term data in comparison to other permanent filter designs to warrant permanent implantation. With the lack of extended outcome data for optional filters, the decision to use a retrievable filter instead of a permanent filter should be based on the intent to discontinue filtration. Factored into this decision should be the anticipated required duration of protection from venous thromboembolism versus the risk associated with anticoagulation. In patients with proven venous thromboembolism, anticoagulation should be resumed as soon as possible when the risk has diminished. For patients in whom filters are placed for prophylaxis of venous thromboembolism, anticoagulation should be restarted in accordance with published venous thromboembolism prophylaxis guidelines. When the risk of resuming anticoagulation is extended, permanent filtration would be preferable.

Further complicating the decision to use retrievable filters is poorly defined timing of possible retrieval. Based on FDA indications for use, retrieval of Günther Tulip filters is recommended within 20 days and OptEase filters within 14 days. The Recovery G-2 filter has a recommended retrieval window within a mean of 140 days and maximum of 300 days and the Celect filter within 52 weeks, a timing recommendation based on clinical trial data submitted to the FDA but not yet published. Further confusing optimal timing are case reports suggesting that potential retrieval at extended periods is possible for all filters but can be more problematic with a higher failure rate. Until further data are available, the optimal period for retrieval of currently available optional filters probably falls within a few months of placement, after which the technical success of retrieval will diminish.

Retrievable filters should be considered in the following clinical scenarios: (1) indications for permanent filters are not present, (2) the risk of clinically significant PE is acceptably low, (3) return to high risk for venous thromboembolism is not anticipated, (4) life expectancy is long enough that the benefit of filter removal will be realized, and (5) the filter can be removed safely or converted. Until further evidence is available, optional/retrievable filters should be used when there is a temporary need to prevent PE in a patient with documented venous thromboembolism and when there is a defined retrieval endpoint; these filters should not be used as a replacement for a permanent filter if permanent PE prevention is needed.

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