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Cognitive impairment, behavioral changes, and psychiatric symptoms occur frequently in association with neurological conditions.
A well-performed mental status and neurological examination are essential for the identification of medical and neurological conditions that impact cognition, behavior, and mood.
The objective of the neurological examination is to verify the integrity of the central and peripheral nervous systems and to achieve neuroanatomical localization of signs and symptoms. Localization is a crucial step for the generation of a rational differential diagnosis.
The neurological examination can be conceived of as being conducted along a continuum of complexity that builds on information acquired during its performance. It is fluidly adapted during its performance with components added, as needed, to clarify findings.
The interpretation of findings requires careful and effective integration with knowledge of neuroanatomy and the clinical history.
A well-organized and rehearsed examination promotes consistency and comprehensiveness of technique while reducing omissions of elements of the examination.
Proficiency in performing a neurological examination is advantageous to the psychiatrist. All behavior and perception occurs as a result of neural activity. Neural activity arises from brain circuitry that is developmentally sculpted through the interaction of environmental factors with human genetic potential. Neural circuitry is susceptible to malfunction and damage in a host of ways; this results in many recognizable patterns of cognitive and behavioral impairments. The neurological examination is of tremendous utility for identifying these patterns and thereby allowing for recognition of neurological processes that may be treated. Neurological conditions are frequently co-morbid with psychiatric symptoms. Such symptoms may stem from the stress of illness, be a direct function of brain pathology, or result from a combination of the two. Psychiatric symptoms and behavioral changes may precede other key physical manifestations of the disorder or occur at any time during the disease course. An effective and reliable neurological examination may afford opportunities for earlier detection of treatable conditions, anticipation of psychiatric manifestations, and avoidance of adverse events (e.g., neuroleptic sensitivity of patients with Lewy body dementia) in persons who are at particular risk.
By the late nineteenth century the elementary neurological examination was refined with objective, consistent, and reproducible findings. The practice of the examination is considered most effective when the clinician has formed a hypothesis that is based on observation and history and is prepared to fluidly adapt both the examination and the hypothesis as new information and findings appear. A well-rehearsed examination prevents omissions and ensures consistency of technique. A well-reasoned examination with an array of alternative techniques that verify findings ensures greater accuracy and confidence in those findings. The complexity of planning, performing, and interpreting the neurological examination is a challenge that persists throughout the entirety of a physician's career.
The neurological examination is performed routinely for most psychiatric admissions but is uncommonly performed in outpatient psychiatric settings. In some circumstances, a careful history alone may establish a neurological diagnosis; however, this is often not the case. The examination is helpful for corroborating the history, establishing the severity of a condition, and directing treatment. The overall assessment approach should use a reproducible methodology for obtaining and interpreting the history, performing the examination, and analyzing both. A comprehensive neurological examination is unnecessary in every patient. The clinician must learn to focus or expand the examination as needed. A good examination can be instrumental in discerning primary psychiatric illness from secondary symptoms that occur in association with a multitude of neurological conditions (such as stroke, Alzheimer's disease, Huntington's disease, Parkinson's disease, and demyelinating disease). (See Box 73-1 for a summary of major neurological findings and associated conditions that frequently manifest by psychiatric symptoms.) Malingering and conversion disorder need to be distinguished from deficits that localize to specific neuroanatomy. Medication side effects, such as parkinsonism and dystonia, need to be identified, treated, and followed clinically.
Vital signs
Marked hypertension (hypertensive encephalopathy, serotonin syndrome, neuroleptic malignant syndrome, pre-eclampsia)
Tachypnea (delirium caused by systemic infection)
Hypoventilation (hypoxia, alcohol withdrawal, sedative intoxication)
Cranial nerves
Hyposmia, anosmia or odor misidentification (traumatic brain injury, Alzheimer's and Parkinson's disease)
Visual field deficit (stroke, mass, multiple sclerosis, systemic lupus erythematosus)
Pupils
Argyll Robertson (neurosyphilis)
Unilateral dilation (brain herniation, porphyria)
Horner's syndrome (stroke, carotid disease, demyelinating disease)
Ophthalmoplegia
Vertical gaze palsy (progressive supranuclear palsy)
Mixed (Wernicke-Korsakoff syndrome, chronic basilar meningitis)
Cornea
Kayser-Fleischer rings (Wilson's disease)
Lens
Cataracts (chronic steroids, Down's syndrome)
Fundi
Papilledema (intracranial mass lesion, multiple sclerosis)
Optic pallor (multiple sclerosis, porphyria, Tay-Sachs disease)
Extrapyramidal (Parkinson's disease, Lewy body disease, Huntington's disease, stroke, Wilson's disease, numerous others)
Cerebellar (alcohol, hereditary degenerative ataxias, paraneoplastic, use of phenytoin)
Motor neuron (amyotrophic lateral sclerosis, frontotemporal dementia with motor neuron disease)
Peripheral nerve (adrenomyeloneuropathy, metachromatic leukodystrophy, vitamin B 12 deficiency, porphyria)
Gait
Apraxia (normal pressure hydrocephalus, frontal dementias)
Spasticity (stroke, multiple sclerosis)
Bradykinesia (multi-infarct dementia, Parkinson's disease, progressive supranuclear palsy, Lewy body disease)
General principles include:
Assess for side-to-side symmetry during the neurological examination. One side of the body serves as a control for the other. Determine if there is focal asymmetry.
Determine if dysfunction originates from the central nervous system (CNS), peripheral nervous system (PNS), or both.
Consider if the finding (or findings) can be explained by a single lesion or whether a multi-focal process is required.
Establish the lesion's location. If the process involves the CNS, clarify if it is cortical, subcortical, or multi-focal. If subcortical, clarify if it is in the white matter, basal ganglia, brainstem, cerebellum, or spinal cord.
If the process involves the PNS, determine if it localizes to the nerve root, plexus, peripheral nerve, neuromuscular junction, muscle, skin, or if it is multi-focal.
Some of this localization, particularly to the PNS, will exceed the expertise of most psychiatrists. These principles are presented as tools to organize thinking.
There is no clear consensus among experts as to the order of performing and presenting the neurological examination. However, there is little dispute about the mental status portion being performed first followed by examination of the cranial nerves. Thereafter, there are variations in the sequence, selected components of the examination, methods of performance, terminology used to describe findings, and the interpretation of various findings. Clinicians should decide on a sequence, practice and become proficient at it, and then use it consistently. This improves performance and speed, provides a database of variations in responses, and reduces the likelihood of forgetting to perform aspects of the examination. A common approach and examination sequence will be offered along with some options for expanding the examination and validating findings with use of other maneuvers ( Boxes 73-2, 73-3, and 73-4 ).
Olfaction I
Vision II
Visual fields (VF)
Acuity
Optic disks/vessels (performed after VF and acuity)
Pupillary reflexes II, III
Eye movements III, IV, VI
Facial sensation/jaw strength V
Facial movement VII
Hearing VIII
Palate IX, X
Speech/dysarthria IX, X, XII
Head rotation XI
Shoulder shrug XI
Tongue movement XII
Involuntary movements/adventitious movements
Muscle bulk
Tone
Strength
Hand drift/pronation/posturing
Light touch
Joint position sense
Vibration
Pinprick (pain)/temperature (pick one of these)
Romberg
Finger to nose/follow the target
Fine motor movements
Rapid alternating movements
Heel to shin
Station
Spontaneous ambulation
Toe/heel/tandem
Postural reflexes
Deep tendon reflexes
Cutaneous reflexes
Plantar responses
Atavistic or primitive reflexes
General appearance
Behavior
Attitude
Mood
Affect
Speech (rate, volume, prosody)
Thought process
Thought content
Suicidal ideation/homicidal ideation
Obsessions
Delusions: paranoia, ideas of reference, thought broadcasting
Perceptions
Auditory, visual, olfactory, and tactile hallucinations; illusions
Insight
Can be discerned often from perception of circumstance Judgment
Arousal
Orientation
Attention/concentration
Memory
Registration
Short-term memory at 3–5 minutes
Long-term memory
Recent: current events
Remote: past and current events; may require family corroboration
Language
Fluency
Naming
Language repetition
Reading
Writing
Comprehension of written and spoken language
Calculation
Knowledge of current events
Visual-spatial/constructional
Abstraction
Stereognosis/graphesthesia/double simultaneous stimulation
Neglect
Praxis (can often be discerned during the examination)
Patient well-being and examiner safety are important concerns from the outset. To safeguard these, assessment of the patient's receptiveness to evaluation, ability to cooperate, cultural sensitivities, and mental state should be accomplished at the earliest time. If one anticipates that the evaluation will agitate the patient or that conditions are deemed unsafe, then the evaluation should be discontinued or delayed until such a time when conditions are more favorable. The patient should be forewarned about any elements of the examination that might produce discomfort. In some cases the patient may have a heightened sensitivity to an examiner of the same or opposite gender. In such circumstances, a chaperone can provide useful reassurance during the interview and examination. Vital signs should be reviewed to assess for factors that may contribute to behavioral changes, such as very elevated blood pressure, fever, and hypoxia. Changes in blood pressure, pulse, and respirations may occur in a variety of contexts, such as with agitation, psychosis, alcohol withdrawal, complex partial seizures, and medical conditions, to name only a few. The examination begins when entering a patient's room or encountering the patient in the hallway. Initial observations are made wherever the patient is found, be it walking down the hall to meet you or lying in bed. Whether the patient is aware of being observed can be important since behavior may change when out of the physician's view.
Textbooks have been dedicated to various aspects of cognitive assessment. This section will introduce the fundamental aspects of the cognitive examination; some helpful anatomical and neuropsychiatric considerations will also be presented.
The separation of the mental status examination into psychiatric portions and neurological portions represents a historical difference in emphasis rather than purpose; this distinction will be continued for the purpose of clarity. (See Box 73-3 for a summary of the components of the psychiatric portion of the mental status examination.)
Observations start with determination as to whether the patient appears morphologically normal. Consider stature, hair-line, level of ears, distance between eyes, presence of philtrum, length of neck, and body characteristics (such as gynecomastia, obesity, and digit length). These may be indicative of a genetic syndrome or a genetic disorder. Mention of these characteristics is intended as a reminder rather than a comprehensive review of this topic.
Hygiene, body odor, posture, demeanor, cooperativeness, motivation, spontaneity, eye contact, speed of movement, the manner of dress, social graces, and attitude toward the examiner should be noted. A patient may be anxious, inattentive, engaged, cooperative, apathetic, disinhibited, angry, hostile, or extremely courteous.
Manifestations of speech include speed, fluency, volume, and prosody. A person with a history of 4 days of speaking very quickly and being very hard to interrupt in conversation may be manic or be under the influence of drugs. Prosody describes the melodic patterns of intonation in language that convey shades of meaning. Impairment may be in the production of prosody, or in the comprehension of another person's prosody. Testing prosody is uncommonly done. If clinically indicated, appreciation of prosody can be tested by situating oneself behind the patient and saying a short sentence, such as “I'm going home now,” with four different emotional tones (e.g., happy, sad, angry, and neutral). Being positioned behind the patient prevents the patient from interpreting the expression of your face. One should ask the patient to identify the emotional state of each of your theatrical renditions. Prosody production may be tested by asking the patient to repeat the same sentence in each of the emotional states previously listed. Listening for the patient's spontaneous prosody is also essential.
Mood is the patient's report of his or her emotional state. Affect is the outward expression of the patient's mood to the world. Descriptions of affect include the terms flat, constricted, elevated, sad, expansive, and labile.
A patient with a stooped posture, slow speech, and flat affect could be manifesting signs of depression. If his stated mood is “sad” or “depressed,” his mood and affect are congruent. Some neurological conditions may be associated with a disassociation of mood and affect. A condition now known as involuntary emotional expression disorder (IEED), previously named pseudobulbar affect or palsy, is characterized by episodes of involuntary or exaggerated emotional expression. This results from brain disorders affecting structures of a neural network involving the frontal lobes, limbic system, brainstem, cerebellum, or the inter-connecting white matter tracts. Extremes of emotional expression (from crying to, less often, laughing) occur without the patient actually feeling these emotions or without the patient feeling the concordant degree of the emotion expressed. IEED can occur in association with a number of neurological conditions including dementia (including Alzheimer's disease, vascular dementia, and frontotemporal dementia), amyotrophic lateral sclerosis (ALS), multiple sclerosis, stroke, and traumatic brain injury (TBI).
Normal thought, as demonstrated in casual conversation and most other circumstances, is goal-directed; it does not require great effort to follow the logical progression of ideas. Some common descriptive terms include linear thinking, loose associations, circumstantial thought, tangential ideas, flight of ideas, disorganized thinking, incoherent thought, and perseverative thinking.
This can be derived from what the patient tells you, from what you can infer from the patient's history, and from your observations of personal interactions. A patient may be extremely guarded and careful about when, and if, to reveal his or her true beliefs. Terms that commonly refer to thought content include preoccupations, ruminations, obsessions, paranoia, delusions, ideas of reference, and suicidal or homicidal ideation. There can also be a poverty of content.
Terms such as paranoia, thought blocking, and ideas of reference may be interpreted as involving perceptions, thought process, or content.
Hallucinations may be auditory, visual, tactile, gustatory, or olfactory. They may be simple (as in a flash of light) or complex (as in seeing panoramic scenes or feeling a kiss). The content of hallucinations and their relationship to mood are important to identify. Psychiatric disorders more often than not have mood-congruent hallucinations. Insight regarding the hallucination is an important characteristic that may aid in the differential diagnosis. For example, some persons with Lewy body dementia or an infarct to the mid-brain peduncle (leading to peduncular hallucinosis) and most every person with Charles Bonnet syndrome will realize that their visual hallucinations are not real. Illusions, or perceptual distortions, may also occur.
The level of insight is commonly derived from the patient's description of his or her circumstances and relates to how the patient's problems evolved and how they are understood. The patient's comportment (behavior and self-conduct) is an indicator of insight.
Determination of judgment is usually derived from aspects of the history. The patient's interactions with family, friends, and health care professionals can be used to assess social appropriateness, social graces, and comportment. Disinhibition or poor judgment may be ascertained through observation or elements of the history.
The following sequence affords the opportunity to evaluate cognition in a hierarchy of increasing complexity. Subsequent performance on complex tasks requires that more basic aspects of cognition are intact. (See Box 73-4 for a more complete summary of the components of the neurological mental status examination.)
Consciousness is most commonly viewed as being a function of the level of arousal. The lowest level of consciousness has many descriptive terms, some of which imply a pathological state, such as coma. A patient might appear to be comatose yet actually be in non-convulsive status epilepticus. An awareness of the nuances of descriptive terms will help avoid confusion in most circumstances. One common method is to describe arousability with respect to pain, loud noise, voice, and command. The relative ease or difficulty of arousability with these stimuli is also noted.
After determination of the level of consciousness, the ability to sustain attention and the speed of task completion should be assessed. The perceived level of effort should be documented when performance is reduced. Common tasks used to assess attention and processing speed include the following:
Ask the patient to subtract 7 from 100. Then ask the patient to continue subtracting 7 (and to state the results); have the patient stop when he or she reaches 65. Serial 3s from 100 or counting backwards from 20 by 1s may also be used. The patient should be able to maintain attention on task after starting without having the instructions repeated. This test must be interpreted in the context of the patient's background, education, and mathematical ability.
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