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Systemic lupus erythematosus (SLE) is an autoimmune disorder that can affect virtually every organ of the body, including the lung. Depending on the sensitivity of the tools used to detect disease and the populations studied, the incidence of pulmonary involvement in SLE varies. However, it is likely that 60% and higher of SLE patients experience lung involvement at some stage in the course of their disease and any of the respiratory compartments can be impacted ( Table 45.1 ). Clinical severity varies from asymptomatic imaging or pulmonary function test (PFT) abnormalities to fulminant, life-threatening disease. Lung disease in SLE has been associated with an increased risk of mortality. Little is known about the natural history of, or predispositions to, SLE lung disease or how to best manage its various manifestations. Inflammation and dysregulation of immune responses are important drivers of lung pathology in autoimmune disease. Although the precise mechanisms underlying the pathology of SLE-associated lung inflammation are unknown, a number of features associated with SLE, such as elevated levels of systemic type I interferons (IFN), circulating immune complexes (IC) and the presence of a subset of highly inflammatory neutrophils point to a role for these factors in driving lung inflammation and ultimately fibrosis and tissue damage. This review will discuss how these features may promote lung inflammation in SLE, in addition to discussing clinical presentations of pulmonary manifestations of SLE and treatment. It will also briefly review pulmonary features associated with interferonopathies, a group of monogenic autoinflammatory diseases categorized as having high levels of type I IFN and discuss how features associated with these diseases promote lung involvement and interstitial lung disease (ILD).
Infection |
Adverse effects of drugs used to treat systemic disease |
Nonpulmonary causes of respiratory symptoms Thoracic chondritis Lupus myositis Anemia cardiac ischemia, valvular heart disease and cardiomyopathies Pericardial disease Deconditioning Gastro-esophageal reflux disease/aspiration |
Pleural disease (30%–45%) Pleuritis (45%) Pleural effusion (30%) |
Parenchymal Acute lupus pneumonitis (up to 9%) Chronic interstitial lung disease (3%) Diffuse alveolar hemorrhage (up to 2%) Acute reversible hypoxemia |
Shrinking lung syndrome (up to 10%) |
Pulmonary vascular disease Pulmonary hypertension (0.5%–14%) Thromboembolism (up to 25%) Lung vasculitis |
Airways disease (up to 20%) Upper airways (e.g., cricoarytenoid arthritis) Lower airways (small airways disease) |
SLE patients with lung involvement are reported to have increased levels of systemic pro-inflammatory cytokines such as IFN-γ, TNF-α, and IL-6 compared with patients with no lung involvement, supporting a role for inflammation as a potential driver. While the role of inflammation in the progression of pulmonary fibrosis has been challenged, cellular inflammation, particularly in the early stages of disease, has been consistent with pathological findings. As a result of an initial inflammatory insult (injury, infection, antibody deposition, complement activation) damaged or activated epithelial or endothelial cells release proinflammatory cytokines or chemokines (such as TNF-α, IL-1, IL-8) resulting in the attraction and homing of neutrophils initially, followed by monocytes, macrophages and T and B lymphocytes. Once at the site neutrophils degranulate releasing anti-microbial proteins such as neutrophil elastase, defensins and proteinase 3, in addition to pro-inflammatory mediators such as IL-1, TNF, and reactive oxygen species. In SLE, neutrophils further contribute to autoimmune lung inflammation by virtue of their ability to release DNA and histones in a process called NETosis, revealing autoantigens and self-DNA to further exacerbate inflammatory responses. Type I IFNs also play an important role—driving neutrophil NETosis, autoantibody production and helping break immune tolerance in the lung. This complex interplay between initiating factors (IFNs, autoantibodies and immune complexes, infectious insult or injury) and downstream responses (complement activation, neutrophil accumulation and activation) play important roles in driving SLE-associated lung involvement as outlined in Figure 45.1 .
In recent years a type I IFN (IFNα and IFNβ) gene signature in the peripheral blood of SLE patients has been described which correlates with increased disease activity. Elevated IFNα is observed in over 50% of patients and correlates with disease severity, flare and tissue involvement (specifically skin, kidney, and central nervous system). In the lung, type I IFNs are induced in response to infection and injury (such as that associated with smoking, etc.), with lung epithelial cells and cells of the innate immune system being involved; depending on the stimulus IFNs in the lung exacerbate inflammation via inducing chemokine expression and production of inflammatory cytokines (presumably by upregulating signaling components that will enhance their expression) and will promote adaptive immune responses via enhancing antigen presentation and costimulatory molecule upregulation. As mentioned above, type I IFNs can help break tolerance and drive the production of autoantibodies. Deposition of circulating autoantibodies and immune complexes on lung tissue has been suggested as a leading cause of inflammation in the lung in SLE and rheumatoid arthritis (RA).
Type I IFNs (IFNα and IFNβ) are produced in response to RNA and DNA detection primarily: both Toll-like receptors (TLRs) and cytosolic RNA and DNA sensors are involved (discussed in detail in Chapter 23 ). One IFN-inducing pathway that has recently been associated with lung involvement is the cGAS-STING pathway. cGAS is an intracellular, cytosolic DNA sensor which once activated produces cyclic dinucleotides which then activate the ER-resident adaptor protein STING (stimulator of interferon genes). STING homodimerizes and activates the IRF3 kinase TBK1, resulting in IRF3 activation and nuclear translocation and subsequent activation of IFNβ gene expression. Activating mutations in the gene encoding STING, TMEM173, give rise to enhanced expression of IFNβ and a systemic autoinflammatory/autoimmune disease termed SAVI (STING associated vasculopathy with onset in infancy). SAVI is part of a collection of autoinflammatory/autoimmune diseases termed interferonopathies which all feature single gene mutations in regulators of the cGAS-STING pathway. , 22 However, despite the similarities in IFN dysregulation among the interferonopathies, clinically only SAVI and another novel syndrome called COPA syndrome, are associated with lung involvement. Thus, perhaps another mechanism may be at play here.
Recently endoplasmic reticulum (ER) stress has emerged as a driver of autoimmune lung inflammation. ER stress responses in lung epithelia leads to the release of cytokines that aid recruitment of cells to the damaged area and remodeling of the local environment. A recent report identified ER stress as the principle mechanism behind a hereditary autoimmune syndrome of severe lung disease, where mutations in COPA disrupt protein transport, causing ER stress and subsequent activation of inflammation and recruitment of Th17 cells to the lung. Interestingly, ER stress has been shown to prime IFN production via the activation of the transcription factor IRF3, indicating the potential for cross-talk between IFN and ER stress pathways and potential relevance to IFN driven diseases such as SLE. The clinical features of SAVI and COPA syndrome are discussed in detail further.
The most common conditions associated with immune complexes (ICs) are autoimmune diseases such as SLE and RA. Patients with SLE have various lab abnormalities including high titer autoantibodies against DNA, ribonucleoprotein complexes, Smith antigen, Ro/SSA and La/SSB (reviewed in [28]). Autoantibodies associated with lung disease in SLE include anti-Smith, anti-RNP, and anti-SSA1 (or TRIM21/Ro52). Anti-SSA1/TRIM21 is associated with poor outcome in a number of interstitial lung diseases including SLE. Interestingly SSA-1 or TRIM21 is an interferon regulated gene, indicating in patients with high levels of type I IFN then levels of this autoantigen are high. Immune complexes are antigen-antibody complexes formed by binding of IgM or IgG to soluble antigen. They mediate their effects in two ways primarily: triggering complement activation via the classical pathway involving recognition of antibody by C1q, activation of C3 and generation of the C5b-9 membrane attack complex, binding to Fcγ receptors on monocytes, resident macrophages and neutrophils to enhance phagocytosis, release or produce reactive oxygen species (ROS) production and degranulation of neutrophils to release proteases, inflammatory cytokines and ROS to further exacerbate inflammation . Immune complexes can also trigger neutrophil NETosis—a process whereby neutrophils release decondensed chromatin (DNA and histones) and granular contents to the extracellular space. Thus immune complex-mediated inflammation and injury is at the heart of lung involvement in diseases such as SLE and RA.
SLE patients have a specific inflammatory subset of neutrophils called low density neutrophils (LDNs) or granulocytes that are primed to be activated by immune complexes and IFNs. They produce IL-1β and also IFN in response to being activated and are also highly susceptible to undergoing NETosis—targeted release of self-DNA from within the neutrophil as a result of decondensation of nucleosomes. Release of histones and self-DNA from neutrophils during NETosis is highly inflammatory and damaging to the lung — both acting as a source of autoantigens (histones and self-DNA) but also driving IFN production through recognition of self-DNA by DNA sensing cGAS-STING pathway. Extracellular histones can also drive cytotoxicity of alveolar epithelial cell lines, exacerbating lung damage and inflammation.
Acute lung inflammation that drives alveolar hemorrhage is driven primarily by the release of inflammatory cytokines and chemokines that result in stimulating an influx of neutrophils into the airways. Recently work from our group showed that an inflammatory cytokine IL-16 plays a role in this process. IL-16 is released during systemic inflammation and induces CXCL10 expression from alveolar epithelial cells, promoting the influx of neutrophils in a mouse model of IFN-driven disease. Our work also showed that enhanced IL-16 levels associated with lung involvement in SLE patients, suggesting IL-16 may act as a marker or driver of IFN-driven autoimmune lung inflammation. As to whether IL-16 contributes to altered neutrophil function in SLE is currently under investigation.
Thus, many mechanisms that are known to drive tissue pathology in SLE– immune complex deposition, neutrophil activation and NETosis, dysregulation of IFN production and signaling contribute to autoimmune lung inflammation, and specifically SLE-associated lung inflammation. The relative contribution of RNA/DNA sensing pathways in regulating these responses and driving exacerbation of lung inflammation and process of fibrosis remains underappreciated and under studied. As discussed below in detail our analysis of monogenic diseases such as COPA syndrome and SAVI may provide additional information that may better guide therapeutic intervention and management.
Lung involvement in SLE is frequently identified. In a cohort of 110 SLE patients, 91.5% had either respiratory symptoms or evidence of pulmonary physiologic impairment, 57.3% reported dyspnea, and 31.8% had pleuritic chest pain. PFT abnormalities were noted in 66.4%. The forced vital capacity (FVC) was abnormal in 31.8% of patients and the diffusing capacity of the lung for carbon monoxide (DLCO) was abnormal in 45.9%.
PFT abnormalities are common even among asymptomatic SLE individuals, with decreased DLCO being the most common finding, , 45 In this regard, in one study of 70 nonsmoking SLE patients without respiratory symptoms and with normal chest radiography, abnormal PFT were found in 63% of patients (compared with 17% of controls), with isolated decreased DLCO being found in 31% SLE patients (vs. none in controls). Small airway disease was relatively common in both groups (SLE 24% vs. controls 17%). None of the 70 asymptomatic SLE patients had chest radiograph abnormalities.
In a study of 43 symptomatic SLE patients, abnormal chest radiographic features were observed in 23%. Pleural changes appear to be the most common abnormality in SLE patients. Thoracic high-resolution computed tomography (HRCT) scan abnormalities (including traction bronchiectasis, interstitial lung disease (ILD), lymphadenopathy, and pleuro-pericardial abnormalities) are seen in the majority of SLE patients, even in the absence of respiratory symptoms or impairment on PFT. In the cohort of 110 SLE patients mentioned earlier, among the 95 patients who had a chest radiograph, 25.3% had an abnormal finding (7.4% with possible or definite interstitial infiltrates; 4.2% with pleural thickening). Among the 80 patients who had a chest CT scan, 18.8% displayed interstitial infiltrates, and 11.0% had pleural involvement.
Of all the pulmonary manifestations in SLE, infection is the most common and needs to be excluded. Infection can mimic lung disease, which is part of the connective tissue disease (CTD) process and often requires immunosuppressive therapy; also, infection is associated with appreciable morbidity and mortality. Both typical and atypical pathogenic organisms, including fungal and mycobacterial species, may be the cause. Due to a patient's immunocompromised state, the clinical presentation may be insidious, particularly if opportunistic organisms are the culprit. Rigorous evaluation that often includes bronchoalveolar lavage (BAL) to exclude infection in SLE patients with any suggestive or unexplained pulmonary abnormality is mandatory. (See Chapter 45 for a thorough review of infectious complications associated with SLE.)
A comprehensive evaluation is needed to exclude nonrespiratory causes of dyspnea and/or cough. For example, cardiac ischemia, cardiomyopathy, valvular heart disease, pericardial disease, anemia, and deconditioning are important etiologies to consider and need to be excluded. Cough may be more likely due to gastroesophageal reflux disease, esophageal dysmotility, or aspiration; these frequently-encountered comorbid conditions require thorough assessment and appropriate management.
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