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This 64-year-old auto mechanic noticed intermittent tremor in his right hand while working. His wife reported he was not swinging his right arm when walking, and she was also observing tremor in his right hand when they were sitting quietly watching movies. The patient himself noted slowness and clumsiness of the right hand when shaving, writing, and typing on the computer or smartphone. Soon he lost normal range of motion of that limb; eventually this arm became stiff, and he had increasingly limited motion at the shoulder. He also loved to cook and realized that he slowly lost his sense of smell. He became much more anxious, and his tremor worsened during any stressful situation. He also described constipation. One year after onset, he began to drag his right foot.
Neurologic examination demonstrated moderate masking of his face, a positive Myerson sign, a mild 6-Hz resting tremor of his right hand, cogwheel rigidity of the right wrist and elbow, and diminished right arm swing, and his stride length had been reduced. Extraocular muscle function was full, with no limitation of vertical gaze. The diagnosis of Parkinson disease (PD) was made, and he was treated with carbidopa-levodopa.
Head magnetic resonance image (MRI) scan was normal. No other investigations were indicated because the diagnosis of PD is primarily a clinical one. Within 3 weeks, he demonstrated marked improvement. He was able to move faster, and his fine motor activities and tremor were improved. This excellent response made idiopathic PD the most likely diagnosis.
In 1817 James Parkinson made the seminal observations on this disorder, defining a specific neurodegenerative illness characterized by bradykinesia, resting tremor, cogwheel rigidity, and postural reflex impairment. Parkinson disease (PD) has a relatively stereotyped clinical presentation that now bears the name of this early 19th-century neurologist.
PD is the second most common neurodegenerative disease after Alzheimer disease, affecting approximately 10 million people worldwide. PD prevalence increases steadily with age. PD prevalence rises from 107/100,000 in people 50–59 years of age to 1087/100,000 in those 70–79 years of age. Incidence is greater in men than in women.
Usually the patient's clinical status progresses from a relatively modest limitation at diagnosis to an ever-increasing disability over 10–20 years in many but not all patients. The primary neuropathologic features are loss of pigmented dopaminergic neurons mainly in the substantia nigra (SN) and the presence of Lewy bodies—eosinophilic, cytoplasmic inclusions found within the pigmented neurons, the primary structural component of which is alpha-synuclein ( Fig. 28.1 ).
These dopaminergic neurons’ primary projection is to the striatum (putamen and caudate). From there the neurotransmission is sequentially directed to other structures of the basal ganglia, thalamus, and primary motor cortex, via the direct and indirect pathways ( Figs. 28.2 and 28.3 ).
The etiology of PD is multifactorial and still poorly understood. Numerous studies point to environmental poisons, such as synthetic toxins, pesticides, and heavy metals, as potential risk factors. The environmental hypothesis of PD was born in the early to mid-1980s, when Langston and colleagues discovered that the toxin, 1-methyl 4-phenyl 1,2,3,6-tetrahydropyridine (MPTP) could cause parkinsonism. 1-methyl-4-phenylpyridinium (MPP+) accumulates in mitochondria and interferes with the function of complex I of the respiratory chain. A chemical resemblance between MPTP and some herbicides and pesticides suggested that an MPTP-like environmental toxin might be a cause of PD, but no specific agent has been identified. Nonetheless, mitochondrial complex I activity is reduced in PD, suggesting a common pathway with MPTP-induced parkinsonism. The oxidation hypothesis suggests that free radical damage, resulting from dopamine's oxidative metabolism, plays a role in the development or progression of PD. The oxidative metabolism of dopamine by monoamine oxidase (MAO) leads to the formation of hydrogen peroxide, which may lead to the formation of highly reactive hydroxyl radicals that can react with cell membrane lipids to cause lipid peroxidation and cell damage.
Humans are exposed to numerous pesticides and toxins in nature, yet not everyone develops PD, suggesting that the factors required for disease development are more complex. Many studies, using animal models or patients, point to interactions between an individual's genetic background and exposure to environmental toxins, which has led to the multiple hit hypothesis of PD (i.e., more than one risk factor contributes to disease development and progression). In addition, oxidative stress, protein mishandling, and inflammation are recognized as important features that may contribute to the neurodegenerative process.
A genetic predisposition has been recognized in PD in the past 20 years. Since the discovery of the first disease-causing mutation in the SNCA gene, investigations into the role of genetics in PD have grown exponentially. Presently known mendelian forms of PD with autosomal dominant and recessive inheritance account for less than 10% of PD cases ( Table 28.1 ). A 2014 meta-analysis of genome-wide association studies, with data from more than 13,700 PD cases and 95,000 controls, identified and replicated 28 independent risk variants for PD across 24 loci.
Autosomal dominant and autosomal recessive: SNCA and LRRK2 are the two dominantly inherited genes that have been studied most in depth. A base pair change in the SNCA gene was the first mutation identified as causing PD in 1997. Subsequently multiplication mutations in the SNCA gene were described, with the number of copies of the SNCA gene appearing to correlate with disease severity. The significance of the SNCA gene is related to the subsequent discovery of the encoded protein alpha-synuclein (α-Syn), which is the major component of Lewy bodies. Mutations in LRRK2 are the most frequent cause of dominantly inherited PD. It accounts for 2% of all PD and 5% of familial cases. The clinical presentation of the parkinsonian phenotype caused by LRRK2 is often indistinguishable from sporadic PD. Mutations in Parkin, PINK1, and DJ-1 have been identified to cause autosomal recessive forms of PD, characterized by pure parkinsonism, early onset, slow progression, and good response to levodopa. Other genes (PARK9, PARK14, PARK15) with autosomal recessive inheritance have been associated with more complex phenotypes and additional neurologic findings such as hyperreflexia, spasticity, dystonia, and dementia.
Glucocerebrosidase (GBA) mutations: Clinical observations of frequent occurrence of PD in relatives of patients with Gaucher disease, an autosomal recessive lysosomal storage disorder, led to the discovery that heterozygous mutations in GBA gene increase PD risk by fivefold.
Mitochondrial mutations: Mitochondrial dysfunction has been recognized as a part of PD pathogenesis. Frequent mitochondrial DNA mutations and reduced mitochondrial function in complex I of the respiratory chain have been detected in the SN pars compacta (SNc) of PD brains.
Locus | Chromosome | Gene | Inheritance |
---|---|---|---|
PARK1/4 | 4q21 | SNCA | AD |
PARK2 | 6q25.2–q27 | PARK2 | AR |
PARK3 | 2p13 | ? | AD |
PARK5 | 4p14 | UCHL1 | ? |
PARK6 | 1p36 | PINK1 | AR |
PARK7 | 1p36 | DJ-1 | AR |
PARK8 | 12q12 | LRRK2 | AD |
PARK9 | 1p36 | ATP13A2 | AR |
PARK10 | 1p32 | ? | ? |
PARK11 | 2q37 | GIGYF2 | ? |
PARK12 | Xq21–q25 | ? | X-linked |
PARK13 | 2p12 | HTRA2 | ? |
PARK14 | 22q13.1 | PLA2G6 | ? |
PARK15 | 22q12–q13 | FBX07 | AR |
PARK16 | 1q32 | ? | ? |
The pathologic hallmark of PD is degeneration of the SNc. Neurons within the SN synthesize the neurotransmitter dopamine ( Figs. 28.2 and 28.4 ). These cells contain a dark pigment called neuromelanin. Parkinson symptoms develop when approximately 60% of these cells die. Concomitantly, direct inspection of the SN in PD demonstrates an abnormal pallor when compared with that characteristically seen with the normal hyperpigmented melanin-containing cells.
Microscopically, the SNc and other regions of the central and peripheral nervous system (PNS) in PD patients contain intraneuronal protein accumulation in the form of Lewy bodies and Lewy neurites. α-Syn is the principal component of Lewy pathology and thought to play an important role in PD pathogenesis. The significance of α-Syn in PD originates from discovery of rare mendelian forms of PD caused by mutations in SNCA. Genetic variations in SNCA are linked to an increased risk for sporadic PD. With advances in immunostaining, the extent of Lewy pathology in PD is now known to be more widespread than originally thought. Neurodegeneration with Lewy pathology is also found in the nucleus basalis of Meynert, locus coeruleus (LC), median raphe, and nerve cells in the olfactory system, upper and lower brain-stem, cerebral cortex, spinal cord, and peripheral autonomic system. Perhaps one of the greatest pathologic advancements in PD was when Braak and colleagues examined α-Syn distribution in brains of PD patients and controls ( Fig. 28.5 ). They proposed a sequential pattern of Lewy pathology distribution, beginning in the olfactory system and dorsal motor nucleus of the vagus, progressing to involve the peripheral autonomic nervous system, extending to involve SNc in the mid-stage of the disease, later involving the upper brainstem, and finally affecting the cerebral hemispheres. The findings of Lewy bodies in the olfactory cells and autonomic nerves of the heart and gastrointestinal tract prior to neurodegeneration in SNc and the development of classic motor symptoms of PD support the concept of a prodromal (premotor) phase of PD.
The pathologic spreading scheme in the brains of PD raised the possibility of prionlike mechanism of α-Syn in disease progression called the Prion Hypothesis. Autopsy studies in PD patients with fetal brain tissue grafts found Lewy pathology similar to that of PD in the grafted neurons more than 10 years after the transplant procedure, suggesting a possible transmissible nature of α-Syn. Under certain circumstances, α-Syn undergoes conformational change from α-helical structure to β-sheet–rich fibrils, similar to prion proteins. Recent studies using animal models have demonstrated a “seeding” phenomenon of α-Syn fibrils inducing endogenous α-Syn protein to misfold, aggregate, form Lewy body–like inclusions, and cause neuronal death. The prion hypothesis has challenged the traditional way that we view PD.
Human Gut Microbiota (GM) has now been accepted as a potential modulator of cognition, learning, and behavior and can directly or indirectly modify brain neurochemistry. GM can influence dopamine turnover, dopaminergic cell expression, striatal gene expression, etc. The GM's composition is altered in PD, and this dysbiosis has been related to motor fluctuations. More studies are needed to establish a cause and effect relationship between GM and PD.
The pathologic sites responsible for the parkinsonian disorders reside in a group of brain gray matter structures known as the extrapyramidal system or basal ganglia. The prevailing model of basal ganglia function states that two circuits, the direct and indirect pathways, originate from distinct populations of striatal medium spiny neurons (MSNs) and project to different output structures. These circuits are believed to have opposite effects on movement. Specifically, the activity of direct pathway MSNs is postulated to promote movement, whereas the activation of indirect pathway MSNs is hypothesized to inhibit it. An important pathway that modulates the direct and indirect circuits is the dopaminergic nigrostriatal projection from the SNc to the striatum. D1 dopamine receptors are present in the striatal neurons of the direct pathway and are depolarized by dopamine, whereas D2 dopamine receptors predominate in the striatal neurons from the indirect pathway and are inhibited by the presence of dopamine. Therefore, in the presence of dopamine, the cortex is stimulated by both direct and indirect circuits. The loss of dopamine neurons in PD causes impairment of movements due to the development of an imbalance between direct and indirect pathways, in favor of the latter, with consequent inhibition of motor cortex regions ( Fig. 28.6 ).
It has been increasingly recognized that PD has a long prodromal phase during which early symptoms can occur years before the appearance of motor symptoms. Our current method of diagnosing PD during life remains clinical, whereas definitive diagnosis is obtained through pathologic confirmation of α-Syn deposition and neurodegeneration in the SNc. Clinical diagnostic accuracy ranges from 75% to 95% depending on disease duration and stage and clinician expertise. In 2015 the International Parkinson and Movement Disorder Society (MDS) created new Clinical Diagnostic Criteria for PD ( Box 28.1 ). The MDS-PD criteria incorporated nonmotor symptoms (NMSs) while retaining the central features of parkinsonism as bradykinesia in combination with either rest tremor, rigidity, or both. MDS-PD criteria proposed a list of absolute exclusions and red flags that argues against the diagnosis of PD, and supportive criteria that argue in favor of PD as the etiology of parkinsonism. Two ancillary diagnostic tests, olfactory loss and metaiodobenzylguanidine (MIBG) scintigraphy, were deemed reliable, with specificity greater than 80%; these can be used as supportive criteria. Two levels of diagnostic certainty based on these positive and negative factors were proposed: clinically established PD and clinically probable PD.
Absence of absolute exclusion criteria
At least two supportive criteria, and
No red flags
Absence of absolute exclusion criteria
Presence of red flags counterbalanced by supportive criteria
If 1 red flag is present, there must also be at least 1 supportive criterion
If 2 red flags, at least 2 supportive criteria are needed
No more than 2 red flags are allowed for this category
Clear and dramatic beneficial response to dopaminergic therapy. During initial treatment, patient returned to normal or near-normal level of function. In the absence of clear documentation of initial response, a dramatic response can be classified as:
Marked improvement with dose increases or marked worsening with dose decreases. Mild changes do not qualify. Document this either objectively (>30% in UPDRS III with change in treatment), or subjectively (clearly documented history of marked changes from a reliable patient or caregiver).
Unequivocal and marked on/off fluctuations, which must have at some point included predictable end-of-dose wearing off.
Presence of levodopa-induced dyskinesia
Rest tremor of a limb, documented on clinical examination (in past, or on current examination)
The presence of either olfactory loss or cardiac sympathetic denervation on MIBG scintigraphy
Unequivocal cerebellar abnormalities, such as cerebellar gait, limb ataxia, or cerebellar oculomotor abnormalities (e.g., sustained gaze evoked nystagmus, macro square wave jerks, hypermetric saccades)
Downward vertical supranuclear gaze palsy or selective slowing of downward vertical saccades
Diagnosis of probable behavioral variant frontotemporal dementia or primary progressive aphasia, defined according to consensus criteria within the first 5 years of disease
Parkinsonian features restricted to the lower limbs for more than 3 years
Treatment with a dopamine receptor blocker or a dopamine-depleting agent in a dose and time-course consistent with drug-induced parkinsonism
Absence of observable response to high-dose levodopa despite at least moderate severity of disease
Unequivocal cortical sensory loss (i.e., graphesthesia, stereognosis with intact primary sensory modalities), clear limb ideomotor apraxia, or progressive aphasia
Normal functional neuroimaging of the presynaptic dopaminergic system
Documentation of an alternative condition known to produce parkinsonism and plausibly connected to the patient's symptoms, or the expert evaluating physician, based on the full diagnostic assessment, believes that an alternative syndrome is more likely than PD
Rapid progression of gait impairment requiring regular use of wheelchair within 5 years of onset
A complete absence of progression of motor symptoms or signs over 5 or more years unless stability is related to treatment
Early bulbar dysfunction: severe dysphonia or dysarthria (speech unintelligible most of the time) or severe dysphagia (requiring soft food, NG tube, or gastrostomy feeding) within first 5 years
Inspiratory respiratory dysfunction: either diurnal or nocturnal inspiratory stridor or frequent inspiratory sighs
Severe autonomic failure in the first 5 years of disease. This can include:
Orthostatic hypotension—orthostatic decrease of blood pressure within 3 min of standing by at least 30 mm Hg systolic or 15 mm Hg diastolic, in the absence of dehydration, medication, or other diseases that could plausibly explain autonomic dysfunction, or
Severe urinary retention or urinary incontinence in the first 5 years of disease (excluding long-standing or small amount stress incontinence in women) that is not simply functional incontinence. In men, urinary retention must not be attributable to prostate disease and must be associated with erectile dysfunction
Recurrent (>1/year) falls because of impaired balance within 3 years of onset
Disproportionate anterocollis (dystonic) or contractures of hand or feet within the first 10 years
Absence of any of the common nonmotor features of disease despite 5-year disease duration. These include sleep dysfunction (sleep-maintenance insomnia, excessive daytime somnolence, symptoms of REM sleep behavior disorder), autonomic dysfunction (constipation, daytime urinary urgency, symptomatic orthostasis), hyposmia, or psychiatric dysfunction (depression, anxiety, or hallucinations)
Otherwise-unexplained pyramidal tract signs, defined as pyramidal weakness or clear pathologic hyperreflexia (excluding mild reflex asymmetry and isolated extensor plantar response)
Bilateral symmetric parkinsonism. The patient or caregiver reports bilateral symptom onset with no side predominance, and no side predominance is observed on objective examination
Does the patient have parkinsonism, as defined by the MDS criteria?
If no, neither probable PD nor clinically established PD can be diagnosed. If yes:
Are any absolute exclusion criteria present?
If “yes,” neither probable PD nor clinically established PD can be diagnosed. If no:
Number of red flags present ____
Number of supportive criteria present ____
Are there at least two supportive criteria and no red flags?
If yes, patient meets criteria for clinically established PD. If no:
Are there more than 2 red flags?
If “yes,” probable PD cannot be diagnosed. If no:
Is the number of red flags equal to, or less than, the number of supportive criteria?
If yes, patient meets criteria for probable PD
MDS, Movement Disorder Society; MIBG, metaiodobenzylguanidine; PD, Parkinson disease; UPDRS, Unified Parkinson Disease Rating Scale.
There is no definitive validated biomarker for PD at this time. A number of candidates are undergoing evaluation, including fluid and tissue analysis, genetic susceptibility, clinical evaluations such as olfactory testing, and neuroimaging. Positron emission tomography (PET) and single-photon emission computed tomography (SPECT) using radiolabeled tracers have allowed functional assessment of the nigrostriatal pathway. Neurodegeneration in the SN leads to decreased striatal density of presynaptic dopaminergic nerve terminals and dopamine transporters (DATs), which can be reflected by reduced ligand binding on DAT SPECT imaging. SPECT with DAT radiotracers can help to distinguish neurodegenerative parkinsonism from nonneurodegenerative parkinsonism ( Fig. 28.7 ). PET imaging measuring cerebral glucose metabolism and cerebral blood flow may have some potential application for the differential diagnosis of parkinsonian syndromes. Transcranial sonography (TCS), a noninvasive and low-cost ultrasound imaging method, has shown potential usefulness in the clinical diagnosis of PD by assessing the echogenicity of the SNc. Novel MRI techniques have been developed to evaluate the SNc in PD.
The clinical course or temporal profile of PD is quite variable. It usually progresses slowly and inexorably ( Fig. 28.8 ). Typically, the illness begins unilaterally with focal tremor or difficulty using one limb. Eventually, the symptoms become more generalized and occur on the contralateral side, interfering with activities of daily living (ADLs). Clinical features can be divided into motor and NMSs.
The four primary signs of PD are bradykinesia, tremor, rigidity, and gait disturbance (see Fig. 28.8 ).
Bradykinesia is a decreased ability to initiate movement (akinesia is the extreme manifestation). This may affect multiple functions, particularly fine motor tasks such as buttoning a shirt or handwriting, the latter becoming micrographic. Other individuals may present with a masked facies, expressionless, which later becomes associated with decreased blink frequency, muted speech, and slowed swallowing. Typically, the gait is shuffling with decreased arm swing, stooped posture, and en bloc turning, The Myerson sign, or glabellar tap sign, is elicited by having the patient look straight ahead while the examiner gently taps with her or his index finger tip between the medial ends of the eyebrows. Normally the patient blinks for the first few taps and then such movement is inhibited. In contrast, the PD patient persistently blinks as long as the tapping is maintained and thus a positive test.
Rigidity is a resistance to passive movement throughout the entire range of motion occurring in flexor and extensor muscles. This contrasts with spasticity, wherein there is an initial marked resistance to passive movement and then a sudden release (e.g., clasp-knife phenomena). The classic cogwheel quality (stop-and-go effect) is from a tremor superimposed on the altered muscle tone. Very early on, patients are often concerned about stiffness, “weakness,” or fatigue. Initially, the patient will just note a limitation in his or her daily activities or exercise capacity—unable to hike as long a distance, inability to get to the ball when playing tennis, or simply walking from the car to the store. When more pronounced, these bradykinetic symptoms may represent the combination of bradykinesia with rigidity.
Tremor occurs in 75% of patients. Typically, it is prominent at rest, having a frequency of 3–7 Hz. Although this tremor usually does not significantly interfere with ADLs, such as eating or writing, the patient finds it very embarrassing. Tremor is often seen while the patient is walking; not only is the arm swing lost but a minor pill rolling tremor may become amplified as the hand comes away from the body. Occasionally a PD tremor has a significant postural or action component complicating distinction from the more benign essential tremor (ET).
Gait disturbance, postural instability, or both usually present at later stages of PD characterized by a change in the center of gravity typified by falling forward (propulsion) or backward (retropulsion) and a festinating (shuffling, slowly propulsive) petit pas (small steps) gait.
Typically PD progresses in stages (see Fig. 28.8 ). There are two commonly used rating scales to measure the degree of disability that these patients manifest: (1) Unified Parkinson Disease Rating Scale (UPDRS) and (2) Hoehn and Yahr (H&Y) scale ( Box 28.2 ).
Stage I: unilateral disease
Stage II: bilateral disease with preservation of postural reflexes
Stage III: bilateral disease with impaired postural reflexes but preserved ability to ambulate independently
Stage IV: severe disease requiring considerable assistance
Stage V: end-stage disease, bed or chair confined
Four major subsets:
Cognitive
Activities of daily living
Motor examination
Complications of treatment
NMSs occur throughout the course of the disease. Some may appear at the earliest stage or precede the motor symptoms by years and then are called premotor symptoms (olfactory dysfunction, rapid eye movement [REM] sleep behavior disorder [RBD], constipation, depression, and pain) ( Fig. 28.9A ).
Depression
Anxiety
Apathy
Hallucinations, delusions, illusions
Delirium (may be drug induced)
Cognitive impairment (dementia, mild cognitive impairment [MCI])
Dopaminergic dysregulation syndrome (usually related to levodopa)
Impulse control disorders (related to dopaminergic drugs)
REM sleep behavior disorder (possible premotor symptoms)
Excessive daytime somnolence, narcolepsy type “sleep attack”
Restless legs syndrome, periodic leg movements
Insomnia
Sleep disordered breathing
Non-rapid eye movement (REM) parasomnias (confusional wandering)
Central fatigue (may be related to dysautonomia)
Peripheral fatigue
Pain
Olfactory disturbance
Hyposmia
Functional anosmia
Visual disturbance (blurred vision, diplopia; impaired contrast sensitivity)
Bladder dysfunction (urgency, frequency, nocturia)
Sexual dysfunction (may be drug induced)
Sweating abnormalities (hyperhidrosis)
Orthostatic hypotension
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