Multiple Nodules: Management of Synchronous and Metachronous Lung Cancers


Summary of Key Points

  • Multiple primary lung cancers (MPLCs) are increasing in incidence as imaging accuracies improve and resections are better tolerated.

  • Differentiating MPLCs from intrathoracic metastatic disease is challenging and based primarily on clinical judgment.

  • Molecular analysis for tumor clonality has the potential to increase accuracy of differentiation between MPLCs and intrathoracic metastatic disease.

  • Complete resection is the treatment of choice for MPLCs, but preservation of pulmonary parenchyma is essential and therefore the use of sublobar resections is common.

  • Survival rates following complete resection of synchronous MPLCs are reported as between 35% and 75% with prognosis being decreased in those with N1 and N2 involvement.

  • Metachronous MPLCs are almost always diagnosed at an early stage in asymptomatic patients as part of surveillance imaging. Survival following resection is typically 40% and determined by the stage of the second cancer.

  • Stereotactic body radiotherapy is an attractive treatment alternative for early stage MPLC because of its ability to preserve pulmonary parenchyma.

The concept of MPLCs was introduced by Beyreunther in 1924, but remained a rarity for many decades. From 1960 to 1990 only sporadic case series were reported, but it was not until the integration of computed tomography (CT) scanning into lung cancer care that the true magnitude was appreciated. Today, rapid improvements in imaging accuracy, decreased mortality associated with lung cancer resections, increased use of CT scans for routine postoperative surveillance, and integration of mutational analysis for resected cancers are all contributing to a growing cohort of MPLC. Whether presenting as synchronous or metachronous tumors, one of the greatest challenges is differentiating MPLCs from intrathoracic metastatic disease. The first step in that distinction is appropriately recognizing the frequency of MPLCs in the modern era. Rates of less than 5% of all nonsmall cell lung cancers (NSCLCs) from older series are now believed to greatly underestimate the true incidence of MPLCs. High-resolution CT scans also allow for the detection of ground-glass opacities, which are not evident on standard chest x-ray or early generation CT scans. These precancerous lesions and early stage adenocarcinomas have a lepidic growth pattern with a predilection for indolence and multiplicity. Risk factors and prognosis for multifocal adenocarcinomas are different from traditional MPLCs reported in older series. The management and treatment decisions for MPLCs follow the same general principles used for other early stage NSCLCs with special consideration for the preservation of pulmonary parenchyma and vigilant posttreatment surveillance.

Differentiating MPLCs from Metastatic Disease

Patients with multiple nodules at the time of NSCLC diagnosis or a new pulmonary nodule following successful treatment of an early stage NSCLC pose a significant clinical challenge due to the lack of clear criteria that differentiate intrapulmonary metastasis from MPLC. The most widely referenced definition is from 1975, from Martini and Melamed. It is applied most appropriately to metachronous tumors, or to those that have already been resected or found at autopsy, and relies heavily on cell type (i.e., adenocarcinoma or squamous cell carcinoma). Further factors used to refine the criteria include origin in an area of carcinoma in situ, lack of carcinoma in common lymphatics, and lack of extrathoracic metastasis ( Table 32.1 ). This definition is becoming outdated in an era when mutational and molecular analysis can differentiate tumors on a genetic basis.

TABLE 32.1
Criteria From Martini and Melamed for Multiple Primary Lung Cancers
Metachronous Different Histology
Same histology if Prolonged interval between tumors (typically >2 years)
Development from separate area of carcinoma in situ
Different lobes with:

  • no shared lymph node basins

  • no extrathoracic metastasis

Synchronous Different Histology
Same histology if Development from separate area of carcinoma in situ
Different lobes with:

  • no cancer in shared lymph node basins

  • no extrathoracic metastasis

Some investigators have suggested that individual adenocarcinomas can be distinguished based on differences in the proportion of histologic subtypes (i.e., lepidic, papillary, acinar, micropapillary). By contrast, other investigators report that mutational and molecular analysis of somatic changes in tumor DNA can better discriminate between MPLC and metastatic disease. Mutational analysis of the epidermal growth factor receptor and K-ras mutations can be used to differentiate between metastatic and second primary adenocarcinomas of the lung. The utility of this approach is limited by the facts that this type of analysis is only relevant to adenocarcinomas, not all adenocarcinomas harbor these mutations, and expression can be heterogeneous throughout the tumor. Cytogenetic profiles can be used to evaluate the clonal relationship between tumors. Genomic DNA copy number alterations are key events in tumor development and array comparative genomic hybridization can distinguish between clonal tumors (metastasis) and MPLCs. Investigators from the Massachusetts General Hospital reported on 68 patients with multiple resected adenocarcinomas whose tumors were classified as MPLC or metastasis by a comprehensive histologic profiling, including profiling using SNaPshot multiplex polymerase chain reaction. In their study, the 3-year survival rate was significantly improved in patients classified as MPLC by molecular profiling, but not by histologic profiling, indicating improved accuracy with molecular analysis. Although this molecular profiling appears to be more precise than histologic profiling, it is time consuming, expensive, and requires large amounts of genomic DNA. Molecular analysis may not currently be reasonable for use on a case-by-case basis, but it is helping to redefine the frequency and clinical characteristics associated with MPLCs.

Clinical judgment remains critically important in these cases, with biopsy typically having only a small and supplemental role. Patients are generally placed into management categories based on the appearance, location of nodules, and the presence of nodal or extra thoracic metastatic disease. Biopsies are often difficult and typically not helpful in differentiating metastasis and second primaries without molecular analysis because the majority of MPLCs are of the same histology.

MPLCs in the Lung Cancer Staging System

The previous editions of the tumor, node, and metastasis (TNM) classification for lung cancer have been somewhat vague with respect to the classification of lung cancer with multiple pulmonary sites of involvement, which has resulted in marked variability in how these tumors are classified. The creation of homogeneous groups is a goal of cancer staging, but this task is challenging when lung cancer occurs in different pulmonary sites, and the individual cancers exhibit distinct patterns of biologic behavior, recurrence, and survival. In previous lung cancer staging systems, there has been a lack of clarity regarding these distinct patterns of disease as well as ambiguity about how to best apply stage classification.

Definitions have evolved over time for multiple intrathoracic sites of lung cancer in the TNM system. Prior to 1993, all separate tumor nodules were classified as M1. They were then defined as T4 if in a different lobe. In 1997, separate tumor nodules were classified as T4 if in the same lobe and M1 if in a different lobe (ipsilateral or contralateral). In 2010, separate nodules were reclassified as T3 for a same lobe, as T4 if in a different ipsilateral lobe, and as M1 if in a contralateral lobe. However, none of these definitions addressed the concept of variability in appearance and behavior of these additional sites of disease. Furthermore, the seventh edition contained only an elusive mention of ground-glass or lepidic lesions (GG/L) and predated the classification of adenocarcinoma histologic subtypes.

In the eighth edition of TNM classification, four distinct disease patterns were identified for lung cancers with multiple sites of pulmonary involvement and clear instructions were provided on how to apply the TNM classifications to each pattern of disease. The four disease patterns include: (1) synchronous primary lung cancers, (2) multiple GG/L nodules, (3) solid primary lung cancer with one or more separate solid tumor nodule(s) of the same histologic type, and (4) pneumonic type of lung cancer, a diffuse form that is radiologically similar to pneumonia. The radiographic and pathologic features of each of these four disease categories are outlined in Table 32.2 . Second primary lung cancers and GG/L are each recognized as variants of MPLCs. In patients with second primary cancers, each tumor is staged with a unique TNM. GG/L cases are also viewed as independent tumors, but are more interrelated with a strong predilection for multiplicity and lack of lymphatic involvement and are therefore recommended to be staged with the T based on the highest T lesion and “#/m” indicating multiplicity and a single N and M designation. Solid tumors with separate solid nodules and pneumonic lung cancer are not variants of MPLC, but are rather variants of advanced intrathoracic spread of a single tumor and are therefore staged as T3 if spread is limited to a single lobe, T4 if spread is to a single lung, and M1 if bilateral.

TABLE 32.2
Schematic Summary of Patterns of Disease and TNM Classification of Patients With Lung Cancer With Multiple Pulmonary Sites of Involvement
Multiple Primary Lung Cancer Single Lung Cancer With Intrathoracic Spread
Eighth Edition Staging Category Second Primary Lung Cancer Multifocal GG/L Nodules Separate Tumor Nodule Pneumonic Type of Lung Cancer
Imaging Features ≥2 distinct masses with imaging characteristic of lung cancer (e.g., spiculated) Multiple ground-glass or part-solid nodules Typical lung cancer (e.g., solid, spiculated) with separate solid nodule Patchy areas of ground glass and consolidation
Pathologic Features Different histotype or different morphology by comprehensive histologic assessment Adenocarcinomas with prominent lepidic component (typically varying degrees of AIS, MIA, and LPA) Distinct masses with the same morphology by comprehensive histologic assessment Same histology throughout (most often invasive mucinous adenocarcinoma)
Staging Separate cTNM and pTNM for each cancer T based on highest T lesion with “#/m” indicating multiplicity; single N and M Location of separate nodule relative to primary site determines if T3, T4, or M1a; single N and M T based on size if in single lobe, T4 or M1a if in different ipsilateral or contralateral lobe; single N and M
AIS, adenocarcinoma in situ; GG/L, ground glass/lepidic; LPA, lepidic predominant adenocarcinoma; MIA, minimally invasive adenocarcinoma; TNM, tumor, node, and metastasis.

Synchronous Primary Lung Cancers

The improved resolution of CT imaging has led to increased rates of NSCLC patients presenting with multiple nodules at initial diagnosis. The definitions for synchronous MPLC remain ambiguous, even though treatment algorithms and prognosis are dramatically different from those for patients with multiple nodules from the same tumor. Prognosis for these patients is not as good as those who present with a single primary tumor, but far better than those with widely metastatic disease. Most feel that classifying all of these as intrathoracic metastatic disease greatly “over stages” a significant number of patients with synchronous primary early stage tumors, and denying local therapy may miss the potential for cure. The lack of uniformity for precise identification and definitions for synchronous primary NSCLC has resulted in a paucity of large series of homogeneously treated patients.

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