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Graves disease is an autoimmune disorder associated with hypermetabolism, enlargement of the thyroid gland, and exophthalmos.
In Graves ophthalmopathy (GO), retrobulbar fibroblasts secrete glycosaminoglycans, causing engorgement of the extraocular muscles and orbital fat and increasing the volume of the orbital contents.
Advanced GO can result in significant proptosis, optic neuropathy, and vision loss.
Conservative measures for GO include medical therapy, administration of steroids, and radiation therapy. Failure of conservative measures requires surgical decompression of the orbit, and/or thyroidectomy once the patient is medically stable.
Orbital decompression can be performed via external, transantral, transconjunctival, endoscopic, or combined approaches. Two- and three-wall decompressions have been described with varying degrees of reduction in proptosis and improvement in vision.
Ancillary procedures for GO include optic nerve decompression, extraocular muscle surgery, and eyelid surgery.
In 1835, Robert Graves described a clinical syndrome of hypermetabolic state, diffuse enlargement of the thyroid gland, and exophthalmos. Although others also recognized this entity, it was Graves who identified the thyroid as having a central role in this disease. Although it is typically classified as an organ-specific autoimmune disease, organs other than the thyroid are frequently involved. Graves disease (GD) is now recognized as a multisystem disorder characterized by one or more of the following: (1) hyperthyroidism associated with diffuse hyperplasia of the thyroid gland, (2) infiltrative ophthalmopathy and associated exophthalmos, and (3) infiltrative dermopathy/localized pretibial myxedema. Of the extrathyroidal manifestations of GD, thyroid eye disease is the most common.
This chapter focuses on the evaluation and management of Graves ophthalmopathy (GO), highlighting recent advances in the medical and surgical staging and management of Graves.
Graves disease (GD) is common, with an annual incidence rate of 0.5 per 1000. In iodine-sufficient regions, GD represents 70% to 80% of all cases of thyrotoxicosis. Almost 50% of patients with GD report symptoms of GO, such as dry eye, foreign body sensation, photophobia, tearing, double vision, and pressure sensation behind the eyes. There is a bimodal age distribution of GO, with peak incidences in the fifth and seventh decades of life. The classic triad of thyrotoxicosis, goiter, and ophthalmopathy is not observed in all patients. For example, hyperthyroidism may be the only feature present. The most common extrathyroidal feature of GD—ophthalmopathy—is clinically present in approximately 50% of patients. Although as many as 10% to 20% of these suffer from severe inflammation, extraocular eye movement restriction, or compressive optic neuropathy (CON), the overall incidence of ophthalmic findings depends on the criteria defining abnormality. Additionally, approximately 70% of adult patients with GD exhibit evidence of subclinical GO on imaging—that is, enlargement of the extraocular muscles (EOMs) and/or fibrosis without associated eye symptomatology.
Despite extensive efforts to identify a definitive cause of GD, its precise etiology remains unknown. Current expert consensus accepts that GD is a multifactorial disease resulting from a complex interplay of genetic and environmental factors. The end result of this is a loss of immune tolerance to thyroid antigens and initiation of an immune reaction against the thyroid, thyrocyte stimulation, and overproduction of thyroid hormones as autoantibodies target and activate the thyroid-stimulating hormone (TSH) receptor in the thyroid.
The autoimmune process in the orbital space that characterizes GO is likely triggered by autoreactive T lymphocytes that recognize antigens shared by the thyroid and orbit. The subsequent inflammatory cytokine release causes an expansion of the orbital fibroadipose tissue as well as infiltration and enlargement of the EOMs, with retrobulbar fibroblasts playing a key role in the development and progression of ophthalmopathy in patients with GD. The collagen fibrils and glycosaminoglycans that are deposited are extremely hydrophilic and can bind many times their weight in water. This further contributes to edema and EOM enlargement. Atrophy and muscle fibrosis then dominate the histologic picture as the disease becomes inactive.
Interestingly, although it typically appears in hyperthyroid Graves patients, GO may occur in hypo- or euthyroid patients as well. About 80% of GO cases occur within months of the onset of hyperthyroidism. The remaining 20% have onset that precedes or follows thyroid disease.
GO is more common in females. The overall annual incidence rate for GO is 16 per 100,000 for women and 3 per 100,000 for men. The female-to-male ratio for severe forms of eye disease is 1 : 4. Although several potential genetic mutations have been identified, the penetrance of genetic determinants is likely quite low, given that GD is not a hereditary disease. However, it does often occur, along with autoimmune thyroiditis, within the same families. Ethnicity appears to play some role, as Europeans with GD are six times more likely to develop GO than are Asian patients. The reasons for ethnic differences are likely multifactorial and may include differences in orbital and lid anatomy, variations in autoimmune responses, or genetics.
Smoking is one of the strongest modifiable risk factors in the development and progression of GO and is associated with more severe disease. With respect to the latter, smoking upregulates inflammatory cytokines, thus contributing to more severe pathology. In one large study, smoking increased the risk of GO by seven- to eightfold. A recent study of 50 orbits found cigarette smoking to be correlated with increased orbital venous congestion and decreased velocity in the superior ophthalmic vein, which may also contribute to GO. Smoking is also associated with the worsening of GO following radioactive iodine (RAI) therapy and less clinical improvement with immunosuppression. Additionally, smoking cessation in close contacts of the patient may also be clinically beneficial.
Maintenance of a euthyroid state is ideal for GO. Many patients are on antithyroid drugs for the management of GD hyperthyroidism. These medications are associated with low toxicity and can be used for many years. Due to the potentially deleterious impact of fluctuations in thyroid status on GO, frequent monitoring of thyroid status every 4 to 6 weeks is recommended in the initial phases of treatment, when changes in thyroid status are expected. Unfortunately, less than 50% of patients treated with antithyroid medications remain in long-term remission. The relapse rate of hyperthyroidism after drug withdrawal is about 50%. For this reason, RAI or surgical management are often required for disease management over the long term. These treatment options are further discussed later in this chapter.
GO presents in two distinct phases. The first is one of active inflammation and is characterized by periorbital edema and erythema, conjunctival chemosis, and orbital inflammation and congestion. Associated eyelid retraction, proptosis, and diplopia can also be seen. It is important to note that this phase is often mild and self-limited, requiring only supportive care.
The inflammatory phase is followed by a variable period of approximately 6 months to 2 years. A quiet, minimally inflammatory phase of chronic fibrosis then ensues. It is this phase that is associated with orbital fibrosis, glycosaminoglycan deposition, and enlargement of the EOMs. The end result can resemble the active inflammatory phase and is differentiated from it by the disease's time line.
Overall the natural history is variable. Approximately 50% of patients can expect spontaneous improvement. The disease stabilizes in 34% and worsens in 16%. Even in cases of remission, fibrosis and fat expansion usually persist. This fibrosis can actually lead to greater restriction than the inflammation of the active phase. In fact, fibrous changes can extend into adjacent adipose tissues. Furthermore, reactivation is not only possible but also fairly common.
Ocular manifestations include eyelid retraction, proptosis, ocular motility disturbance, soft tissue congestion, and CON. Taken together, these symptoms can lead to corneal breakdown or, in the case of CON, represent an ophthalmologic emergency. It is important to note that there is a wide differential for proptosis ( Box 125.1 ), making a thorough evaluation crucial.
Endocrine
Graves ophthalmopathy
Cushing syndrome
Orbital neoplasms
Primary neoplasms
Hemangioma
Lymphoma (may be systemic)
Optic nerve glioma
Choroidal melanoma
Lacrimal gland tumors
Meningioma
Rhabdomyosarcoma
Extension of paranasal sinus tumors
Metastatic disease
Malignant melanoma
Breast carcinoma
Lung carcinoma
Kidney
Prostate
Inflammatory
Orbital pseudotumor
Orbital myositis
Granulomatous
Sarcoidosis
Wegener granulomatosis
Infectious
Orbital cellulitis
Syphilis
Mucormycosis
Parasitic (trypanosomiasis, schistosomiasis, cysticercosis, echinococcal disease)
Vascular/miscellaneous
Carotid-cavernous fistula
Lithium therapy
Cirrhosis
Obesity
Amyloidosis
Dermoid and epidermoid cysts
Foreign body
There are multiple grading systems to document the extent of soft-tissue changes and inflammatory signs and symptoms ( Table 125.1 ). These include the European Group on Graves Orbitopathy's Clinical Activity Scale (CAS); NO SPECS; and the vision, inflammation, strabismus, and appearance (VISA) classifications. Each classification system attempts to stratify disease severity to identify patients in the active phase who are most likely to respond to treatment. For example, the CAS can help to define the extent of soft tissue changes and inflammatory symptoms as well as the severity of disease. Mild disease has minimal eyelid swelling, lid retraction, or proptosis with little or no EOM dysfunction and only a minor impact on daily life. Moderate disease involves ocular motility dysfunction with possible diplopia, lid retraction greater than 2 mm, variable proptosis, and sufficient impact on daily life to warrant active intervention such as immunosuppression or surgery. Severe disease entails sight-threatening conditions such as CON or corneal ulceration. Prompt surgical intervention to preserve vision is often needed.
No SPECS (No physical signs or symptoms, only signs, soft tissue involvement, proptosis, extraocular muscle signs, corneal involvement, and sight loss) | Class 0 | No symptoms or signs |
Class I | Only signs, no symptoms (i.e., lid retraction, stare, lid lag) | |
Class II | Soft tissue involvement
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Class III | Proptosis
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Class IV | Extraocular muscle involvement (usually with diplopia)
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Class V | Corneal involvement
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Class VI | Sight loss (optic nerve involvement)
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European Group of Graves Orbitopathy (EUGOGO) Clinical Activity Score (CAS) | One point is given for the presence of each of the parameters assessed. Active ophthalmopathy is present if the score is >3/7 at the first examination or >4/10 in successive examinations. | Initial CAS:
Follow-up exam 1–3 months after initial diagnosis
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VISA (Vision, Inflammation, Strabismus, Appearance) | Patient with a moderately inflammatory index (<4/10) are typically managed conservatively. Patients with high scores (>5/10) or evidence of progression in inflammation are offered more aggressive therapy. |
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It is important to note that the pattern of inflammation and fibrosis affects ocular complications. For example, in some patients, proptosis develops as the globe protrudes. Although this may be cosmetically displeasing and contributes to dry eye and corneal exposure, the anterior displacement does somewhat decompress the orbit. In contrast, patients with minimal proptosis and crowding at the orbital apex due to enlargement of the EOMs are at much higher risk for CON.
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