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We thank Joe Olechnowicz for editorial assistance.
Standard care for patients with high-risk neuroblastoma (NB) currently consists of aggressive multimodal therapy including high-dose chemotherapy, surgery, and radiotherapy . Immunotherapy utilizes mechanisms of action that are not cross-reactive with other antitumor modalities, and is thus, an attractive therapeutic option, particularly to eradicate minimal residual disease. Moreover, in the young children typically afflicted with NB, chemotherapy and radiotherapy, which have significant off-target effects on normal tissue, are associated with significant long-term morbidities. These include growth impairment and asymmetry, hearing deficits, learning difficulties, and secondary malignancies . Immunotherapy, by virtue of its specificity for identified tumor targets, has the potential to avoid or mitigate some of these toxicities. Indeed, NB is the only pediatric solid tumor for which immunotherapy is an established therapeutic modality given the approval of the anti-GD2 antibody dinutuximab for high-risk NB by the US Food and Drug Administration (FDA) and the European Medicines Agency (EMA) in 2015 .
The properties for an ideal tumor antigen targetable by immunotherapy include specificity, role in oncogenesis, expression level, and immunogenicity, although none of the currently targeted antigens meet all criteria . In adults, the discovery of mutation-associated neoantigens has vastly expanded the pool of antigens that can be potentially used for immunotherapy . Most pediatric malignancies, including NB, have far fewer genetic mutations, thus restricting a strategy aimed at neoantigens . Immunotherapy for pediatric malignancies has mostly focused on targeting nonmutated antigens with a differential expression on malignant versus normal cells. Cell surface antigens, the most commonly targeted molecules in NB immunotherapy, are not major histocompatibility complex (MHC)-restricted and are optimal for targeting by monoclonal antibodies (MoAbs) or engineered immune effector cells. Intracellular tumor antigens usually require processing by antigen-presenting cells for presentation to cytotoxic lymphocytes and are MHC-restricted . MoAbs can target intracellular antigens if they internalize after binding. Tumor antigens targeted for immunotherapy in patients with NB thus far are chiefly expressed on the cell surface, the ganglioside GD2 being the most common ( Table 9.1 ). Other cell surface antigens include L1CAM and B7H3 . The intracellular cancer-testis antigens MAGE and NY-ESO-1 have also been clinically investigated ( Table 9.2 ).
Agent | Combination | Phase | Summary of Results | References |
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Murine Antibodies | ||||
m3F8 | – | I |
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m3F8 | SC GMCSF | II |
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m3F8 | barley- or yeast-derived-β-D- glucan | I |
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14.G2a | I |
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Chimeric Antibodies | ||||
Dinutuximab | – | I |
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Dinutuximab | – | Randomized II/III |
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Dinutuximab | IL-2 + GM-CSF; CRA | Randomized III |
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Dinutuximab | I/T/GMCSF; temsirolimus | Randomized II |
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Dinutuximab-beta | I |
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Dinutuximab-beta | SC IL-2 | Randomized III |
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Humanized Antibodies | ||||
hu14.18K322 A | I |
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Naxitamab (hu3F8) | GM-CSF | I |
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Immunocytokines | ||||
Hu14.18-IL-2 | I/II |
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Radioimmunoconjugates | ||||
131 I- m3F8 | I |
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131 I- m3F8 | II |
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131 I- m3F8 | Bevacizumab | I |
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131 I- m3F8 IO | I |
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Cell-Mediated Immunotherapy | ||||
Haploidentical NK cells + m3F8 | Chemotherapy | I |
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Haploidentical NK cells + hu14.18K322 A | Myeloablative chemotherapy | Component of phase II |
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Haploidentical NK cells + hu14.18K322 A | Combination chemotherapy | Pilot |
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First generation CAR T-cells | Chemotherapy | I |
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Third generation CAR T-cells | Chemotherapy | I |
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Vaccines | ||||
Anti-m3F8 antiidiotype | BCG | I |
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Anti-ch14.18 antiidiotype | I |
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Bivalent anti-GD2/GD3 | KLH, OPT-821, yeast-derived-β-D- glucan | I |
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Antigen | Agent | Phase | Summary of Results | References |
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B7H3 | Radioimmunoconjugate 131 I-omburtamab (8H9) | I/II |
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L1-CAM | Radioimmunoconjugate 131 I-chCE7 | Imaging |
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CAR T-cells | I |
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MAGE-A1, MAGE-A3, NY ESO1+ decitabine | Dendritic cells | I |
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Various | Autologous tumor cells secreting IL-2 ± lymphotactin | I |
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Allogeneic tumor cells secreting IL-2 | I |
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Dendritic cells pulsed with tumor RNA | I |
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Gangliosides, such as GD2, are complex, acidic glycolipids expressed on the outer cell membrane. GD2 is biosynthesized from precursor gangliosides GD3/GM3 by β -1,4-N-acetylgalactosaminyltransferase (GD2 synthase) . NB cells have high levels of the GM2/GD2 synthase transcript, enzyme activity, and GD2 expression with an estimated 5–10 million molecules/cell . In normal tissues, GD2 expression is largely limited to neurons, skin melanocytes, and peripheral pain fibers, making it well suited for targeted antitumor therapy . GD2 is not immunomodulated off the cell membrane and persists on NB cell membranes post-therapy . Circulating GD2 levels both in the blood and cerebrospinal fluid (CSF) are not high enough to interfere with binding to anti-GD2 specific MoAbs .
L1-CAM (CD171) is a member of the L1 family of adhesion molecules within the immunoglobulin superfamily. It is known to be involved in axon guidance, neural cell migration, and differentiation, and induces constitutive nuclear factor-kappa B (NFκB) activation in tumor cells . In solid tumors in adults, L1-CAM overexpression confers metastatic capacity but does not appear to be associated with a poor prognosis in pediatric solid tumors . L1-CAM has been targeted by both MoAbs and chimeric antigen receptor T-cells (CAR-T cells) .
B7H3 (CD276) is an immune checkpoint member of the B7 and CD28 families and is widely expressed on a range of solid tumors including NB with a restricted expression on normal tissues . Induced on antigen presenting cells, B7H3 plays an important role in regulating the innate immune system as well as adoptive immunotherapy , and its expression appears to be mediated by the micro-RNA mir-29 . B7H3 has been targeted clinically by MoAbs as a tumor antigen and for its putative immunomodulatory effect .
Oncofetal antigens, a group of antigens of embryonic origin, are normally expressed only during normal fetal development but are abnormally present in tumors. NB expresses several such oncofetal antigens including melanoma antigen encoding gene (MAGE)-1 seen in the absence of MYCN amplification, MAGE-3 (which is associated with the absence of metastasis), and NY-ESO-1 . These are potential targets for native T cell receptors and have been targets for immunotherapy .
Other antigens that have been clinically targeted on pediatric solid tumors, including but not specifically NB, include vascular endothelial growth factor (VEGF) , insulin-like growth factor-1 receptor (IGF-1R) , neural cell adhesion molecule , and endosialin .
NB can be potentially targeted by all the major effector cells and proteins of the immune system ( Fig. 9.1 ). Innate immune system components including complement, MoAbs, macrophages, polymorphonuclear leukocytes, and natural killer cells have been recruited for passive anti-NB immunotherapy in the clinic. Natural killer T cells (NKT) and γδ T cells can play roles as both innate and adaptive components and are being studied in the early phase trials. The adaptive immune system requires direct activation through antigen presentation by antigen-presenting cells (APCs). Upon antigen presentation and activation, antigen-specific T and B cells are generated. B-cell activation can generate humoral immunity against NB . However, expression of human leukocyte antigen (HLA) and PD-L-1 is absent or low in NB, limiting the effect of potent T-cell-mediated active immunotherapy. Strategies to redirect and harness T-cells in NB immunotherapy include MHC-independent approaches such as chimeric antigen receptor-transduced T-cells and bispecific MoAbs .
MoAb-based NB cell lysis involves recognition and binding to the tumor cell, followed by recruitment of immune effectors, which then release cytotoxic molecules for NB cell destruction . However, effector function, particularly antibody-dependent cellular cytotoxicity (ADCC), is often compromised in cancer patients due to immune suppression from both the underlying disease and the myelosuppressive treatment regimens . Cytokines can augment effector cell function and enhance ADCC . In general, these immunomodulators stimulate a broad range of immune cells, including T and B lymphocytes, monocytes, macrophages, and NK cells. The cytokines interleukin-2 (IL-2) and granulocyte macrophage colony stimulating factor (GM-CSF) have been used extensively for NB immunotherapy in conjunction with MoAbs. Other cytokines have the potential to be more effective but have not yet been tested in patients with NB.
IL-2 is a pro-inflammatory cytokine with effects on both innate and adaptive immunity. It stimulates growth, proliferation, and activation of the T cell, B cell, and NK cell lineage . However, as a single agent, it has only modest anti-NB activity . Adverse events include capillary leak, hypoxia, pain, rash, allergic reaction, elevated transaminases, and hyperbilirubinemia particularly at high doses and when administered intravenously (IV). A negative impact on MoAb pharmacokinetics has also been observed .
GM-CSF directly activates the clonal expansion and maturation of partially committed progenitor cells in the granulocyte-macrophage pathways to form monocytes, macrophages, and dendritic cells . It has been shown both in vitro and in vivo to enhance antitumor immunity through direct activation of monocytes, macrophages, dendritic cells, and ADCC . In addition, it indirectly activates T cells via secretion of tumor necrosis factor, interferon, and IL-1 . GM-CSF increases the number of circulating neutrophils and eosinophils but does not affect complement levels . Exposure in vitro or in vivo to GM-CSF also primes monocytes/macrophages for greater antineoplastic cytotoxicity and enhances the proliferation, maturation, and function of APCs . This includes antigen processing and presentation by macrophages and dendritic cells effects that might promote induction of antitumor activity, through an idiotypic network. It is well tolerated, without significantly enhancing the known toxicities of anti-GD2 MoAbs .
Other cytokines being considered for clinical development include IL-15 and IL-21. IL-15 stimulates the proliferation and cytotoxicity of the NK cells and CD8-T cells. Recent efforts to enhance pharmacokinetics of IL-15 involve the production of IL-15/IL15-receptor conjugates . Anti-NB activity has been demonstrated in several pre-clinical NB models . IL-21 is a pleiotropic cytokine that stimulates multiple immune cells . In murine models, IL-21 combined with other immunotherapies showed anti-NB activity, producing a whole-cell vaccine given to treat mice previously challenged with wild-type tumor cells .
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