The immune system is a complex network of cells that serve to discriminate “self” from “nonself”—that is, to recognize one cell as one's own and another cell as foreign or infected. This capacity helps protect the organism from infection by foreign pathogens (bacteria, viruses, and parasites) and from malignant degeneration. In addition, the cells involved in the immune response mediate rejection of foreign allografts. Although immune cells recognize and respond to all manner of foreign elements, at the same time they must not respond inappropriately to self-antigen. Education of immune cells results in a state of immunologic tolerance—that is, the absence of destructive antiself immune responses. Failure of self versus nonself discrimination, or failure of immunologic tolerance, may result in autoimmunity.

Whereas collectively a number of different kinds of cells are involved in the response to infection, the cells involved in mediating adaptive immunity are lymphocytes ( Table 23-1 ). The adaptive immune response is broadly classified into two categories: (1) humoral immunity, mediated by antibodies produced by B lymphocytes and their progeny; and (2) cell-mediated immunity, dependent on cell-cell interactions and mediated by T lymphocytes. Both T and B lymphocytes are derived from early hematopoietic stem cells (HSCs) and are distinguished not by morphology but by rearrangement of their antigen-specific receptors, by function, and by the expression of different cell surface molecules. In addition to adaptive immunity, natural or innate immune mechanisms also work to defend an individual from pathogens (see Table 23-1 ). Natural killer (NK) cells, also derived from bone marrow progenitors, serve as principal components of innate immunity and are discussed briefly later in this chapter. In addition, polymorphonuclear leukocytes (neutrophils), eosinophils, macrophages, and other myeloid cells are important components of the body's early defense against microorganisms and are discussed in Chapter 22 .

TABLE 23-1
Innate Versus Acquired Immunity
Innate Immunity Acquired Immunity
Specificity Nonself Random (in the context of self)
Effector cell type Polymorphonuclear leukocytes (PMNs, neutrophils), natural killer cells, macrophages, eosinophils, etc. Lymphocytes: B and T cells
Cell surface receptors Germline Rearranged
Distribution Nonclonal Clonal
Kinetics of the initial response Rapid and immediate Slow

The acquired or adaptive immune response is mediated in large part by the recognition of a variety of cell surface proteins encoded by genes of the major histocompatibility complex (MHC). The MHC, located in the human genome on the short arm of chromosome 6, encodes two classes of proteins, MHC class I and MHC class II, that are highly polymorphic within the population and involved in the immune response. In humans these genes are termed human leukocyte antigens (HLA class I and HLA class II), as defined further later. In addition to HLA determinants, the MHC also encodes several secreted proteins of the complement system, selected immune modulators such as tumor necrosis factor (TNF), and specific proteins required for proper processing of antigen.

In addition to self-nonself discrimination, the adaptive immune response is further characterized by immunologic specificity and by memory. Acquired resistance to one antigen does not confer resistance to another unrelated (non–cross-reactive) antigen. The immune response must be capable of eliminating a foreign pathogen and developing mechanisms so that a second exposure to the same agent results not in worse disease but in more rapid elimination of the foreign agent. Cells previously exposed to and specific for one foreign protein or antigen respond more rapidly and more effectively to subsequent exposure to that same antigen, thereby leading to an anamnestic or secondary immune response. The immune response is highly regulated; cooperativity among different cellular elements and between cells and soluble mediators leads to modulation (i.e., amplification or suppression) of the immune response.

Technical advances, including single-cell cloning, monoclonal antibody production, generation of transgenic and knockout animals, and sequencing of the genome, have led to a veritable explosion in the number of cell surface proteins, cytokines, and chemokines discovered. The nomenclature has evolved and can be confusing. Cell surface proteins are often named by a cluster of differentiation (CD) assignment; the website http://www.uniprot.org/docs/cdlist contains links to protein information listed by CD name. Interleukins, the name given to soluble factors secreted by leukocytes or that act on leukocytes, or both, can be found along with their receptors at this site of the Human Gene Nomenclature Committee: http://www.genenames.org/genefamily/il.php . This chapter will focus on specific or acquired immunity and principally on the differentiation and function of B and T lymphocytes.

Lymphocyte Development

All B cells, T cells, and NK cells derive from pluripotent HSCs that arise first in fetal liver and then postnatally in the bone marrow. HSCs differentiate in the bone marrow and migrate to the appropriate lymphoid organs. These HSCs express cell surface CD34, a heavily glycosylated protein of 105 to 120 kd. Although CD34 serves as a marker for hematopoietic progenitors, its expression is not limited to these cells alone. CD34 is also expressed on early lymphoid (but not pluripotent) progenitors, endothelial cells in small vessels, some embryonic fibroblasts, and some cells in the nervous system. CD34 may be involved in cell-cell adhesion and may be important for inhibition of hematopoietic differentiation. CD34+ hematopoietic precursors give rise to both myeloid and lymphoid early progenitors. The traditional paradigm makes a strong distinction between HSC contained within the CD34+ compartment and lineage committed progenitors, which lack long-term reconstitution potential. Early myeloid differentiation derives from common myeloid progenitors (CMPs), which can give rise to common granulocyte-monocyte precursors (GMPs) or megakaryocyte-erythroid precursors (MEPs). The common lymphoid progenitor (CLP) differentiates into cells of the T (and NK) and B lineage. Dendritic cells can be generated in vitro from CD34+ bone marrow cells exposed to certain cytokines, but the relevant in vivo precursor population remains controversial, and CLP, CMP, and GMP are all shown to contain dendritic cell potential. New evidence from murine studies suggests that in single cell transplants, individual cells defined as HSC can give rise after a single division to one long-term repopulating cell and one myeloid committed cell ; thus lineage commitment may occur in individual cells at the HSC stage. How this translates to the human situation has yet to be uncovered. T-lymphocyte differentiation occurs largely in the thymus and is discussed in detail later. B-cell maturation occurs in the bone marrow and peripheral lymphoid organs.

Naïve B and T cells released into the peripheral blood have exquisite specificity. These resting B and T cells circulate in a quiescent state and function only after encountering cognate antigen (i.e., the specific substance that the lymphocyte recognizes). Recognition of antigen alone is generally insufficient to trigger lymphocyte activation; both B and T cells require other so-called costimulatory signals , in the form of cell surface receptor engagement or soluble factors, for effector function. Recognition of antigen by T cells and the costimulatory signals for both B and T cells are typically mediated by accessory cells of the innate immune system called antigen-presenting cells (APCs). Lymphocytes activated by specific antigen in the appropriate costimulatory context proliferate and mature into effector cells, a portion of which eventually differentiate into long-lived memory cells. The specifics of peripheral maturation, costimulation, and function of B and T cells are detailed in later sections.

Lymphocyte Specificity

Immunologic specificity is conferred by antigen-specific receptors expressed on the surface of B and T lymphocytes and by specific antibodies (immunoglobulins [Igs]) secreted by B cells and plasma cells ( Fig. 23-1 ). An individual lymphocyte has only one specific antigen to which it can respond. Each T cell expresses a unique T-cell receptor (TCR) and each B cell a unique Ig that can either be displayed on the surface (B-cell receptor [BCR]) or be secreted. The membrane BCR and secreted Ig of the B cell interact with epitopes expressed by native antigens, largely protein and nonprotein antigens such as complex epitopes of glycoproteins, lipids, and nucleic acids. Unlike Ig, the TCR recognizes small (most commonly 9 to 11 amino acid long) processed oligopeptides bound within the cleft of an MHC molecule on the surface of an APC. Dendritic cells, B cells, monocytes-macrophages, epithelial Langerhans cells, and (in humans) endothelial cells function efficiently as APCs. These APCs bear costimulatory molecules on their cell surface (discussed later), secrete cytokines, and process antigen; it is the complex formed between the processed peptide fragment of antigen and MHC proteins that interacts with the TCR. Exposure to antigen induces activation of only lymphocytes that bear Ig receptors or TCRs specific for that antigen. Any individual, however, has approximately 10 7 to 10 9 different T-cell and B-cell specificities. It is this clonal variability and diversity of the lymphocyte repertoire that maintain effective protection against foreign invasion.

Figure 23-1, Characteristics of B and T lymphocytes. Both B and T lymphocytes have rearranged immune system receptors. Immunoglobulin (Ig) molecules are expressed on the surface of cells, whereas T cells are characterized by expression of the clonotypic T-cell receptor complexed to CD3 chains. Other important differences are listed.

B-Cell Ontogeny

The first phase of B-cell maturation occurs in the bone marrow, where HSCs committed to B-lymphoid lineage develop into immature IgM+ IgD− B cells. The immature B cells exit the bone marrow, circulate in peripheral tissues, and mature further ( Fig. 23-2 ). The most critical steps in B-cell development at this stage involve the expression of Ig molecules on the surface as BCR, whose specificity is the same as the antibody that will ultimately be secreted by activated mature B-cell progeny. The diversity of the B-cell repertoire is due in large part to random rearrangement of multiple germline genes for Ig that are spliced to encode a unique Ig molecule for each cell. Highly regulated checkpoints ensure that only B cells that successfully rearrange Ig genes are selected for survival. Elimination of B cells whose receptors have high affinity for self-antigens is important to prevent autoreactivity. Finally, immature B cells released from the bone marrow complete their development in the spleen and differentiate into at least two distinct lineages of mature naïve B cells: follicular B cells and marginal-zone B cells.

Figure 23-2, Overview of B-cell development. Pro-B cells develop from pluripotent hematopoietic stem cells (HSC) in bone marrow and acquire cell surface markers such as the pan-B-cell marker CD19, CD10, and terminal deoxynucleotidyl transferase (TdT). Serial rearrangement of the heavy- and light-chain loci drives expression of first the pre–B-cell receptor (pre-BCR) and later the B-cell receptor or surface IgM (sIgM). Downregulation of early markers at the pre-B stage gives way to expression of markers of immature and mature B cells, such as CD20, CD21, and CD22. Activation of the B cell with appropriate T-cell help leads to isotype switching and the expression of either IgA, IgG, or IgE. Switched B cells that form memory cells are characterized by expression of CD27 and downregulation of IgD, whereas activated B cells that proceed to the plasma cell stage lose most B-cell markers, upregulate CD38 and CD138, and secrete high levels of soluble specific antibody.

Immunoglobulin Structure

The structures of antibody molecules all share remarkable conservation of secondary conformation. The Ig-like fold is a domain shared among diverse proteins, each with signature hydrophobic common cores and common disulfide bridges. The antibody molecule is the prototype member of the Ig supergene family, a group that includes not only Ig but also TCR, the MHC, and a number of costimulatory molecules. Each Ig molecule is composed of two light chains of approximately 25 kd and two heavy chains of approximately 50 or 70 kd ( Fig. 23-3 ); each chain is composed of multiple Ig domains. B-cell antibodies can be subdivided by heavy-chain isotype and further subdivided by subclass ( Table 22-2 ).

Figure 23-3, Diagrammatic representation of the immunoglobulin (Ig) molecule. The Ig molecule has two light chains of approximately 25 kd, each with two Ig domains (C L and V L ), and two heavy chains of 50 to 70 kd, each composed of four Ig domains (C H 1, C H 2, C H 3, and V H ). The antigen binding region is defined by the variable regions of the heavy and light chains (V H and V L ). There are five subclasses of the heavy chain: IgG, IgA, IgM, IgD, and IgE.

There are five classes of antibodies—IgM, IgG, IgA, IgD, and IgE—defined by expression of the heavy chain: µ, γ, α, δ, and ε. The Ig-heavy chains contain sites for binding of Fc receptor (FcR) and complement, and each subtype appears to have a particular role in immune defense. The first class of antibody to be produced during development is IgM, which is expressed on the surface as a monomer and secreted as a pentamer. B cells that have undergone class switching (discussed later) express IgG, IgA, IgD, or IgE on the surface as the BCR or secrete a splice form of the Ig with the same heavy-chain isotype and specificity but lacking a transmembrane region (or both). The function of IgD in humans is not clear, although its expression is a marker for later B-cell development. IgA is secreted as a dimer and is found at mucosal surfaces such as the intestine. The bulk of circulating Ig is in the form of IgG, which is monomeric and further subdivided into four subclasses: IgG1, IgG2, IgG3, and IgG4. Persistently low serum levels of one or more IgG subclasses, in the presence or absence of IgA deficiency, may cause individuals to be susceptible to recurrent infections. Though controversial, prophylactic use of intravenous Ig has been suggested.

There are two subclasses of light chains: κ and λ (see Fig. 23-3 ). Both subclasses appear to serve similar functions. Monoclonal disorders of terminally differentiated mature B cells or plasma cells (e.g., multiple myeloma) express cells of a given light chain—that is, either κ or λ, but not both.

The structure of each Ig molecule is determined by hydrophobic interactions and disulfide bridges between the two heavy chains and two light chains (see Fig. 23-3 ). For each chain the N-terminal domain has a variable or polymorphic amino acid structure (V H for heavy chain, V L for light chain), whereas the C-terminal portions are constant within each heavy-chain or light-chain class (termed C H 1, C H 2, C H 3 for heavy chain and C L for light chain). These domains form pairs, V H with V L , C H 1 with C L , and C H 3 with C H 3. Proteolytic digestion of Ig by papain results in two Fab fragments, each composed of the V H /V L , C H 1/C L domains, and an Fc fragment composed of the two C H 2 and two C H 3 domains. The binding region of Ig that recognizes antigen is composed of portions of the V H and V L domains. Within each variable region there are three portions with increased amino acid variation, called hypervariable regions (HV1, HV2, HV3) or complementarity-determining regions (CDR1, CDR2, CDR3). The highest variability is found in CDR3, and all three CDRs from both chains participate in the binding of antigen. Variability within each variable region and each CDR and pairing of a unique heavy chain with a unique light chain all contribute to the combinatorial diversity of Ig specificity.

Immunoglobulin Rearrangement and B-Cell Maturation in Bone Marrow

The genes encoding the heavy chains of Ig are located on human chromosome 14, whereas the genes encoding κ and λ light chains are located on chromosomes 2 and 22, respectively. The heavy- and light-chain loci are each composed of variable (V), diversity (D), and joining (J) gene segments that recombine to yield the V H and V L domains, which in turn form the antigen contact surface of the antibody molecule and confer specificity. In addition, the heavy-chain locus contains nine heavy-chain constant (C) region genes (µ, δ, γ1, γ2, γ3, γ4, α1, α2, and ε constant regions) that define the mature Ig isotype.

Ig rearrangement occurs serially, and cells failing to rearrange the Ig genes successfully are eliminated and do not develop further ( Fig. 23-4 ). B-cell maturation also results in cell surface protein expression patterns that are used to define the pro–B-cell, pre–B-cell, and immature B-cell stages of development. CD34+ CD19− CD10− progenitors that have not yet committed to the B lineage have Ig genes in the germline configuration. The earliest B-cell precursors express the pan B-cell marker CD19 and the early marker CD10. They also express components of the rearrangement machinery such as recombination-activating genes (RAGs) and thus have early gene rearrangements detectable. Rearrangement begins with one heavy-chain allele; one of the 29 D H exons is spliced to one of the 6 J H exons, the intervening D and J sequences are eliminated, and a DJ segment is produced. The pro-B cell then splices one of the approximately 50 V H exons to the DJ segment to form a V(D)J segment. Finally, the µ constant region of the heavy chain (C µ ) is spliced onto the V(D)J segments.

Figure 23-4, Immunoglobulin rearrangement. Immunoglobulin genes are encoded on human chromosome 14. Approximately 100 variable (V) genes, 50 diversity (D) genes, and 4 to 6 joining (J) genes make up the heavy-chain variable locus. The constant region consists of nine constant (C) genes. During immunoglobulin gene rearrangement, gene segments are deleted so that specific regions are joined to form one of many individual and characteristic genes.

Differentiation to the pre-B stage is triggered by expression of intact µ heavy-chain protein or cytoplasmic µ, which occurs only in cells that bear in-frame productive V(D)J-C µ rearrangements. If rearrangement of the first heavy-chain locus is unsuccessful, the second allele undergoes rearrangement. Because the light-chain genes have not yet been expressed, cytoplasmic µ complexes instead with the nonpolymorphic surrogate light-chain proteins λ5 and VpreB. Cytoplasmic µ, surrogate light chain, and the accessory signaling molecules Ig-α (CD79a) and Ig-β (CD79b) together form the pre–B-cell receptor. Ensuing signals induce proliferation and instruct the cell to begin rearrangement of one of the κ light-chain loci. Pre-B cells lose CD34 expression, continue to express CD19 and CD10, and additionally upregulate CD20. The signaling cascade downstream of the pre–B-cell receptor is highly analogous to that of the mature BCR and activates a number of critical kinases, including Bruton tyrosine kinase (Btk) (discussed later). Boys born with mutations in Btk, manifested as X-linked agammaglobulinemia, have normal numbers of pro-B cells but lack pre-B cells and their progeny. Thus formation of the pre–B-cell receptor along with activation of downstream signaling is a critical checkpoint in this stage of maturation.

Light-chain genes rearrange by a process similar to the recombination of heavy-chain genes. The variable region of the κ gene, located on chromosome 2, is spliced to the J gene segment to produce a VJ region, which then splices to the one constant region (C κ ). If nonproductive, the second κ locus will rearrange. If both attempts to rearrange the κ locus are unsuccessful, the λ locus, located on chromosome 22, will begin to rearrange. Productive rearrangement of any light-chain locus prevents further B-cell rearrangement and also generates survival signals. Pre-B cells that successfully rearrange a light-chain gene will then express mature IgM protein, which appears as surface IgM (sIgM) complexed to Ig-α and Ig-β, thus forming the BCR. Immature B cells are sIgM+, CD79+, CD19+, CD10+, and CD20+, but they have not acquired IgD expression, which occurs after peripheral maturation.

Expression of the tissue-specific recombination-activating genes RAG-1 and RAG-2 is required for recombination. In addition, diversity is enhanced by the fact that the junctions between the D and J regions and the V and DJ regions are not precise; not only can the nucleotides vary, but one or more nucleotides (termed N regions ), not encoded in the genome, may also be randomly inserted (N-region diversification). The nuclear enzyme terminal deoxyribonucleotidyl transferase (TdT) is the polymerase that adds random nucleotides to recombination junctions and may have other roles. Recruitment of TdT to the junctions appears to depend on the Ku molecule (specifically Ku80), a heterodimer that binds DNA ends and is required for V(D)J recombination and DNA double-stranded break repair. Other proteins critical for nonhomologous end rejoining include Ku70, DNA-dependent protein kinase, DNA ligase IV, XRCC4, and the recently cloned protein Artemis. Defects in the recombination machinery in genes such as RAG1, RAG2, DNA ligase IV, and Artemis all result in severe combined immunodeficiency (see Chapter 24 ).

Peripheral B-Cell Maturation and Differentiation

Immature B cells must undergo further maturation in the spleen before acquiring the phenotype and functions of a naïve mature B cell. Naïve mature B cells are resting cells in G 0 phase; express the pan B-cell marker CD19, the marker CD20, and sIgM; and in contrast to immature bone marrow B cells, have lost CD10 expression and gained IgD expression. A similar population in the mouse is believed to be the common precursor for both follicular and marginal-zone B cells, named for their location within the spleen, discussed later.

The development of early B precursors into immature B cells is a process that requires Ig rearrangement and expression of the pre–B-cell receptor and BCR, but it does not require recognition of antigen. Maturation to the naïve resting B cell involves selection of B cells that recognize antigen (positive selection) while eliminating B cells whose BCR recognize self-antigens with high affinity (negative selection). It has been proposed, on the basis of murine data, that determination of mature B-cell fate relies on the relative signal strength and specificity of the BCR, with higher and lower signal strength driving to the follicular and marginal-zone lineages, respectively. Negative selection in particular is important for the deletion of potentially autoreactive clones and induction of B-cell tolerance. Indeed, it is estimated that 55% to 75% of immature B cells in humans recognize self-antigens, and thus a minority of developing B cells pass the negative-selection test.

T-Cell Ontogeny

T lymphocytes, like B lymphocytes and all other blood cells, are derived from self-renewing pluripotent HSCs. T cells are unique, however, in that their development also requires passage through a specific organ, the thymus. Indeed, the absolute requirement for the thymus is made clear by human congenital immunodeficiency states such as the DiGeorge syndrome, in which thymic organogenesis and therefore T-cell development are absent (see Chapter 24 ). Similar to B-cell ontogeny, the generation of millions of diverse T cells is accomplished by serial rearrangement of germline genes encoding the receptor for antigen recognition, the TCR. The bulk of peripheral T cells are of either the CD4+ helper or the CD8+ cytolytic lineages.

T-Cell Receptor Subtypes and Specificity

The TCR is a cell surface receptor capable of recognizing discrete antigens bound to the MHC or to MHC-related molecules expressed on the surface of APCs. TCRs are disulfide-linked heterodimers of either αβ or γδ proteins. TCR αβ−bearing T cells constitute the vast majority of circulating T cells, most of which recognize peptide antigens bound to polymorphic MHC class I or class II molecules. A subset of TCR αβ T cells, representing approximately 1% of all T cells in humans, in contrast recognize lipid antigens bound to the MHC class I–related nonpolymorphic molecule CD1 and are termed CD1-restricted or NK T cells, discussed in a later section. TCR γδ–bearing T cells account for a tiny fraction of the circulating T cells in humans but are very prevalent in intestinal tissue and are thought to recognize nonpeptide antigens (discussed later). The functions of CD1-restricted TCR αβ T cells and TCR γδ T cells are somewhat distinct from those of conventional TCR αβ T cells. The discussion of intrathymic T-cell development in a subsequent section will focus on the major conventional subset of T cells.

Early T-Cell Commitment and Seeding

The molecular events associated with and responsible for commitment to the T lineage have been increasingly elucidated in both murine and human models over the last 10 years. The question of whether T-lineage commitment occurs within the thymus or the bone marrow has been actively investigated. In addition to pluripotent CD34+ HSCs, a number of other more committed progenitors in bone marrow with specific cell surface marker characteristics have been identified with T-lymphoid potential, primarily in the mouse, but these progenitors in general also retain the capacity to differentiate into other lymphoid lineages, including the B and NK lineages. That various subsets identified in the human thymus similarly retain bilineage potential (i.e., NK/T potential or NK/dendritic cell potential) has led to the notion that the final steps in T-cell commitment occur in the thymus rather than the bone marrow.

In addition to losing the capacity to differentiate into non–T-lineage cells in vitro, T-lineage commitment is characterized by the upregulation of certain cell surface markers ( Fig. 23-5 ) and T-cell–specific genes important for the execution of downstream developmental programs. CD34+ cells in human thymus can be further subdivided by the expression of CD38 and the MHC-like molecule CD1a, with progression from the CD34+ CD38− CD1a− stage to the CD34+ CD38+ CD1a− stage to the CD34+ CD38+ CD1a+ stage. Acquisition of CD1a+ is largely associated with the loss of NK, dendritic cell, and plasmacytoid dendritic cell differentiation in vitro. Likewise, CD1a+ cells express the recombinase-activating gene products RAG1 and RAG2, and early TCR rearrangements are detectable after the acquisition of CD38 and CD1a. Transcription factors upregulated during these stages of early human T-cell commitment, whose requirement for T-cell development have also been demonstrated in gene-deficient mice, include GATA3 and Notch.

Figure 23-5, Overview of T-cell development. Pluripotent hematopoietic stem cells (HSC) in bone marrow commit to the T lineage, seed the thymus as early triple-negative CD3− CD4− CD8− (TN) thymocytes, and express the T-cell markers CD7 and CD2. T-cell receptor genes rearrange serially (TCRβ then TCRα), which leads to expression of the first pre–T-cell receptor (pre-TCR) and then the mature TCR αβ complex. (The CD3 components of the pre-TCR and TCR are omitted for simplicity.) Double-negative CD4− CD8− (DN) thymocytes upregulate both CD4 and CD8 after passing through an intermediate single-positive (ISP) stage to become double-positive CD4+ CD8+ (DP) thymocytes, which undergo positive and negative selection. During lineage commitment, either CD4 or CD8 is downregulated, thereby resulting in the formation of single-positive (SP) thymocytes with CD4+ thymocytes restricted to major histocompatibility (MHC) class II and CD8+ thymocytes restricted to MHC class I. Mature T cells in the spleen and lymph node that have not encountered cognate antigen express markers associated with the naïve state such as CD45RA and CD62L, and the pattern of surface markers changes with activation, acquisition of effector function, and further differentiation into memory T cells.

Interactions between thymocytes and epithelial cells are critical for events in later thymic development, such as positive and negative selection, as detailed later, as well as for early commitment and development. The so-called nude mouse , which lacks expression of the epithelial transcription factor Foxn1 , is born athymic, and humans lacking FOXN1 have severe T-cell deficiency, alopecia, and nail dystrophy. Unlike B cells, which can be induced in vitro to mature from precursors by co-culture on bone marrow stromal cells, T cells generally cannot be differentiated in vitro by this means, only when seeded into a three-dimensional source of primary thymic stroma, such as whole thymic organ culture. This distinction implies that specific soluble or cell-cell contact factors present only in the three-dimensional primary organ are required to engage developing thymocytes and induce their differentiation. The Notch signaling pathway, which is activated by the interaction of Notch ligands on epithelial cells and Notch family members on thymocytes, has emerged as one such factor. Expression of activated Notch1 in human HSCs is sufficient to induce T-cell development in vitro and in immunodeficient mice, and deletion of Notch1 from mouse thymocytes severely impairs early T-cell development. Interestingly, primary three-dimensional thymic stroma expresses Notch ligands such as Delta-like 1 and 4, and this expression is lost when the architecture is disrupted. Indeed, expression of Delta-like 1 or 4 in the OP9 bone marrow stromal cell line is capable of directing mouse and human uncommitted HSCs and even embryonic stem cells into the T lineage when co-cultured in a two-dimensional format in vitro. This powerful system underscores the importance of thymocyte-epithelial interactions during intrathymic development and raises the intriguing possibility of differentiating and expanding T cells in vitro for use in human therapeutics, which has been pursued in murine systems and recently in expansion of umbilical cord blood units to expand access to this source of therapeutic stem cells.

Stages of Intrathymic T-Cell Receptor αβ T-Cell Development and Spatial Considerations

T-lymphoid precursors that enter the thymus from the blood mature through a series of ordered developmental stages characterized by changes in cell surface markers, sequential expression of the TCR genes, and predictable migration from the cortex to the medulla (see Fig. 23-5 ). The earliest thymocytes reside in the cortex, are CD34+, express pan-T-cell markers such as CD2 and CD7, but lack the TCR-associated αβ heterodimer and CD3-associated subunits of the TCR complex and the helper and cytotoxic mature T-cell coreceptors CD4 and CD8. Hence, these thymocytes are CD3− CD4−CD8−, or triple negative. During αβ T-cell development, triple-negative thymocytes that succeed in rearranging a functional TCRβ chain express TCRβ complexed to the invariant pre-TCRα protein. Pre-TCR signaling in thymocytes promotes rapid expansion and differentiation into double-positive (DP) thymocytes expressing both the CD4 and CD8 coreceptors and initiates rearrangement of the TCRα gene. In humans, in contrast to mice, there is an additional intermediate stage in which thymocytes express only CD4 and not CD8 (intermediate single positive [ISP]). DP thymocytes account for approximately 80% to 90% of the total thymocyte number and can be found in the cortex and at the corticomedullary junction. Although the majority of DP thymocytes die by apoptosis, those that successfully undergo positive and escape negative selection survive, commit to either the CD4/helper or CD8/cytotoxic lineage, and migrate to the thymic medulla before terminal maturation and export to the periphery.

T-Cell Recognition of Peptide-Major Histocompatibility Complex Complexes

A hallmark of the cellular immune response is antigen specificity, which is conferred by the rearranged and selected TCR on the surface of T lymphocytes. The TCR recognizes processed fragments of foreign proteins embedded in MHC molecules. There are two forms of MHC molecules: MHC class I (the major determinants are HLA-A, HLA-B, and HLA-C in humans) and MHC class II (the major determinants are HLA-DR, HLA-DQ, and HLA-DP in humans) ( Fig. 23-6 ). MHC class I molecules are composed of a 42-kd transmembrane, polymorphic α chain encoded in the MHC and noncovalently associated with a 12-kd soluble, nonpolymorphic (non-MHC) β chain termed β 2 -microglobulin. X-ray crystallographic analysis of HLA molecules in which peptide was embedded has demonstrated that the first two domains of the α chain both form α helices that together form a cleft ( Fig. 23-7 ). This cleft forms the binding domain for peptide antigen and accommodates a 9– to 11–amino acid fragment in an extended conformation; residues that interact with the MHC and those that interact with the TCR can be defined. Polymorphism within the MHC itself serves to ensure variation in the affinity of peptide binding; the extraordinary MHC polymorphism within the species further ensures that any single microbe is unlikely to mutate such that it is unable to bind all MHC molecules in the population and therefore escape T-cell recognition.

Figure 23-6, Characteristics of major histocompatibility (MHC) class I and class II molecules. MHC class I molecules are single transmembrane molecules noncovalently associated with β 2 -microglobulin, whereas MHC class II molecules exist as heterodimers. CD8+ T cells recognize endogenous processed peptides (length 8 to 11 amino acids) embedded in the MHC class I groove, whereas CD4+ T cells recognize exogenous peptides (length 12 to 20 amino acids) embedded in the groove formed by MHC class II molecules. The major and minor loci are listed, as are important differences between the two classes.

Figure 23-7, Comparison of the TCRαβ heterodimer with an immunoglobulin Fab and overall topology of the CD4/TCR/pMHCII ternary complex. A shows the N15 TCRαβ structure taken from the complex with the anti-Cβ FG loop Fab fragment of H57 antibody, the latter depicted in B as adapted from Wang et al. 268 The individual Ig-like domains are labeled, and the FG loop of Cβ indicated. The β strands of the Vα and VL domains are designated. Note that the TCRβ subunit and Fab heavy-chain fragment are shown in blue, and the TCRα subunit and Ig light chain are shown in green. C shows the overall orientation of the ternary complex (coordinates from PDB 3T0E). The representation shows the overall V -shaped CD4-MHCII architecture and how the MHC class II–restricted TCR must contact the MHCII molecule tangentially from the right in the figure. The TCRαβ will “bump up against the wall” of the α1 domain to provide a mechanical force facilitating mechanotransduction, as described in the text. 72 The circular insert shows a class II antigen-presenting platform with a peptide bound in the α1β1 groove. The peptide is in magenta and MHC sidechain to mainchain hydrogen bonds denoted. The view is from the TCR.

MHC class II molecules are formed by the noncovalent association of two transmembrane glycoproteins, αβ, both of which are polymorphic and encoded in the MHC. Solution of the structure of MHC class II molecules has shown that a peptide-binding cleft is formed by the first domains of each of the αβ chains; however, the ends of the cleft are open, unlike the situation in MHC class I molecules (see Fig. 23-7 ). The peptide-binding cleft of MHC class II accommodates processed peptides that are 10 to 30 (mean of 14) amino acids in length. As with MHC class I, the genetic polymorphism of MHC class II determines the affinity and specificity of peptide binding and T-cell recognition. Although MHC class I molecules are expressed constitutively on all human nucleated cells, MHC class II molecules are constitutively expressed only on B cells, monocyte-macrophages, and dendritic cells. Expression of MHC class II proteins may be induced on the surface of monocyte-macrophages, fibroblasts, endothelial cells, and certain mesenchymal and epidermal cells by a variety of inflammatory mediators and cytokines such as IFN-γ. In humans but not in mice, MHC class II proteins can be inducibly expressed on T lymphocytes as well, thus rendering T cells capable of antigen presentation to other T cells. These two classes of MHC proteins generally interact with different classes of T lymphocytes: CD4+ T cells recognize peptide antigen in association with MHC class II molecules, whereas CD8+ T cells recognize peptide antigen in association with MHC class I molecules. CD8 binds to invariant portions of the α3 domain of MHC class I and CD4 to a hydrophobic crevice between α2 and β2 domains (see Fig. 23-7 ).

A growing number of drug allergies have been reported and shown to be a consequence of their drug binding to MHC molecules. In general, peptides associate with HLA molecules by inserting parts of their amino acid residues into a set of six binding pockets in the HLA. The structure of these pockets is highly allele-specific, thereby dictating peptide-binding preferences for each HLA molecule. Remarkably, a recent study demonstrated that life-threatening drug-induced immune responses occur during abacavir treatment of HLA-B*57:01+ individuals as well as carbamazepine treatment of HLA-B*15:02+ patients through their binding to a specific pocket of the respective HLA molecules. Drug binding shifts the repertoire of self-peptides normally complexed with that HLA molecule for surface display. As a consequence, self-peptides never before arrayed on the surface of cells within the patient's body are expressed and perceived by the T cell immune system as foreign. These led to the CTL-mediated destruction of such peptide arrayed target cells. It is likely that other drugs, environmental chemicals and toxins, and bacterial products function in a similar way, including interactions with class II MHC molecules. Given the immunologic basis of many cases of severe aplastic anemia (SAA), it is conceivable that the etiology of some or most SAA cases might be linked to such a mechanism.

T-Cell Receptor Rearrangement and Selection in the Thymus

Effective adaptive immunity relies on the random generation of a diverse repertoire of antigen-specific T cells, along with appropriate quality control measures to ensure that nonfunctional T cells are not needlessly allowed to mature fully. To achieve this goal, the TCR genes undergo somatic rearrangement in a serial fashion, and the growth and proliferation of developing T cells are tightly linked to signaling and transcriptional events downstream of functional TCR or TCR intermediates.

The four TCR gene clusters, α, β, γ, δ, are each composed of germline genes encoding discontinuous variable regions (Vα, Vβ, Vγ, Vδ), diversity regions (Dβ, Dδ), joining regions (Jα, Jβ, Jγ, Jδ), and constant regions (Cα, Cβ, Cγ, Cδ). The TCRγ locus is situated on human chromosome 7, and the remaining three are located on human chromosome 14, with the TCRδ locus embedded between the V α and J α regions of the TCRα locus. The TCRβ germline genes consist of approximately 50 Vβ, 2 Dβ, 13 Jβ, and 2 Cβ genes, whereas the TCRα germline genes consists of at least 70 Vα, 60 Jα, and a single Cα gene. The TCRβ and TCRα loci have many more genes than the TCRδ or TCRγ loci do; however, the diversity of TCR γδ T cells is increased by the splicing of 2 D δ regions to each other (VDDJ). Similar to the Ig genes in B cells, rearrangement of the TCR genes is carried out by the RAG1 and RAG2 proteins, with serial somatic rearrangements between the V, D, J, and C regions. Although N-region diversification is found in both the TCRα and TCRβ genes, T cells do not undergo somatic mutation as B cells do and instead undergo limited further rearrangements after emerging from the thymus.

Several major checkpoints regulate the development of TCR αβ and TCR γδ thymocytes. First, serial rearrangement of the TCR gene clusters in an ordered fashion ensures that the TCRβ and TCRα genes are not rearranged in developing TCR γδ T cells. Thus in human thymocytes TCRγ and TCRδ loci rearrange first, during the triple-negative stage. That human TCR γδ T cells generally have unrearranged TCRβ genes and that TCR αβ T cells generally have nonproductively rearranged TCRδ genes implies that only thymocytes that do not generate a functional γδ TCR go on to rearrange the TCRβ gene. The molecular mechanisms controlling this process are still being elucidated. The second or so-called beta selection checkpoint occurs after TCRβ rearrangement. Cells that undergo productive rearrangement of the TCRβ locus express functional TCRβ protein that complexes to the invariant pre-TCRα protein and CD3 signaling complex, thereby resulting in the expression of pre-TCR. In gene-deficient mice, where beta selection is known to occur during a precise phase of the triple-negative stage of development, loss of a number of signaling molecules or transcription factors downstream of pre-TCR results in defective beta selection, failure of differentiation into DP stage, and lack of proliferation or apoptosis (or both). Beta selection in humans begins during the CD34+ CD38+ CD1a+ stage and continues through the CD4 ISP and early DP stage of development (see Fig. 23-5 ). Thus only thymocytes that express functional TCRβ are allowed to proliferate and proceed to TCRα locus rearrangement.

Before TCRα gene rearrangement, the TCRδ locus is excised by a nonproductive rearrangement between the δRec and ψJα regions that generates an episomal circle of DNA or T-cell receptor excision circle (TREC), which is increasingly being used on both a research and a clinical basis to quantify thymic activity ( Fig. 23-8 ). The utility of TREC as a marker of new T cell generation has recently been used to detect severe combined immunodeficiency (SCID) in newborn dried blood spots, and universal screening for SCID with TREC was endorsed for addition to the Recommended Universal Screening Panel in the United States by Secretary of Health and Human Services Kathleen Sebelius in May 2010. Unlike the TCRβ locus, rearrangement of the TCRα locus occurs processively; that is, Vα-Jα recombination of 5' J segments that are nonproductive or out of frame is followed by further rearrangement on the same allele to more 3' J segments. This process increases the chances of generating a complete TCR αβ protein from any single developing DP thymocyte. Successful rearrangement of the TCRα gene results in expression of the mature TCR αβ heterodimer and noncovalent association with CD3εγ, εδ, and ζζ dimer. This TCR complex appears during the late DP stage. These cells then undergo positive and negative selection (see the next section) and simultaneously commit to either the CD4 or the CD8 lineage to generate CD4 single-positive (SP) and CD8 SP thymocytes (see Fig. 23-5 ).

Figure 23-8, Formation of T-cell receptor excision circles (TRECs). The T-cell receptor α and δ (TCRα, TCRδ) loci are schematically depicted to show the basic rearrangement of variable (V), diversity (D), joining (J) and constant (C) regions. V δ regions are interspersed between V α regions, whereas the remainder of the TCRδ locus (D δ , J δ , C δ ) is embedded within the TCRα locus between the V α and J α regions. The black box and red box represent the δrec and ΨJα sequences, whereas the black and red triangles represent recombination signal sequences (RSSs) that recombination-activating gene (RAG) products recognize. The first line depicts the locus in the germline configuration. After TCRδ rearrangement, the D δ , J δ , and C δ segments are randomly recombined. Thereafter, if the cell undergoes TCRβ and TCRα rearrangement, joining of δrec to ΨJα excises the TCRδ locus and results in an episomal circle of DNA containing the fusion of RSS signals. Polymerase chain reaction primers specific for this joining region can thus be used to detect the presence of the excision circle, an indicator of active rearrangement and T-cell neogenesis.

Positive Selection, Negative Selection, and CD4/CD8 Lineage Commitment

The massive proliferation of DP thymocytes results in TCR αβ thymocytes with an immense range of specificities, including many that are incapable of binding host MHC, cannot recognize host MHC complexed to endogenous peptide ligands, or have inappropriately high affinity for MHC–self-peptide and hence are autoreactive. Selecting only thymocytes with intermediate MHC–self-peptide affinity (so-called Goldilocks or just-right conditions) is critical for maintaining diversity of the repertoire while promoting self-tolerance.

Positive selection is the term used to describe the process of selecting thymocytes capable of recognizing host MHC complexed to self-peptides generated from the processing of endogenous proteins. DP thymocytes are exquisitely prone to cell death in response to γ-irradiation, corticosteroids, exposure to anti-CD3 antibodies, or simply removal of the thymus from the body, and thus a positive signal via TCR-MHC/peptide interactions is required to rescue the small number of DP thymocytes destined to become SP thymocytes from cell death. Gene-deficient mouse experiments have demonstrated that multiple elements of TCR signaling are required for optimal positive selection, including TCR components (TCRα, CD3δ), early signaling molecules (GADs, ZAP70), late signaling proteins (RasGRP, calcineurin, ERK), and transcription factors (nuclear factor of activated T cells [NF-AT], Egr family members). Interestingly, humans deficient in CD3δ and ZAP70 have been described who have discrepant development when compared with the knockout mouse counterparts. Deficiency of CD3δ in humans causes an earlier block in development at the CD4− CD8− stage, well before the development of DP thymocytes. ZAP70 deficiency results in selective deficiency of CD8 SP thymocytes and mature CD8+ T cells. Likewise, although in the mouse interaction of DP thymocytes with MHC on radioresistant cortical thymic epithelium is probably the dominant requirement for positive selection, the source of MHC and the relative contributions of MHC from thymic epithelium, thymic dendritic cells, or other thymic APCs to positive selection in humans are less clear.

Negative selection is the term used to describe the process of removing thymocytes that are self-reactive, also termed central tolerance, by clonal deletion. This is the first and major mechanism for control of autoimmunity, although clones that escape deletion in the thymus are subject to peripheral tolerizing influences (discussed later). In mice negative selection can be mediated by cortical epithelium, medullary epithelium, and medullary dendritic cells. However, it was never clear how thymocytes reactive against self-antigens expressed only in peripheral tissues, such as islet cells, were selected against in the thymus. In other words, how are these tissue-specific proteins expressed in the thymus? More recently, murine and human studies have revealed that all three cell types, medullary thymic epithelial cells (mTECs) in particular, exhibit promiscuous gene expression and transcribe a broad range of tissue-specific, nonthymic antigens. This insight helps explain how developing thymocytes reactive against nonthymic proteins can be centrally deleted during negative selection. A newly discovered gene, AIRE (autoimmune regulator), is a factor shown to control the transcription of tissue-specific antigen expression in murine mTECs. Simul­taneously, this gene was shown to be responsible for the autoimmune polyendocrinopathy–candidiasis–ectodermal dystrophy (APECED) syndrome, characterized by chronic mucocutaneous candidiasis, hypoparathyroidism, adrenal insufficiency, and other organ-specific autoimmune manifestations. Thus this disease may be the first example of failure of negative selection underpinning a human monogenic autoimmune disorder.

Maturation of CD4 and CD8 SP thymocytes from DP thymocytes occurs concurrently with positive selection and results in “matching” of coreceptor to MHC restriction with downregulation of the opposite coreceptor. The mechanisms controlling the CD4/CD8 lineage decision are separable from those governing positive selection and have been the subject of active investigation in murine models. Patients with defects in a number of genes that control MHC class II expression, including RFXANK, RFX5, RFXAP, and CIITA, all manifest the so-called bare lymphocyte syndrome , a rare autosomal recessive disorder characterized by decreased numbers of CD4+ T cells, deficient helper function, and absence of specific antibody production because of lack of CD4-mediated B-cell maturation.

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