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HEMATOLOGIC DISORDERS IN CHILDHOOD may present to an anesthesiologist in many ways. They may be the primary cause for a surgical procedure, such as hereditary spherocytosis (HS) in a child requiring splenectomy, or a factor complicating a common surgical procedure, such as sickle cell disease in a child undergoing tonsillectomy. Questions about hematologic problems, such as anemia, thrombocytopenia, decreased or increased coagulation, childhood cancer, and hematopoietic stem cell transplantation (HSCT), are often raised in the perioperative setting.
In this chapter, we address hematologic diseases and considerations that are of significance and interest to pediatric anesthesiologists. We highlight priorities of the hematologist that the anesthesiologist should incorporate in the care of a child during the perioperative period.
What is a normal hematocrit or platelet count for an infant or child who comes to the operating room? Red blood cell (RBC), white blood cell, platelet, and coagulation indexes evolve in various ways through late gestation, the neonatal period, infancy, and childhood ( Table 10.1 ).
Measurement a | Preterm 28–32 Weeks | Preterm 32–36 Weeks | Term Neonate | 1-Year-Old | Child | Adult |
---|---|---|---|---|---|---|
Hemoglobin (g/dL) | 12.9 | 13.6 | 16.8 | 12 | 13 | 15 |
Hematocrit (%) | 40.9 | 43.6 | 55 | 36 | 38 | 45 |
Reticulocyte count (%) | — | — | 5 | 1 | 1 | 1.6 |
White blood cell count (/mm 3 ) | 5160 | 7710 | 18,000 | 10,000 | 8000 | 7500 |
Platelet count (/mm 3 ) | 255,000 | 260,000 | 300,000 | 300,000 | 300,000 | 300,000 |
Prothrombin time (seconds) | 15.4 | 13 | 13 | 11 | 11 | 12 |
International normalized ratio (INR) | — | 1 | 1 | 1 | 1 | 1 |
Activated partial thromboplastin time (seconds) | 108 | 53.6 | 42.9 | 30 | 31 | 28 |
Fibrinogen (mg/dL) | 256 | 243 | 283 | 276 | 279 | 278 |
Bleeding time (minutes) | — | 3.5 | 3.5 | 6 | 7 | 5 |
a All values expressed as the mean. Age in weeks refers to gestation.
A term neonate has relative polycythemia, reticulocytosis, and leukocytosis compared with an older child. Neonatal platelet counts are similar to those of adults. Although in vitro function may be impaired for the first postnatal month, most in vivo assays of platelet function indicate normal or accelerated function. Both the prothrombin time (PT) and activated partial thromboplastin time (aPTT) are prolonged in preterm and term neonates because of a relative deficiency in vitamin K–dependent and contact activation factors, respectively; however, concentrations of factor VIII and von Willebrand factor (vWF) are increased. The average international normalized ratio (INR), a normalized PT, is 1.0 for all age groups. Fibrinogen concentrations are comparable between term neonates and adults, although neonatal fibrinogen is qualitatively dysfunctional. The plasma concentrations of many anticoagulant factors (i.e., tissue factor pathway inhibitor, antithrombin, vitamin K–dependent glycoproteins, and proteins C and S) are decreased in preterm and term neonates. The quantity and quality of plasminogen are decreased in neonates, a condition that increases the risk for thrombosis, especially in a compromised infant. Most of these differences between the neonate and older child or adult persist for 3 to 6 months postnatally.
After the immediate neonatal period, preterm and term infants experience physiologic anemia, presumably the result of the downregulating effect of increased oxygen supply in extrauterine life on erythropoiesis and the dilutional effect of a rapidly increasing blood volume. Preterm infants reach their nadir hemoglobin of 7 to 9 g/dL at 3 to 6 postnatal weeks, and term infants reach their nadir hemoglobin concentration of 9 to 11 g/dL at 8 to 12 postnatal weeks. Most hematologic values reach adult norms by the end of infancy (i.e., first postnatal year), although some continue to change gradually into the second decade. All of these changes underscore the importance of age-adjusted standards accompanying laboratory results for infants and children.
There is no ideal single screening test to assess the bleeding risk of a child in the perioperative period. Bleeding time appears to be greater in the infant and child (and less in the neonate) than it is in the adult, but the range of values is wide and overlapping ( Table 10.1 ). Although bleeding time is potentially helpful in predicting posttonsillectomy and adenoidectomy hemorrhage, as well as hemorrhage after percutaneous renal and liver biopsy, there is little evidence to support its use as a screening test to predict bleeding in the presence of a careful, inclusive clinical history.
In contrast to the standard historical laboratory tests, point-of-care testing using viscoelastic tests such as the thromboelastogram (TEG), rotational thromboelastometry (ROTEM), and Sonoclot (Sienco, Inc., Boulder, CO) allow the practitioner to receive data about the bleeding patient more quickly. The advantage of point-of-care viscoelastic testing is that it provides information of the entire clotting process from fibrin formation to clot retraction and fibrinolysis at the bedside. These tests also use whole blood, which allows the interaction of plasma derived coagulation factors with red cells and platelets, thereby providing information on platelet function. Viscoelastic point-of-care coagulation devices require trained personnel to maintain strict quality control procedures, as well as strict standardization procedures, to ensure optimal accuracy and reliability. The TEG has been used to investigate the coagulation status of children undergoing spinal fusion, neurosurgical procedures, cardiopulmonary bypass for cardiothoracic procedures and trauma. Although the TEG may provide useful information in the surgical setting to evaluate fibrinolysis, hypercoagulability, and other coagulation perturbations, its use is usually limited to clinical scenarios with dynamic coagulation changes, such as open-heart surgery with cardiopulmonary bypass and liver transplantation.
The platelet function analyzer (PFA-100; Siemens, AG, Erlangen, Germany) is increasingly used to assess platelet abnormalities. It has the benefit of avoiding some of the difficulties of obtaining a bleeding time in children. Although several studies suggest PFA-100 analysis is equivalent or superior to the bleeding time for detecting bleeding abnormalities, there is no consensus about its role in preoperative screening. Current evidence does not identify a single screening tool sensitive or specific enough to predict bleeding disorders or surgical bleeding risk in children. However, the PFA-100 analysis had the greatest probability of detecting a bleeding disorder in children. With the increasing use of newer agents that modify platelet function (e.g., platelet G protein–coupled receptor P2Y12 antagonists, glycoprotein GPIIb/IIIa complex antagonists), clinicians must understand that the TEG, PFA-100, and other methods that assess platelet function may vary in their ability to monitor the effects of these agents and those of cyclooxygenase inhibitors.
Critical analyses of the risks and benefits of transfusions in infants and children in the perioperative period have resulted in fewer transfusions. Even for infants and children in intensive care, a restrictive transfusion threshold (i.e., 7 g/dL) reduces transfusions without increasing morbidity compared with a liberal threshold (i.e., 9.5–10 g/dL). Data from the U.K.'s national audit of clinical transfusion, the Serious Hazards of Transfusion (SHOT), indicate that infants and children younger than 18 years of age are at greater risk for adverse transfusion-related reactions (37 and 18 in 100,000, respectively) than are adults (13 in 100,000). Most events were error related, including administrative, laboratory, clinical judgment, and handling errors.
Guidelines for RBC transfusion in infants and children in the perioperative setting should be consistent with those established by the American Society of Anesthesiologists Task Force on Blood Component Therapy, which proposed that transfusion is not indicated for hemoglobin concentrations greater than 10 g/dL but is indicated for concentrations less than 6 g/dL. When the concentration is between 6 g/dL and 10 g/dL, packed red blood cells (PRBCs) should be transfused based on the child's vital signs, adequacy of oxygenation and perfusion, acuity and degree of blood loss, and other physiologic and surgical factors. When the concentration exceeds 10 g/dL, the decision to transfuse PRBCs should be based on the same physiologic and surgical factors. In a neonate or infant, this decision should also take into account increased baseline concentrations of hemoglobin in this population; increased oxygen consumption; increased affinity of residual fetal hemoglobin (hemoglobin F) for oxygen; and absolute blood volume (i.e., ~85 mL/kg for a term neonate and ~100 mL/kg for a preterm neonate). The threshold for transfusing a healthy neonate may be 7 g/dL in some clinical settings, but it may be 12 g/dL or greater for a neonate in other settings, such as significant lung disease requiring mechanical ventilation, chronic lung disease, cyanotic congenital heart disease, or heart failure. For a preterm infant, the risks of hypovolemia, hypotension, acidosis, and postoperative apnea are magnified in the setting of operative blood loss and anemia. It is impossible to address all of the guidelines in this chapter, but many pediatric hematology and oncology consultants have clearly defined transfusion thresholds for their patient populations that should be reviewed preoperatively.
Consensus committees from France, the United Kingdom, and the United States have published guidelines for platelet transfusion; these reports are based on available evidence that has been gathered and critically reviewed ( Table 10.2 ). Without evidence that platelet function is significantly different in the healthy infant and child, these guidelines should be applicable to these patients. The decision to transfuse platelets must take into account underlying medical conditions, platelet transfusion history, current medications, surgical bleeding, surgical interventions (e.g., cardiopulmonary bypass), and all other factors that may affect platelet function and turnover. Sevoflurane and propofol have been reported to both suppress and enhance platelet aggregation in vitro. Despite these effects on platelet aggregation, no change in the bleeding time has been reported, suggesting that the possible inhibitory effects of these agents do not impair hemostasis in vivo.
Medical Condition or Procedure | Platelet Count (/mm 3 ) |
---|---|
Stable hematology-oncology or chronically thrombocytopenic patient | 10,000–20,000 |
Lumbar puncture in stable leukemic child | 10,000 |
Bone marrow aspiration or biopsy | 20,000 |
Gastrointestinal endoscopy in cancer patient | 20,000–40,000 |
Disseminated intravascular coagulation | 20,000–50,000 |
Fiberoptic bronchoscopy in hematopoietic stem cell transplantation patient | 20,000–50,000 |
Neonatal alloimmune thrombocytopenia | 30,000 |
Major surgery | 50,000 |
Dilutional thrombocytopenia with massive transfusion | 50,000 |
Spinal anesthesia | 50,000 |
Cardiopulmonary bypass | 50,000–60,000 |
Liver biopsy | 50,000–100,000 |
Nonbleeding preterm infant | 60,000 |
Obstetric epidural anesthesia | 70,000–100,000 |
Neurosurgery | 100,000 |
Transfusion guidelines for other blood products, including fresh frozen plasma (FFP) and cryoprecipitate, have been established and are discussed later in the context of coagulation disorders. Indications for transfusing FFP are usually limited to the following:
Replacement of documented congenital or acquired coagulation factor deficiency when a specific sterilized or combined factor concentrate is unavailable, especially in the setting of anticipated or active bleeding
Acquired coagulopathy resulting from massive transfusion
Immediate reversal of warfarin's effect when prothrombin complex concentrate (PCC) is unavailable
Coagulation support in disease processes such as disseminated intravascular coagulation (DIC) and thrombotic thrombocytopenic purpura
A source of antithrombin III for children deficient of this inhibitor who require heparin
Cryoprecipitate should be administered only for anticipated or active bleeding in children with congenital fibrinogen deficiencies or von Willebrand disease who are unresponsive to desmopressin acetate (DDAVP) or for patients with acquired hypofibrinogenemia (<80–100 mg/dL) associated with massive transfusion.
Guidelines have been established by the College of American Pathologists and other transfusion study groups for leukocyte reduction of RBC units and irradiation (x-ray or γ-ray) of cellular blood components ( Tables 10.3 and 10.4 ). These guidelines are valuable when determining the specific choice of blood components that should be ordered and administered in the perioperative setting. For hematologic patients receiving chronic RBC transfusions, an extended phenotypic crossmatch and leukocyte reduction can decrease the risk of developing alloantibodies and transfusion reactions, especially in children of African descent if the local donor pool is primarily derived from Caucasian populations of Northern European descent. For oncology patients, updated specific requirements for blood products including leukocyte reduction and irradiation are often indicated and should always be reviewed with oncology specialists. To reduce the risk of cytomegalovirus (CMV) transmission in susceptible patients, donated seronegative CMV blood, leukoreduced blood, or both can be used. However, the risk cannot be completely eliminated because supposed seronegative donors could be in the initial stages of viremia at the time blood is collected ( Table 10.5 ).
Prevention of Alloimmunization |
Congenital hemolytic anemias (including sickle cell disease and thalassemia) |
Hypoproliferative anemias likely to need multiple transfusions |
Aplastic anemia |
Myelodysplasia/myeloproliferative syndrome |
Plasma cell dyscrasias |
Hematopoietic stem cell transplants |
Hematopoietic malignancies |
Therapy for Preexisting Conditions |
Recurrent, severe febrile hemolytic transfusion reactions |
Known HLA alloimmunization |
Possible Uses |
Alternative to cytomegalovirus-seronegative components (see Table 10.5 ) |
Human immunodeficiency virus–infected patients |
Well-Defined Indications |
Hematopoietic stem cell transplantation |
Actual or anticipated congenital cell-mediated immunodeficiency |
Intrauterine transfusion or after intrauterine transfusion |
Directed donation from blood relative or HLA-matched donor |
Hodgkin disease |
Acute lymphocytic leukemia |
Immunocompromised organ transplant recipient |
Probable Indications |
Malignancy and organ transplantation treated with immunosuppressive therapy |
Exchange transfusion in neonate |
Extracorporeal membrane oxygenation in neonate |
Low–birth-weight neonate (<1200 g) |
Human immunodeficiency virus–infected patient with opportunistic infection |
Possible Indications |
Term neonate (<4 months) |
Human immunodeficiency virus–infected patient |
Well-Defined Indications |
Low–birth-weight neonate (<1200 g) |
Human immunodeficiency virus–infected patient |
Recipient of seronegative allogeneic organ or hematopoietic stem cell transplant or prospective recipient |
Pregnant woman |
Intrauterine transfusion |
Possible Indications |
Hodgkin disease or non-Hodgkin lymphoma |
Recipient of immunosuppressive therapy |
Candidate for autologous hematopoietic stem cell transplantation |
Hereditary or acquired cellular immunodeficiency |
Probable Absence of Indications |
Seronegative term infant |
Seropositive pregnant woman |
Hemolytic syndromes are a group of disorders in which lysis of erythrocytes often leads to anemia. Although RBCs in these disorders may be characterized by abnormal morphology and shorter life span, these indices may be normal at baseline. Clinical signs of a hemolytic syndrome include anemia, splenomegaly, and jaundice, signs that may be apparent chronically or only during acute exacerbations of a disease process. Hemoglobinuria may be a late finding if massive hemolysis has occurred. Although not well studied, in theory any hemolytic disorder may alter nitric oxide (NO) metabolism.
Many of the hemolytic anemias important to the anesthesiologist result from intracellular defects and can be classified as erythrocyte membrane defects, such as HS; enzymatic defects, such as glucose-6-phosphate dehydrogenase (G6PD) deficiency; and qualitative and quantitative defects of hemoglobin, such as sickle cell disease and thalassemia. Other hemolytic anemias that may be encountered in the operating room are largely extracellularly mediated, such as transfusion-related hemolysis and other immune-mediated anemias (alloimmune or autoimmune); this group of anemias is not reviewed here.
HS, the most common cause of inherited chronic hemolysis in North America and Northern Europe, has a prevalence of approximately 1 to 2 cases per 5000 people if mild forms of the disease are included. First described in 1871, HS is present in many ethnic populations but is rare in African Americans. Because 75% of children inherit the disease in an autosomal dominant pattern, there is often a family history of the disorder, although autosomal recessive mutations, de novo mutations, and incomplete penetrance have been reported.
Abnormalities in any of several erythrocyte membrane proteins, including the β subunit of spectrin, ankyrin, and band 3, can lead to HS. The variety of proteins affected and mutations observed in each gene account for the clinical heterogeneity of the disorder. When the erythrocyte loses surface area, it changes from a biconcave disk to a sphere, which alters its stability and flow pattern through the capillaries. The deformity leads to a more rigid membrane, which predisposes it to rupture, a condition that is worsened if the membrane surface area decreases by more than 3%. Damaged erythrocytes are sequestered in the splenic capillaries, which can lead to splenomegaly. The combination of intravascular and extravascular hemolysis can result in anemia, which induces extramedullary erythropoiesis. The life span of the erythrocyte is reduced from 120 days to just a few days when the RBC membrane has been deformed. If large numbers of damaged erythrocytes are lysed, unconjugated bilirubin is released, which causes jaundice and possibly gallstones in as many as 60% of children. Membrane fragments from hemolytic reactions can lead to DIC. Pulmonary hypertension may occur in the HS population, presumably as a result of hemolysis-induced alterations in NO metabolism.
Children may present at any age with the triad of anemia, splenomegaly, and jaundice that often is aggravated by concomitant viral infection. Mild, moderate, and severe forms of HS occur and are characterized by variations in laboratory results and clinical correlates. HS can manifest soon after birth and should be considered in infants who are jaundiced after the first postnatal week; resulting hyperbilirubinemia can sometimes necessitate an exchange transfusion. Mild disease occurs in 20% of children with HS; these children only occasionally present with symptomatic bilirubinate gallstones before adolescence. Approximately 5% of children have severe HS characterized by chronic anemic (hemoglobin concentration <8 g/dL) and the need for chronic transfusions. The course of this disease may be complicated by viral infections such as parvovirus B19 infection, which can suppress reticulocyte production and precipitate aplastic crises.
HS is most commonly suspected when numerous spherocytes with loss of central pallor appear on a peripheral smear. A complete blood cell count usually reveals a reduced hemoglobin and increased reticulocyte count. Osmotic fragility (OF) was regarded as the gold standard for the diagnosis of HS, but this test produces age-related results and must be performed by experienced laboratory technicians in a timely fashion. The OF test is known to give false-negative results in 10%–20% of patients, as well as false-positive results in patients with autoimmune hemolytic anemia. The updated guidelines for the diagnosis and management of HS no longer recommend the OF test as a first-line screening tool. Increasingly, flow cytometry using eosin-5′-maleimide is being used to confirm the diagnosis because it requires little blood and can be performed after overnight storage. In addition, as a direct result of chronic hemolysis, unconjugated bilirubin and serum lactate dehydrogenase concentrations increase, and serum haptoglobin concentrations decrease. Thrombocytopenia may develop as a result of hypersplenism.
Anemia, thrombocytopenia, and splenomegaly are the major considerations for a child with HS undergoing surgery. The most common disease-related operations performed in children with HS are splenectomy and cholecystectomy, individually or in combination, and these procedures may be performed by laparotomy or laparoscopy.
Splenectomy significantly increases red cell survival in most cases and reduces the severity of the anemia and jaundice. It is usually reserved for more severe cases of HS, characterized by severe anemia that require frequent RBC transfusions, poor growth, chronic fatigue, or evidence of extramedullary hematopoiesis (e.g., frontal bossing). Splenic enlargement in a child interested in participating in contact sports is another indication. Splenectomy is ideally performed after the age of 6 years because of the increased risk of overwhelming infection by encapsulated organisms such as Streptococcus pneumoniae, Neisseria meningitidis, and Haemophilus influenzae type B in splenectomized younger children. Preoperative vaccination against these organisms is essential unless surgery is required emergently. Guidelines for the indications and duration of postoperative penicillin prophylaxis vary among institutions.
Splenectomy in children is more frequently performed laparoscopically than by open laparotomy because the former is associated with decreased pain, quicker return of bowel function, shorter hospital stay, and improved cosmetic result. Conversion from laparoscopic to open splenectomy is necessary in fewer than 10% of cases. Partial splenectomies are increasingly performed because they allow retention of some immune function against bacterial infections in younger children while reducing the sequestration of spherocytes. However, residual splenic tissue can increase in size and necessitate total splenectomy at a later time. If anemia recurs after splenectomy, it may indicate the presence of accessory splenic tissue that was unrecognized initially. Transient postsplenectomy thrombocytosis marked by dramatic increases in platelet counts may also occur in children, in addition to a general increase in the risk of thromboembolic disease.
Gallstones occur in 21% to 63% of children with HS, but cholecystectomy is usually performed only when children are symptomatic with cholelithiasis. Children who undergo splenectomy and who also have radiographically identified gallstones may undergo concurrent cholecystectomy, regardless of whether the stones are symptomatic. Table 10.6 summarizes the clinical features and important perioperative considerations for the child with HS undergoing incidental or disease-related surgical procedures.
Preoperative Considerations |
Hemoglobin, reticulocyte count, platelet count |
History of transfusions and special blood requirements (e.g., extended phenotypic matching, leukocyte reduction) |
History of infections, aplastic crises, and presplenectomy vaccinations |
Presplenectomy antibiotic prophylaxis and immunization when indicated |
Intraoperative Considerations |
Appropriate antibiotic coverage |
Attention to physiologic effects of laparoscopy on circulatory and respiratory function |
Potential for significant blood loss (unusual in splenectomy and cholecystectomy) |
Judicious use of regional anesthesia, intramuscular medications, nasogastric tubes, nasal intubation, and other methods when platelet count is low |
Limited use of medications with potential bleeding risk (e.g., ketorolac) |
Postoperative Considerations |
Sequential hemoglobin determinations and platelet counts |
Potential thrombocytosis: management as recommended by hematology consultants |
Infection risk |
G6PD deficiency causes hemolysis in the presence of oxidative stressors. It is the most common enzyme deficiency in humans, affecting approximately 400 million people worldwide. This enzyme deficiency is inherited in an X-linked, recessive fashion. Although males are most commonly affected, females (heterozygous or homozygous for the gene) may have clinical manifestations of the disease. More than 100 variants have been described, including a relatively mild form that affects about 10% of African American males (i.e., G6PD A−) and a more severe form that affects Italians, Greeks, and other populations in the Mediterranean, African, and Asian regions (i.e., G6PD Mediterranean). This deficiency is prevalent in geographic areas where the incidence of malaria is high, presumably because G6PD deficiency may attenuate the severity of malarial infections.
G6PD plays an important role in the hexose monophosphate/pentose phosphate shunt, which is essential for normal energy metabolism in erythrocytes. G6PD generates the reduced form of nicotinamide adenine dinucleotide phosphate (NADPH). NADPH maintains glutathione in the reduced form, which reduces peroxides and protects cells from oxidative damage in the course of normal biochemical events or in the event of excess free oxygen radical generation. Superoxide ion or hydrogen peroxide, or both, can oxidize hemoglobin, which then precipitates as insoluble membrane inclusions. These inclusions, together with the oxidative damage to cell membranes, lead to cell damage in the G6PD-deficient child. Erythrocytes are particularly sensitive to oxidative damage because of their lack of synthetic activity. In the presence of oxidants and free radicals (e.g., produced by infection or by ingestion of certain medications and foods), this cascade of events may precipitate hemolysis in the G6PD-deficient child.
Clinical symptoms of G6PD deficiency may be deceptively variable, and they may occur in the neonatal period or in older age groups as episodic or chronic hemolytic anemia. Presenting signs include anemia and jaundice; in severe cases, these signs can be followed by lumbar and abdominal pain and by renal failure. Acute illness such as diabetic acidosis or ingestion of a variety of substances may precipitate a hemolytic event ( Table 10.7 ). Fava beans, also known as broad beans, contain high concentrations of vincine and convincine, which are nonvolatile glucosides that can trigger hemolysis. On a global basis, favism is likely the most common form of acute hemolytic anemia associated with G6PD deficiency. Hemolysis may range from benign and transitory to severe and life-threatening; the latter situation is more likely if the triggering agent is not eliminated or controlled. Laboratory findings include normocytic anemia, increased reticulocyte count and serum bilirubin concentration, and the presence of Heinz bodies in the peripheral blood smear.
Antibiotics |
Sulfonamides |
Trimethoprim-sulfamethoxazole (Bactrim, Septrin) |
Dapsone |
Chloramphenicol |
Nitrofurantoin |
Nalidixic acid |
Antimalarials |
Chloroquine |
Hydroxychloroquine |
Primaquine |
Quinine |
Mepacrine |
Other Medications |
Aspirin |
Phenacetin |
Sulfasalazine |
Methyldopa |
Vitamin C (large doses) |
Hydralazine |
Procainamide |
Quinidine |
Chemicals |
Moth balls (naphthalene) |
Methylene blue |
Food |
Fava (broad) beans |
In the perioperative setting, G6PD deficiency does not usually cause problems. The most effective management strategy centers on avoiding oxidative stressors (such as pain and anxiety) and avoiding the triggering agents ( Table 10.8 ). Treating or eliminating precipitating causes such as infection is also paramount in safely anesthetizing G6PD-deficient patients. Monitoring for and treatment of possible complications are appropriate; transfusion is rarely required.
Preoperative Considerations |
History of hemolysis and precipitating factors |
Hemoglobin concentration, reticulocyte count |
Intraoperative Considerations |
Avoidance of triggering agents |
Caution in use of high doses of agents that increase methemoglobin, especially in infants |
Hemoglobin and urine output in high-risk settings (e.g., cardiopulmonary bypass) |
Postoperative Considerations |
Hemoglobin concentration, reticulocyte count, urine output if hemolysis occurs |
Administration of large or excessive doses of medications such as prilocaine, benzocaine, and sodium nitroprusside may trigger hemolysis in G6PD-deficient children in the perioperative setting. Although these children can reduce methemoglobin that is normally produced by these agents, G6PD-deficient children may not tolerate large amounts of potent oxidizing agents (i.e., superoxide ion and hydrogen peroxide) produced by methemoglobin. Infants may be particularly susceptible to symptomatic methemoglobinemia (because of their low NADPH dehydrogenase activity) and to methemoglobin-induced hemolysis if they are G6PD deficient. Treatment of methemoglobinemia with methylene blue is contraindicated in these infants because the agent itself may precipitate hemolysis ; there is a relative contraindication to methylene blue in all G6PD-deficient patients. G6PD-deficient patients lack the enzymes necessary to reduce methylene blue to an inactive form, leukomethylene blue. Methylene blue might also add to the oxidative hemolysis. Hemolysis has occurred during cardiopulmonary bypass in G6PD-deficient children, and methemoglobinemia has occurred in a child with partial G6PD deficiency after application of EMLA (eutectic mixture of local anesthetics) cream.
First identified by Herrick about 100 years ago, sickle cell disease is a group of inherited hemoglobinopathies with a diverse worldwide prevalence. The disease affects about 1 in 365 African Americans and 1 in 16,300 Hispanic births. The spectrum of the disease includes sickle cell anemia (HbSS), which accounts for about 70% of the American sickle cell disease population; sickle cell/hemoglobin C disease (HbSC), accounting for about 20%; sickle cell/β-thalassemia (HbSβ-thalassemia), accounting for about 10%; and a host of other, uncommon sickle variants whose prevalence is increasing over time. HbSβ-thalassemia includes HbSβ 0 - and HbSβ + -thalassemias. The distinction between the two is the absence of normal HbA in the former versus decreased amount of HbA in the latter; even a small amount of HbA present in the latter partially mitigates the severity of disease. While there are large phenotypic variations among the many forms of sickle cell disease, in general HbSS and HbSβ 0 -thalassemia are clinically similar and more severe than HbSC and HbSβ + -thalassemia. Sickle cell trait (HbAS), in which approximately 40% of hemoglobin is hemoglobin S, occurs in about 8% of African Americans and in a much smaller percentage of Hispanic and other subpopulations. The sickle gene is found commonly in sub-Saharan Africa, the Mediterranean, the Arabian Peninsula and India, where sickle cell trait provides a significantly increased fitness in malaria-endemic regions. Sickle hemoglobinopathies have many implications for perioperative care because they increase perioperative morbidity and mortality.
Hemoglobin A is composed of two α- and two β-globin chains. Hemoglobin S results from a single base-pair mutation in the β-globin gene on chromosome 11, which results in the replacement of a negatively charged, hydrophilic glutamate residue with a noncharged, hydrophobic valine residue. This hydrophobic valine is exposed when HbS is deoxygenated and is stabilized by binding the same hydrophobic valine pocket on other HbS molecules, thereby leading to polymerization of HbS, precipitation and hemolysis.
In contrast to prior simplistic models in which sickled cells were simply thought to block flow through the microcirculation, the pathophysiology of sickle cell disease is now understood to be considerably more complex. This understanding is, in turn, leading to more therapeutic interventions. Any factor that promotes hemoglobin crystallization (e.g., hypoxia, acidosis, and cellular dehydration) or prolongs capillary transit time (e.g., dehydration, hypothermia, leukocytosis, thrombosis, and inflammation) increases HbS polymerization and formation of sickled cells. Inflammation, vascular endothelial adhesion abnormalities, platelets, and coagulation cascade activation all contribute to vasoocclusive episodes. The sickle red cell membrane becomes compromised by exposure to destructive oxidizing effects of precipitated HbS, thereby leading to altered permeability to sodium, potassium, and calcium, causing dehydration of the cell and irreversible sickling. Membrane abnormalities of phospholipid content also contribute to its deformability, and exposure of phosphatidyl serine facilitates activation of the clotting cascade. These and other factors lead to entrapment of irreversibly sickled red cells in the microcirculation, activation of coagulation and inflammatory pathways, ischemia, and infarction of tissue. At the same time, chronic intravascular hemolysis decreases production of NO, while increased scavenging decreases the bioavailability of NO. The resulting NO deficiency causes endothelial dysfunction and disease complications, such as pulmonary hypertension, priapism, and skin ulceration.
Sickle cell disease is a multisystem process involving most organs of the body and at times necessitating surgical intervention. While there is considerable variation in disease severity, all patients have a progressive clinical course. Therapeutic interventions and genetic factors account in large part for the differences in outcome. Children with persistence of hemoglobin F (which itself protects against the effects of deoxygenation on red cells) and those with HbSC or HbSβ + have fewer complications than those with HbSS or HbSβ 0 .
Early diagnosis and treatment of sickle cell disease have been facilitated by the widespread use of universal neonatal screening, which was first used in the state of New York in 1975. Most screening programs for sickle cell disease use isoelectric focusing of an eluate from dried blood spot samples, a technique that is also used to screen for other disorders. A few programs use high-performance liquid chromatography. Because a small percentage of children with sickle cell disease are not African American (i.e., Native American, Hispanic, and Caucasian), selective screening may not detect all affected infants. As of 2006, all 50 states and the District of Columbia screen neonates for sickle hemoglobinopathies. Families of infants diagnosed with sickle trait (HbAS) on neonatal screening may not be made aware of the diagnosis, but reports of perioperative complications suggested to be associated with sickle cell trait are exceedingly rare. Affected children born within the United States before universal neonatal screening and those born outside the United States without routine health care may not have received diagnosis and appropriate care before surgery. Notwithstanding the controversy over the utility of nonselective preoperative screening, children at risk whose hemoglobin status is unknown preoperatively should have a sickle-screening test, followed by a hemoglobin electrophoretic evaluation if screening is positive. However, infants younger than 6 months of age may have a false-negative screening test result because of the presence of fetal hemoglobin, although electrophoresis is diagnostic at all ages. Children older than 10 years of age with a normal hemoglobin value, standard peripheral blood smear, and unremarkable clinical history are at low risk of having a clinically significant hemoglobinopathy.
Common clinical symptoms of sickle cell disease in children include chronic hemolytic anemia, pain crises secondary to recurrent vasoocclusive episodes, acute chest syndrome (ACS), infection, renal insufficiency, osteonecrosis, and cholelithiasis. Pulmonary hypertension, priapism, and skin ulcerations may also occur and are related to the degree of red cell hemolysis. Chronic pulmonary and neurologic disease (e.g., stroke) are additional causes of significant morbidity and mortality. In the perioperative period, the most common complications in sickle cell children include ACS (about 10%), fever or infection (about 7%), vasoocclusive episodes (about 5%), and transfusion-related events (about 10%).
Chronic hemolytic anemia is a hallmark of HbSS disease. It is characterized by a baseline hemoglobin value of 5 to 9 g/dL (often more than 9 g/dL in HbSC disease), reticulocytosis (5% to 10%), and a distinctive red cell morphology observed on a peripheral blood smear. Red cell fragility and chronic hemolysis are associated with anemia, increased red cell turnover, and a propensity to form biliary stones. The anemia may be complicated by other events, such as acute splenic sequestration, typically occurring in infants and young children after a viral illness; or an acute cessation of red cell production, the equivalent of transient erythroblastopenia of childhood and typically associated with parvovirus B19 infection. For some children, chronic and acute severe anemia are managed with RBC transfusions, although these children are prone to develop alloantibodies to RBC antigens, and untreated iron overload resulting from recurrent transfusions can lead to life-threatening cirrhosis and cardiac failure. Most children are maintained on chronic folic acid therapy to prevent megaloblastic erythropoiesis that can result if increased demands for purine synthesis from red cell production are not met.
Vasoocclusive episodes in sickle cell disease occur as a result of episodic microvasculature occlusions at one or more sites. The occlusive process occurs most commonly in the phalanges (i.e., dactylitis or hand-foot syndrome), long bones, ribs, sternum, spine, and the pelvis; it also can occur in the mesenteric microvasculature, producing abdominal pain that may mimic a surgical acute abdomen. Pain associated with vasoocclusive episodes should be managed with a multidimensional approach including reversal of potential triggers (via warming, hydration, and ambulation), distraction, psychological and behavioral interventions, and complementary modalities in addition to analgesic medications. Initial pharmacologic management often entails scheduled antiinflammatory agents because inflammation is central to the vasoocclusive process, and these agents synergize with opioids to provide analgesia. It is essential to foster an ideal environment for pain control (e.g., calm, pleasant distractions, supportive personnel and objects). Hydroxyurea is used to prevent vasoocclusive episodes and end-organ damage, and it is now widely recommended for all patients with HbSS and HbSβ 0 . Although grossly underused, hydroxyurea is a safe and effective component of chronic management in decreasing the frequency of events through several mechanisms; inhibiting hemoglobin precipitation by increasing fetal hemoglobin concentrations; reducing white blood cell count; modifying the inflammatory response; and facilitating NO metabolism. Inhaled NO or precursors of NO may prove to be effective therapy for vasoocclusive episodes.
ACS is characterized by acute respiratory symptoms concurrent with new infiltrate(s) observed on chest radiograph. ACS frequently occurs 2 to 3 days after a vasoocclusive episode, and although its clinical presentation varies, it often includes any, or all, of the following: fever, tachypnea, cough, and hypoxemia. The process may be self-limited over a period of a few days, or it may progress to respiratory failure (15%) and even death. The inconsistent presentation in part reflects the complex and variable pathogenesis of ACS. An episode may have a single or multiple causes, including infection (i.e., bacteria or atypical bacteria [often Chlamydia or Mycoplasma ], viruses, or a combination of agents), pulmonary fat embolism, pulmonary infarction, and pulmonary hemorrhage. Acute management includes supportive care and oxygen, antibiotics that treat encapsulated and atypical organisms, bronchodilators, pain control, ventilatory support as needed, and transfusion. Incentive spirometry or continuous positive airway pressure can be helpful, especially in the perioperative setting. Hydroxyurea therapy and chronic transfusion therapy decrease the frequency of ACS, whereas inhaled NO, NO precursors, and antioxidants (e.g., arginine and glutamine) may attenuate the process acutely. Airway reactivity is also common in children with sickle cell disease, in part due to NO deficiency, and it is responsive to bronchodilator therapy. In later life, children with sickle cell disease may develop restrictive lung disease and pulmonary hypertension as a result of repeated ACS-induced lung injury and chronic inflammation. NO deficiency, the result of decreased production, increased consumption, or altered metabolism, may also play an important role in these processes.
Infections are common because of deficits in the immune system and the specific effects of splenic atrophy and dysfunction that occur over the first few years of life. As a result of susceptibility to overwhelming infection by S. pneumoniae and H. influenzae type B, young children receive penicillin prophylaxis until 6 years of age and bacteria-specific immunizations in addition to those routinely administered to children. A host of infectious organisms have been implicated in ACS, and infection with gram-negative organisms (e.g., osteomyelitis caused by Salmonella ) is common in older children and adults.
Stroke is a potentially devastating complication that occurs in about 10% of children; as high as 40% have silent infarcts and 10% have overt strokes. One-fourth of children have motor or cognitive deficits at the time of presentation for surgery. A child's first stroke often appears as early as 2 to 5 years of age. Risk factors include reduced hemoglobin concentration, increased concentration of HbS, increased leukocyte count, and a history of dactylitis. Pain episodes, ACS, and infection may precipitate strokes. Children suffering an acute stroke are managed supportively with emergent exchange transfusion to reduce the concentration of HbS to less than 30%, followed by chronic transfusions and hydroxyurea administration to minimize the risk of recurrence. The thrust of the current management of stroke is prevention. Yearly screening with transcranial Doppler starting at age 2 identifies most children at high risk, and subsequent management with chronic transfusion and hydroxyurea therapy may minimize the risk of a future stroke.
Renal abnormalities can include proteinuria, hematuria, hyposthenuria, and renal tubular acidosis. Acute and chronic renal failure may develop, and angiotensin-converting enzyme (ACE) inhibitors may be of benefit of resulting hypertension. Renal dialysis and transplantation have proven successful interventions for renal complications of the disease.
HbAS is usually benign, although it may be characterized by microhematuria and hyposthenuria, and sickling may occur under extremely altered physiologic circumstances (e.g., cardiopulmonary bypass). There is also a small but significant risk of pulmonary embolism. An increased risk of rhabdomyolysis with exercise, as well as sudden death with extreme exertion in individuals with HbAS, has led to the controversial mandate to offer trait testing to all National Collegiate Athletic Association (NCAA) Division I athletes.
Children with HbSC disease usually have a greater baseline hemoglobin concentration and fewer complications than those with HbSS disease. Because splenic function is often preserved, the risk for infection in early childhood is reduced. Children with HbSC disease are more likely to have proliferative retinopathy and avascular necrosis of long bones.
Children with HbSβ 0 (i.e., one sickle globin allele and one thalassemic allele expressing no β-globin) have a course identical to that of HbSS, whereas those with HbSβ + (i.e., one sickle globin allele and one thalassemic allele expressing β-globin at a reduced level) tend to have a more benign course that is proportional to the amount of normal β-globin expression. The coexistence of hemoglobin S with α-thalassemia produces a variable clinical picture, but it may predispose children to a significant incidence of pain episodes.
Many additional approaches to sickle cell care are being investigated and are notable for targeting multiple aspects of the complex physiology. These include administration of short-chain fatty acids such as butyrate or demethylating agents such as decitabine to induce production of hemoglobin F; small molecules to interfere with polymerization; antibodies to alter cell adherence; ion channel inhibitors to decrease cellular dehydration; NO-related compounds and precursors; and manipulation of inflammatory pathways. New therapeutic targets such a BCL11A, a zinc finger protein that plays a key role in the silencing of fetal globin genes, is being targeted by multiple mechanisms. HSCT is increasingly used as a curative intervention for sickle cell disease. While cure rates with HLA-matched sibling donors exceed 80%, the lack of such donors for most patients has led to the increasing use of cord blood units as well as unrelated and haplo-identical donors. To circumvent many complications of transplantation, gene therapy protocols using a child's own modified stem cells are underway, and multiple gene editing approaches are being pursued.
Perioperative morbidity and mortality are greater in children with sickle cell disease than in the general population. These children often require surgical procedures. The most common include cholecystectomy ; ear, nose, and throat procedures ; and orthopedic procedures (especially hip procedures for osteonecrosis). Placement of long-term vascular access for transfusions, antibiotics, analgesia, and other therapies is frequently performed. The Cooperative Study of Sickle Cell Disease reported that 7% of all deaths among children with this disease were related to surgery. Early reviews reported perioperative mortality rates as great as 10% and morbidity rates as great as 50% for children with sickle cell disease. Studies published in the 1990s indicated that the 30-day mortality rate was about 1%. In a group of more than 600 patients managed according to standard guidelines of care and prospectively studied, the incidence of any complication was about 30%, and the incidences of ACS and vasoocclusive pain episodes were 10% and 5%, respectively. Patient factors (e.g., age, history of pulmonary disease, number of prior hospitalizations) and surgical factors (i.e., invasive vs. superficial) appear to affect the incidence of complications. The impact of newer interventions and technologies (e.g., laparoscopic and robotically assisted cholecystectomy and splenectomy) on perioperative morbidity and mortality rates is unclear, although more recent reports cite reduced rates of complications than in the past. Although multiple anesthesia and surgical approaches are under investigation, there is a dearth of comparative studies identifying optimal perioperative care for these children.
The principles of optimal perioperative care are based on maintaining optimal physiologic parameters throughout the perioperative period, avoiding factors that may precipitate a sickle crisis, optimizing pain management, and close consultation among hematologists, surgeons, and anesthesiologists ( Table 10.9 ). The child with sickle cell disease who is undergoing surgery should be viewed and managed primarily as a hematology patient whose care is being shared with, rather than assumed by, the surgeon and anesthesiologist during the perioperative period. Avoiding unnecessary and potentially dangerous surgical procedures (e.g., exploratory laparotomy to rule out appendicitis in a child who is experiencing an abdominal pain crisis) and minimizing perioperative complications should be the focus of the multidisciplinary care team. Based on a survey of perioperative management of sickle cell disease among anesthesiologists in North America, most anesthesiologists consult with hematologists in all cases or on a case-by-case basis.
Preoperative Considerations |
Screening if unknown status in at-risk children |
Primary management by hematology service (in most circumstances) |
History of acute chest syndrome, vasoocclusive pain crises, hospitalizations, transfusions, transfusion reactions |
Neurologic assessment (e.g., strokes, cognitive limitations) |
History of analgesic and other medication use |
Hematocrit |
Oxygen saturation (on room air), chest radiograph |
Pulmonary function tests (when appropriate) |
Practice incentive spirometry at home |
Work with child-life specialist if indicated |
Echocardiography (when appropriate) |
Neurologic imaging (for recent changes) |
Renal function studies |
Transfusion crossmatch (e.g., antibody-matched, leukocyte-reduced, sickle-negative) |
Transfusion to correct anemia (in most circumstances) |
Parenteral hydration for nil per os (NPO) status |
Pain management |
Aggressive bronchodilator therapy |
Appropriate antibiotic therapy, including presplenectomy antibiotics and immunizations (as indicated) |
Intraoperative Considerations |
Maintenance of oxygenation, perfusion, normal acid-basis status, temperature, hydration |
Availability of appropriately prepared blood (as indicated) |
Replacement of blood loss |
Anesthetic technique appropriate for procedure and postoperative analgesic requirements |
Attention to physiologic effects of laparoscopy on circulatory and respiratory function |
Appropriate antibiotic therapy |
Judicious use of tourniquets, cell saver, and cardiopulmonary bypass |
Postoperative Considerations |
Management by hematology service |
Monitoring for complications, especially acute chest syndrome and vasoocclusive pain crises |
Maintenance of oxygen saturation monitoring and supplementation as needed, including prophylactic supplemental oxygen the first 24 hours regardless of oxygen saturation |
Appropriate hydration (oral plus parenteral) |
Appropriate antibiotic therapy |
Aggressive pain management—must ensure ability to breathe deep and do incentive spirometry |
Early mobilization |
Incentive spirometry (possibly with continuous or bilateral positive airway pressure) and bronchodilator therapy |
Although there is no evidence to support or refute many of the long-standing guidelines for perioperative care and individual practices vary widely, it seems prudent to avoid those factors that may promote intravascular sickling: hypoxia, acidosis, hyperthermia, hypothermia, and dehydration. Meticulous attention to pain management is also essential because perioperative vasoocclusive pain is common and is associated with ACS. Monitoring vital signs throughout the perioperative period is mandatory, especially monitoring oxygenation with pulse oximetry. Oxygen saturation as determined by pulse oximetry may underestimate measured oxygen saturation in patients with sickle cell disease, although this is usually clinically insignificant. Because ACS, a common (10%) and potentially life-threatening complication of surgery, occurs 1 to 3 days postoperatively, it is important to extend adherence to guidelines of care into the postoperative period, regardless of the apparent well-being of the child. In light of the renal-concentrating defect found in these patients, perioperative hydration is important to maintain and may require in-hospital preoperative care, although one must be aware that overhydration may compromise vulnerable cardiovascular and respiratory physiology.
Transfusion in the perioperative period remains a controversial subject despite several studies suggesting its benefit. Transfusion of non-HbS RBCs to a child with sickle cell disease has several beneficial effects: correction of anemia; dilution of HbS red cells; compensation for blood loss; and prevention of some complications (e.g., stroke). However, transfusion is not without risks, including alloimmunization, transfusion reactions (about 7% in the perioperative period), infection, iron overload, time, and expense. Although there have been many reports of surgery performed safely in children with sickle cell disease without preoperative transfusion, uncontrolled studies indicate that preoperative transfusion does decrease the rate of perioperative complications. The Preoperative Transfusion in Sickle Cell Disease Study Group demonstrated prospectively in 604 operations (70% were cholecystectomies and otolaryngologic and orthopedic operations) that simple transfusion (i.e., correction of preoperative anemia to 10 g/dL with simple transfusion) was as effective as aggressive transfusion (i.e., lowering the preoperative HbS level to <30%, often with exchange transfusion) in preventing perioperative complications and was associated with less alloimmunization and fewer transfusion-related complications in children.
To directly determine if transfusion prevents perioperative complications in the current era of surgical and anesthesia practices, an international randomized trial was initiated, the Transfusion Alternatives Preoperatively in Sickle Cell Disease (TAPS) trial. However, this trial was halted early during the recruitment process as a result of an excessive number of complications in the nontransfusion group. This led to the continued recommendation of transfusion for moderate and complicated operations in sickle cell patients. It is currently recommended that most children with HbSS undergoing most surgical procedures receive preoperative correction of anemia with a “simple” (i.e., direct) transfusion targeting a hemoglobin concentration of 10 g/dL. Children maintained on chronic transfusion programs (e.g., for stroke prevention or acute chest) should continue such management preoperatively, and common sense dictates performing surgery soon after a scheduled transfusion. Children with sickle cell disease who are undergoing magnetic resonance imaging (MRI) and other examinations under sedation/anesthesia without prior transfusion do not have increased complications. Recommendations for children with HbSC disease are less clear because these children typically maintain a baseline hemoglobin concentration at about 10 g/dL. For HbSC children who have a history of ACS, frequent pain crises, underlying pulmonary disease, or other complications, it is recommended that they receive selective preoperative exchange transfusion to reduce the HbS concentration without increasing total hemoglobin. Because of the high risk of alloimmunization in the sickle cell population, blood for these patients should undergo the following preparation: extended phenotype matching, including Rh, Cc, D, Ee, and Kell in addition to ABO ; leukocyte reduction; and screening for sickle cell hemoglobin. Directed donation of blood from family members should be avoided if the child is an HSCT because it can lead to alloimmunization and later graft rejection.
Anesthetic agents and techniques do not have a clear effect on perioperative outcomes for children with sickle cell disease. Inhalational anesthetics do not affect the sickling process, although there is experimental evidence suggesting that halothane may increase the viscosity of sickled blood. Pharmacokinetics of some agents commonly used with general anesthesia such as atracurium may be altered in this population. Regional anesthesia has been associated with an increased risk of postoperative complications in one retrospective study, but it has not been shown to affect perioperative outcome in others. The vasodilatory and analgesic properties of regional anesthesia can be effective in the management of vasoocclusive episodes and priapism and in providing perioperative anesthetic care.
Other aspects of anesthetic care of sickle cell disease patients merit consideration. Hyperventilation should be avoided because of its potential to reduce cerebral perfusion in children at an increased risk for stroke. The use of a tourniquet in HbSS and HbAS diseases has been questioned. However, tourniquets have been applied intraoperatively for up to 2 hours without complication, and the predominance of evidence supports their safe use as long as they are used carefully and selectively in combination with general guidelines of perioperative care. Intraoperative blood salvage with cell saver devices has been used safely in sickle cell patients, although there is some evidence that the salvage device itself may produce sickling in the processed blood, even sickle trait blood. Cardiopulmonary bypass seems to present conditions that are favorable toward sickling, given the cold, hypoxic, acidotic, and stagnant environment created. Although there are reports of bypass surgery conducted in children with HbSS or HbAS with standard bypass procedures without transfusion, these children usually are managed with aggressive exchange transfusion before or during bypass.
While comparative studies that specifically address optimal postoperative care, understanding of the pathophysiology of the disease and studies of sickle cell pain suggest that postoperative care should minimize postoperative pain to allow deep inspirations, use of incentive spirometry, and encouraging early ambulation to prevent ACS. Maintaining euvolemia, normal body temperature, and sufficient oxygenation should minimize the risk of vasoocclusive pain at this time of increased risk due to anesthesia and postoperative inflammation.
Thalassemia disorders are among the most common genetic disorders worldwide. They are characterized by a perturbation of the normal 1 : 1 ratio of α- to β-globin polypeptide chains, usually due to reduced synthesis of one polypeptide, but also possibly due to excess genes (e.g., triplicated α-globin genes). The clinical severity of the disease is proportionate to the degree of chain imbalance, ranging from an asymptomatic carrier state to profound ineffective erythropoiesis with transfusion dependence to fetal death due to hydrops fetalis. Both α- and β-thalassemia primarily affect children of Mediterranean, African, and Southeast Asian descent. Whereas neonatal assay screening for HbS can detect many forms of α-thalassemia, these tests typically detect only profound forms of β-thalassemia. The concomitant presence of qualitatively abnormal hemoglobins (e.g., HbS, HbE) affects the clinical course of thalassemia disorders. The primary ineffective erythropoiesis and hemolytic anemia, as well as resultant disease therapy, may affect perioperative care.
Anemia in thalassemia is the result of hemolysis and ineffective erythropoiesis; the latter results, in turn, from accelerated cell apoptosis triggered in part by excess deposition of unpaired globin chains in erythroid precursors. Unpaired globin subunits are oxidized and form hemichromes, whose degree of formation affects the degree of hemolysis. Precipitation of hemichromes leads to a complex process that includes release of toxic agents and formation of reactive oxygen species; alteration of red cell membranes causes cells to become aggregates that lead to embolic complications and activation of the coagulation process. As a result of chronic anemia and ineffective erythropoiesis, bone marrow expansion and extramedullary hematopoiesis may develop in the liver and spleen. Marrow space expansion may occur at sites such as the cranium and paravertebral areas, thereby causing pathologic fractures, disfiguring bony changes, and pain. Erythroid hyperplasia and ineffective erythropoiesis lead to inappropriately low hepcidin expression (a polypeptide that inhibits iron absorption by binding to the ferroportin in the gut wall and macrophages), resulting in increased iron absorption from the gastrointestinal tract and iron overload, even in the absence of transfusion iron overload. Iron overload and deposition lead to fibrosis and cirrhosis with concomitant organ dysfunction and eventual failure. While there are many target organs for iron overload, the most relevant are liver, pancreas, heart, and pituitary; the extent of iron deposition in each can be accurately and sequentially monitored by MRI.
Disease severity in α-thalassemia typically reflects the complete loss of expression of between one and all four of the α-globin genes. A four-gene globin deletion typically results in hydrops fetalis with in utero or perinatal death unless diagnosed early and supported with in utero transfusions. A three-gene deletion, or hemoglobin H (HbH) disease, is relatively benign, characterized by chronic hemolytic anemia, which may be exacerbated by exposure to stress and oxidants. The few patients with profound anemia or requiring intermittent transfusion therapy often have a two-gene deletion along with a hemoglobin Constant Spring (HbCS) mutation (HbH-Constant Spring). A two-gene deletion alone is benign, manifest by a mild, clinically insignificant microcytic anemia. A one-gene deletion results in a silent carrier state with no anemia or microcytosis.
In contrast to α-thalassemia, β-thalassemia reflects partial or complete loss of expression of the β-globin genes. The broad spectrum of disease results from the number of genes affected and the degree to which each gene is affected. When only one β-globin gene is affected (i.e., β-thalassemia trait), mild microcytic anemia is the primary clinical manifestation. When both β-globin genes are affected, the clinical picture may be mild to moderate, potentially requiring intermittent, but not chronic transfusions (thalassemia intermedia), or severe, requiring chronic transfusions (thalassemia major or Cooley's anemia). Children with hemoglobin E (HbE)/β-thalassemia manifest a dramatic range of severity ranging from very mild to severe and transfusion-dependent.
The clinical problems in thalassemia are those associated with chronic anemia, the physiologic response to ineffective erythropoiesis, iron overload from transfusions and paradoxical increased iron absorption, as well as chelation therapy. Clinical problems include transfusion-associated alloimmunization and infection, splenomegaly, bone abnormalities (due to extramedullary hematopoiesis, chelation therapy, and other factors), endocrine dysfunction (including hypogonadism, hypopituitarism, and diabetes mellitus), short stature, pulmonary hypertension, venous thrombosis and thromboembolism, and cardiomyopathy (primarily due to iron overload). Thalassemia patients also may be hypercoagulable, a condition that may be exaggerated after splenectomy.
The approach to moderate to severe disease is to balance transfusion to treat the underlying anemia and suppress erythropoiesis while minimizing and aggressively treating iron overload. Phenotypic matching and leukocyte reduction of transfused blood can reduce immune complications, and careful surveillance for end-organ damage and endocrine management is essential. When an appropriate donor is available, HSCT is recommended before severe liver damage occurs because it provides a potential cure for thalassemia. To ameliorate the course of the disease, other therapies are being investigated, including administration of erythropoietin, fetal hemoglobin modifiers (e.g., hydroxyurea, butyrate), and antioxidants. Of particular excitement is the modulation of ineffective erythropoiesis by manipulating erythropoietin gene signaling via inhibition of the JAK2-STAT5 pathway. Increasing numbers of gene therapy trials are currently underway and proving successful, and gene editing approaches similar to those with sickle cell disease are being pursued.
Children with moderate or severe thalassemia may require cholecystectomy and vascular access placement for frequent transfusions. While splenectomy can aid transfusion support, it is avoided if possible (particularly for thalassemia intermedia) because of the increased risk of embolic disease after splenectomy. If splenectomy is performed, short-term antithrombotic prophylaxis with unfractionated or low-molecular-weight heparin should be considered during and after surgery. Pneumococcal vaccination protocols, as well as prophylactic antibiotic protocols for asplenic patients, should be followed. Patients with thalassemia who have undergone splenectomy should be considered at high risk for thrombosis and should be administered appropriate prophylaxis therapy when exposed to transient thrombotic risk factors such as surgery, pregnancy, and immobilization Demineralized long bones may be prone to fracture, and older children may require osteotomies for bony deformities.
Perioperative management for thalassemia has not been extensively studied. It is important to consult with a hematologist to define transfusion parameters and the optimal preoperative hemoglobin level. In addition, one should be aware of the risk of the possible complications of iron overload in these patients: liver dysfunction; diabetes; pituitary dysfunction; and cardiac dysfunction (the latter an indication for preoperative electrocardiogram and echocardiogram). Bony abnormalities of the maxillofacial area may render securing the airway challenging. Similarly, extramedullary erythropoiesis can lead to paravertebral masses potentially interfering with epidural or other nerve blocks. Laparoscopic and robotic techniques for cholecystectomy and splenectomy have been used successively in children with thalassemia, although perioperative hypertension may be a common problem in laparoscopic splenectomy. Perioperative considerations and concerns for children with thalassemia, especially for those with thalassemia major, are listed in Table 10.10 .
Preoperative Considerations |
Hemoglobin concentration |
Transfusion crossmatch if appropriate (antibody-matched, leukocyte-reduced source for frequently transfused children) |
Evaluation for endocrine dysfunction (e.g., diabetes mellitus, hypopituitarism) |
Cardiac function, including echocardiogram (when appropriate) |
Hepatic function, awareness of risk of cirrhosis and iron- or virus-induced damage |
Airway evaluation, preparation for possible difficult airway |
Presplenectomy antibiotics and immunizations (when appropriate) |
Intraoperative Considerations |
Careful positioning of demineralized extremities |
Attention to cardiovascular function, including postsplenectomy hypertension |
Attention to physiologic effects of laparoscopy on circulatory and respiratory function |
Prophylaxis for thromboembolism |
Postoperative Considerations |
Monitoring of cardiac function |
Prophylaxis for thromboembolism |
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