Echocardiography in Noncardiac Surgery


Key Points

  • 1.

    The portability, ease of use, and rapid diagnostic capability of transesophageal echocardiography (TEE) make it the diagnostic modality of choice during acute hemodynamic instability.

  • 2.

    Qualitative analysis of a condensed TEE examination aids in efficiency during the rapid diagnostic demands required in the emergency setting.

  • 3.

    Rescue echocardiography is a process, not an event, and thus requires continuous reevaluation when treating hemodynamic instability.

  • 4.

    Acute valvular insufficiency is evaluated in the same manner as chronic insufficiency, with a focus on new-onset regurgitation or a large change in chronic regurgitation.

  • 5.

    An intimal flap visualized on TEE is the best method of determining the presence of aortic dissection.

  • 6.

    TEE findings in cardiac tamponade include hypoechoic fluid around the heart, systolic collapse of the right atrium, and exaggerated respiratory variation in right and left ventricular (LV) inflow and outflow.

  • 7.

    The complex geometry of the right ventricle makes quantitative assessment of function difficult. Qualitative evaluation of right ventricular free wall thickening, tricuspid annular excursion, and interventricular septal shape aid in diagnosis of dysfunction.

  • 8.

    Although echocardiography is not the tool of choice for diagnosing pulmonary embolism (PE), it can help to guide management. The primary echocardiographic manifestations of PE are secondary to right heart failure.

  • 9.

    LV dysfunction has multiple possible causes beyond ischemia. Qualitative assessment of function primarily through the LV short-axis view is a well-validated method of diagnosing dysfunction.

  • 10.

    A hypercontractile left ventricle can lead to a dynamic outflow obstruction that is diagnosed by a dagger-shaped LV outflow pattern on Doppler imaging.

  • 11.

    Alterations in the end-diastolic and end-systolic areas of the LV short-axis view help determine whether hemodynamic instability is caused by hypovolemia or low afterload.

  • 12.

    Pulsed-wave Doppler interrogation of the LV outflow tract can yield a stroke distance from which the stroke volume (SV) can be calculated.

  • 13.

    The ability to assess multiple cardiac parameters, including contractility, valvular function, and loading conditions, makes TEE a valuable tool in general hemodynamic monitoring and goal-directed therapy.

  • 14.

    In conjunction with echocardiographic assessments of SV and contractility, Doppler-derived estimates of left atrial pressure can be used to evaluate the effectiveness of an intervention.

  • 15.

    Transthoracic echocardiography can be very useful in the perioperative management of patients undergoing noncardiac surgical procedures. It can be substituted for TEE in many situations.

This chapter focuses on the applications of echocardiography to noncardiac surgical procedures. Echocardiography performed in the emergency setting, also known as rescue echocardiography, is discussed in detail. In addition, the utility of echocardiography as a hemodynamic monitor in general and the use of echocardiography in goal-directed fluid therapy are reviewed. Finally, the perioperative applications of transthoracic echocardiography (TTE) and instructions for performing a basic TTE examination are discussed.

Rescue Echocardiography

Echocardiography in general and transesophageal echocardiography (TEE) in particular are well suited for the rapid diagnostic demands of acute hemodynamic instability. The American Society of Echocardiography (ASE) recommends the use of TEE for acute, persistent, unexplained hypotension. Unexplained hypotension has multiple possible causes that potentially require a wide range of diagnostic modalities. Echocardiography encapsulates these modalities through its ability to reveal disturbances in contractility, valvular function, volume, and intracardiac and extracardiac pressures. Echocardiography not only provides a detailed, quantitative analysis but also allows for qualitative monitoring through rapid visual assessment. The ease and speed with which echocardiography can reveal diagnoses make it an ideal diagnostic modality in the emergency setting and one that is easily teachable.

Prospective data on the use of echocardiography in the emergency perioperative setting are sparse. Several reports have shown the benefit of using both TTE and TEE during hemodynamic instability, confirming the use of echocardiography in this role. It has been shown to be helpful in not only explaining the cause of the instability but also in guiding hemodynamic support or changes to surgical approach.

Inherent in the assessment of hemodynamic instability is urgency. The cause of the instability must be rapidly diagnosed and managed. To aid in efficiency, rescue echocardiography is best performed through a qualitative analysis of a condensed examination. The value of focusing on visual estimation of hemodynamic parameters instead of a detailed quantitative analysis is recognized by the ASE and the Society of Cardiovascular Anesthesiologists (SCA), which have created training pathways for basic TEE certification. The echocardiography literature is replete with examples of practitioners with limited training who accurately perform and evaluate echocardiographic examinations by using primarily qualitative analyses. The comprehensive TEE examination is effective but time consuming, and a condensed examination focusing only on the essential views significantly improves efficiency. The limited examination ( Box 10.1 ) is a modification of the 11 cross-sectional views recommended by the ASE and SCA for the basic TEE examination and covers most clinically relevant disorders. Cardiac disturbances found on the limited examination can be further analyzed by using appropriate additional views. In agreement with the ASE and SCA, we suggest performing and storing the examination in its entirety before focusing on segments specific to the area of interest.

Box 10.1
Recommended Limited Transesophageal Echocardiographic Examination

  • 1.

    ME AV SAX view

  • 2.

    ME AV LAX view

    • Measurement of LVOT diameter

  • 3.

    ME bicaval view

  • 4.

    ME RV inflow–outflow view

  • 5.

    ME four-chamber view

    • With and without CFD on the TV and MV

    • PWD of mitral Inflow

  • 6.

    ME two-chamber view

    • PWD of left upper pulmonary vein

  • 7.

    ME LV LAX view

  • 8.

    Midesophageal ascending aortic SAX

  • 9.

    TG LV SAX view

  • 10.

    Deep TG view

    • PWD of LVOT

    • Calculation of stroke volume

  • 11.

    Descending aorta SAX view

AV, Aortic valve; CFD, color-flow Doppler; LAX, long-axis; LV , left ventricular; LVOT, left ventricular outflow tract; ME, midesophageal; MV, mitral valve; PWD, pulsed-wave Doppler; RV, right ventricular; SAX, short-axis; TG, transgastric; TV, tricuspid valve.

Rescue echocardiography is a process, not an event. The cardiovascular (CV) system is complex and dynamic, changing frequently based on loading conditions. What may be considered an appropriate intervention one minute may not be the next. As many as 14% of instances of hemodynamic instability may have no echocardiographic findings to explain their hemodynamic instability. In these scenarios, it is often difficult to discern the precise cause of the CV abnormality, particularly with regard to low afterload, hypovolemia, and right ventricular (RV) and left ventricular (LV) dysfunction. In addition, multiple abnormalities may be present. A best-guess approach to the abnormality is suggested followed by reevaluation after the proposed intervention. If parameters improve, the intervention should be continued. If they do not improve or worsen, an alternate diagnosis should be sought.

The most common causes of hemodynamic instability are acute valvular and aortic disease, cardiac tamponade, RV dysfunction, pulmonary embolism (PE), and LV hypocontractility and hypercontractility.

Acute Valvular Dysfunction

Although it must be considered in the differential diagnosis, acute new valvular insufficiency is an unlikely cause of hemodynamic instability. If it occurs, it is more likely to occur on left-sided valvular structures. Potential causes of acute aortic valve (AV) and mitral valve (MV) insufficiencies are listed in Table 10.1 . The echocardiographic evaluation of valvular dysfunction is similar regardless of the acuity of the dysfunction. Assessment of valvular regurgitation with rescue echocardiography should be limited to a rapid, qualitative assessment. Quantitative measures such as effective regurgitant orifice area and regurgitant volume may be inaccurate in acute regurgitation. Visual assessment of the regurgitant jet with color-flow Doppler (CFD) focusing primarily on the vena contracta is the preferred approach. It is unlikely that any regurgitation that is less than moderate to severe would cause significant hemodynamic instability. The detection of new-onset severe mitral regurgitation intraoperatively should prompt an evaluation for myocardial ischemia (i.e., wall motion abnormalities). Because the papillary muscles originate from the underlying myocardial walls, wall motion abnormalities may lead to papillary muscle dysfunction with resultant leaflet tethering and mitral regurgitation ( Fig. 10.1 ). One or both of the leaflets may be affected, so the determination of central versus eccentric jets does not include or exclude myocardial ischemia.

Table 10.1
Causes of Acute Valvular Dysfunction
Aortic Valve Insufficiency Mitral Valve Insufficiency
Endocarditis Endocarditis
Aortic dissection Chordal rupture
Chest trauma Papillary muscle rupture
Iatrogenic causes Ischemic cardiomyopathy
Iatrogenic causes

Fig. 10.1, Midesophageal four-chamber view in a patient with active ischemia and restricted posterior mitral valve leaflet (red arrow) . Note the posteriorly directed wall hugging (Coanda effect) mitral regurgitant jet. LA, Left atrium; LV, left ventricle.

Because chronic regurgitation leads to myocardial remodeling, moderate to severe regurgitation in the setting of a normal ventricular size should alert the clinician to the high probability of new-onset dysfunction. Noting new-onset regurgitation or a large change in chronic regurgitation is more important than grading the severity of the regurgitation. Acute or subacute regurgitation in the setting of hemodynamic instability may be either the cause or a manifestation of changes in ventricular function and loading induced by another cardiac abnormality. Treatment of the underlying abnormality may improve the regurgitation.

Although new acute valvular pathology is a less likely intraoperative event, hemodynamic instability that results from an unrecognized presence of existing valvular disease is much more likely. For example, the induction of anesthesia in a patient with previously undiagnosed aortic stenosis may lead to hypotension with resultant myocardial ischemia. Prompt diagnosis and therapy are key to maintaining adequate coronary perfusion pressure and preventing a downward spiral of worsening hemodynamics. Again, the detection of aortic stenosis in the noncardiac operating room is more qualitative than quantitative. Calculating gradients is time consuming and may underestimate the severity in the setting of coexisting LV systolic dysfunction. Semiquantitatively, leaflet separation may be calculated or estimated in the midesophageal (ME) AV long-axis view (LAX). Leaflet separation greater than 15 mm denotes the lack of aortic stenosis, but leaflet separation of less than 8 mm carries a 97% positive predictive value of severe aortic stenosis ( Fig. 10.2 ). Additionally, the ME AV short-axis (SAX) view may demonstrate significant calcium deposition and leaflet restriction and allow the estimation of AV area via planimetry (i.e., the tracing of the AV opening).

Fig. 10.2, Midesophageal long-axis view in a patient with significant aortic stenosis. Note the poor leaflet separation of the aortic valve indicating high positive predictive value of severe aortic stenosis. LA, Left atrium; LV, left ventricle.

Acute Aortic Disease

The mortality rate is high in acute dissection of the thoracic aortic and increases with a delay in diagnosis. Helical computed tomography, magnetic resonance imaging (MRI), and TEE are equally reliable for diagnosing or ruling out a dissection, but TEE has the advantage of portability. The thoracic aorta may be visualized throughout the ME ascending aortic, upper esophageal aortic arch, and descending thoracic aortic views. Recognition of a blind spot preventing visualization with TEE of the distal ascending aorta and proximal aortic arch caused by the interposition of the trachea between the esophagus and aorta is essential to preventing a missed diagnosis.

The diagnosis of dissection is based on the detection of an intimal flap that divides the aorta into true and false lumina. The characteristics of the true and false lumens are summarized in Table 10.2 . In general, the true lumen tends to be smaller and round in shape during systole, with systolic expansion and early laminar flow on color-flow Doppler. The false lumen is typically larger and irregular or crescentic in shape with systolic compression and late turbulent flow ( Fig. 10.3 ). On occasion, the false lumen contains spontaneous echo contrast or frank thrombus from the sluggish flow. TEE is also valuable in assessing for intimal tears, intramural hematomas, and penetrating ulcers. Equally important as identifying dissection is identification of associated complications such as acute aortic regurgitation and pericardial effusions with or without tamponade.

Table 10.2
Differentiation of Aortic Dissection True and False Lumens
True Lumen False Lumen
Smaller size Larger size
Round shape Irregular or crescentic shape
Systolic expansion Systolic compression
Early laminar flow Late turbulent or sluggish flow
± Spontaneous contrast
± Thrombus

Fig. 10.3, Descending thoracic aorta short-axis view in a patient with an aortic dissection. The true lumen (red arrow) is round in shape with laminar flow in color-flow Doppler, and the false lumen (green arrow) is crescentic in shape with spontaneous echo contrast indicative of slow flow.

Cardiac Tamponade

Proper identification of pericardial tamponade is vital because the hemodynamic consequences can be devastating, and the treatment is specific: maintain contractility and preload and drain the pericardial fluid. The pericardium consists of two layers: visceral and parietal. The visceral layer adheres to the epicardium, and the parietal layer is the fibrous sac surrounding it. Five to 10 mL of pericardial fluid is normal. Potential causes of pathologic fluid accumulation are listed in Box 10.2 . The pericardium is of limited size and distensibility, thereby restraining the four chambers and dampening the effects of changes in intrathoracic pressure. Acute effusions are most likely secondary to trauma (including iatrogenic or surgical) or myocardial infarction. Pericardial tissue affected by chronic effusion tends to be more distensible and thus causes less hemodynamic instability. The effusion can envelop the space in a free-flowing fashion or may be loculated, affecting only a portion of the heart. Free-flowing effusions tend to accumulate in the dependent portion of the space. Pericardial fat is a relatively common finding in the anterior space and should not be confused with fluid accumulation. It tends to have a more granular appearance, rather than purely echolucent, and does not lead to chamber collapse.

Box 10.2
Causes of Pericardial Effusions

  • Trauma

  • Inflammation

  • Infection

  • Malignant disease

  • Renal or hepatic failure

  • Post–myocardial infarction status

Pressures within the pericardium and cardiac chambers during fluid accumulation follow a recognized pattern. Initially, fluid accumulation in the pericardial space compresses the right ventricle and causes the filling pressures to rise with little effect on the stroke volume (SV) of either ventricle. As the pericardial pressures rise, the right ventricle begins to collapse, but the thicker-walled left ventricle is unaffected. In the final stage, both the RV and LV SVs are significantly affected as the pericardial pressure determines passive flow. The external pressure on the cardiac chambers also exaggerates the normal respiratory variation in RV and LV SVs. In mechanically ventilated patients, elevated intrathoracic pressure compresses the superior vena cava (SVC) and inferior vena cava and thus reduces RV preload and SV. At the same time, LV preload and SV are enhanced by increasing return from the inflated lungs. Intrathoracic and pericardial pressures decrease on expiration, augment flow into the right ventricle, and push the interventricular septum into the left ventricle. Diastolic filling and LV SV are thus reduced. In a physiologically normal patient, these hemodynamic swings are minimal. Box 10.3 lists the values for normal respiratory variation in the right and left ventricles, and Table 10.3 summarizes the changes in SV associated with cardiac tamponade.

Box 10.3
Normal Respiratory Variation

  • RV inflow <25%

  • LV inflow <15%

  • RV outflow <10%

  • LV outflow <10%

LV, Left ventricular; RV , right ventricular.

Table 10.3
Respiratory Variation in Right and Left Ventricular Inflow in the Setting of Tamponade
Mechanical Ventilation Spontaneous Ventilation
Inspiration Expiration Inspiration Expiration
Right ventricular inflow-outflow
Left ventricular inflow-outflow
↑, Increased; ↓, decreased.

The limited TEE examination should be performed in its entirety because some hemodynamically significant effusions may be difficult to visualize. Pericardial effusions are viewed as darkened echolucent areas between the heart and the parietal pericardium. No universally accepted rule exists for quantification, but effusions measuring less than 1 cm are considered small, effusions of 1 to 2 cm are considered moderate, and those larger than 2 cm are considered large ( Fig. 10.4 ). Echogenic “stranding” in the pericardial space alerts the examiner to the possibility that the effusion is inflammatory or hemorrhagic. In the case of extreme hemodynamic instability, a large pericardial effusion should be considered to cause cardiac tamponade regardless of the results of the continuing study.

Fig. 10.4, Midesophageal four-chamber view in a patient with a large pericardial effusion (red arrow) . LA, Left atrium; RA, right atrium; RV, right ventricle.

Pulsed-wave Doppler (PWD) interrogation of RV inflow or outflow may reveal exaggerated respiratory variations. These changes are the earliest signs of tamponade physiology and are followed by exaggerated variations in LV inflow and outflow. Because of the position and variable anatomy of the right ventricle, Doppler assessment of RV inflow and outflow can prove difficult, particularly within the time constraints of rescue echocardiography. LV inflow is best assessed in the ME four-chamber view with the PWD cursor placed at the MV leaflet tips ( Table 10.4 ). LV outflow is best assessed by placing the PWD cursor in the LV outflow tract (LVOT) seen in the deep transgastric (TG) view ( Fig. 10.5 ). The sweep speed should be 25 to 50 mm/s to view the variability most clearly.

Table 10.4
Suggested Views for Doppler Interrogation of Ventricular Inflows and Outflows
View Pulsed-Wave Doppler Placement
RV inflow Modified bicaval TV leaflet tips
RV outflow TG RV inflow-outflow RVOT
LV inflow ME four chamber MV leaflet tips
LV outflow Deep TG LVOT
LV, Left ventricular; LVOT, left ventricular outflow tract; ME, midesophageal; MV, mitral valve; RV, right ventricular; RVOT, right ventricular outflow tract; TG, transgastric; TV, tricuspid valve.

Fig. 10.5, Pulsed-wave echocardiographic interrogation of the left ventricular outflow tract by using the deep transgastric view in a patient with tamponade physiology showing respiratory variability. HR, Heart rate.

With increasing fluid accumulation, the pericardial pressure starts to exceed the right atrial (RA) pressure, thereby causing exaggerated atrial systolic (i.e., ventricular diastolic) contraction that extends into atrial diastole (i.e., ventricular systole). Assessment of this collapse is best performed in the ME RV inflow-outflow view or the ME four-chamber view. As the pericardial pressure increases further, the right ventricle begins to collapse in diastole. The RV outflow tract is most likely to collapse, and thus the preferred view is the RV inflow-outflow view ( Box 10.4 ). A similar collapse of the thicker left-sided structures would indicate very high pericardial pressures. After the diagnosis is established, echocardiography can be a useful adjunct to guide needle placement during pericardiocentesis.

Box 10.4
Summary of Echocardiographic Findings in Pericardial Tamponade

  • Pericardial effusion

  • Late diastolic or early systolic right atrial collapse

  • Diastolic right ventricular collapse

  • Increased respiratory variation in mitral inflow and left ventricular outflow tract

Right Ventricular Dysfunction

RV failure, defined as the inability of the right ventricle to provide adequate blood flow to the left ventricle in the setting of normal or elevated central venous pressure, is associated with a high mortality rate in both cardiac and noncardiac surgical procedures. Potential causes of RV failure are numerous and include RV contractile dysfunction as seen in ischemia, volume overload, sepsis, and nonischemic cardiomyopathy and the acute elevations in pulmonary artery pressures seen in hypoxia, acute respiratory distress syndrome, LV dysfunction, and PE. Abrupt, catastrophic RV dysfunction can result when the contractile reserve is reduced secondary to a feedback loop involving RV dysfunction, reduced cardiac output (CO), and decreased coronary perfusion causing worsening RV dysfunction.

Because the anatomy and function of the right ventricle are complex, geometric modeling and quantitative analysis are very difficult. For this reason, the echocardiographic assessment of RV function in the emergency setting should be qualitative, and this approach is as good as MRI at detecting dysfunction. Box 10.5 summarizes the echocardiographic manifestations of RV dysfunction. Visual assessment begins with inspection of right-sided chamber sizes to look for dilation of the right ventricle and right atrium. Encroachment into the left side with right-to-left bowing of the interatrial septum (seen best in the ME four-chamber and bicaval views) and a D-shaped intraventricular septum (seen best in the LV SAX view) indicates elevated right-sided pressures ( Fig. 10.6 ). RV contractility can then be assessed by the fractional area change (FAC) or the tricuspid annular-plane systolic excursion (TAPSE) methods. The RV FAC is calculated by measuring the RV end-systolic and end-diastolic areas (RVESA and RVEDA, respectively) in the ME four-chamber view and using the following equation: [RVEDA – RVESA]/RVEDA. A reduced FAC has significant prognostic value in myocardial ischemia and PE.

Box 10.5
Echocardiographic Parameters of Right Ventricular Dysfunction

Dilated Right Ventricle

  • Basal RVEDD >4.2 cm

  • Mid-RVEDD >3.5 cm

  • RVOT EDD >2.7 cm

Dilated Right Atrium

  • RA area >18 cm 2

  • RA length >5.3 cm

  • RA diameter >4.4 cm

  • Bowing into left atrium

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