Early Diagnosis and Prevention of Hearing Loss


Humans hear long before they are born. The human cochlea is fully developed by 24 weeks of gestation. A blink-startle response can already be elicited (acoustically) at 24–25 weeks and is constantly present at 28 weeks. Hearing thresholds are 40 dB HL at 27–28 weeks and reach the adult threshold by 42 weeks of gestation, i.e., at term birth ( ). Still, the central auditory system needs adequate sound stimulation to develop in normal fashion. Studies in altricial animals—such as cats and mice that develop hearing about a week after birth—have demonstrated that sound deprivation during early development reduces the number of neuronal dendritic processes in the auditory cortex and distorts their normal geometry ( ). In addition, it has been shown that reduced or absence of action potential firing in axons delays normal myelin development, and thereby the onset of auditory function. Thus, sound deprivation negatively impacts the maturation of both synaptic organization and axonal conduction in auditory cortex. These findings provide at least a partial explanation for the observed abnormalities in evoked potentials ( Fig. 8.1 ) in deafness, as well as for the degree of recovery occurring after restoration of sound with a cochlear implant (see chapter: Cochlear Implants ).

Figure 8.1
Auditory brainstem responses (ABRs) and obligatory cortical auditory evoked potentials (CAEPs) on a logarithmic timescale. The ABR components (“waves”) are labeled I, III, and V. The middle latency components are indicated with N a , P a , N b , P b (P 1 ). The long-latency components are indicated with P 1 , N 1 , P 2 , and N 2 . Note that P b typically overlaps with P 1 .

Modified from Picton, T.W., Hillyard, S.A., Krausz, H.I., Galambos, R., 1974. Human auditory evoked potentials. I. Evaluation of components. Electroencephalogr. Clin. Neurophysiol. 36, 179–190, with permission from Elsevier.

Normal Human Auditory Development

There are gradients of maturation in the auditory system. One gradient is characterized by early maturation of the brainstem and reticular activating system (RAS) pathways, followed by a later and very extended maturation of thalamocortical and intracortical connections. It is, however, clear that the specific lemniscal and extralemniscal auditory pathways mature at different and slower rates than the nonspecific RAS. The parallel processing in these three pathways may offer ultimately a top–down influence on processing of auditory information ( ) and involve top–down mechanisms of perceptual learning (see chapter: Brain Plasticity and Perceptual Learning ). Another gradient is that of the maturation of cells and axons in cortical layers, initially in layer I followed by layers IV VI and then upward to the superficial layers II III ( ).

The peripheral to cortical maturational processes suggest that the roughly two decades of human auditory maturation can be divided into several periods dictated by structural or functional temporal landmarks. One may divide anatomical development into a perinatal period (third trimester to 6 months postnatal), early childhood (6 months to 5 years), and late childhood (5–12 years) as done by . Although the division into these periods has its merits, explored a separation of the maturational sequence as reflecting two major auditory processes: discrimination and perception of sound. The first developmental period is manifested by early auditory discrimination and is characterized by maturation in the brain stem, the RAS, and cortical layer I. This process is determined by increasing axonal conduction velocity and is largely complete at age 1 year, though fine-tuning occurs into the second year of life ( Fig. 8.2 ).

Figure 8.2, Functional maturation of the human auditory system. The fastest maturing system is formed by the cochlea and auditory nerve with a time constant T =4 weeks and reaches maturation at approximately 3 months of age. The brain stem up to and including the fibers into the medial geniculate body matures with a time constant of approximately 6 months and reaches maturity at approximately 1.5 years of age. This also includes the maturation of the RAS pathway that innervates cortical layer I. The thalamus, the auditory radiation, and the cortex do not appear mature until approximately 20 years of age. CN, cochlear nucleus; IC, inferior colliculus; MGB, medial geniculate body; MNTB, medial nucleus of the trapezoid body; SOC, superior olivary complex.

Infants younger than the age of 6 months have the ability to discriminate phonemic speech contrasts in nearly all languages, a capability they later lose when raised in a one-language environment. In contrast, the histology of the brain in the first half-year of life indicates only a poor and very partial maturation of the auditory cortex. This discrepancy suggests either that infants rely largely on subcortical processing for this discrimination, or that the methods used in quantifying the structural and physiological properties of the auditory system are incomplete, or at least insensitive. It is likely that the cortical input in this period is mainly due to that provided by the early maturing RAS. A detailed argument is provided in the work of .

The second major maturational period reflects the development of auditory perception, the attribution of meaning to sound, with its neural substrate in cortical maturation. This process depends on synapse formation and increasing axonal conduction velocity and has a maturational onset between 6 months and 1 year. The age of 6 months is a behavioral turning point, with changes occurring in the infant’s phoneme discrimination. This is more or less paralleled by regressive changes in the constituent makeup of layer I axons in the auditory cortex and the onset of maturation of input to the deep cortical layers. One could entertain the idea that, at about 6 months of age, the cortex starts to exert a modulating or gating influence on subcortical processing via efferents from the maturing layers IV VI, resulting among others in the loss of discrimination of foreign language contrasts. The period between 2 and 5 years of age, the time of development of perceptual language, is characterized by a relatively stable level of cortical synaptic density that declines by 14 years of age ( ). In later childhood, a continued improvement of speech in reverberation and noise, and of sound localization, is noted. At the end of the maturational timeline, one usually considers the hearing of young adolescents as completely adult like. However, speech perception in noise and reverberant acoustic environments does not mature until around age 15. This should be considered in the design of class rooms and the management of sound levels during class.

The maturation of auditory anatomy and behavior is reflected in progressive changes in electrophysiological responses. At approximately 2 years of age, the electrophysiological measures of auditory function in the form of the auditory brain stem response, middle latency response, the late P 2 component of the cortical auditory-evoked potentials, and the mismatch negativity are fully mature. At about 6 years of age, the long-latency (~100 ms) N 1 component of the CAEP is typically not recordable with stimulus repetition rates above 1/3 s. Reliability improves over the next 5 years, and the N 1 is detectable in all 9- to 10-year-olds at stimulus rates of approximately 1/s. Age 12 and up is characterized by major transient changes in the cortical evoked potentials that are likely related to the onset of puberty ( ) and functional aspects of this perceptual process continue to change well into adulthood ( Fig. 8.3 ). Although behavioral measures of auditory perception are mostly adult-like by age 15, the maturation of long-latency CAEPs continues for at least another 5 years thereafter. This may suggest the need for additional behavioral studies in adolescents and provides yet another example of the relative strengths and weaknesses of alternative methods in the evaluation and interpretation of human auditory maturation. However, not all detectable electrophysiological or structural changes need to be behaviorally relevant. Early diagnosis as provided by universal newborn hearing screening (UNHS) is the most relevant and will be discussed in Section 8.3 .

Figure 8.3, Age-dependent morphology of the AEPs for different recording sites. Note the late (~9 years) appearance of N 1 (here labeled N 1b ) in the Fz and Cz recordings. Note the (incomplete) phase reversal for the temporal (T) and parietal (P) electrodes compared to the central (C) and frontal (F) ones.

Effects of Early Hearing Loss on Speech Production

The value of early determination of hearing loss was reported by . They found that early identification of hearing loss and early intervention resulted in significantly better language development. This was exemplified by children whose hearing losses were identified by 6 months of age that demonstrated significantly better language scores than children identified after 6 months of age. drew the conclusion that “identification of hearing loss by 6 months of age, followed by appropriate intervention, is the most effective strategy for the normal development of language in infants and toddlers with hearing loss. Identification of hearing loss by 6 months can only be accomplished through universal newborn hearing screening.” compared the vocalizations 21 infants with normal hearing and 12 early-identified infants with hearing loss over a period of 14 months (from 10 to 24 months of age). They found that children with hearing loss were delayed in the onset of consistent canonical babble relative to age-matched controls. This suggested to them that consonant development in infants with hearing loss was delayed but not qualitatively different from children with normal hearing. extended this to the transition from babble to words and found that both groups increased the purposeful use of voice between 16 and 24 months of age. However, the hearing loss group was much slower to develop expressive vocabulary and demonstrated larger individual differences than the normal hearing group. The delay had significant effects on expressive vocabulary development. looked at the effects of the age of hearing aid or cochlear implant fitting. They measured potential predictors such as age at fitting of amplification (1 month to 6 years), degree of hearing loss in the better hearing ear (ranging from mild to profound), and cochlear implant use. Age at fitting of amplification showed the largest influence and was a significant factor in all outcome models. The degree of hearing loss and cochlear implant use were important factors in the modeling of speech production and spoken language outcomes. These studies strongly suggest the need for early identification of hearing loss.

Early Detection

Early studies into the feasibility of newborn hearing screening include who evaluated the use of ABRs in 321 high-risk newborns. Of those, 234 received predischarge tests and 200 had follow-up tests. Screening ABR with 40 dB nHL clicks appeared appropriate in the nursery. Screening sensitivity was good, and only 8% of babies failed. Follow-up ABR after 3 months confirmed hearing loss in eight babies. screened an extremely high-risk group of 137 infants from a neonatal intensive care unit (NICU). Of the 137 infants tested, 82 passed the initial ABR, 22 conditionally passed, and 34 failed. Follow-up behavioral and audiometric testing was done in 82 infants. Four infants had severe sensorineural hearing loss (SNHL), each of whom had failed the initial ABR. None of the infants who initially passed or conditionally passed the ABR had SNHL on follow-up testing. An important precursor for UNHS was the study by who screened 1850 infants from the well-baby nursery and NICU using transient evoked otoacoustic emissions (TEOAEs) (see chapter: Hearing Basics ) in a two-stage process. Infants referred from the first stage prior to being discharged from the hospital were rescreened 4–6 weeks later. Those who did not pass the second-stage TEOAE screening were referred for diagnostic ABR and/or behavioral audiological evaluation for confirmation of hearing loss, fitting with amplification, and enrollment in early intervention programs. They identified 11 infants with unilateral or bilateral SNHL more than 25 dB (a prevalence of 5.95 per 1000) and 37 with unilateral or bilateral recurrent conductive hearing loss more than 25 dB (a prevalence of 20.0 per 1000). emphasized critical periods in neural development of hearing as an important incentive for UNHS. In another prequel to UNHS procedures, assessed 149 newborns who had normal automated ABRs and also had distortion product otoacoustic emissions (DPOAEs; chapter: Hearing Basics ) measured. They found that the DPOAE pass rates were lower at low frequencies, likely due to lower signal-to-noise ratios, and that test results could be improved by eliminating frequencies below 2.0 kHz.

A Joint Committee on Infant Hearing statement ( ) had “endorsed the goal of universal detection of infants with hearing loss and encourages continuing research and development to improve techniques for detection of and intervention for hearing loss as early as possible.”

Universal Newborn Hearing Screening: A Survey

An overview of a representative group of large-scale neonatal hearing screening programs is shown in Table 8.1 . In the following we present some additional details, more or less in chronological order.

Table 8.1
Newborn Hearing Screening
Country Year of Report N (% of Population) TEOAE AABR Pass (%) Clinical Follow-Up Incidence Bilateral Hearing Loss
USA (Hawaii) 1998 1 10,372 + 96% ABR 1/1000
USA 2000 2–5 7179 + + VRA 20/1000 a
Italy 2006 6 158,048 (79.5%) + + ABR 0.72/1000
Poland 2008 7 1,392,427 (96.3%) + 95.6% ABR 1.3/1000
Sweden 2007 8 14,287 (99.1%) + 97%
Germany (Hessen) 2006 9 17,439 + + 97% ABR 1.14/1000
Netherlands 2010 10 335,560 + At age 3–5 0.78/1000
Sweden 2011 11 31,092 + + 98.8% ABR 1.8/1000
Belgium (Flanders) 2012 12 103,835 (100%) + 99.3% ABR 0.87/1000
Belgium (French part) 2014 13 263,508 (100%) + 97.6% ABR 1.41/1000
Taipei City 2013 14 15,790 (99.1%) + 1.4/1000
Israel (Zefat) 2013 15 5212 (94.8%) + + 94.8% ABR 1.5/1000
Turkey (Corlu) 2014 16 11,575 + + 94.9% ABR 1.3/1000
Brazil (São Paulo) 2014 17 929 + 95.9% ABR 9.1/1000 b
VRA, visual reinforcement audiometry; AABR, automated ABR.
1 , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9 , 10 , 11 , 12 , 13 , 14 , 15 , 16 , and 17 .

a NICU plus high-risk group only.

b NICU only

performed newborn hearing screening with automated ABR in 10,372 infants born during a 5-year period in Hawaii. The false-positive rate was 3.5% after the initial screening and 0.2% when a two-stage screening procedure was used. They found an incidence of congenital bilateral hearing loss in the well population of 1/1000 and in the NICU population of 5/1000.

Following the Joint Committee on Infant Hearing statement, a feasibility study sponsored by the National Institutes of Health in the United States was set up to determine the accuracy of three measures of peripheral auditory system status (TEOAEs, DPOAEs, and ABR thresholds) applied in the perinatal period. In this study, all graduates of involved NICUs and healthy babies with one or more risk factors for hearing loss were targeted for follow-up testing using visual reinforcement audiometry (VRA) at 8–12 months of age ( ). Automated ABR was implemented using a 30 dB nHL click stimulus, which appeared to be reliable for the rapid assessment of hearing in newborns. More than 99% of infants could complete the ABR protocol. More than 90% of NICUs and well-baby nursery infants “passed” given the strict criteria for response, whereas 86% of those with high-risk factors met the criterion for ABR detection ( ). DPOAE measurements in neonates and infants resulted in robust responses in the vast majority of ears for f2 frequencies for at least 2.0, 3.0, and 4.0 kHz ( ). All NICU infants and healthy babies with risk factors (including healthy babies who failed neonatal tests) were targeted for follow-up VRA evaluation once they had reached the 8 months corrected age. More than 95% of the infants could reliably be tested and 90% provided complete tests ( ). Accuracy for the OAE measurements was best when the speech awareness threshold or the pure-tone average for 2.0 kHz and 4.0 kHz was used as the gold standard. ABR accuracy varied little as a function of the frequencies included in the gold standard ( ).

In Italy ( ) UNHS coverage had undergone a steep increase from 29.3% in 2003 to 48.4% in 2006. The majority of UNHS programs were implemented in the northwest and northeast areas. The Polish Universal Neonatal Hearing Screening Program started in 2002 in all neonatal units in Poland ( ). Between 2003 and 2006 a total number of 1,392,427 children were screened for hearing impairment. The first Swedish UNHS program included over 33,000 measurement files from 14,287 children at two maternity wards ( ). Test performance was clearly better when the children were tested day 2 after birth or later. In a cohort study the outcome of the UNHS program in the German state of Hessen in 2005 was analyzed ( ). Forty-nine hearing-impaired children out of 17,439 tested were diagnosed at a median age of 3.1 months and treated at a median age of 3.5 months.

Between 2002 and 2006, all 65 regions in the Netherlands replaced distraction hearing screening, conducted at 9 months of age, with newborn hearing screening ( ). Consequently, the type of hearing screening offered was based on availability at the place and date of birth and was independent of developmental prognoses of individual children. All children born in the Netherlands between 2003 and 2005 were included. At the age of 3–5 years, all children with permanent childhood hearing impairment were identified. Evaluation ended in December 2009. During the study period, 335,560 children were born in a newborn hearing screening region and 234,826 children in a distraction hearing screening region (not shown in Table 8.1 ). At follow-up, 263 children in newborn hearing screening regions (0.78 per 1000 children) and 171 children in distraction hearing screening regions (0.73 per 1000 children) had been diagnosed with permanent childhood hearing impairment. Compared with distraction hearing screening, a newborn hearing screening program was associated with better developmental outcomes at age 3–5 years among children with permanent childhood hearing impairment.

tested the entire population of term newborns in Flanders, Belgium, by a UNHS program. Follow-up diagnosis was done in specialized referral centers. determined the etiology of hearing loss detected by this Flemish screening program. From 1997 to 2011, 569 neonates out of 103,835 were referred to the referral center after failed neonatal screening. A retrospective review was performed. In 35% of the subjects no obvious etiology could be determined. This series showed a genetic syndromic cause in 80% of the genetic bilateral hearing loss cases, whereas connexin26-positive diagnoses were underrepresented. presented data from the 2007 to 2012 screening period from the French speaking area in Belgium. Over the screening period, only 62.21% of the referred newborns had a follow-up; the follow-up rate was particularly low for the first year (44.91%) and then strongly increased (+19.52% in 2008) but never exceeded 70%. reported data from bedside UNHS programs at Karolinska University Hospital and at Södertälje Hospital in Sweden. The recorded multiple TEOAEs and found that this reduced the need for ABRs.

Examples of some smaller scale or exploratory screenings included 85% of the delivery units in Taipei City, which include 20 hospitals and 14 obstetrics clinics, were recruited into the screening program in two stages from September 2009 to December 2010 ( ). Sixty-four percent (14/22) of babies with bilateral hearing loss completed the full diagnostic hearing tests within 3 months of birth. evaluated a newly established universal newborn hearing screening program at the Ziv Medical Center in Zefat, Israel. Screening results of all neonates born from the initiation of the program on March 15, 2010 until the end of 2011 were reviewed. reviewed the newborns from Çorlu State Hospital in the west part of Turkey or referred from other Health Care Centers, between September 2009 and November 2012. described the outcome of screening using ABR and audiological diagnosis in 929 neonates from the NICU at the Woman’s University Hospital (CAISM) at State University of Campinas (São Paulo, Brazil). See Table 8.1 for outcome details.

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