Diseases of the Pleura and Mediastinum


Summary of Key Points

  • Malignant Pleural Mesothelioma

  • Malignant pleural mesothelioma (MPM) is a rare disease with 2000 to 3000 cases occurring annually in the United States.

  • Approximately 90% of the cases are attributed to prior asbestos exposure, with a latency period of more than 20 years. Other risk factors include smoking and prior chest radiation.

  • There is a male predominance, with a peak age of 60 years.

  • Four subtypes exist: epithelioid, sarcomatous, biphasic epithelial (also referred to as mixed ), and desmoplastic. Epithelioid is the most common subtype and may be associated with a better prognosis.

  • At diagnosis the condition must be differentiated from reactive benign mesothelial proliferations, metastatic adenocarcinoma, or non–small cell lung cancer (NSCLC) with adenocarcinoma histologic features.

  • No single test is diagnostic of MPM, and it frequently requires a panel of immunohistochemistry markers to confirm the diagnosis.

  • Cytologic analysis of pleural fluid is not reliable to exclude MPM, and a thoracoscopic biopsy may be required. Invasion into subpleural adipose tissue is the most reliable indicator of malignancy.

  • Computed tomographic (CT) scan is the initial staging procedure. Chest and abdominal magnetic resonance imaging (MRI) may aid in evaluating the extent of pleural involvement (to the contralateral pleural space) and involvement of diaphragm and peritoneum.

  • Fluorodeoxyglucose positron emission tomography (FDG-PET) scan may aid in detection of extrathoracic disease.

  • When surgery is considered, surgical staging is optimal to define extent of disease. Cervical mediastinoscopy may be useful for detection of mediastinal involvement. Peritoneal lavage or laparoscopy is indicated if peritoneal involvement is suspected.

  • For patients with operable disease without significant comorbidities, surgical options include extrapleural pneumonectomy or pleurectomy and decortication.

  • Incomplete resection (R1, R2) and lymph node metastases are associated with worse prognosis.

  • Phase II trials have demonstrated the feasibility of multimodality therapy—either in the preoperative or postoperative setting—because of the difficulty in achieving R0 resections.

  • The benefit of preoperative or postoperative radiation therapy (RT) and chemotherapy is undefined.

  • For patients with unresectable disease or metastatic disease without significant comorbidities and with preserved performance status, treatment with a platinum agent (cisplatin or carboplatin) and antifolate (pemetrexed or raltitrexed) is the standard therapy.

  • A variety of agents have activity in the second-line setting.

  • RT provides palliation of symptoms, and postoperative RT may reduce the rate of local and port site recurrence.

  • Thymoma

  • The most common of all mediastinal tumors, thymomas comprise approximately 20% of tumors of the mediastinum.

  • Differential diagnosis for an anterior mediastinal mass includes thymoma, germ cell tumors, lymphoma, thyroid proliferative disease, thymic carcinoma, and thymic carcinoid.

  • Approximately 50% of patients with thymoma are asymptomatic at diagnosis. Symptoms depend on the mediastinal mass size; cough, chest pain, dyspnea, hoarseness, and superior vena cava symptoms may occur.

  • Thymomas may be associated with paraneoplastic syndromes (e.g., myasthenia gravis, pure red blood cell aplasia, and hypogammaglobulinemia). Thymic carcinoids may also be associated with paraneoplastic syndromes.

  • Thymomas are classified according to the World Health Organization (WHO) classification.

  • Primary therapy is complete surgical resection.

  • Postoperative RT should be considered for patients with stage IIB disease, close surgical margins, WHO grade B disease, and tumor adherent to the pericardium.

  • Chemotherapy with cisplatin or anthracycline-based therapy is an option for patients with unresectable or metastatic disease (thymic carcinoma).

  • Malignant Pleural Effusions

  • Patients with malignant pleural effusions have a poor prognosis, and pleural effusion is considered metastatic disease.

  • The most common causes of malignant pleural effusion are lung cancer, breast cancer, lymphoma, pleural mesothelioma, and cancer of unknown primary.

  • Common symptoms include dyspnea on exertion, shortness of breath, and cough.

  • Cytology can be diagnostic of type of malignancy.

  • Thoracentesis may be diagnostic and may provide symptomatic relief.

  • Management strategies include intermittent thoracentesis, indwelling pleural catheters, and talc pleurodesis. Optimal treatment depends on the patient's prognosis, performance status, and type of malignancy.

Primary Tumors of the Pleura: Mesothelioma

Primary benign and malignant tumors of the pleura are rare, and they include solitary fibrous tumor, adenomatoid tumor, pleural desmoid tumors, calcifying fibrous pseudotumor, and malignant pleural mesothelioma (MPM). For clinicians, the most frequent differential diagnosis is solitary fibrous tumor because these tumors may have features of malignancy such as poor circumscription and invasion into adjacent structures. Solitary fibrous tumors of the pleura are significantly less common than MPM and are not associated with asbestos exposure. They are generally asymptomatic at the time of diagnosis, and the radiographic features are a well-circumscribed, peripheral mass that abuts the pleural surface, frequently attached by a pedicle. Approximately 10% to 20% are classified as malignant; malignant tumors are characterized by mitoses, necrosis, atypia, and hypercellularity. Radiographically malignant tumors compared with benign tumors tend to be larger and are associated with increased likelihood of being avid on fluorodeoxyglucose–positron emission tomography (FDG-PET). Patients with malignant solitary fibrous tumors tend to have a higher recurrence rate and worse survival. The primary treatment remains complete surgical resection if feasible. Because of the rarity of solitary fibrous tumors, it is difficult to define the natural history and optimal management, but postoperative radiation and chemotherapy are not standard therapies. The primary focus of this section is MPM, the most common pleural malignancy.

Epidemiology

The association between MPM and asbestos exposure has been well established for decades; in the mid-20th century, commercial uses for asbestos were developed, which led to increased occupational exposure. Common sites of occupational exposure were asbestos mines, shipyards, cement factories, and places where work with insulation was performed. Asbestos refers to six fibrous silicate minerals found widely throughout the world, and is divided into two categories based on the chemical composition and crystalline structure : a serpentine form (i.e., chrysotile) and a thin, rodlike form (i.e., amphiboles, including crocidolite, amosite, anthophyllite, tremolite, and actinolyte). The association of the amphibole form and MPM is well established, but the association between the serpentine form and MPM is a matter of debate. The long latency period (>20 years) between asbestos exposure and the development of MPM can make identification of the type, amount, and duration of asbestos exposure difficult. There does not appear to be a linear relationship between exposure and risk of developing MPM, and it appears that prolonged exposure is required for development of MPM. This is important for workers who had sporadic or limited exposure. A higher rate of MPM has been observed among family members of workers with occupational exposure, caused by secondary exposure from clothes and close contact. Some patients with MPM will not report a known asbestos exposure, so the absence of a history of asbestos exposure should not eliminate MPM from the differential diagnosis. Less common etiologic agents associated with MPM include prior radiation therapy (RT), diagnostic use of thorium dioxide (Thorotrast), mineral fibers with similar properties (e.g., erionite), and potentially simian virus 40. In the United States, the incidence of MPM is estimated to be about 3000 cases per year. The rate increased from the 1970s to the 1990s but has now leveled off and even slightly declined.

Despite the clear association between asbestos exposure and MPM, only a minority of people with significant exposure develop MPM (~5%), and the identification of MPM clusters within certain families raises the question about the influence of genetics in carcinogenesis. A study of an MPM epidemic in Cappadocia, Turkey and the United States revealed that the risk of developing MPM is transmitted in certain high-risk families, suggesting a genetic predisposition to erionite carcinogenesis. A high incidence of MPM in some families in the United States has been linked to germline mutations of the BAP1 gene. BAP1 somatic mutations have also been identified in 25% of cases of sporadic MPM. BAP1 appears to regulate deubiquitination during the DNA damage response and the cell cycle, and mutations that affect the deubiquitination of BAP1 or the nuclear localization reduce the tumor suppressor activity of BAP1. Other potential mechanisms of carcinogenesis include direct mechanical interference of asbestos fibers with chromosome segregation during mitosis or the generation of oxidants by macrophages attempting to digest asbestos fibers. The presence of asbestos causes inflammation, and the chronic inflammation associated with the asbestos fibers contributes to the process of carcinogenesis. The mechanism of carcinogenesis from chronic inflammation appears to be related to the cytokines tumor necrosis factor–α (TNF-α) and interleukin-1β (IL-1β).

Clinical Presentation

The most common presenting symptoms in patients with MPM are shortness of breath, dyspnea on exertion, and chest wall pain or discomfort. Less common symptoms include fever of unknown origin, sweats, weight loss, and a decline in performance status. Many times patients have symptoms for months before consulting a medical professional. On physical examination, decreased breath sounds on auscultation or dullness to percussion may be present. Frequently, a chest x-ray examination is performed, and this reveals a pleural effusion and/or opacification in one hemithorax. There are no specific laboratory abnormalities or tumor markers diagnostic of MPM, although it has been associated with thrombocytosis.

Thoracentesis is frequently performed to alleviate the patient's symptoms, and it is part of the initial evaluation. A cytologic analysis of the pleural fluid is frequently performed; however, pleural effusion cytology is not reliable. Diagnostic cytologic criteria have not been established, and invasion cannot be assessed on the specimen. Evidence of invasion into the subpleural adipose tissue is the most reliable indicator of malignancy. Thus the presence of pleural effusion cytologic findings that are negative for malignancy is not sufficient to eliminate MPM from the differential diagnosis. Many times, a thoracoscopic biopsy is required, and if the tumor is surgically resectable the thoracoscopic port should be placed within the line of a potential thoracotomy so the area can be excised at the time of thoracotomy to help prevent seeding or recurrence at the port site.

A number of prognostic markers have been identified including performance status, histology, presence or absence of chest pain, younger age, and normal platelet count. Many of these factors were identified from retrospective analyses that included small numbers of patients. The European Organisation for Research and Treatment of Cancer (EORTC) performed a multivariate analysis and found poor prognosis to be associated with poor performance status, a high white blood cell count, a probable or possible histologic diagnosis of MPM (compared with definite diagnosis), male gender, and sarcomatous histologic subtype. On the basis of these five factors, patients were divided into a good prognosis group (1-year survival rate of 40%; 95% confidence interval [CI], 30%–50%) and a poor prognosis group (1-year survival rate of 12%; 95% CI, 4%–20%). This model was validated based on independent clinical trials. An analysis of a phase III trial also validated the EORTC prognostic index and identified pain and appetite loss as independent prognostic factors. The prognostic index is useful to assist in the interpretation of phase II trials and may assist the clinician in estimating the prognosis.

Pathology

The four subtypes of MPM according to the World Health Organization (WHO) are epithelioid, sarcomatous, biphasic epithelial (also referred to as mixed ), and desmoplastic. The epithelioid type is the most common and has a better prognosis compared with the other types. It can be difficult to distinguish MPM from reactive mesothelial hyperplasia, non–small cell lung cancer (NSCLC) with adenocarcinomatous histologic features, and metastatic adenocarcinoma. No single immunohistochemistry (IHC) stain can differentiate MPM from NSCLC with adenocarcinomatous histologic features, and a panel of IHC stains is frequently used. One practice is to test for two markers that are positive in MPM (e.g., cytokeratin AE1/AE3, keratins [e.g., CK5/6, CK7], calretinin, Wilms tumor 1 [WT1; nuclear staining], D2-40) and two that are negative for MPM (e.g., carcinoembryonic antigen [CEA] and thyroid transcription factor 1 [TTF1]) ( Table 70.1 ).

Table 70.1
Histochemistry Studies to Distinguish NSCLC and Malignant Pleural Mesothelioma (MPM)
Stain Adenocarcinoma MPM
Cytokeratin AE1/AE3

Keratins

Calretinin

WT1

D2 40

CEA

TTF-1

CEA, Carcinoembryonic antigen; NSCLC, non–small cell lung cancer; TTF-1, thyroid transcription factor; WT1, Wilms tumor.

Staging

The natural history of MPM is growth along the pleural surfaces of the thoracic cavity and invasion of the surrounding lung tissue and regional lymph nodes, followed by transdiaphragmatic extension, peritoneal spread, and occasionally distant metastatic disease. The staging system provides an estimate of the prognosis, and an assessment regarding whether the tumor is potentially resectable. The tumor, nodal, and metastasis (TNM) staging system is often used ( Table 70.2 ). Computed tomography (CT) of thorax and abdomen is the standard clinical staging procedure. However, several series have demonstrated that FDG-PET may improve both T and N staging and prevent futile surgery in some patients. PET-CT also has the ability to reveal extrathoracic disease, and approximately 10% to 25% of patients will have distant disease detected with PET scanning. Transdiaphragmatic extension is a contraindication to surgical resection. In one study, the use of peritoneal lavage before surgical resection demonstrated transdiaphragmatic invasion of the peritoneal cavity or peritoneal metastases in approximately 10% of patients. Surgical staging may further reduce false-negative staging findings. Surgical staging of the mediastinum includes endobronchial ultrasound and/or mediastinoscopy. Laparoscopy with peritoneal lavage is indicated when subdiaphragmatic involvement is suspected.

Table 70.2
TNM Staging of Malignant Pleural Mesothelioma
TNM DESCRIPTION
Primary Tumor
Tx Tumor cannot be assessed
T0 No evidence of tumor
T1A No involvement of the visceral pleura
T1B Tumor also involving the visceral pleura
T2 Tumor involving each of the ipsilateral pleural surfaces (parietal, mediastinal, diaphragmatic, and visceral pleura) with at least one of the following: involvement of diaphragmatic muscle; extension of tumor from visceral pleura into the underlying pulmonary parenchyma
T3 Locally advanced but potentially resectable tumor. Tumor involving all of the ipsilateral pleural surfaces (parietal, mediastinal, diaphragmatic, and visceral pleura) with at least one of the following: involvement of the endothoracic fascia; extension into the mediastinal fat; solitary, completely resectable focus of tumor extending into the soft tissues of the chest wall; nontransmural involvement of the pericardium
T4 Locally advanced technically unresectable tumor; tumor involving all of the ipsilateral pleural surfaces (parietal, mediastinal, diaphragmatic, and visceral pleura) with at least one of the following: diffuse extension or multifocal masses of tumor in the chest wall, with or without associated rib destruction; direct transdiaphragmatic extension of tumor to the peritoneum; direct extension of tumor to the contralateral pleura; direct extension of tumor to mediastinal organs; direct extension of tumor into the spine; tumor extending through to the internal surface of the pericardium with or without a pericardial effusion or tumor involving the myocardium.
Regional Lymph Nodes
Nx Regional lymph nodes cannot be assessed
No No regional lymph node metastases
N1 Metastases in the ipsilateral bronchopulmonary or hilar lymph nodes
N2 Metastases in the subcarinal or the ipsilateral mediastinal lymph nodes, including the ipsilateral internal mammary and peridiaphragmatic nodes
N3 Metastases in the contralateral mediastinal, contralateral internal mammary, ipsilateral or contralateral supraclavicular lymph nodes
Distant Metastasis
M0 No distant metastasis
M1 Distant metastasis present
ANATOMIC STAGE/PROGNOSTIC GROUPS

Stage T N M
I T1 N0 M0
IA T1a N0 M0
IB T1b N0 M0
II T2 N0 M0
III T1, T2 N1 M0
T1, T2 N2 M0
T3 N0, N1, N2 M0
IV T4 Any N M0
Any T N3 M0
Any T Any N M1

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