Developmental Visual Deprivation


The vision of newborn infants is crude. As infants experience the normal visual environment, their vision rapidly improves with different visual capabilities emerging at different ages. Determining the exact timing for the behavioral onset of specific visual functions and identifying the critical factors that limit their development have been the primary focus of perceptual and physiological studies on vision development. Although immaturities of the physiological optics and ocular motility are known to affect the infant's vision soon after birth, the maturation of the retina and, to a greater extent, the visual cortex largely set a limit on their normal perceptual development. ,

The neuronal connections of the visual cortex are malleable for a considerable time after birth, the “critical” or “plastic” period of development. The postnatal development of the visual cortex, therefore, requires normal visual experience and precise matching of the images in the two eyes. Experiencing binocularly discordant images early in life, a binocular imbalance, has devastating effects on the development of the visual system because after eye opening, the neurons in the highly plastic visual cortex receive robust signals from the two eyes that do not match. Prevalent abnormal visual conditions that can cause binocular imbalance are early monocular form deprivation, unilateral defocus, and ocular misalignment. Experiencing binocular imbalance during early infancy causes binocular vision disorders, and if untreated, amblyopia is likely to develop.

Topics in this chapter cover what we currently know about the perceptual consequences of early abnormal visual experience, the neural basis of altered vision, and the synaptic and molecular mechanisms of cortical plasticity.

Macaque monkeys are ideal animal models for exploring the neural mechanisms underlying developmental vision disorders in humans. The anatomical and physiological organizations of their visual system are nearly identical to humans. Perceptual studies in normal mature monkeys have extensively documented the striking similarities in monocular and binocular visual capabilities between macaque monkeys and humans. , The relative (scaled) time course of normal visual development in macaque monkeys parallels that of humans. The primate visual cortex is structurally and functionally , more developed at or near birth than the visual cortex in lower species.

Many important discoveries on vision development have been made on sub-primate species (e.g. cats, ferrets, rats, and mice). However, in lower animals it is not always possible to establish a link between neural and perceptual deficits resulting from early abnormal visual experience. This chapter, therefore, will primarily review studies on non-human primates. Studies with human infants are mentioned when appropriate, and research in sub-primate species is described in detail mostly where the neural and molecular basis of cortical plasticity is discussed.

Effects of early monocular form deprivation

Constant monocular form deprivation

Monocular form deprivation can result from an occlusion of the image in one eye or from a severely degraded image in the affected eye. Congenital dense cataracts and ptosis are the common causes of monocular form deprivation in human infants. To create primate models of monocular form deprivation, the eyelids of infant monkeys are surgically closed, or more recently, by wearing diffuser lenses in front of one eye.

Perceptual deficits

All binocular functions including local/global stereopsis and binocular summation of contrast sensitivity are severely compromised or lost following early monocular form deprivation. , The visual sensitivity of the deprived eye is dramatically reduced or virtually lost, form deprivation amblyopia ( Fig. 40.1A ). Importantly, the severity of the contrast sensitivity loss resulting from monocular form deprivation is directly related to the degree of retinal image degradation during early infancy ( Fig. 40.1B ).

Figure 40.1, Effects of early monocular form deprivation on contrast sensitivity in macaque monkeys. ( A ) Spatial contrast sensitivity functions from normal (left) and monocularly form-deprived (right) monkeys. Red circles indicate contrast sensitivity for the left eye in the normal and the affected eye in the deprived monkey. Green circles in Normal and purple circles in MD indicate contrast sensitivity for the fellow eyes. Blue squares show binocular contrast sensitivity.

Monocular deprivation also leads to an abnormal elongation of the eyes, hence, the development of myopic refractive errors. The deleterious effects of early monocular deprivation on spatial vision development are generally far more severe than the anomalies resulting from form deprivation in both eyes, bilateral form deprivation ( Fig. 40.2 ). , As in monkeys with monocular form deprivation, bilateral form deprivation leads to a significant loss of binocular functions including the detection of stereoscopic cues and binocular summation of contrast sensitivity ( Fig. 40.2 ). In these binocularly deprived monkeys, the binocular contrast sensitivity function (square symbols) overlaps with the better monocular sensitivity function (open circles).

Figure 40.2, Contrast sensitivity and binocular summation after binocular form deprivation. Spatial contrast sensitivity function of the right (red circle) and left (blue circle) eye after 16 weeks of deprivation beginning at 3 weeks of age. Green square symbols indicate contrast sensitivity under binocular viewing conditions.

Neural changes

The most consistent effect of early monocular form deprivation on development is anomalous changes in the ocular dominance distribution of V1 neurons ( ocular dominance plasticity ). During the critical period of development, the afferent fibers from the LGN representing the two eyes compete for consolidation of functional connections in V1 ( binocular competition ). , This early binocular competition is activity dependent; hence, depriving normal signals from one eye puts the affected eye into a competitive disadvantage and leads to a severe loss of functional connections in V1 from the deprived eye. The ocular dominance columns of the input layer in V1 (layer IVC) representing the deprived eye exhibit a substantial shrinkage. The axon arbors of the afferent fibers from the LGN in the deprived columns show abnormal structural changes and the intrinsic long-range horizontal connections extending over multiple ocular dominance columns reorganize their wiring pattern in the cat primary visual cortex. ,

Electrophysiological studies consistently report the severe loss of binocularly driven cells, i.e. neurons that can be activated by stimulation of either eye. In addition, there is a clear shift in the ocular dominance distribution of cortical neurons away from the deprived eye. Specifically, the percentage of V1 neurons that can be activated or dominated by stimulation of the deprived eye is significantly decreased ( Fig. 40.3 ). The reduced functional innervation from the deprived eye is, at least in part, the neural basis for “undersampling” of visual scenes by the affected eye in form deprivation amblyopia.

Figure 40.3, Ocular dominance (OD) distributions of V1 neurons in normal infant (1 week & 4 weeks), normal adult, and monocularly form-deprived monkeys. Cells in OD 1 and 7 are exclusively driven by the contralateral or ipsilateral eye, respectively. Cells in OD 4 are binocularly balanced and neurons in OD 2 and 3 or OD 5 and 6 are dominated by the contralateral or ipsilateral eye, respectively.

For subcortical structures, there is a mild shrinkage of cell bodies of LGN neurons that receive input signals from the deprived eye. However, the response properties of these primate LGN neurons are largely unaffected by early monocular form deprivation. Interestingly, there is considerable evidence for functional alterations in the cat LGN due to early abnormal visual experience. For the primate retina there are no significant structural or functional abnormalities due to early monocular form deprivation. Together, major neural changes resulting from early monocular form deprivations in primates occur beyond the LGN, i.e. begins in the primary visual cortex.

Intermittent monocular deprivation

Experiencing “normal vision” during early monocular form deprivation ( intermittent monocular form deprivation ) reduces some of the deleterious effects of early constant monocular form deprivation. The effects of early intermittent deprivations have been studied using different rearing regimens including daily alternating monocular deprivation, reverse occlusion, and monocular form deprivation with daily brief periods of unrestricted vision.

Alternating monocular deprivation

Daily alternations of form deprivation between the two eyes have very little impact on the perceptual development of either eye in cats. , Consistent with this observation, the spatial receptive-field properties such as orientation selectivity are normal. However, the same daily alternating deprivation devastates the development of binocular vision. Local stereopsis is lost and the proportion of binocularly driven neurons in area 17 is severely reduced. In monkeys, daily alternating monocular occlusion beginning at birth leads to a variety of abnormal eye positions and eye movements including strabismus and/or saccadic disconjugacy, i.e. the amplitudes of saccades in the occluded eye are less than that in the viewing eye. ,

Reverse occlusion

The effects of constant form deprivation in one eye, including spatial contrast sensitivity loss and ocular dominance shift in V1 away from the deprived eye, can be reversed if vision of the originally deprived eye is restored early in development and the fellow non-deprived eye is occluded, reverse occlusion , ( Fig. 40.4 ). The timing of the reverse occlusion is critical in determining the effectiveness of this procedure because the “recovery” of functions in the originally deprived eye may occur at the expense of the originally non-deprived eye. For example, contrast sensitivity can be restored if reverse occlusion occurs relatively early in the critical period, i.e. if the original deprivation is short. However, this early reversal leads to a loss of contrast sensitivity in the newly deprived (or originally non-deprived) eye (red circles in Fig. 40.4A ) and causes a corresponding shift in the ocular dominance distribution of V1 neurons favoring the initially deprived eye. There is an optimal time for the reversal of monocular occlusion in order to achieve near normal contrast sensitivity for both eyes ( Fig. 40.4B ). , In all cases, the binocular functions are diminished. Similar effects of reverse occlusion have been extensively studied in cats, and the results have contributed in advancing our understanding of the neural mechanisms underlying the breakdown and recovery of visual functions from early monocular form deprivation.

Figure 40.4, Spatial contrast sensitivity functions after reverse monocular occlusion. The functions for the originally non-deprived (deprived after reversal) eye are shown with blue circles. The initial deprivation began at 21 days of age in all groups. ( A ) Reversal after 4 weeks of monocular deprivation. ( B ) After 3 months. Shaded area shows the normal range of contrast sensitivity in normal monkeys.

The clinical significance of these findings is that this kind of animal study can provide key information for developing an effective clinical strategy for treating amblyopia with various patching regimens .

Brief unrestricted vision during monocular deprivation

Providing brief daily periods of normal vision to the deprived eye during early monocular deprivation prevents or reduces the severity of form deprivation amblyopia in monkeys ( Fig. 40.5A ). Constant form deprivation (0 hour of unrestricted vision), as previously described, causes severe amblyopia of the deprived eye and a large shift in the ocular dominance of V1 neurons away from the deprived eye ( Fig. 40.5B ). However, only one hour of unrestricted (normal) vision every day during the deprivation period (12 hours/day) dramatically improves the contrast sensitivity of the deprived eye, hence reducing the severity of form deprivation amblyopia. In these monkeys the extent of abnormal ocular dominance shift in V1 is significantly reduced ( Fig. 40.5B ). In stark contrast, the same “preventive” measure, even with 4 hours of daily unrestricted vision during the 12-hour deprivation period, does not prevent a severe loss of disparity sensitive neurons, highlighting the extremely fragile nature of developing binocular connections in V1. However, one hour of unrestricted vision is effective in reducing binocular suppression in V1 (i.e. the binocular responses of V1 neurons are less than monocular responses) that is prevalent in monkeys reared with constant form deprivation ( Fig. 40.5C ).

Figure 40.5, Beneficial effects of daily brief periods of unrestricted vision during monocular form deprivation. ( A ) Effects of duration of daily unrestricted vision on contrast sensitivity for representative monkeys. Red circles in experimental monkeys indicate contrast sensitivity for the deprived eye.

Constant monocular form deprivation leads to an elongation of the eye, and hence, the development of myopic refractive errors in the deprived eye. However, a brief period of unrestricted vision during the deprivation period reduces the degree of myopic refractive error.

The clinical relevance of these studies is that the timely removal of the conditions that produce degradation of images or image occlusion (e.g. severe hyperopic anisometropia, cataract, or ptosis) is critically important for the prevention of amblyopia. If that is not immediately possible, stop-gap manipulations such as lifting a drooping eyelid or keeping corrective lenses even for a short period of time every day are likely to have preventive effects against form deprivation amblyopia and development of myopic refractive errors. Taken together, studies of this kind and those on the effects of temporal variations in image quality, e.g. alternating or reverse occlusion, can provide key information in developing effective clinical strategies for the management of amblyopia in human infants. ,

Critical period

The critical (plastic) period of vision development is traditionally defined as the postnatal period during which visual deprivation leads to long-term or permanent structural and/or functional changes of the visual system. The critical period differs substantially between species, the visual functions affected by deprivation, sites of neural alterations, and the nature of the visual deprivation, e.g. dark rearing, monocular form deprivation, monocular defocus, or ocular misalignment. For example, the critical period for primates, unlike sub-primate species, begins at or near birth ( Fig. 40.6 ). Binocular functions are generally more readily disrupted by early visual deprivations than monocular spatial vision. The critical period for experience-dependent changes differs between cortical sites, e.g. V1, V2, V4 or MT, and cortical layers within a given cortical site. The higher stages of processing, e.g. supra- and infra-granular layers compared to input layer within V1 or cortical sites later in the hierarchy of extrastriate visual areas, appear to have longer periods of plasticity.

Figure 40.6, The critical periods of development in macaque monkeys. Scotopic spectral sensitivity (triangles). Photopic spectral sensitivity (squares). Acuity (circles).

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