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Epilepsy is a chronic seizure condition, classically characterized as “a continuing tendency to seizure relapse” ( ). It was estimated to affect 50 million people worldwide in 2012. As a chronic condition, epilepsy confers significant mortality, including suicide and SUDEP (sudden unexpected death in epilepsy patients) ( ), and morbidity, including cognitive, psychological, and social impairment, risk of injury, and socioeconomic consequences ( ). While antiepileptic drugs have been transformative for a majority of sufferers, around 20% of patients continue to have poor seizure control despite optimal medical therapy ( ). Some of these patients with medically refractory epilepsy are candidates for resective surgery and can achieve up to 66% long-term seizure freedom ( ). However, many are ineligible due to comorbidities, or the number and location of epileptic foci. Further, the risk of permanent memory impairment is significant with resection of the dominant mesial temporal structures ( ).
It is clear from decades of research that seizures do not simply originate from one location (e.g., temporal lobe) and spread haphazardly throughout the cortex, but rather propagate and are sustained via distinct cortical–subcortical networks ( ). Since the 1980s attempts have been made to modulate these networks to disrupt or prevent seizures in medically intractable epilepsy using deep brain stimulation (DBS), with some success ( ). Although the “mechanism of action” of DBS is still hotly debated ( ), it is clear that DBS disrupts neuronal networks (whether by activation, inhibition, or lesion), and that this is likely the source of therapeutic benefit ( ).
Numerous DBS targets have been proposed and studied in the treatment of refractory epilepsy, including the anterior nucleus of the thalamus (ANT), the hippocampus, the centromedian nucleus of the thalamus, the subthalamic nucleus, the caudate nucleus, the hypothalamus, the globus pallidus, the nucleus accumbens, the mamillothalamic tract, the zona incerta, the ventralis oralis posterior nucleus of the thalamus, and the cerebellum ( ). Currently the targets with the most promising clinical evidence are the ANT and hippocampus. Both targets are part of a wider limbic network with extensive reciprocal cortical connections. Studies of both have focused on focal seizures with or without secondary generalization, and DBS may be most effective in cases where seizure origination has propagated along limbic pathways. The success of the first randomized controlled trial of DBS of the ANT, the SANTE trial, the recent publication of its long-term follow-up data ( ), the favorable safety profile of DBS when compared to surgical resection ( ), the ability to adjust stimulation parameters, and its reversibility have all moved DBS therapy from the experimental category to a promising treatment option for many patients.
In this chapter we briefly review relevant seizure circuitry, and then focus on evidence for effective DBS of the ANT and the hippocampus for medically refractory epilepsy. We also discuss the problem of anatomical localization both preoperatively and postoperatively in light of several recent studies highlighting the importance of precise localization in the ANT for favorable outcomes. We finally review the safety evidence for DBS.
Limbic circuitry, originally proposed by Papez in as the circuit of emotional processing, may be important to seizure propagation. Papez’s goal was to provide an anatomic basis of the theory that emotion resulted from the interaction between the cortex and these subcortical structures (a network now thought to be involved primarily in memory encoding). Much of the cerebral cortex projects, via the cingulum, to the parahippocampal gyrus, which projects to the entorhinal cortex. The entorhinal cortex in turn projects into the hippocampus via the perforant pathway. The hippocampus projects outward via the fimbria and fornix to the mammillary bodies, which in turn project to both the hypothalamus and the ANT (via the mamillothalamic tract). From here the ANT completes the cortico–limbic loop by projecting to the cingulate cortex. Thus Papez described a network that funnels cortical fibers into the hippocampus on one end and subsequently routes pathway-connected fibers in the thalamus back to the cortex on the other.
Much animal and human evidence exists that the hippocampus and subcortical structures, as well as their interaction with the cortex, are key to seizure propagation ( ). As one example, Gale describes a consistent network that is activated during limbic motor seizures in rodents (thought to be the corollary of partial complex seizures in humans) that includes (but is not limited to) the entorhinal cortex, hippocampus, amygdala, and thalamus. Importantly, these regions were consistently activated regardless of which area of the limbic region initiated seizures ( ). If seizures propagate along predictable pathways, then interruption of those pathways via DBS could potentially prevent the generation and propagation of seizures.
There is also evidence that seizures themselves may induce cortical–subcortical network changes, possibly making epilepsy more difficult to treat, and may have implications for patient selection and timing of intervention. Prolonged seizures in rats lead to progressive recruitment of subcortical structures ( ). In humans not only does the interictal extent of cortical metabolic derangement expand as seizure frequency increases in children with intractable epilepsy ( ), but interictal thalamic and hippocampus metabolic derangements worsen with duration of epilepsy, and are worse in patients with secondarily generalized seizures ( ). These results may simply reflect coactivation of nodes in a known cortical–subcortical network, but alternatively may hint at secondary epileptogenesis, a phenomenon described in animal models whereby seizure activity in one site eventually leads to independent seizure activity in a second remote site ( ). Clinical outcomes data on long-term prognosis for epilepsy could be consistent with this idea: the authors of a recent comprehensive review conclude that the longer an epilepsy is active the poorer is the long-term outcome, and further, the largest predictor of poor long-term outcome is pretreatment seizure frequency ( ). However, the extent to which secondary epileptogenesis exists in humans is unclear, and the further question of whether it is reversible is unknown. Nonetheless, it is interesting to note that several studies of DBS for epilepsy, including the recent SANTE trial, report a seizure reduction rate of at least 50% in some patients only after 3–6 years of stimulation ( ). While these results could be explained by evolving stimulation parameters or antiepileptic drug regimens, it is intriguing to speculate that DBS may exert a chronic plastic effect on epileptogenic circuitry, as is seen in DBS therapy for other conditions such as dystonia or obsessive–compulsive disorder ( ).
There are several theoretical reasons to select the ANT as a target for disruption in epilepsy. First, the thalamus is a known monosynaptic gateway to the cortex. Second, thalamocortical interactions are, by themselves, responsible for certain seizure types ( ). Third, the ANT in particular is a privileged recipient of mesial temporal lobe efferent pathways via the limbic circuit (see above). Thus disrupting the downstream propagation of mesial temporal epileptic firing would seem logical. An animal model of chemically induced seizures via systemic administration of pentylenetetrazol has shown that high-frequency stimulation of the ANT can attenuate the progression of cortical bursting activity to clonic seizures ( ). This high-frequency stimulation is theorized to disrupt cortical–subcortical propagation of epileptic activity. In one small clinical study of ANT stimulation for epilepsy, although there was no statistically significant reduction in overall seizures, there was a significant reduction in generalized and complex partial seizures (termed “serious seizures”), suggesting that chronic ANT stimulation may disrupt seizure propagation rather than prevent seizure onset ( ).
Some of the first attempts to ameliorate seizures with DBS were in the thalamus ( ), and in the ANT in particular ( ). Cooper et al. achieved control of complex partial seizures in four of six patients refractory to medical therapy who were implanted with bilateral ANT stimulators. Although these patients had seizures of nongeneralized origin, the electrographic seizure foci were either indistinct or multiple, and therefore not amenable to resection. As such, these patients were theoretically good candidates for ANT stimulation: they were not candidates for surgical resection, yet they exhibited some evidence of focality in seizure onset, which may or may not have generalized but which required propagation through the ANT to sustain seizure activity. While all subsequent trials of ANT DBS for epilepsy have required patients to be medically refractory and have no structural lesion amenable to resection, some have included patients with no evidence of focality either electrographically or semiologically (i.e., primary generalized seizures) ( ), while others required simple or complex partial seizures that then did or did not generalize ( ). All these studies have shown positive results, although all have been small case series with the exception of the SANTE trial ( ), reporting seizure frequency reductions compared to baseline between 49% and 75.6% with variable follow-up periods ranging from 2 months to 7 years. Lack of controls, variable precision of ANT targeting, variable patient selection, and variations in stimulating parameters all make this data difficult to interpret. Table 83.1 provides a summary of clinical studies of ANT DBS for epilepsy.
Study | Type | Number of Patients | Seizure Type | Follow-up | Stimulation Parameters | Results a |
---|---|---|---|---|---|---|
Case series | 5 early cohort (previously reported); 11, late cohort | Heterogeneous | Mean 4.3 years (1–14 years) | 64.8% (3 years), 11.5% (last follow-up) | ||
SANTE | Long-term open-label follow-up | 105 | Partial onset | 5 years | Variable/individualized | 69% |
Case series | 15 | Partial onset | Mean 39 months (24–67 months) | 100–185 Hz, continuous | 70.51% | |
SANTE | Multicenter double-blind randomized controlled trial | 108 | Partial onset | 3 months (blinded) 25 months (unblinded) |
145 Hz, 1 min on, 5 min off (blinded) variable (unblinded) |
29% increased reduction in active versus control groups (blinded), 56% reduction (unblinded) |
Case series | 4 | Mesiotemporal | 36 months | 157 Hz (mean), 1 min on, 5 min off | 75% reduction | |
Case series | 4 | Heterogeneous | 33–48 months | 90–110 Hz, continuous and cycling | 51% reduction | |
Case series | 6 | Heterogeneous | 11–21 months (short term) 2–7 years (long term) |
100 Hz, 1 min on, 5 min off | 53.8% reduction (short term), no change (long term) | |
Case series | 3 | Heterogeneous | 2–10 months | 130 Hz, 1 min on, 5 min off | 75.4% reduction | |
Case series | 5 | Partial onset | 12 months | 100 Hz, 1 min on, 5 min off | Statistically significant reduction in 1/5 patients | |
Case series | 6 | Partial onset | 3 years | 60–70 Hz, continuous | Clinically significant improvement in 4/6 patients |
a Results are given as an aggregate percentage reduction in seizure frequency compared to baseline if provided, unless otherwise noted.
Since ANT lesions have themselves been shown to reduce seizures ( ), the question of a “lesion effect” from stimulator placement is also important. reported an immediate mean reduction in seizure frequency of 56.8% after electrode implantation compared to baseline. They found no significant change in seizure reduction up to an average of 15 months when the stimulators were turned on, nor when they were turned off for a period of 2 months in a blinded fashion. These patients were subsequently followed for 2–7 years, during which time seizure frequency reductions over baseline were maintained but did not improve ( ). In another case series, however, some individual patients were noted to suffer an increase in seizure frequency when the stimulators were unintentionally turned off (without awareness of the patient), with a return of seizure improvement with resumption of stimulation ( ). These results only emphasized that a randomized controlled blinded study was needed.
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