Clinical Approach to the Neonate With Suspected Infection


Historically, infection has been a major contributor to neonatal morbidity and mortality. Progress in disease prevention in recent decades has reduced the burden of bacterial infection to the third-most common cause of neonatal death world wide and fifth most common in the United States, but the world-wide burden of neonatal sepsis is still estimated at 3 million cases per year, with a mortality rate of 11%–19%. Both incidence and mortality are substantially greater in low- and middle-income countries. In the US, the burden is borne disproportionately by black infants, who die from neonatal sepsis at three times the rate of white infants. This chapter will focus on invasive bacterial infections in the intrapartum and neonatal periods (≤28 days of age). Because there is no consensus definition for neonatal sepsis, neonatal bacteremia, pneumonia, meningitis, and other focal serious bacterial infections will be subsumed within this term. Congenital (syphilis, toxoplasmosis, cytomegalovirus, rubella) and perinatally acquired viral (herpes simplex virus, HIV) and certain bacterial ( Neisseria gonorrhoeae ) infections are addressed in other chapters.

Neonatal sepsis traditionally is classified into early- or late-onset (EOS, LOS) disease. The age at onset used to separate these categories in different reports ranges 2–7 days; there is no consensus on this, but 3 days is now most typical. The choice of delimiter has little practical impact, so differing criteria will be used interchangeably for this discussion. Within these age-based strata, it is useful to separate EOS cases occurring in preterm infants from those in late-preterm or term infants, and to distinguish LOS in hospitalized infants from those who acquired infection in the community. These groups have distinct clinical manifestations, bacteriology ( Fig. 90.1 ), and optimal treatments.

FIGURE 90.1
Representative bacteriology of organisms isolated from blood and cerebrospinal fluid of neonates in high-income countries. Causative organisms in low- and middle-income countries are likely to include a larger proportion of gram-negative enteric bacilli. (A) Early-onset sepsis in term infants (≥37 weeks). (B) Early-onset sepsis in preterm infants (22–36 weeks). (C) Hospital-acquired late-onset sepsis. , (D) Community-acquired late-onset sepsis. ,

Early-Onset Sepsis in Late Preterm and Term Infants

Because most babies are born at or near term, the majority of neonatal sepsis cases occur in this population, despite the current low incidence of disease (0.17–0.90 cases per 1000 live births ). Although this reflects a substantial reduction in the attack rate for early-onset group B streptococcal (GBS) sepsis since adoption of intrapartum prophylaxis strategies, GBS remains the leading cause of EOS among late preterm and term infants (see Fig. 90.1A ). Although ampicillin resistance is becoming more prevalent (38%) among E. coli isolates from term infants with EOS, most remain susceptible to gentamicin, and resistance to both is unusual (<8%); ampicillin and gentamicin remain appropriate for initial antibiotic treatment. Risk of EOS is increased with earlier gestational age at birth, higher maximum intrapartum maternal temperature, prolonged rupture of membranes, and evidence of maternal GBS colonization (positive antepartum screening culture, GBS bacteriuria during current pregnancy, or a prior infant with invasive GBS disease).

Recognition of these associations enabled development of strategies for prevention of EOS (GBS, in particular). The expectation that these risk indicators might also be useful for postnatal identification of infants at high risk for EOS has not been borne out, however, likely because of effectiveness of the preventive measures based on those findings. For example, nearly three-quarters of infants with GBS EOS now are born to women with negative antepartum screening cultures. As the incidence of EOS declined, without a concomitant decline (likely an increase) in empiric postpartum treatment, concerns about high rates of unnecessary treatment arose. Among well-appearing infants ≥35 weeks’ gestation, consensus guidelines based on this approach resulted in treatment of nearly 200 infants for each one with confirmed bacteremia. Recommended treatment of all infants born to women with chorioamnionitis is addressed in greater detail in Chapter 91 . The inefficiency of these strategies led to reappraisals of their underlying rationale, and reports of alternative approaches began to appear.

This changing landscape was addressed in a Clinical Report from the American Academy of Pediatrics Committee on Fetus and Newborn in 2018, which endorsed three options for managing ascertainment of EOS ( Fig. 90.2 ). The first is the categorical paradigm previously recommended by Centers for Disease Control and Prevention (CDC) and American Academy of Pediatrics (AAP) guidelines, in which fulfillment of any single criterion leads to recommendation of diagnostic evaluation and empiric treatment. This legacy option allows that approach to remain within the standard of care but recognizes that it is fraught with inefficiency, uncertain efficacy in an era of widespread intrapartum antibiotic prophylaxis, and substantial challenges of implementation. Similar categorical guidelines, incorporating both single findings that mandate treatment and others for which two or more are required to achieve the treatment threshold, are in use in the UK.

FIGURE 90.2, Recommended schemata for ascertainment of early-onset neonatal sepsis in late preterm and term infants (≥35 weeks’ gestational age). 7 (A) Categorical risk assessment, in which fulfillment of any single criterion is an indication for treatment. 20 (B) Multivariate risk assessment, as exemplified by the Neonatal Sepsis Risk Calculator, in which management recommendations are based on integrated estimates of risk. 23 (C) Serial examination (also referred to as enhanced observation), in which initial management depends on clinical signs of illness exhibited by each infant immediately or within 2–3 days after birth. 18 , 19 All schemata rely upon ongoing monitoring using serial examinations to identify the substantial proportions of infants who have early-onset sepsis that is not apparent at birth at the initial evaluation using any of these schemes.

The second option is use of individualized quantitative risk estimates that integrate multiple risk indicators for each newborn infant, as exemplified by the Neonatal Early-Onset Sepsis Calculator offered by the Kaiser Permanente Division of Research (see Fig. 90.2B ). In this paradigm, traditional intrapartum indicators of EOS risk (gestational age, maternal temperature, duration of ruptured membranes, GBS colonization status, and nature and duration of antibiotic prophylaxis) form the basis for an initial estimate of absolute risk, which is then adjusted based on findings from physical examination. Although these absolute risk estimates are inaccurate (partly by design) and have not been externally validated, they provide an index for risk stratification and decision making. Adoption of this paradigm into clinical practice has been associated with substantial reductions in diagnostic evaluations and empiric antibiotic use. Within the Northern California Kaiser system, for example, the proportion of babies subjected to diagnostic testing decreased from 14.5% to 4.9% and antibiotic administration in the first 24 hours after birth decreased from 5% to 2.6%.

The third option relies on recognition of clinical signs of illness in newborn infants (see Fig. 90.2C ). Building on the observation that there were no cases of EOS in 46,000 asymptomatic term babies across three birth cohorts, , , clinical investigators in Italy, the US, and Norway have reported experience with reliance on serial examinations, reserving empiric treatment for infants who show signs of illness. These experiences differ in specific protocols for observation and in criteria for selection of infants for close observation, ranging from selective use in infants with intrapartum risk factors (Italy ) to universal application in all newborn infants (US ). Typically, screening consists of focused examination (general well-being, skin color and perfusion, retractions, grunting) by nursing staff at 2- to 4-hour intervals for the first 12–48 hours after birth, with more comprehensive evaluation by a pediatrician or neonatologist if signs develop. The optimal constellation of examination elements remains to be determined, and criteria for initiation of diagnostic testing and empiric treatment are not clearly delineated. Typical criteria are provided in Table 90.1 . The required duration of observation also is uncertain, but almost all infants with EOS who develop clinical signs do so by 36 hours of age ( Fig. 90.3 ). In two reports of such strategies, there were substantial reductions in both diagnostic testing (from 11.6% to 1.6% of infants and from 15.3% to 6.3% of infants, respectively) and empiric treatment (from 12.8% to 0.6% and 11.1% to 4.1%, respectively). , Antibiotic exposure among term infants (≥37 weeks at birth) was similarly reduced in a hospital in Norway, from an already relatively low rate of 2.9% to 1.3%.

Table 90.1
Minor and Major Signs of Illness in the First Several Hours After Birth
Adapted, with permission, from Berardi A et al : Serial clinical observation for management of newborns at risk of early-onset sepsis . Curr Opin Pediatr 2020;32:245.
Minor a Major a
Tachypnea (>60/minute) without increased respiratory effort
Tachycardia >160/minute
Metabolic acidosis (BE ≤–10 mmol/L)
Temperature <36.0°C or 37.5°–38.8°C
Moderate/severe respiratory distress (requiring respiratory support), tachypnea with increased respiratory effort
Hypoxemia, reduced O 2 saturation
Reduced skin perfusion, capillary refill time >3 seconds, signs of shock
Temperature >38.8°C
Worsening of general well-being, apnea, lethargy, irritability, convulsions
Grey, pale, or mottled skin color

a Diagnostic evaluation and treatment may be indicated in the presence of one major sign or multiple, worsening, or persistent minor signs .

FIGURE 90.3, Postnatal age at onset of clinical signs of illness in 173 symptomatic late-preterm and term infants with early-onset neonatal sepsis, collected from 15 reports published since 2018. 17 , 32 , 44 45 46 47 48 49 50 51 52 53 54 55 56 Signs of illness were apparent by 36 hours of age in 96% and by 48 hours in 99% of cases.

In addition to these measured effects, these less aggressive intervention strategies reduce separation of babies from their mothers, facilitate breastfeeding and parent-infant bonding, and reduce parental anxiety. These changes were achieved without evident increase in delayed treatment of infants with bacteremia, mortality attributable to infection, or readmission to the hospital for unrecognized infection.

At each delivery facility, strategy selection will be determined by available capabilities and resources, informed by relative costs and benefits of each approach ( Table 90.2 ). Because no stratagem ascertains all infants who are or will become infected at the initial evaluation immediately after birth, birthing facilities must have an organized process for recognizing the large proportion of infants (50%–60%) with EOS who fall ill thereafter. Notably, these infants were successfully identified in both the risk calculator and serial examination strategies, highlighting both the necessity for ongoing surveillance and operational convergence of these approaches.

Table 90.2
Comparison of Strategies for Ascertainment of Early-Onset Neonatal Sepsis in Late-Preterm and Term Infants a
Strategy Proportion of Population Treated Proportion of Cases Ascertained at Birth Infants Treated per Confirmed EOS Case
Categorical b 16.6% 46.6% 617
Multivariate c 3.0% 50.0% 218
Serial Examination d 4.1% 42.9% 120

a Data represent experiences in similar but nonidentical populations and are not direct comparisons.

b Treatment indicated in presence of intrapartum fever (T >38.0°C), prolonged rupture of membranes (>18 hours), broad spectrum intrapartum antibiotic treatment, and/or GBS-specific intrapartum antibiotic prophylaxis for <4 hours before birth.

c Treatment indicated for infants with clinical signs of illness or EOS risk estimates >3 per 1000.

d Treatment indicated for infants with clinical signs of illness. ,

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