Causes of Diastolic Dysfunction


Acknowledgment

The authors acknowledge the contributions of Dr. Rebecca Lynn Baumann, who was the author of this chapter in the previous edition.

Definitions

Diastolic dysfunction can be defined as an abnormality in the ability of the left ventricle to fill at normal pressure. Diastolic dysfunction, unlike heart failure with preserved ejection fraction (HFpEF) or diastolic heart failure, is not a clinical diagnosis but rather refers to a pathophysiologic abnormality that can be the basis of the clinical syndrome HFpEF.

Two principal mechanisms are responsible for diastolic dysfunction: impaired active ventricular relaxation and increased passive myocardial stiffness (or decreased compliance). Relaxation comprises a series of energy-consuming steps starting with the release of calcium from troponin C and ending with extension of the sarcomeres to their resting length. This process encompasses two distinct phases: isovolumetric relaxation (drop in left ventricular [LV] pressure at a constant volume) and auxotonic relaxation (contraction to accommodate an increasing volume load during LV filling). The relationship between LV diastolic pressure and volume characterizes ventricular stiffness (ΔP/ΔV) and ventricular compliance (ΔV/ΔP). Both intracellular and extracellular structures affect stiffness, including LV mass and LV mass-to-volume ratio, in addition to the intrinsic stiffness of the myocardium. , Echocardiographic assessment of diastolic dysfunction is performed using two-dimensional (2D) imaging, transmitral and pulmonary vein Doppler, tissue Doppler of the mitral annulus, and strain imaging. These are each addressed in their respective chapters.

Diastolic Heart Failure Versus Heart Failure with Preserved Ejection Fraction

Diastolic heart failure and HFpEF refer to a clinical syndrome of heart failure; the terms are overlapping but not synonymous. As we use the terms, HFpEF is a broader clinical syndrome wherein LV diastolic dysfunction may or may not be the primary pathophysiologic derangement. In this usage, HFpEF can be caused by valvular (e.g., acute, severe mitral regurgitation), pericardial disease (e.g., constrictive pericarditis), or myocardial (diastolic heart failure) disease. The term diastolic heart failure implies myocardial disease and is the most common cause of HFpEF. In this chapter, myocardial causes of diastolic dysfunction are discussed; pericardial and valvular etiologies are discussed elsewhere.

Comorbidities Associated with Heart Failure with Preserved Ejection Fraction

Diastolic dysfunction is highly prevalent. Using predefined echocardiographic criteria, some degree of diastolic dysfunction was found in nearly 30% of the total population, whereas systolic dysfunction was found in only 6.0%. Redfield and colleagues established that nearly 6% of patients had moderate to severe diastolic dysfunction. The incidence increases with age, and at any given age, it is more common among women by a factor of 2 to 1. It is associated with multiple comorbidities, such as hypertension, diabetes mellitus, obesity, coronary heart disease (CHD), and infiltrative cardiomyopathies ( Fig. 37.1 ). The prevalence of these comorbidities in diastolic dysfunction has been established through multiple large-scale, cross-sectional studies ( Table 37.1 ). Multiple population-based studies showing that 40% to 50% of all patients with congestive heart failure (CHF) can have a normal EF. As noted earlier, the term HFpEF is increasingly applied to this syndrome. The prevalences of preclinical (i.e., no diagnosis of CHF before participation in the study) diastolic dysfunction were 20.6% for mild diastolic dysfunction and 6.8% for moderate to severe diastolic dysfunction. In a high-risk population (age at least 65 years of age plus presence of hypertension or coronary artery disease [CHD]), the prevalence of preclinical diastolic dysfunction increased significantly to 47.6% in mild diastolic dysfunction and 16.5% in moderate to severe diastolic dysfunction. Table 37.2 lists the conditions resulting in diastolic dysfunction as well as their predominant mechanisms.

Figure 37.1, Myocardial remodeling in heart failure with preserved ejection fraction: importance of comorbidities. COPD, Chronic obstructive pulmonary disease; F passive , resting tension; cGMP, cyclic guanosine monophosphate; IL-6, interleukin-6; NO, nitric oxide; ONOO−, peroxynitrite; PKG, cGMP-dependent protein kinase; ROS, reactive oxygen species; sGC, soluble guanylyl cyclase; sST2, somatostatin receptor 2; TGF-β, transforming growth factor-β; TNF-α, tumor necrosis factor-α; VCAM, vascular cell adhesion protein.

TABLE 37.1
Characteristics of Patients With Heart Failure With Preserved Ejection Fraction in Epidemiologic Studies
Adapted with permission from Zile MR, Brutsaert DL: New concepts in diastolic dysfunction and diastolic heart failure: part II: causal mechanisms and treatment, Circulation 105:1503–1508, 2002.
Tribouilloy et al., 2008 Buris et al., 2006 Owan et al., 2006 Bhatia et al., 2006 Masoudi et al., 2003 Lenzen et al., 2004
Country France United States United States Canada United States Europe
HFpEF Definition
Patients, n 368 308 2167 880 6754 3148
Age, yr 76 77 74 75 80 71
Male sex, % 47 43 44 34 29 45
LVEF, % 63 61 62 56
Comorbidities, %
Hypertension 74 86 63 55 69 59
Diabetes 26 36 33 32 37 26
Myocardial infarction 9 36 17 21
CHD or ischemia 28 53 36 46 59
Stroke or TIA 5 15 17 16
Atrial fibrillation 36 31 41 32 36 25
CHD, Coronary heart disease; HFpEF, heart failure with preserved ejection fraction; LVEF, left ventricular ejection fraction; TIA, transient ischemic attack.

TABLE 37.2
Conditions Resulting in Diastolic Dysfunction and Their Predominant Mechanisms
Condition Predominant Mechanism Diastolic Dysfunction Present
Hypertension Increased afterload
Myocardial fibrosis
+ − +++
Coronary artery disease Ischemia
Myocardial fibrosis
+ − +++
Diabetes mellitus Hyperglycemia
Coexistent CHD and HTN
+ − +++
Hypertrophic cardiomyopathy Myocardial disarray
Fibrosis
Afterload
++ − +++++
Restrictive cardiomyopathy Fibrosis
Direct cellular injury
Infiltration
+++ − +++++
CHD, Coronary heart disease; DM, diabetes mellitus; HCM, hypertrophic cardiomyopathy; HTN, hypertension; RCM, restrictive cardiomyopathy.

Hypertension

Hypertension is the most common reason for development of diastolic dysfunction and occurs in 55% to 86% of patients with HFpEF. Often, echocardiographic evidence of diastolic dysfunction is present in hypertensive patients far in advance of any heart failure symptoms. , Chronic pressure overload causes progressive cardiomyocyte hypertrophy, enhanced collagen deposition, and microvascular rarefaction with subclinical myocardial ischemia. Over time, this results in LV hypertrophy (LVH) with higher myocardial oxygen demand, eventually leading to increased myocardial stiffness during both systole and diastole and impaired relaxation. ,

The kidneys are also intricately entwined in this process. Glomerular filtration declines as arterial stiffness and pulse pressure increase, causing renal dysfunction, which in turn worsens hypertension. As vascular stiffness increases with age, so too does the prevalence of diastolic dysfunction, although studies have demonstrated that systolic and diastolic myocardial stiffness also both increase with age, independent of arterial load.

Coronary Heart Disease

It has long been established that acute ischemia can cause diastolic dysfunction. Recurrent transient ischemia in patients with CHD and stable angina, however, has been shown to lead to patchy fibrosis in predominantly subendocardial tissue of patients with exercise-induced ischemia. The exercise-induced dysfunction of the ischemic segments places a chronic stress overload on the nonischemic segments, however, and structural changes in the nonischemic segments (cardiomyocyte hypertrophy and fibrosis) can be seen here as well. The structural changes in chronic ischemia can be similar to those seen in chronic pressure overload. , Diastolic dysfunction is detectable at rest in ischemic segments in chronic CHD, and the extent of these changes correlates with the degree of ischemia as determined by coronary angiography.

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