Blood Coagulation, Transfusion, and Conservation


Following cardiac surgery, multiple quantitative and qualitative hemostatic abnormalities have been described. Preexisting and acquired defects contribute to bleeding. The increasing use of anticoagulants, including antiplatelet agents (clopidogrel, prasugrel, ticagrelor) and new oral anticoagulation (NOAC) agents (dabigatran, rivaroxaban and apixaban), contributes to a preoperative hemostatic defect. These events produce a complex hemostatic alteration that is further complicated by heparin and cardiopulmonary bypass, which cause additional acquired defects in hemostatic mechanisms. With massive bleeding, dilutional hemostatic changes and hypothermia contribute to coagulopathy.

The management of bleeding following cardiac surgery requires a multimodal approach based on both prevention and therapy. In high-risk patients, intraoperative measures to prevent bleeding can be used to ameliorate the coagulopathic effects of cardiopulmonary bypass (CPB) and mediastinal suctioning. Tissue injury and stress response can also activate fibrinolysis that produces hemostatic defects. Pharmacologic therapies to treat bleeding and to reduce the need for allogeneic transfusions have been studied extensively in cardiac surgery and will be reviewed.

Multiple preoperative and perioperative interventions can reduce bleeding and postoperative blood transfusion. Preoperative interventions that are likely to reduce blood transfusion include identification of high-risk patients, who should receive available preoperative and perioperative blood conservation interventions, and cessation of antithrombotic drugs ( Box 51-1 ). Perioperative blood conservation interventions include the use of antifibrinolytic drugs, selective use of off-pump coronary artery bypass graft surgery, routine use of a cell-saving device, and implementation of appropriate transfusion indications. An important intervention is the application of a multimodality blood conservation program that is institution-based, accepted by all health care providers, and that involves well-planned transfusion algorithms to guide transfusion decisions. This chapter will focus on the spectrum of coagulation changes that occur in cardiac surgery, discuss therapies to prevent and treat bleeding when it occurs, and review blood conservation strategies. Recent concepts in understanding pharmacologic agents will also be reviewed.

Box 51-1
From Society of Thoracic Surgeons Blood Conservation Guideline Task Force, Ferraris VA, Ferraris SP, et al: Perioperative blood transfusion and blood conservation in cardiac surgery: The STS and The SCA Clinical Practice Guideline. Ann Thorac Surg 83(Suppl 5):S27–S86, 2007.
Predictors of Postoperative Bleeding
Computed Tomographic Surgery

  • Advanced age

  • Small body size or preoperative anemia (low RBC volume)

  • Antiplatelet, antithrombotic drugs

  • Prolonged operation (CPB time)—high correlation with OR type.

  • Emergency operation

  • Other comorbidities (CHF, COPD, HTN, PVD, renal failure)

CHF, Congestive heart failure; COPD, chronic obstructive pulmonary disease; CPB, coronary bypass; HTN, hypertension; OR, operating room; PVD, peripheral vascular disease; RBC, red blood cell.

Normal Hemostatic Mechanisms

In patients, the vascular endothelium plays a major role in preventing clotting. The vascular endothelium is a nonthrombogenic surface that secretes various substances to prevent coagulation from occurring ( Fig. 51-1 ). Prostacyclin, tissue plasminogen activator, heparan sulfate, antithrombin III, protein C, and endothelium-derived relaxing factor are expressed or secreted to inhibit platelet activation and fibrin formation and to provide vascular patency. However, if a blood vessel is cut or otherwise damaged, tissue factor and other molecular promoters are released or exposed to provide a thrombotic surface. Exposure of subendothelial vascular basement membrane will activate platelets, and expression of tissue factor will also activate thrombin generation and cellular amplification. An important additional mechanism for the initiation of the coagulation cascade is platelet activation. Receptors on platelets bind to the damaged blood vessel by forming a bridge with von Willebrand factor (VWF)to initiate platelet adhesion. Once platelets adhere, they undergo surface receptor changes that cause platelets to aggregate. Once platelets aggregate, they expose factors on their surfaces that provide a template for additional initiation of the coagulation cascade and formation of the early hemostatic plug. Platelets play vital roles in maintaining vascular hemostasis. Any abnormality in platelet number or function poses significant risk for postoperative coagulopathy and bleeding.

FIGURE 51-1, Hemostasis is the prevention of blood loss; it is accomplished by vasoconstriction and coagulation by cellular and coagulation factors. Undue bleeding is controlled, and the fluidity of the blood is maintained by counterbalances within the coagulation and fibrinolytic systems. Blood vessel injury or disruption, platelet defects, abnormalities of the normally circulating anticoagulants, and fibrinolytic mechanisms can upset the balance between fibrinolysis and coagulation. Blood normally circulates through endothelium-lined vessels without coagulation or platelet activation occurring and without appreciable hemorrhage. Injury to the endothelial cells triggers the hemostatic process, which begins with tissue factor liberation, exposed subendothelial proteins such as collagen, the attachment of platelets (adhesion) to the damaged endothelium or via a von Willebrand factor bridge to allow platelet attachment. The platelets then change form (i.e., activate) and release factors that stimulate the clotting process. They also bind together (i.e., aggregate). At the same time, plasma proteins can react with elements in the subendothelium, activating the contact phase of coagulation. Exposed fibroblasts and macrophages present tissue factor, a membrane protein, to the blood at the injured site, thereby triggering the extrinsic phase of blood coagulation. Under normal conditions, hemostasis protects the individual from massive bleeding secondary to trauma. In abnormal states, life-threatening bleeding can occur or thrombosis can occlude the vascular tree. Hemostasis is influenced by a number of different factors including: (a) vascular extracellular matrix and alterations in endothelial reactivity, (b) platelets, (c) coagulation proteins, (d) inhibitors of coagulation, and (e) fibrinolysis. RBC, Red blood cell; WBC, white blood cell.

Inhibiting Hemostasis: Anticoagulation

Heparin

Heparin is the mainstay agent used to prevent clotting during cardiovascular surgery. Heparin is isolated from porcine intestine and previously from beef lung, where it is bound to histamine and stored in the mast cell granules. When heparin is isolated, the purification leads to a heterogeneous mixture of molecules. Heparin is an acidic molecule with side groups, either sulfates or N -acetyl groups, attached to individual sugar groups. These structural characteristics are important for producing its anticoagulant activity. Heparin acts as an anticoagulant by binding to antithrombin III (AT), which enhances the rate of thrombin-AT complex formation by 1000- to 10,000-fold. Other factors in the clotting cascade, including factor Xa, are also inhibited by AT. Anticoagulation thus depends on the presence of adequate amounts of circulating AT.

Heparin anticoagulation can be reversed immediately by removing heparin from AT with the highly basic molecule protamine. Heparin also binds to a number of other blood and endothelial proteins. Each of these proteins can influence the ability of heparin to act as an anticoagulant, and may, along with AT levels, affect heparin dose responses in patients. Heparin can also produce platelet dysfunction following acute or constant administration, especially with high-dose administration during cardiac surgery. Severe adverse reactions to heparin can also occur because of immune-related causes, including hypersensitivity (allergic) and heparin-induced thrombocytopenia (discussed later).

In January 2008, the U.S. Food and Drug Administration (FDA) received reports of clusters of acute hypersensitivity reactions in patients undergoing dialysis. The Centers for Disease Control and Prevention identified heparin as a common feature of the cases, leading to a recall of affected lots. After the initial recall, there were continuing reports of allergic-type reactions from patients in other clinical settings. The contaminant was recently identified as an unusual, oversulfated form of chondroitin sulfate. Highly charged molecules like this can activate enzymatic cascades in plasma. Activation of kinin pathways produced vasodilation via contact activation, the mechanism of the reported adverse reactions.

Protamine Administration and Heparin Reversal

Protamine, the mainstay neutralizing agent, is a basic polypeptide isolated from salmon sperm. Composed mostly of arginine, protamine reverses heparin by a nonspecific acid-base interaction (polyanionic-polycationic). Protamine can immediately reverse the anticoagulation effect of unfractionated heparin by nonspecific polyionic-polycationic (acid-base) interactions. Different methods can be used to calculate the reversal dose of protamine, but using a ratio of 1.0 to 1.3 mg protamine to 100 units of the initial dose of unfractionated heparin administered is a useful estimate. Protamine has the potential to function as an anticoagulant when excessive doses have been administered ( Fig. 51-2 ). Additional considerations about protamine and potential adverse effects will be considered later.

FIGURE 51-2, Excess protamine causes hemostatic dysfunction. Excess protamine contributes to elevations in the activated clotting time (ACT), at greater than the exact dose required to reverse systemic anticoagulation. Overdose of protamine should be strictly avoided.

Low-Molecular-Weight Heparin

Low-molecular-weight heparin (LMWH) is a derivative of unfractionated heparin producing fragments with a mean molecular weight of approximately 5000 daltons. LMWH fragments of fewer than 18 saccharides retain the critical pentasaccharide sequence needed for formation of a Xa:antithrombin complex. The LMWHs have been suggested to provide a therapeutic benefit because factor Xa generation occurs several steps earlier in the coagulation cascade than thrombin generation; inhibition of Xa has a marked effect on the later steps in coagulation. LMWH use is rapidly growing and evolving in cardiovascular medicine because of its long half-life and ease of dosing; however, it can pose a potential problem for cardiac surgical patients because commonly used hemostatic tests are not affected by LMWH. In addition, because these agents are not readily reversed by protamine, they are not suitable anticoagulants for CPB.

Fondaparinux

Fondaparinux (Arixtra), a synthetic pentasaccharide with a duration of action longer than LMWH, selectively binds antithrombin and causes rapid and predictable inhibition of factor Xa. Fondaparinux is more effective than enoxaparin in preventing venous thrombosis in patients undergoing orthopedic surgery, and it is similar in effectiveness to enoxaparin or unfractionated heparin in patients with pulmonary embolism. Pilot trials involving patients with acute coronary syndromes and those undergoing percutaneous coronary intervention suggest that fondaparinux may be as effective as enoxaparin or safer than unfractionated heparin. The Fifth Organization to Assess Strategies in Acute Ischemic Syndromes (OASIS-5; NCT00139815) trial compared the efficacy and safety of fondaparinux and enoxaparin (Lovenox, Sanofi-Aventis) in high-risk patients with unstable angina or myocardial infarction without ST-segment elevation. The result of this study indicated that fondaparinux reduces the risk of ischemic events similar to enoxaparin, but with less risk of major bleeding.

Warfarin

Warfarin is the most commonly used oral anticoagulant; it is a member of the family of drugs known as vitamin K antagonists . Warfarin has major limitations, including slow onset and offset, a narrow therapeutic window, and metabolism affected by diet, concomitant drug therapy, and genetic polymorphisms. Warfarin also requires careful monitoring. Warfarin is a vitamin K analog that interferes with the transformation of coagulation factors to an active form. Vitamin K is required in the posttranslational carboxylation required for the synthesis of active coagulation factors II, VII, IX, and X. Without vitamin K, these coagulation factors are incapable of chelating calcium that is required for their binding to phospholipid membranes during the normal clotting process, thereby decreasing prothrombin activation. Warfarin also inhibits the carboxylation of protein C and protein S, thus impairing the function of the anticoagulant proteins. Warfarin is often a mainstay in preventing thromboembolic complication in patients with prosthetic heart valves, atrial fibrillation, atrial mural thrombi, deep vein thrombosis, or prior pulmonary embolic problems. Warfarin is rapidly absorbed from the gastrointestinal tract with peak plasma concentrations reached 1 to 4 hours after ingestion; its anticoagulant effect occurs only after a significant decrease in the concentration of normal vitamin K–dependent clotting factors.

The NOAC agent ximelagatran was the first oral anticoagulant, but it was withdrawn from the market in Europe because of hepatic toxicity. A next-generation direct thrombin inhibitor, dabigatran (Pradaxa), is now recommended for atrial fibrillation and VTE prophylaxis. Additional agents include rivaroxaban and apixaban, also approved for paroxysmal atrial fibrillation and VTE prophylaxis. Rivaroxaban and apixaban target factor Xa, whereas dabigatran etexilate inhibits thrombin. Rivaroxaban is a small molecule directed against the active site of factor Xa. After oral administration, all the agents have a rapid onset of action within a few hours. Although monitoring is not required for the NOAC agents, their effects can be determined using readily available coagulation assays. For dabigatran, this includes thrombin times and partial thromboplastin times, and if possible a dabigatran-specific assay that is a diluted thrombin time (HemoClot assay). For rivaroxaban and apixaban, an antiXa assay, similar to LMWH assay but calibrated for the specific drug, is the assay used to measure levels of the Xa inhibitors including edoxaban. All the agents have some renal elimination, but dabigatran is the agent most dependent on renal function, and for all of the NOAC agents dose alterations must be made with renal dysfunction. For more information about the NOAC agents and bleeding, a recent review has discussed this as therapeutic modalities continue to evolve.

Heparin-Induced Thrombocytopenia and New Anticoagulants

Heparin-induced thrombocytopenia (HIT) is a potentially life-threatening, adverse effect of heparin produced by antibodies (IgG) induced to the composite antigen of heparin-platelet factor 4 (PF4). Later exposure of seropositive patients to heparin risks forming the heparin-PF4 antigen and immune complexes. These immune complexes bind to platelets via platelet Fc-receptors (CD 32); this produces intravascular platelet activation, thrombocytopenia, and platelet activation with potential thromboembolic complications that can result in limb loss or death. HIT can occur after 5 to 10 days of heparin therapy, but can occur earlier because of occult heparin exposure from prior hospitalizations or in the cardiac catheterization laboratory.

This serious, yet treatable, prothrombotic disease develops in 1% to 3% of heparin-treated patients and dramatically increases their risk of thrombosis. HIT antibodies (IgM and IgG), occur more often than the overt disease itself. Even without thrombocytopenia, the IgG subclass may be associated with increased thrombotic morbidity and mortality. HIT should be suspected whenever the platelet count drops greater than 50% from baseline more than 4 to 5 days after starting heparin (or sooner if there was prior heparin exposure) or when new thrombosis occurs during, or soon after, heparin treatment, with other causes excluded. When HIT is strongly suspected, with or without complicating thrombosis, heparin should be discontinued and a fast-acting, nonheparin alternative anticoagulant, such as a direct thrombin inhibitor (argatroban or bivalirudin), should be initiated immediately, because HIT is a prothrombotic disease that carries significant morbidity and mortality.

Despite their association with long-term adverse effects, circulating heparin-PF4 antibodies are transient. Should a patient require cardiac surgery and have a history of HIT, antibody titers should be checked. If the patient is currently seronegative, heparin is the anticoagulant of choice. Bivalirudin has emerged as the agent most studied for use during on- or off-pump surgery in patients with HIT. For prophylaxis in the intensive care unit in patients with HIT, fondaparinux is a potential alternative, but its long duration of effect makes it impractical. Rivaroxaban can have a role for prophylaxis and can be given via a nasogastric tube. Eventually the patient should be switched to warfarin for long-term anticoagulation. Warfarin should not be started until the platelet count has recovered. A minimum of a 5-day overlap of the direct thrombin inhibitor and warfarin should be used before stopping the direct thrombin inhibitor. The role of NOAC agents is yet to be determined.

Acquired Platelet Dysfunction

Antiplatelet agents are the mainstay therapy for patients with atherosclerotic vascular disease and coronary artery disease. This therapy is based on the role of platelets in causing complications of atherosclerosis. Treatment with aspirin reduces the incidence of occlusive arterial vascular events. Aspirin irreversibly acetylates cyclooxygenase and thereby prevents formation of thromboxane A 2 , a prostaglandin that mediates activation of more platelets. Clopidogrel is a thienopyridine that inhibits the P2Y12 receptor, and it is widely used in patients with atherosclerotic vascular disease and in patients who do not tolerate aspirin. The combination of aspirin plus clopidogrel is recommended after coronary stenting and for up to 9 months after acute coronary syndrome. These drugs and other anticoagulant therapies are associated with excessive intraoperative and postoperative bleeding and resultant transfusions in most situations. Patients with thrombocytopenia or with qualitative platelet defects (e.g., renal failure, von Willebrand disease) may represent a group at greater risk for bleeding. Discontinuation of antiplatelet and antithrombotic drugs before cardiac surgery in these high-risk patients should be considered.

Clopidogrel and aspirin therapy result in higher rates of postoperative bleeding, blood product transfusion, and reexploration for mediastinal hemorrhage following emergency coronary artery bypass grafting (CABG). American College of Cardiology/American Heart Association (ACC/AHA) guidelines and the current Society of Thoracic Surgeons (STS) guidelines recommend stopping adenosine diphosphate (ADP) inhibitors 5 to 7 days before cardiac operations, if possible, recognizing that operations sooner than 5 days in patients taking ADP-inhibitors risk increased perioperative bleeding and transfusions. However, in patients with drug-eluting stents, the abrupt discontinuation of platelet inhibitors may also increase the risk for thrombotic events, and there is little evidence available to guide therapy in this situation. Discussion with all members of the cardiovascular team including cardiologists, cardiac surgeons, and anesthesiologists is recommended. New shorter-acting antiplatelet agents that should soon be available (e.g., cangrelor) might offer an important therapy and a new paradigm for management. Changing to a glycoprotein IIb/IIIa inhibitor (GPI) or to a direct thrombin inhibitor might also be an alternative.

Additional therapeutic agents can produce platelet dysfunction. Platelet glycoprotein (GP) IIb/IIIa complexes are also important in platelet-mediated thrombus formation. GP IIb/IIIa inhibitors have been used less commonly to treat acute coronary thromboses, most likely because of the increasing use of clopidogrel as based on 2013 ST-elevation myocardial infarction (STEMI) guidelines. GP IIb/IIIa (IIbβ3) is a receptor on platelets that binds to key hemostatic proteins, including fibrinogen and VWF, to allow cross-linking of platelets and platelet aggregation. GP IIb/IIIa antagonists block the final common pathway and function as inhibitors of platelet participation in acute thrombosis. Three different agents are available and differ in antagonist affinity, reversibility, and receptor specificity.

The first of these agents, the monoclonal antibody abciximab (ReoPro), was approved for use in percutaneous coronary intervention. Tirofiban (Aggrastat), a nonpeptide, is approved for treatment of acute coronary syndromes (unstable angina or non–Q-wave myocardial infarction). Eptifibatide (Integrilin), a peptide, was approved for use in percutaneous coronary intervention and acute coronary syndromes. The shorter-acting agents tirofiban and eptifibatide are used during coronary intervention. Abciximab, the longer-acting agent, is used with decreasing frequency because of its long half-life and potential for producing thrombocytopenia and bleeding.

Hemostatic Testing

Hemostatic testing is often used preoperatively to identify patients at risk for bleeding and to define the presence of any specific defect that could produce bleeding. Because platelet dysfunction is a major cause of bleeding following cardiac surgery, laboratory evaluation of platelet function would provide valuable information. However, most platelet function tests available as point-of-care testing or as laboratory-based testing have not been suitably validated in cardiac surgical patients. In addition, dilutional thrombocytopenia can affect the test results. Better tests of platelet function are needed and should be applied in this patient population to allow for accurate diagnosis of underlying disorders.

Despite the lack of studies supporting platelet function tests in the perioperative management of cardiac surgical patients, multiple studies have showed that using algorithms based on point-of-care coagulation tests can decrease bleeding and transfusion requirements after cardiac surgery. One important caution is that hemostatic test results can also be abnormal in patients who are not bleeding. Transfusion algorithms can prevent or decrease the empirical administration of hemostatic factors. Cardiac surgery services should use transfusion guidelines based on laboratory-guided algorithms, and the possible benefits of point-of-care testing should be tested against this standard.

Risk Factors for Bleeding

Ferraris and colleagues summarize variables associated with increased transfusion requirements caused by patient-related, procedure-related, and process-related factors in their inclusive review. However, most studies do not distinguish between red blood cell (RBC) transfusion and hemostatic factor transfusion. Ferraris and colleagues identified a high-risk profile associated with increased postoperative blood transfusion. Six variables were identified as important indicators of the risk of bleeding: (1) advanced age, (2) low preoperative RBC volume (preoperative anemia or small body size), (3) preoperative antiplatelet or antithrombotic drugs, (4) reoperative or complex procedures, (5) emergency operations, and (6) certain patient comorbidities. The web site of the review can be found at www.sts.org/sites/default/files/documents/pdf/guidelines/BloodConservationUpdate0311.pdf .

Patient-Related Causes of Bleeding

Certain patients are at greater risk for bleeding, such as those with acquired or congenital coagulopathies, patients scheduled for re-do or complex procedures (e.g., combined valve and coronary revascularization, and aortic dissection with deep hypothermic circulatory arrest). There is evidence that certain patients have an accentuated response to antiplatelet drugs. Patients with thrombocytopenia from any cause (defined as platelet count less than 50,000) are at a high risk of excessive bleeding after CABG. Patients with preoperative anemia have a lower starting RBC mass. Anemia in complex ways can also contribute to bleeding. Patients with other congenital or acquired qualitative platelet defects, such as von Willebrand disease, Bernard-Soulier syndrome, and Glanzmann thrombasthenia, are at increased risk of bleeding. Acquired qualitative defects occur with hepatic and renal failure, as well as following the administration of some drugs.

Physician-Related Causes of Bleeding

One important factor in surgical bleeding and blood transfusion is the surgeon. Surgical practices differ widely and influence morbidity and mortality. Cardiopulmonary bypass times influence platelet function and postoperative bleeding. Meticulous attention to surgical technique and to intraoperative hemostasis will affect bleeding and transfusion requirements. Differences in practice patterns relative to the diagnosis and therapy of postoperative hemorrhage also contribute to variability in transfusion practices. Transfusion practices also vary among centers.

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