Diagnosis and Management of Pleural Metastases and Malignant Effusion in Breast Cancer


Pleural metastases and malignant pleural effusion (MPE) may occur with metastatic breast cancer. Presentation can vary widely from an incidental finding on imaging to a large effusion with severe dyspnea. Any pleural effusion in a breast cancer patient can be suspected to be a malignant effusion until proven otherwise. The focus of the clinician should be to provide the most efficient, accurate diagnosis, and palliation of symptoms with the least risk of complication and pain for the patient. Overall, MPEs account for approximately 20% to 25% of all effusions. Infectious or postinfectious etiologies are the most common cause of exudative effusion. Pleural malignancies, both primary and metastatic, are the second leading cause of exudative pleural effusions, estimated to number approximately 150,000 annually in the United States. Breast cancer is second only to lung cancer as the leading cause of all pleural metastases and thus accounts for approximately one-fourth of all malignant effusions. In women, it is the most common cause of a malignant effusion, accounting for up to 40%. In this chapter, we review the magnitude and presentations of pleural metastases and MPE in breast cancer, their biochemical profiles, and methods of diagnosis and management. A similar but less common clinical entity, malignant pericardial effusion (MPCE), is also covered.

The estimated incidence of malignant pleural involvement in breast cancer ranges from 2% to 12%. Although cancer cell–positive effusions have been noted as the initial presentation of a malignancy, this is not commonly reported as the initial diagnosis of breast cancer. Conversely, malignant breast cancer pleural metastases are a common initial presentation of disease progression or recurrence, occurring in 42% to 43% of patients. Overall, in advanced breast cancer, pleural metastases are a common occurrence and are found in 36% to 65% of cases of advanced disseminated disease. The time of initial breast cancer diagnosis to the development of malignant pleural involvement varies but averages 35 to 42 months. The contribution of malignant pleural involvement by breast cancer toward the overall mortality and morbidity of the disease depends on the number of metastatic disease sites, total tumor burden within the pleural space, and underlying pulmonary reserve of the patient.

Pathogenesis

Although MPE can be a significant problem for those affected, the details of its pathogenesis are not clear. It appears to be a combination of factors leading to an overall increase in pleural fluid production that exceeds its removal, thereby causing an accumulation as MPE. Interestingly, pleural effusion does not occur in every patient with pleural metastases. Current research has shed light on the fact there may be certain genetic characteristics or “secretomes” carried by these tumors that do cause effusions. Tumor cells may produce vascular endothelial growth factor (VEGF) along with a host of concomitant factors. These factors interact with inflammatory cells in the mesothelium and endothelium leading to capillary leak into the pleural space that overwhelms the lymphatic system’s ability to reabsorb. There is also some thought that direct tumor invasion of the lymphatics may impair this drainage system as well.

Clinical Presentation

Symptoms associated with breast cancer pleural metastases may be related to local and systemic effects. Metastatic cancers to the pleural space, including breast cancer, rarely present as bulky metastases without pleural effusion. Dyspnea is, in general, the most common presenting symptom and is often related to the size of the pleural effusion. However, up to one-fourth of patients may be asymptomatic at presentation.

Pleural metastases from breast cancer result in dyspnea by causing a restrictive pulmonary physiology and gas-exchange abnormalities. The incompressible pleural fluid collection and the limited outward chest wall excursion result in compression and atelectasis of the underlying lung parenchyma. The reduction in vital capacity reduces the effective gas exchange. Although the pulmonary circulation has an adaptive hypoxic vasoconstrictive response, this is insufficient when there is a large effusion or when atelectatic lung leads to significant shunting and ventilation/perfusion mismatching. Other causes of subjective dyspnea without significant hypoxemia include mediastinal shifting and reflex stimulation of the chest wall and lungs as a result of altered compliance ( Box 64.1 ).

Box 64.1
Causes of Dyspnea in Breast Cancer Patients

  • Atelectasis of lung parenchyma resulting from malignant pleural effusion

  • Inflammatory pleurisy and chest wall pain leading to splinting

  • Lung parenchymal metastases

  • Pneumonia obscured by effusion

  • Pulmonary thromboembolism

  • Pneumonitis secondary to radiation

  • Left ventricular dysfunction leading to pulmonary edema

  • Cardiotoxicity due to antineoplastic agents

  • Malignant pericardial effusion and tamponade

  • Anemia secondary to advanced cancer or antineoplastic therapies

Aside from the aforementioned causes of dyspnea, other concomitant factors may contribute to breathlessness. Anemia reduces the oxygen-carrying capacity and systemic oxygen delivery and may induce a hyperdynamic cardiac response and strain. Patients are generally older and may have underlying degrees of congestive heart failure, which is often manifested as dyspnea. Risks of pulmonary thromboembolism are increased secondary to hypercoagulable states of cancers, effects of hormonal therapy, and the decreased mobility of many cancer patients. Pulmonary embolism (PE) is listed as the fourth most common cause of pleural effusions by some authors ( Table 64.1 ). One-fourth of PE-associated effusions may be transudative, but three-fourths of them are exudative and may confound the diagnosis of a breast cancer–associated malignant effusion.

Table 64.1
Causes of Pleural Effusion in Breast Cancer Patients
Cause Transudates Exudates
Congestive heart failure from all causes, especially bilateral effusions ++++ Rarely
Parapneumonic effusions ++++
Pulmonary thromboembolism +++ +
Postobstructive atelectasis ++++
Hypoalbuminemia resulting from cachexia ++++
Associated with ascites, malignant or cirrhosis +++ +
Chylothorax resulting from thoracic duct obstruction ++++
Mediastinal adenopathy, including compression of pulmonary arteries + +++
Superior vena cava syndrome ++++
Status post chest wall or mediastinal radiation ++++
Drug-induced pleural reactions (bleomycin, cyclophosphamide, methotrexate, mitomycin, procarbazine) ++++

Malignant pericardial involvement should be suspected in a patient with persistent dyspnea after drainage of a MPE. The patient with a MPCE may or may not have hemodynamic instability. The true incidence of MPCE associated with all breast cancer patients is unclear, but it was reported to be as high as 19% in an autopsy series. Of the subgroup of patients with known metastatic pleural breast cancer with pericardial spread of disease, 63% to 100% also have lung and pleural metastases at the time of MPCE diagnosis. These patients with both breast MPE and MPCE appear to have a higher frequency of bilateral malignant effusions. Dyspnea may also be a result of antineoplastic therapies. Pulmonary parenchyma can be quite radiosensitive, and radiotherapy directed against breast cancer may scatter and lead to subacute radiation pneumonitis and delayed fibrosis with restriction. Some cytotoxic chemotherapy agents have associated pulmonary toxicities, or cardiotoxicity. In addition to intrinsic lung dysfunction, cytotoxic and radiation-induced immunosuppression with concomitant structural lung damage may predispose patients to pulmonary infections. In a clinicopathologic review of the pattern of metastatic diseases and cause of death in breast cancer patients, the pulmonary system is the number one or two site of metastases, and infections account for about one-fourth of the deaths.

Other nonspecific chest symptoms attributable to pleural metastases often include cough and, much less commonly, pleurisy and chest wall pain. Tachypnea, tachycardia, and cyanosis may be related to impaired gas exchange and hypoxemia. A large pleural effusion may transmit increased pressure to the pericardium and rarely cause a tamponade-like effect; in general, however, hypotension is not common without a pericardial effusion. Likewise, fever and hemoptysis should prompt a search for concomitant processes such as empyema, pneumonia, sepsis, pulmonary thromboembolism, or endobronchial metastases.

Diagnosis

Radiographic Findings

Plain chest radiography is the most common radiographic means of identifying malignant pleural involvement. There is opacification of various extent of the hemithorax, ranging from blunting of the costophrenic angle on the frontal view and posterior gutter on the lateral view to complete opacification of the hemithorax, with or without a midline shift of the mediastinal structures. Decubitus films to confirm a free-flowing liquid layer may be used to follow up suspicious blunting without the classic meniscus fluid sign. With the ready availability of computed tomography (CT) scans that provide superior discrimination of tissue versus fluid, advanced three-dimensional imaging can help direct diagnosis and treatment. Contrast enhancement of the parietal pleural is useful in separating exudative from transudative effusions. More specific features of malignant pleural involvement include pleural nodularity and irregularity and pleural thickness greater than 1 cm. Pleural surfaces thus assessed with CT scanning have a sensitivity of 87% and specificity of 100% for malignant involvement, although the sensitivity is lower for metastatic cancers versus primary pleural cancers. A large pleural effusion normally shifts the mediastinum toward the contralateral chest, sometimes causing critical compression of vascular and conducting airway structures. Therefore a midline undeviated mediastinum or an ipsilaterally deviated mediastinum in the presence of a large effusion suggests central airway obstruction leading to complete atelectasis of the lung. This should prompt an airway examination to look for endobronchial obstruction resulting from tumor or volume loss resulting from inspissated mucus. Ultrasound can complement chest films and/or CT scans to guide bedside sampling and drainage of fluid pockets, especially when these are small or may have become loculated, or when the patient’s comorbidities such as bullous emphysema or large body habitus may increase the risk of complications from thoracentesis.

Most metastatic pleural effusions from breast cancer are unilateral and arise in the hemithorax ipsilateral to the initial site of disease 50% to 83% of the time. Bilateral pleural effusion could be due to underlying systemic diseases such as left ventricular dysfunction and congestive heart failure, renal failure, hepatic disease, hypoalbuminemia, and other causes; however, up to 10% of patients with MPE may have bilateral malignant effusions. It should be qualified that these studies are from the era before CT scans were routinely used to assess disease progression or to identify pleural pulmonary involvement. The routine use of CT scanning may detect many smaller pleural effusions. Distribution of metastatic implants on the pleural surfaces has been studied in vivo during diagnostic and therapeutic thoracoscopy, and this has demonstrated that a majority of the visible lesions stud the visceral pleura and the parietal pleura. Given the differential blood supply and lymphatic drainage of the visceral and parietal pleural surfaces, this suggests that most pleural metastases occur in combination with and perhaps subsequent to hematogenous and lymphangitic spread of disease to the lungs.

18-Fluorodeoxy glucose positron emission tomography (FDG-PET) is accepted as an effective metabolic imaging adjunct to help characterize abnormal-appearing tissue as likely being neoplastic, inflammatory, or benign. FDG-PET has high sensitivity and specificity rates in the imaging of primary pleural cancers, as in mesothelioma. FDG-PET is superior to CT alone in the detection of pleural metastases in primary bronchogenic carcinoma, with a sensitivity approaching 90% and a specificity and accuracy of 94.1% and 91.4%, respectively. Although not part of the standard staging workup for breast cancer, PET/CT imaging has shown usefulness in staging patients with at least clinical IIB disease, where it may detect intrathoracic metastases.

An example of FDG-PET positive pleural, lung parenchymal, and extra-thoracic soft tissue metastases in a breast cancer patient is presented in Fig. 64.1 . The use of PET-CT scanners with fused PET-CT imaging facilitates the localization of pleural metastases and help distinguish these from metastases to the lung periphery, chest wall osseus, and soft tissue structures.

Fig. 64.1, Computed tomography (CT), 18-fluorodeoxy glucose positron emission tomography (FDG-PET), and fused PET-CT images of pleuropulmonary metastases from breast cancer. Disseminated stage IV breast cancer with bilateral pulmonary, mediastinal (right paratracheal and left para-aortic) nodal, right anterior pleural, right chest wall disease. Note the absence of FDG uptake in the bilateral small dependent pleural effusions but clear activity in the right anterior nodular pleural lesions. (A) Soft tissue window ( top ); fused soft tissue window ( bottom ). (B) FDG-PET. (C) Soft tissue window of the lung ( top ); fused lung and soft tissue windows ( bottom ).

Tissue Confirmation

Thoracentesis and Studies on the Pleural Fluid

The radiologic advances outlined earlier have greatly improved our ability to detect earlier and characterize the extent of possible pleural metastases from breast cancer. However, the broad differential of a possible malignant effusion generally makes it necessary to obtain a tissue diagnosis for accurate staging before proceeding with appropriate regional and/or systemic therapy.

Since the presentation of malignant pleural metastases from breast cancer is most often a pleural effusion ( Fig. 64.2 ), symptomatic or otherwise, the initial diagnostic step is removal and analysis of fluid for diagnosis and as needed for the relief of symptoms. Thoracentesis can be performed “blind,” without real-time radiologic guidance, after review of a chest film or CT scan; however, beside ultrasonography by physicians can be a valuable tool, especially in patients with smaller or loculated effusions. The diagnostic yield of pleural fluid cytology varies and ranges from 40% to 90%, depending on the tumor type, tumor burden, and number of thoracenteses performed. Breast cancer appears to have a higher pleural cytologic yield than metastatic lung cancer. There is debate as to whether a large volume of fluid improves diagnostic yield; practice currently varies from sending only 10 to 20 mL to more than 1 L. Furthermore, local laboratory practice differs as to whether only a small aliquot is processed as a smear or whether a larger volume is processed into a cell block. There is evidence that the preparation of a cell block increases the diagnostic yield from 11% to 38%. An additional advantage of a cell block is having additional material available for immunostaining. Routine tests performed on the pleural fluid include chemistries to distinguish an exudate from a transudate. Pleural fluid glucose, pH, lactate dehydrogenase (LDH), and cultures may rule differentiate a pleura space infection from a malignant effusion. Table 64.1 highlights some common causes and findings that may be encountered in the workup of a pleural effusion in a patient with a history of breast cancer. A proven malignant effusion with low glucose, low pH, and a high LDH generally portends a worse prognosis, but it should not discourage the clinician from attempting to drain and potentially sclerose the affected space for palliation.

Fig. 64.2, Thoracoscopic view of a pleural cavity with malignant pleural effusion and tumor deposit on the parietal pleura in a patient with metastatic breast cancer.

Immunohistochemistry

Given the rich source of tumor markers associated with adenocarcinomas, and markers with greater specificity for breast cancer in particular, there have been ongoing attempts to improve on the diagnostic sensitivity and prognostic value of identifying a malignant breast effusion with such molecular markers. The 2007 American Society of Clinical Oncology (ASCO) recommendations for the use of tumor markers include the measurement of steroid hormone receptors (estrogen [ER] and progesterone receptor [PR] status) and HER2/neu status of the primary tumor. Although metastatic effusions from breast cancer also have a high frequency of positive ER and PR staining (72% and 52%, respectively), so do ovarian metastatic effusions, thus limiting the specificity of ER and PR staining.

Biomarkers of tissue proliferation have also been looked for in suspicious pleural fluid, both as an aid to diagnosis and, perhaps in the future, as a target for specific therapy. Ki67 is a human nuclear antigen present in cycling but not resting cells, and positive immunohistochemical labeling of suspicious but cytologically negative effusions may obviate more invasive surgical procedures. VEGF has been found and measured in various malignant serous effusions, including pleural effusions, and reaches levels 10 times higher than that in matched sera. The use of anti-VEGF neutralizing antibodies in in vitro systems point the way toward possible future targeted therapy.

Tissue Biopsies

Pleural needle biopsy with a variety of needles had been performed “blind” after confirming entry into a pocket of pleural fluid with a finder 21-gauge or smaller needle or directly with ultrasound. The yield of pleural needle biopsy is generally lower than that provided by fluid cytology. Because the parietal surface implants may be not diffuse ( Fig. 64.3 ), needle sampling alone of the pleura alone may have low yield unless a clearly thickened area is seen on imaging and can be targeted. Given the potential risk of parenchymal lung puncture, occasional life-threatening bleeding (typically from intercostal arteries), and the availability of more accurate minimally invasive image-guided procedures, blind pleural needle biopsies are generally of historical interest and unwarranted.

Fig. 64.3, Macroscopic view of tumor implants on the parietal pleura.

Surgical approaches for tissue diagnosis may be required when repeat thoracentesis with or without image-guided pleural biopsy fails to provide a tissue confirmation or when the initial presentation suggests a multiloculated complex malignant effusion. Thoracoscopic approaches, either with video-assisted thoracoscopic surgery (VATS) or robotic-assisted thoracoscopic surgery (RATS), have 86% to 100% diagnostic accuracy in diagnosing a MPE. These procedures are generally performed under general anesthesia, but small single-incision thoracoscopy can also be performed under local anesthetic in the appropriate patient. Confirmation of malignant pleural involvement based on histologic examination of fresh-frozen tissue or the appearance under visual examination may expedite long-term management of the involved pleural space by pleurodesis at the end of the case, either by mechanical or chemical means. If pleural apposition cannot be achieved to allow for successful pleurodesis, pleural drainage catheters—either temporary or tunneled indwelling pleural catheters (IPCs)—can also be optimally positioned at the time of surgery.

Treatment: Indications, Approaches, and Complications

Intervention and management of patients with MPE from metastatic breast cancer should be guided by a few general principles. As the presence of malignant cells in the pleural space implies metastatic disease, the goal of therapy is primarily to palliate symptoms and to avoid complications caused by pleural involvement ( Box 64.2 ). As a rule, the development of malignant pleural involvement, especially if it is one of multiple sites of metastases, portends more aggressive disease, a higher tumor burden, and hence worse outcome.

Box 64.2
Management of Malignant Pleural Effusions From Breast Cancer

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