Neuro-ophthalmology: Ocular Motor System


General Principles of Ocular Motor Control

I do not know of any kind of work better fitted for correcting loose habits of observation and careless thinking than a study of the ocular motor nerves. John Hughlings Jackson, 1877

This chapter includes an outline of ocular motor anatomy and physiology pertaining to clinical disorders of eye movements and is divided into two broad categories: those disorders that result in insufficient eye movements and ocular misalignment, thereby causing disorders of gaze and binocular diplopia, and those that result in abnormal spontaneous eye movements, causing a subjective sense of visual motion called oscillopsia. Competence in accurate diagnosis in such disorders is dependent on the skills of attentive listening, probing questions, extensive knowledge of neuroanatomy and of disorders that affect the efferent visual pathways, and eye movement examination. Objective measurement of abnormal eye movements can increase the sensitivity of detecting subtle deficits to confirm clinical suspicions.

A reasonable understanding and interpretation of abnormal eye movements requires appreciation of the anatomy and physiology of eye movement control. Normal vision is accomplished by a continuous cycle of visual fixation and visual analysis, interrupted by rapid gaze-shifting eye movements called saccades. Subjects with intact afferent visual systems are capable of discerning small details comparable to a Snellen acuity of 20/13 provided that the target image is maintained within 0.5 degree of the fovea centralis. However, 10 degrees from fixation, the resolving power of the retina drops to 20/200. Although the peripheral retina has poor spatial resolution, it is exquisitely sensitive to movement (temporal resolution). The image of an object entering the peripheral visual field stimulates the retina to signal the ocular motor system to make a saccade to fixate the image on the fovea. Visual information concerning spatial resolution (fine detail) and color travels via retinal ganglion (P) cells to the parvocellular layers of the lateral geniculate nucleus (LGN), whereas information concerning temporal resolution (movement) travels via retinal ganglion (M) cells to the magnocellular layer of the LGN. In turn, LGN neurons project via the optic radiations to the primary visual area (V1), the striate cortex (area 17). From here, two processing streams project ( Fig. 18.1 ): the ventral stream, responsible for form and object recognition dominated by foveal representation, projects to the temporal lobe; the dorsal stream, responsible for movement recognition and visuospatial processing dominated by peripheral visual field representation, projects to the prestriate cortex and then to the superior temporal sulcus region. This contains cortical middle temporal (MT) areas and middle superior temporal (MST) areas in monkeys, roughly equivalent to the parietotemporal-occipital (PTO) junction in humans. Both streams converge on the frontal eye fields (FEFs) and are involved in controlling saccades and other eye movements. Thus, with the exception of reflexive vestibular eye movements, cerebral structures determine when and where the eyes move, whereas brainstem mechanisms determine how they move. In other words, voluntary eye movements are generated in the brainstem but triggered by the cerebral cortex.

Fig. 18.1, A, Overview of the combined afferent and efferent visual system. B, Areas in the human brain that are believed to be important in generating saccades and pursuit. BSG, Brainstem saccadic generator; CN, caudate nucleus; ESC, extrastriate cortex; FEF, frontal eye field; LGN, lateral geniculate nucleus; LIP, lateral intraparietal area; MST, medial superior temporovisual area; MT, middle temporovisual area; PEF, parietal eye field; PFC, prefrontal cortex; PPC, posterior parietal cortex area; PPRF, paramedian pontine reticular formation; PTO, parietotemporo-occipital junction; SC, superior colliculus; SEF , supplementary eye field in the supplementary motor area; SN, substantia nigra; 7a, area 7a.

Eye Movement Anatomy

Functional Classes of Eye Movements

The goal of visual fixation and all normal eye movements is to place and maintain an object of visual interest on each fovea simultaneously to allow visualization of a single, stable object. To meet this goal, several types, or functional classes, of eye movements exist, including saccades, smooth pursuit, vestibular reflexes, optokinetic nystagmus (OKN), and vergence. Anatomically and physiologically, separate supranuclear (i.e., prenuclear) neuronal networks coordinate their activity to initiate and modulate each type of eye movement.

Saccades

The saccadic system moves the eyes rapidly (up to 800 degrees/sec) and conjugately to fixate new targets ( Fig. 18.2 , A ). Saccades may be generated voluntarily or in response to verbal commands in the absence of a visible target. Reflexive saccades occur in response to peripheral retinal stimuli such as visual threat or to sounds. Also, saccades create the fast components of nystagmus, including OKN. In general, voluntary saccades are generated in the contralateral frontal cortex and reflexive saccades in the contralateral parietal cortex. More specifically, several specialized areas in the cortex—identified by pathological lesions, transcranial magnetic stimulation, and neurophysiological studies (particularly in monkeys)—play a major role in controlling saccades (see Fig. 18.1 , B ). These include the FEFs in the precentral gyrus and sulcus (Brodmann area 6 in humans); the supplementary eye fields (SEFs) on the dorsomedial aspect of the superior frontal gyrus anterior to the supplementary motor area; the parietal eye fields (PEFs) in the lateral intraparietal (LIP) area in monkeys which is equivalent to an area in the intraparietal sulcus near the angular gyrus region (Brodmann areas 39 and 40 in humans); the posterior parietal cortex (PPC) (Brodmann area 39 in the upper angular gyrus in humans); the dorsolateral prefrontal cortex (PFC) (Brodmann area 46); the vestibular cortex in the posterior superior temporal gyrus; and the hippocampus in the medial temporal lobe. Collectively, these cortical areas and the superior colliculus are parts of a network that determines when different types of saccades occur and where they go: that is, they calculate their direction and amplitude (accuracy).

Fig. 18.2, Simulated Eye Movement Recordings.

To enable the small, strap-like extraocular muscles to move the relatively large globes and overcome inertia and elastic recoil of the viscous orbital contents, the yoked agonist muscles for a conjugate saccade require a burst of innervation (called the pulse) to occur simultaneously with reciprocal inhibition of yoked antagonist muscles ( ) ( Fig. 18.3 , A ). The saccadic pulse is generated by excitatory burst neurons (EBNs) in the brainstem: for horizontal saccades, EBNs are located in the ipsilateral paramedian pontine reticular formation (PPRF) just rostral to the abducens nucleus ( ); for vertical and torsional saccades, EBNs are located in the rostral interstitial medial longitudinal fasciculus (RIMLF) in the midbrain ( ). Whereas EBNs discharge to generate the pulse, inhibitory burst neurons (IBNs) discharge to inhibit the yoked antagonist muscles ( ).

Fig. 18.3, Ocular Motor Events for a Leftward Saccade.

At saccade end, maintenance of the eyes on target in an eccentric position requires transition of the pulse command into a new lower-level tonic step command provided by neural integrators (NIs) (see Fig. 18.3 , B ). The NIs for horizontal eye movements include the medial vestibular nucleus and nucleus prepositus hypoglossi ( ), whereas vertical integration occurs in the interstitial nucleus of Cajal (INC). The cerebellum and EBNs maintain the output of the NIs by controlling gain, via a positive feedback loop, to keep the eyes on target.

Just before and during saccades, EBNs are inhibited tonically by omnipause neurons (OPNs) located in the nucleus raphe interpositus (RIP) in the caudal pons ( ). Thus, OPNs—which receive input from the cerebrum, cerebellum, and superior colliculus—allow a saccade when they cease discharging and permit EBNs to fire (see Figs. 18.3, C and 18.4 ). For example, for a leftward saccade, OPNs cease discharging, the left lateral rectus and the right medial rectus muscles receive a pulse of innervation to generate the saccade, and their antagonists, the left medial and right lateral rectus muscles, are reciprocally inhibited. Upon reaching the visual target, the pulse command, mediated by the NIs, transitions to tonic step command to hold the eyes in place. The saccade has ended and OPNs resume firing.

Fig. 18.4, Electrophysiological Events During a Saccade.

Typically, saccades are assessed clinically by asking the subject to make rapid eye movements between two stationary visual targets in the horizontal and then vertical planes. The examiner should observe for abnormalities of saccade onset, speed, conjugacy, accuracy, and trajectory.

Smooth Pursuit

The pursuit system enables the eyes to track slowly moving targets (up to 70 degrees/sec) to maintain the image stable on the fovea. Specially trained subjects (e.g., baseball players) are capable of smooth-pursuit eye movements as fast as 100 degrees/sec. Control of smooth-pursuit eye movements is complex (see Fig. 18.1 ) but essentially consists of three components: sensory, motor, and attentional-spatial. The stimulus for pursuit is movement of an image across the fovea at velocities greater than 3 to 5 degrees/sec. The sensory component includes the striate cortex (area 17), which receives information from the retinal ganglion (M) cells via the magnocellular layer of the LGN and the optic radiations. The striate cortex projects to the prestriate cortex (parieto-occipital areas 18 and 19) and then to the superior temporal sulcus region, which contains cortical areas MT and MST in monkeys, equivalent to the PTO junction in humans. This sensory subsystem encodes for location, direction, and velocity of objects moving in the contralateral visual field and is the major afferent input driving smooth pursuit. It projects to the pursuit motor subsystem bilaterally, also located in the PTO region, as well as to frontal and SEFs. This pursuit pathway is indirect and focuses attention on small moving targets. A direct pathway bypassing the attentional-spatial subsystem enables large moving objects, such as full-field optokinetic stimuli, to generate smooth pursuit contralaterally even when the subject is inattentive. The superior colliculus also contributes to pursuit drive. The PTO projects to the ipsilateral dorsolateral and lateral pontine nuclei. To control ipsilateral tracking, pursuit pathways undergo a double decussation from the pontine nuclei to the contralateral cerebellar flocculus and medial vestibular nucleus and then back to the ipsilateral abducens nucleus ( Fig. 18.5 ).

Fig. 18.5, Postulated double decussation of pursuit pathways in the brainstem and cerebellum. The first decussation consists of excitatory mossy fiber projections from the pontine nuclei to granule cells, which excite basket cells and stellate cells in the contralateral cerebellar flocculus. The basket and stellate cells inhibit Purkinje cells, which in turn inhibit neurons in the medial vestibular nucleus (MVN) . The second decussation consists of excitatory projections from the MVN to the opposite abducens nucleus (VI) .

Clinically, smooth pursuit is assessed by having the subject follow a very slowly moving visual target in the horizontal and then vertical planes while the examiner observes for any corrective saccades superimposed upon pursuit. If the target moves too quickly or changes direction abruptly, even in healthy individuals, or if the pursuit system is impaired, the eyes become unable to maintain pace with the target and fall behind. Consequently the image moves off the fovea, producing a retinal error signal that provokes a corrective (catch-up) saccade and again fixates the target. Then the cycle repeats itself, resulting in saccadic (“cogwheel”) pursuit (see Fig. 18.2 , B ). Bidirectional defective pursuit eye movements, a normal finding in infants, are nonspecific and occur under conditions of stress or fatigue or with sedative medication. However, impaired tracking in one direction suggests a structural lesion of the ipsilateral pursuit system (see Fig. 18.2 , B ).

Pursuit defects fall into four categories:

  • 1.

    Retinotopic defects: Lesions of the geniculostriate pathway cause impaired pursuit in both directions in the contralateral visual field defect. Defects also occur with lesions of areas MST or MT; these patients have apparently normal visual fields but selective “blindness” for movement.

  • 2.

    Impaired pursuit, worse in the ipsilateral direction in both hemifields, occurs with lesions in the lateral aspect of area MST and the foveal representation of area MT in monkeys, similar to a focal PTO lesion in humans. Lesions in the FEF, posterior thalamus, midbrain, ipsilateral pons, contralateral cerebellum, contralateral pontomedullary junction, and ipsilateral abducens nucleus can also impair pursuit in both hemifields but more markedly in the ipsilateral direction.

  • 3.

    Symmetrically impaired pursuit in both horizontal directions occurs with focal lesions in the parieto-occipital region (area 39), medication (e.g., anticonvulsants, sedatives, and psychotropic agents), alcohol, fatigue, inattention, schizophrenia, encephalopathy, a variety of neurodegenerative disorders, and age (infants and the elderly).

  • 4.

    An acute nondominant (e.g., parietal, frontal) hemispheric lesion associated with a hemispatial neglect syndrome causes transient loss of pursuit beyond the midline into contralateral hemispace.

Vestibular Eye Movements

The vestibular eye movement system maintains a stable image on the retina during head movements. The semicircular canals respond to rotational acceleration of the head by driving the vestibulo-ocular reflex (VOR) to maintain the eyes in the same direction in space during head movements. The otoliths (utricle and saccule) are gravity receptors that respond to linear acceleration and static head tilt (gravity)—that is, with ocular counter-rolling. The vestibular system stabilizes the direction of gaze during head movements by virtue of changes in its tonic input to the ocular motor nuclei. This is illustrated most clearly by the horizontal VOR ( Fig. 18.6 ). Each horizontal semicircular canal innervates the ipsilateral medial vestibular nucleus to inhibit the ipsilateral abducens nucleus and excite the contralateral abducens nucleus. The ampulla of the right horizontal semicircular canal is stimulated by turning the head to the right (or by warm caloric stimulation). This mechanical information is transduced by the vestibular end organ to electrical signals and transmitted to the ipsilateral vestibular nucleus. Excitatory information is then relayed to the contralateral abducens nucleus and inhibitory information to the ipsilateral abducens nucleus, causing the eyes to deviate in the direction opposite to head rotation, thus maintaining the direction of gaze. The vestibular system is discussed further in Chapter 22 .

Fig. 18.6, A lateral head turn (yaw, or side to side) induces movement of the endolymph in the ipsilateral horizontal semicircular canal toward the ampulla (as would warm water caloric stimulation of the external auditory meatus/tympanic membrane) and thus excites the contralateral abducens nucleus and inhibits the ipsilateral abducens nucleus via the vestibular nuclei (VN) . Each abducens nucleus innervates the ipsilateral lateral rectus muscle via the abducens nerve and the contralateral medial rectus muscle via the abducens nucleus interneurons, the medial longitudinal fasciculus (MLF) , and the neurons for the medial rectus (part of cranial nerve [CN] III nucleus). Neurons in each paramedian pontine reticular formation (PPRF) also have an excitatory input to the ipsilateral abducens nucleus and an inhibitory input to the contralateral abducens nucleus for saccades and quick phases of nystagmus. LE, Left eye; RE, right eye.

Vestibular eye movements are assessed most readily on clinical examination by testing visually enhanced oculocephalic reflexes in horizontal and vertical directions. The subject is asked to maintain fixation on a visual target as the examiner actively rotates the head in the horizontal and vertical directions while noting the range of excursions of the eyes and the smoothness of the eye movement.

Optokinetic Nystagmus

The optokinetic system uses visual reference points in the environment to maintain orientation. It complements the vestibulo-ocular system, which becomes less responsive during slow or sustained head movements, to stabilize images on the retina in situations such as large turns or spinning. When the eyes reach their limit of movement in the orbits, a reflexive saccade allows refixation to a point further forward in the direction of head rotation. The sequence repeats itself, resulting in OKN, comprising slow following pursuit-like movements and rapid saccadic resetting quick phases.

In humans, the optokinetic system predominantly responds to fixation and pursuit of a moving target (immediate component) and to a lesser extent velocity storage (delayed component), which involves neural circuitry in the vestibular system. Velocity storage is a mechanism by which the central nervous system (CNS), predominantly the vestibular system including the vestibulocerebellum, prolongs or causes perseveration of short signals generated by the vestibular end organ to enhance orientation in space. Velocity storage is largely involuntary. Probably, the optokinetic system evolved to supplement the vestibular system during sustained rotations.

True OKN is a rhythmic involuntary conjugate ocular oscillation provoked by a compelling full visual field stimulus, such as that produced by rotating an image of the environment around the patient or by turning the patient in a revolving chair. Elicitation of OKN using a pocket tape is a useful bedside test but evaluates only foveal pursuit and refixation saccades, which is helpful in several circumstances, as pointed out in respective sections further on. The subject is asked to directly look at the stimulus without following the motion. The examiner should note the presence or absence of slow and quick phases of eye movement in response to stimulus motion. OKN is a very reflexive eye movement that cannot actively be suppressed while attending to the stimulus.

Vergence

In humans and other frontal-eyed animals capable of binocular fusional vision, disconjugate (vergence) eye movements are necessary to maintain ocular alignment on an approaching or retreating object (convergence and divergence, respectively). Vergence movements are essential for binocular single vision and stereoscopic depth perception. Electromyography demonstrates that divergence is an active movement ( ), although it is not as dynamic or as much under voluntary control as convergence. The principal driving stimuli for vergence movements, relayed from the occipital cortex, are accommodative retinal blur (unfocused vision) and fusional disparity (diplopia). Each of these stimuli can operate independently. Convergence occurs predominantly via activation of the medial rectus muscles, though each eye also excyclotorts (more so in downgaze) to facilitate stereoscopic perception ( ). In addition, the pupils change size as part of the near reflex to increase the depth of field and sharpen the focus of the optical system.

Although the source of adduction commands for versional horizontal eye movements originates in the abducens nucleus, signals for convergence-mediated adduction do not arise here ( ). Although the precise locations of the convergence and divergence centers are unknown, important areas include the rostral superior colliculus, the mesencephalic reticular formation (MRF) dorsolateral to the oculomotor nucleus, and the supraoculomotor area above the oculomotor nucleus; further, separate pathways controlling fast (saccade-like) and slow convergence also exist ( ).

Clinically, vergence is tested by asking the subject to either follow a slowly moving target as it moves toward and away from him or her on a midline horizontal plane extending centrally toward the examiner between the subject’s eyes (slow vergence) or to make rapid jumps of the eyes between near and distant midline visual targets (fast vergence).

The Final Common Pathway of Eye Movements

The supranuclear networks send command signals to a “final common pathway” that includes the ocular motoneuron, neuromuscular junction, and the final effector organ of eye movements—the extraocular muscle. For some time it was believed that all motoneurons and extraocular muscle fibers participate fully in all types of eye movements ( ); however, more recently it was shown that specific neuronal and muscle fiber types may be more important for certain types of eye movements.

Each eye receives input from three ocular motor cranial nerves: oculomotor or cranial nerve III, trochlear or cranial nerve IV, and abducens or cranial nerve VI. (See Chapter 103 for a review of the anatomy of each ocular motor cranial nerve.) The six extraocular muscles ( Table 18.1 ) of each eye are yoked in pairs ( Table 18.2 ), so that the eyes move conjugately (versions) to maintain alignment of the visual axes ( Fig. 18.7 ). The actions of the medial and lateral recti are confined to the horizontal plane. The actions of the superior and inferior recti are solely vertical when the eye is abducted 23 degrees. The oblique muscles, the main cyclotorters, also act as pure vertical movers when the eye is adducted 51 degrees ( Fig. 18.8 ). For practical purposes, the vertical actions may be tested at 30 degrees of adduction and abduction. According to the Hering law of dual innervation, yoked muscles receive equal and simultaneous innervation while their antagonists are inhibited (the Sherrington law of reciprocal inhibition), thereby allowing the eyes to move conjugately and with great precision. The pulling actions of the extraocular muscles evolved to move the eyes in the planes of the semicircular canals, which are not strictly horizontal or vertical. These pulling actions are influenced by both the conventional insertions of the global layer of each extraocular muscle directly into the eyeball and by the insertion of the orbital layer into the fibromuscular connective tissue sheath that envelopes each rectus muscle ( Fig. 18.9 ). This arrangement forms a pulley system that is innervated actively ( ), stabilizes rotation of the globes in three-dimensional space during complex eye movements (e.g., when a horizontal muscle contracts during upgaze), and prevents excessive retraction of the globe within the orbit during extraocular muscle contraction. Techniques for examining the final common pathway are discussed further on.

TABLE 18.1
Actions of Extraocular Muscles
Muscle Primary Secondary Tertiary
Medial rectus Adduction
Lateral rectus Abduction
Superior rectus Elevation Intorsion Adduction
Inferior rectus Depression Extorsion Adduction
Superior oblique Intorsion Depression Abduction
Inferior oblique Extorsion Elevation Abduction

TABLE 18.2
Yoked Muscle Pairs
Ipsilateral Contralateral
Medial rectus Lateral rectus
Superior rectus Inferior oblique
Inferior rectus Superior oblique

Fig. 18.7, The Six Extraocular Muscles for Each Eye.

Fig. 18.8, A, Relationship of the muscle plane of the vertical rectus muscles to x - and y -axes. B, Relationship of the muscle plane of the oblique muscles to the x - and y -axes. (

Fig. 18.9, Diagrammatic representation of the structure of orbital connective tissues and their relationship to the fiber layers of the rectus extraocular muscles. Coronal views are represented at levels indicated by the arrows in horizontal section. IO, Inferior oblique; IR, inferior rectus; LR, lateral rectus; MR, medial rectus; SO, superior oblique; SR, superior rectus.

Disorders of Eye Movements—Ophthalmoplegia and Ocular Misalignment

Approach to History and Examination

History

The most common symptom with disorders of ocular misalignment, with or without ophthalmoplegia (i.e., reduced range of movement of one or both eyes), is diplopia (double vision). Diplopia is encountered frequently in neurological practice and may reflect an emergency with high morbidity and mortality or a benign acquired or lifelong condition. Box 18.1 gives for a summary of the general approach to diplopia. The first question (and exam technique, if the patient is uncertain) is to assess if the diplopia is monocular (fails to resolve by covering each eye) or binocular (resolves with covering each eye). Most often monocular diplopia is due to refractive error or dry eye, which is confirmed if double revolves when the patient looks through a pinhole or some other ocular cause ( Box 18.2 ). An exception to the “rule” that intraocular pathology causes monocular diplopia may occur if a retinal distortion such as an epiretinal membrane displaces the fovea to an extrafoveal location; thus, an intraocular process results in binocular diplopia ( ). This is the “dragged-foveal diplopia syndrome” and likely results from rivalry between central and peripheral fusional mechanisms ( ). Anisoconia (aniseikonia), defined as a difference of 20% or more between the image size from each eye and usually due to an optical aberration caused by anisometropia or cataract surgery, can cause diplopia, which may resolve with complex optical correction. Small differences in image size, even less than 3%, can cause visual discomfort or asthenopia without frank diplopia.

BOX 18.1
Assessment of the Patient with Diplopia

History

  • Monocular or binocular?

  • Horizontal, vertical, or oblique separation of the images?

  • Effect of distance of target (worse at near or far)?

  • Effect of fatigue? Worse in morning or evening?

  • Transient or persistent? If transient, effect of gaze direction or truly transient (consider giant cell arteritis)?

  • Tilting of one image?

  • Is there is a history of head trauma, cancer, “lazy eye,” eye surgery, or botulinum toxin?

  • What other symptoms are present (i.e., headache, eye pain, dizziness, weakness)?

Observation

  • Head tilt or turn? (“FAT

    FAT, Family album tomography—review of old photographs for head tilt, pupil size, lids, ocular alignment, etc. For magnification, use an ophthalmoscope, magnifying glass, or slit lamp.

    scan”)

  • Ptosis (fatigue)?

  • Pupil size? Anisocoria?

  • Proptosis?

Eye Examination

  • Visual acuity (each eye separately, and binocularly if primary position nystagmus present)

  • Versions (pursuit, saccades, and muscle overaction)

  • Convergence (does miosis occur?)

  • Ductions

  • Ocular alignment (muscle balance) in the “forced primary position” and comitance pattern

  • Pupils

  • Lids (examine palpebral fissures, levator function, fatigue)

  • Vestibulo-ocular reflexes (doll’s eye reflex)

  • Bell phenomenon

  • Prism measurements

  • Stereopsis (Titmus stereo test)

  • Optokinetic nystagmus

General Neurological Examination

Other Tests Where Indicated

  • Listen for bruits

  • Forced ductions

  • Edrophonium (Tensilon) test

  • Lights on-off test for the dragged-fovea diplopia syndrome

  • Ice-pack test for ptosis

BOX 18.2
Causes of Monocular Diplopia

  • Uncorrected refractive error

  • Equipment failure (defective contact lens, ill-fitting bifocals in patients with dementia)

  • Corneal disease (e.g., astigmatism, dry eye, keratoconus)

  • After surgery for long-standing tropia (eccentric fixation)

  • Corrected long-standing tropia (eccentric fixation)

  • Foreign body in aqueous or vitreous media

  • Iris abnormalities (polycoria, trauma)

  • Lens: multirefractile (combined cortical and nuclear) cataracts, subluxation

  • Occipital cortex (bilateral monocular): migraine, epilepsy, stroke, tumor, trauma (palinopsia, polyopia)

  • Psychogenic

  • Retinal disease (rare)

Images of the same object must fall on corresponding points of each retina to maintain binocular single vision (fusion) and stereopsis ( Fig. 18.10 ). If the visual axes are not aligned, the object is seen by noncorresponding (disparate) points of each retina and diplopia results ( Fig. 18.11 ). Also, it is helpful to remember that patients with poor vision in one eye may not experience diplopia and that binocular visual blurring (visual blur that resolves completely with each eye covered) or vague “eye strain” may represent ocular misalignment. Theoretically, the onset of double vision should be abrupt. However, in practice, the history of onset may be vague due to misinterpretation as blurring, intermittent occurrence, small amplitude, or compensation by head position. Occasionally visual confusion occurs because each fovea fixates a different object simultaneously, causing the perception of two objects in the same place at the same time ( Fig. 18.12 ). Patients may misinterpret physiological diplopia, a normal phenomenon, as a pathological symptom. Physiological diplopia occurs when a subject fixates an object in the foreground and then becomes aware of another object farther away but in the direction of gaze. The nonfixated object is seen by noncorresponding parts of each retina and is perceived by the mind’s (cyclopean) eye as double ( Fig. 18.13 ).

Fig. 18.10, Each eye views the target, AB , from a different angle. The fovea of the left eye (f 1 ) views the “A” side of the target and the fovea of the right eye (f 2 ) views the “B” side of the target. The occipital cortex—the cyclopean (mind’s) eye—integrates the disparate images so that a three-dimensional image (AB) of the target is perceived. This phenomenon is called sensory fusion .

Fig. 18.11, Misalignment of the Visual Axes.

Fig. 18.12, Visual Confusion (a rare occurrence).

Fig. 18.13, Physiological Diplopia.

Box 18.1 gives additional historical elements and examination techniques for diplopia. Horizontal diplopia is caused by impaired abduction or adduction of an eye and vertical, by impaired elevation or depression. Diplopia that is worse in one particular direction of gaze suggests that motility in that direction is impaired. Diplopia that is worse at distance usually accompanies impaired abduction or divergence, whereas worsening at near accompanies impaired adduction or convergence. For example, lateral rectus muscle weakness causes horizontal diplopia worse at distance and on looking to the side of the weak muscle. Medial rectus weakness causes horizontal diplopia that is worse at near and to the contralateral side. Care should be taken not to localize too early, as a suspected lateral rectus weakness by history could turn out to be due to myasthenia or a restrictive process in the orbit that affects the medial rectus ( Box 18.3 ). Isolated vertical diplopia ( Box 18.4 ) is commonly caused by superior oblique weakness. If acquired, one image is usually tilted—an infrequent finding when the condition is congenital.

BOX 18.3
Causes of Esotropia

  • Abducens palsy (unilateral or bilateral)

  • Abducens palsy with contracture of antagonist (ipsilateral medial rectus) during recovery

  • Accommodative esotropia

  • Acute thalamic esotropia

  • Chiari malformation (via abducens palsy or increased convergence tone due to cerebellar dysfunction)

  • Congenital esotropia (also acquired, cyclic)

  • Cyclical oculomotor palsy (spastic phase)

  • Divergence insufficiency or paralysis

  • Duane syndrome

  • Medial rectus entrapment (blowout fracture)

  • Myasthenia gravis

  • Nystagmus blockage syndrome (in congenital and latent nystagmus)

  • Ocular neuromyotonia

  • Orbital disorders (orbital varix, infiltrative lesions)

  • Posterior internuclear ophthalmoplegia of Lutz (pseudo-sixth)

  • Pseudo–sixth cranial nerve palsy of Fisher

  • Rippling muscle disease

  • Sagging eye syndrome (see section in chapter)

  • Spasm of the near reflex (near triad) (accompanied by miosis)

  • Stiff person syndrome (associated with abduction deficits, hypometric saccades)

  • Thyroid eye disease (often involves medial rectus, leading to restrictive abduction defect)

  • Tonic convergence spasm (part of dorsal midbrain syndrome)

  • Wernicke encephalopathy (bilateral abducens palsies)

BOX 18.4
Causes of Vertical Diplopia

Common Causes

  • Superior oblique palsy

  • Thyroid eye disease (muscle infiltration)

  • Myasthenia gravis

  • Skew deviation (brainstem, cerebellar, hydrocephalus)

Less Common Causes

  • Orbital inflammation (myositis, idiopathic orbital inflammatory syndrome [previously designated “orbital pseudotumor”])

  • Orbital infiltration (lymphoma, metastases, amyloid, IgG-4–related disease)

  • Primary orbital tumor

  • Entrapment of the inferior rectus (blowout fracture)

  • Third nerve palsy with or without aberrant innervation

  • Superior division third nerve palsy

  • Partial third nuclear lesion (very rare)

  • Brown syndrome (congenital, acquired)

  • Congenital extraocular muscle fibrosis or muscle absence

  • Double elevator palsy (monocular elevator deficiency); controversial in origin

  • Sagging eye syndrome (see discussion in section on sixth nerve mimics)

Other Causes

  • Chronic progressive external ophthalmoplegia

  • Miller Fisher syndrome

  • Botulism

  • Monocular supranuclear gaze palsy

  • Stiff person syndrome

  • Superior oblique myokymia

  • Dissociated vertical deviation (divergence)

  • Wernicke encephalopathy

  • Vertical one-and-a-half syndrome

Examination

To evaluate disorders causing ocular misalignment with or without ophthalmoplegia, first note any abnormal resting head turn or tilt and then determine the range of versions ( Fig. 18.14 , A ) (conjugate eye movements) and ductions. Ductions involve the range of motion monocularly (see Fig. 18.14 , B ). If ductions are not full, restrictive limitation should be assessed by moving the eye forcibly (see the section titled “Forced Ductions,” further on). If a conjugate defect (i.e., gaze palsy of both eyes to movement in the same direction) is present, determine whether the eyes move reflexively (i.e., whether the range limitation can be overcome) by testing for the oculocephalic reflex and the Bell phenomenon (spontaneous deviation of the eyes, usually upward, with eye closure). Causes of gaze palsies and ophthalmoplegia are outlined in Table 18.3 and discussed in the following paragraphs.

Fig. 18.14, A, The nine diagnostic positions of gaze used for testing versions (saccades and pursuit). B, Ductions are used to test the isolated action of each of the six muscles of each eye (the other five muscles are assumed to be functioning normally). Pure elevation (supraduction) and depression (infraduction) of the eyes are predominantly functions of the superior (SR) and inferior (IR) rectus muscles, respectively, with some help from the oblique muscles. That is, the eyes are rotated directly upward primarily by the SR with some help from the inferior oblique (IO) . The eyes are rotated directly downward primarily by the IR with some help from the superior oblique (SO) . LR, Lateral rectus; MR, medial rectus.

TABLE 18.3
Causes of Ophthalmoplegia and Gaze Palsies
Site Disorder
Muscle
  • Ocular myopathies:

    • Congenital myopathies:

    • Central core

    • Centronuclear (myotubular)

    • Fiber-type disproportion

    • Multicore (ptosis, spares EOM)

    • Nemaline

    • Neurocristopathy (EOM fibrosis)

    • Oculopharyngodistal myopathy (Satoyoshi myopathy)

    • Autosomal dominant

    • Autosomal recessive

    • Reducing body myopathy (ptosis, spares EOM)

  • Dystrophies:

    • Myotonic dystrophy (ptosis, usually spares EOM)

    • Oculopharyngeal dystrophy

  • Inflammatory myopathies:

    • Dermatomyositis

    • Giant cell arteritis (typically by muscle ischemia)

    • Idiopathic orbital inflammatory syndrome (orbital pseudotumor)

  • Metabolic and toxic myopathies (act at multiple sites, e.g., anticonvulsants)

  • Mitochondrial cytopathy:

    • Chronic progressive external ophthalmoplegia (CPEO)

    • CPEO-like syndrome: mitochondrial toxicity in long-standing AIDS and long exposure to HAART

    • Kearns-Sayre syndrome

    • Pearson syndrome

    • POLIP syndrome (polyneuropathy, ophthalmoplegia, leukoencephalopathy, intestinal pseudo-obstruction)

  • Infiltrative disorders (thyroid, amyloid, metastases, congenital familial fibrosis, cystinosis)

  • High myopia (large globes cause mechanical restriction) Trauma (orbital entrapment)

Neuromuscular junction
  • Myasthenia gravis

  • Toxins (e.g., botulism, cosmetic botulinum toxin, organophosphates)

  • Lambert-Eaton syndrome (rarely affects EOM, mainly causes ptosis)

Ocular motor nerves
  • See

Chapter 103

Gaze palsies
  • Nuclear and paranuclear:

    • Brainstem injury (vascular, multiple sclerosis, neuromyelitis optica, encephalitis, paraneoplastic, toxins, tumor)

    • Familial congenital gaze palsy

    • Glycine encephalopathy (nonketotic hyperglycinemia: hiccups, seizures, apneic spells)

    • Internuclear ophthalmoplegia

    • Leigh disease

    • Machado-Joseph disease (SCA3)

    • Maple syrup urine disease

    • Möbius and Duane syndromes (agenesis of cranial nerve nuclei)

    • One-and-a-half syndrome

    • Progressive encephalitis with rigidity and myoclonus (PERM), a variant of the stiff person syndrome

    • Spinocerebellar degeneration

    • Tangier disease

    • Vitamin E deficiency

  • Prenuclear:

    • Monocular “supranuclear” elevator palsy

    • Ocular tilt reaction

    • Skew deviation

    • Vertical one-and-a-half syndrome

  • Supranuclear (predominantly horizontal)

  • Acutely, after hemispheric stroke:

  • Congenital ocular motor apraxia or congenital saccadic palsy

  • Ipsiversive or contraversive (wrong-way eyes)

  • Gaucher disease (types 2 and 3)

  • Ictal (transient, adversive)

  • Juvenile-onset GM2 gangliosidosis (mimics juvenile SMA)

  • Postictal (transient, ipsiversive)

  • Paraneoplastic disorders

  • Supranuclear (predominantly vertical):

    • Adult-onset GM2 gangliosidosis (mimics multisystem atrophy or spinocerebellar degeneration) (V > H)

    • Amyotrophic lateral sclerosis (rare, V > H)

    • Autosomal dominant parkinsonian-dementia complex with pallidopontonigral degeneration (dementia, dystonia, frontal and pyramidal signs, urinary incontinence)

    • Cerebral amyloid angiopathy with leukoencephalopathy

    • Congenital vertical ocular motor apraxia (rare)

    • Dentatorubral-pallidoluysian atrophy (autosomal dominant, dementia, ataxia, myoclonus, choreoathetosis)

    • Diffuse Lewy body disease (ophthalmoplegia may be global)

    • Dorsal midbrain syndrome

    • Familial Creutzfeldt-Jakob disease (U > D)

    • Familial paralysis of vertical gaze

    • Gerstmann-Sträussler-Scheinker disease (U > D, dysmetria, nystagmus)

    • Guamanian Parkinson disease-dementia complex (Lytico-Bodig disease)

    • HARP syndrome (hypoprebetalipoproteinemia, acanthocytosis, retinitis pigmentosa, pallidal degeneration)

    • Hydrocephalus (untreated, decompensated shunt)

    • Joseph disease

    • Kernicterus (U > D)

    • Late-onset cerebellopontomesencephalic degeneration (D > U)

    • Neurovisceral lipidosis; synonyms: DAF syndrome (downgaze palsy-ataxia-foamy macrophages); dystonic lipidosis; Niemann-Pick disease type C (initially loss of downgaze, which may become global, and be associated with ataxia, cognitive changes, sensory neuropathy, and pyramidal findings)

    • Pallidoluysian atrophy (dysarthria, dystonia, bradykinesia)

    • Paraneoplastic disorders

    • Progressive supranuclear palsy (PSP)

    • Stiff person syndrome

    • Subcortical gliosis (U > D)

    • Variant Creutzfeld-Jakob disease (U > D)

    • Vitamin B 12 deficiency (U > D)

    • Wilson disease (also slow horizontal saccades) (U > D)

  • Supranuclear (global):

    • Abetalipoproteinemia

    • AIDS encephalopathy

    • Alzheimer disease (pursuit)

    • Cerebral adrenoleukodystrophy

    • Corticobasal ganglionic degeneration

    • Fahr disease (idiopathic striatopallidodentate calcification)

    • Gaucher disease

    • Hexosaminidase A deficiency

    • Huntington disease

    • Joubert syndrome

    • Leigh disease (infantile striatonigral degeneration)

    • Malignant neuroleptic syndrome (personal observation)

    • Methylmalonohomocystinuria

    • Neurosyphilis

    • Opportunistic infections

    • Paraneoplastic disorders

    • Pelizaeus-Merzbacher disease (H > V)

    • Pick disease (impaired saccades)

    • Progressive multifocal leukoencephalopathy

    • Pseudo-PSP, a selective saccadic palsy, associated with progressive ataxia, dysarthria, and dysphagia over several months following aortic/cardiac surgery under hypothermic circulatory arrest

    • Stiff person syndrome-late

    • Tay-Sachs disease (infantile GM2 gangliosidosis) (V > H)

    • Wernicke encephalopathy

    • Whipple disease (V > H)

    • X-linked dystonia-parkinsonism (Lubag disease)

AIDS, Acquired immunodeficiency syndrome; D, loss of downgaze; EOM, extraocular muscles; global, loss of horizontal and vertical gaze; H, loss of horizontal gaze; HAART, highly active antiretroviral therapy; SMA, spinal muscular atrophy; U, loss of upgaze; V, loss of vertical gaze.

Heterophorias versus heterotropias

When no ocular misalignment of the eyes is present, the patient is said to have an “ortho” pattern of alignment. A “hetero” pattern indicates a misalignment. Two different terms are used, heterotropia or heterophoria , depending on whether binocular fusion must be disrupted for misalignment to be detected. With a tropia, there is a manifest deviation of one eye that can be readily seen. With a phoria, disruption of binocular fusion must occur to detect an ocular misalignment. Many individuals have a latent horizontal heterophoria, which may become manifest (heterotropia) under conditions of stress such as fatigue, exposure to bright sunlight, or ingestion of alcohol, anticonvulsants, or sedatives. Divergent eyes are said to be exotropic and convergent eyes esotropic . With vertical misalignment, when the nonfixating eye is higher, the patient is said to have a hypertropia , and when it is lower, a hypotropia —although by convention, right or left hypertropia is more often used than the term hypotropia .

Techniques to assess ocular alignment

Examination of ocular alignment should be performed for binocular diplopia. The alignment pattern of the eyes in primary position should be assessed first. Horizontal diplopia is accompanied by either an eso- or exo- deviation. Vertical diplopia is accompanied by either a left or right hyper-deviation. With diplopia from paralytic strabismus, the image from the nonfixating paretic eye is the false image and is displaced in the direction of action of the weak muscle. Thus, a patient with esotropia has uncrossed diplopia (see Fig. 18.11 , A ) and a patient with exotropia has crossed diplopia (see Fig. 18.11 , B ). After a variable period, a patient may learn to ignore or suppress the false image. If suppression occurs before visual maturity (approximately 6 years of age) and persists, central connections in the afferent visual system fail to develop fully, leading to permanent visual impairment in the deviated nonfixating eye (developmental amblyopia). Amblyopia is more likely to develop with esotropia than with exotropia because exotropia is commonly intermittent. After visual maturity, suppression and amblyopia do not occur; instead, the patient may learn to avoid diplopia by ignoring the false image.

Before determining ocular alignment, the examiner must neutralize a head tilt or turn by placing the head in the “controlled (forced) primary position”; otherwise, misalignment may go undetected because of the compensating head posture. Subjective tests of ocular alignment include the red glass, Maddox rod, Lancaster red-green, and Hess screen tests.

With the red glass test , the patient views a penlight while a red filter or glass is placed, by convention, over the right eye. This allows easier identification of the image seen by each eye; the right eye views a red light and the left a white light. The addition of a green filter over the left eye, using red-green glasses, further simplifies the test for younger or less reliable individuals. The target light is shown in the nine diagnostic positions of gaze (see Fig. 18.14 , A ). As the light moves into the field of action of a paretic muscle, the images separate. The individual is asked to signify where the images are most widely separated and to describe their relative positions. Interpretation of the results is summarized in Fig. 18.15 .

Fig. 18.15, The Red Glass Test.

The Maddox rod test uses the same principle as the red glass test, but the images are completely dissociated. A point of light seen through the rod, which is a series of half cylinders, is changed to a straight line that is seen perpendicular to the cylinders ( Fig. 18.16 ). This dissociation of images (a point of light and a line) breaks fusion, enabling the detection of heterophorias as well as heterotropias. Cyclotorsion may be detected by asking if the image of the line is tilted ( Fig. 18.17 ). The Maddox rod can be positioned to produce a horizontal, vertical, or oblique line.

Fig. 18.16, The Maddox Rod Test.

Fig. 18.17, Example of the three-step test in a patient with an acute right superior oblique palsy. A, If a patient has a hypertropia, one of eight muscles may be responsible for the vertical ocular deviation. Identifying the higher eye eliminates four muscles. Step 1: With a right hypertropia, the weak muscle is either one of the two depressors of the right eye (IR or SO) or one of the two elevators of the left eye (IO or SR) (enclosed by solid line) . Step 2: If the deviation (or displacement of images) is greater on left gaze, one of the muscles acting in left gaze (enclosed by solid line) must be responsible; in this case either the depressor in the right eye (SO) or the elevator in the left eye (SR). Step 3: If the deviation is greater on right head tilt, the incyclotortors of the right eye (SR and SO) or the excyclotortors of the left eye (IR and IO) (enclosed) must be responsible, in this case, the right SO—that is, the muscle enclosed three times. If the deviation was greater on left head tilt, the left SR would be responsible. IO, Inferior oblique; IR, inferior rectus; SO, superior oblique; SR, superior rectus. B, The Maddox rod test (displayed as in Fig. 18.16, as the subject perceives the images) in a patient with a right SO palsy shows vertical separation of the images that is worse in the direction of action of the weak muscle and demonstrates subjective tilting of the image from the right eye. When the head is tilted toward the left shoulder, the separation disappears; but when the head is tilted to the right shoulder, to the side of the weak muscle, the separation is exacerbated (Bielschowsky third step).

Similar tests include the Lancaster red-green test and the Hess screen test , which use the same principles, although they are unlikely to be used by a neurologist. Each eye views a different target (a red light through the red filter and a green light through the green filter). The relative positions of the targets are plotted on a grid screen and analyzed to identify the paretic muscle. These haploscopic tests are used mainly by ophthalmologists to quantitatively follow patients with motility disorders.

The Hirschberg test , an objective method of determining ocular deviation in young or uncooperative patients, is performed by observing the point of reflection of a penlight held approximately 30 cm from the eyes ( Fig. 18.18 ). The light should be centered on the cornea in one eye; if it is not also seen in the center of the other eye, an ocular misalignment is likely to be present. One millimeter of decentration is equal to 7 degrees of ocular deviation. One degree is equal to approximately 2 prism diopters. One prism diopter is the power required to deviate (diffract) a ray of light by 1 cm at a distance of 1 m ( Fig. 18.19 ).

Fig. 18.18, The Hirschberg method for estimating the amount of ocular deviation. Displacement of the corneal light reflex of the deviating eye varies with the amount of ocular misalignment. One millimeter is equivalent to approximately 7 degrees of ocular deviation, and 1 degree equals approximately 2 prism diopters. A, No deviation (orthotropic). B, Left esotropia. C, Left exotropia.

Fig. 18.19, A prism with the power of 1 prism diopter (d) can diffract a ray of light 1 cm at 1 m.

The cover-uncover test is determined for both distance (tested at 6 m) and near (tested at 33 cm) vision. The patient is asked to fixate an object at the appropriate distance. The left eye is covered while the patient maintains fixation on the object. If the right eye is fixating, it remains on target, but if the left eye alone is fixating, the right eye moves onto the object. If the uncovered right eye moves in (adducts), the patient has a right exotropia; if it moves out (abducts), the patient has an esotropia; if it moves down, a right hypertropia; if it moves up, a right hypotropia (otherwise called a left hypertropia). The physician should always observe the uncovered eye. The test should be repeated by covering the other eye. Prisms are used—mainly by neuro-ophthalmologists, ophthalmologists, orthoptists, and optometrists—to measure the degree of any ocular deviation (see Fig. 18.19 ). If diplopia is due to breakdown of a long-standing (congenital) deviation, prism measurement can also be used to detect supranormal fusional amplitudes (large fusional reserves) to help confirm the long-standing nature. If no manifest deviation of the visual axes is found using the cover-uncover test, the patient is orthotropic. Then the physician may perform the cross-cover test.

During the cross-cover test (alternate-cover test), the patient is asked to fixate an object, and then one eye is covered for at least 4 seconds before the second eye is covered. The examiner should observe the uncovered eye. If the patient is orthotropic, the uncovered eye does not move but the covered eye loses fixation and assumes its position of rest—latent deviation (heterophoria or phoria). In that case, when the covered eye is uncovered, it refixates by moving back; the uncovered eye is immediately covered and loses fixation. The cross-cover test prevents binocular viewing, and thus foveal fusion, by always keeping one eye covered. Many normal subjects without a history of diplopia are exophoric because of the natural alignment of the orbits.

Fixation switch diplopia occurs in patients with long-standing strabismus who partially lose visual acuity in the fixating eye, usually because of a cataract or refractive error ( ). Such patients avoid double vision usually by ignoring the false image from the nonfixating eye, but a significant decrease in acuity in the “good” eye forces them to fixate with the weak eye. This causes misalignment of the previously good eye and results in diplopia. Fixation switch diplopia can usually be treated successfully with appropriate optical management.

Comitance versus incomitance

If a patient has an ocular misalignment (tropia or phoria), the physician must determine whether it is comitant or incomitant (i.e., noncomitant) by checking the degree of deviation in the nine diagnostic cardinal positions of gaze (see Fig. 18.14 , A ). When the pattern and degree of ocular misalignment—that is, the angle of deviation of the visual axes—is constant regardless of the direction of gaze, the patient has a comitant strabismus (heterotropia). For example, if a patient has an esotropia in primary position that does not change (and the degree of diplopia does not change) in right and left gaze compared with primary position, the misalignment is comitant. When the degree of misalignment varies with gaze direction, the patient has an incomitant (paralytic due to a weak eye muscle or restrictive due to a stiff eye muscle in the orbit) strabismus.

When a patient with incomitant strabismus fixates on an object with the nonparetic eye, the angle of misalignment is referred to as the primary deviation . When the patient fixates with the paretic eye, the angle of misalignment is referred to as the secondary deviation . Secondary deviation is always greater than primary deviation in incomitant strabismus because of the Hering law of dual innervation; it may mislead the examiner to believe that the eye with the greater deviation is the weak one ( Fig. 18.20 ).

Fig. 18.20, Primary and Secondary Deviation with Palsy of the Right Lateral Rectus Muscle.

Often, comitant strabismus is ophthalmological in origin. In contrast, incomitant strabismus is neurological (though a common exception to this generalization is skew deviation [discussed later]). As an example of incomitance, a right lateral rectus palsy will cause an esotropia that increases upon looking to the right, the side of the weak muscle, and decreases upon looking to the left, opposite side where the weak muscle is out of its plane of action (see Fig. 18.15 , A ). Similarly, with a right medial rectus weakness, an exotropia will be present that increases on looking left and decreases in right gaze (see Fig. 18.15 , B ). Of importance to accurate neurological localization and diagnosis is the concept of spread of comitance with a chronic lesion, which means that there is a tendency for a chronic ocular deviation to “spread” to all fields of gaze, thereby becoming comitant over time; thus, the usual localizing rules of comitance may not apply.

The Parks-Bielschowsky three-step test enables the examiner to assess the pattern of a vertical misalignment of the eyes to identify the paretic muscle. Eight muscles are involved in vertical eye movements: four elevators (two superior recti and two inferior obliques) and four depressors (two inferior recti and two superior obliques). The three-step test endeavors to determine whether a single paretic muscle is responsible for vertical diplopia (see Fig. 18.17 ). Using the cover-uncover test, which is objective, or one of the subjective tests such as the red glass test, the physician can perform the three-step test for vertical diplopia. When one of the subjective methods for test performance is used, it is important to remember that the hypertropic eye views the lower image. The examiner should also be aware of the pitfalls of the three-step test—namely, the conditions in which the rules break down. These include restrictive ocular myopathies ( Box 18.5 ), long-standing strabismus, skew deviation, and disorders involving more than one muscle. The test is most helpful for confirming the pattern of a fourth nerve palsy.

  • Step 1 determines which eye is higher (hypertropic) in primary position. The patient’s head may have to be repositioned (controlled primary position) to neutralize any compensatory tilt. If the right eye is higher, the weak muscle is either one of the two depressors of the right eye (inferior rectus or superior oblique) or one of the two elevators of the left eye (superior rectus or inferior oblique).

  • Step 2 determines whether the hypertropia increases on left or right gaze. If a right hypertropia increases on left gaze, the weak muscle is either the depressor in the right eye, which acts best in adduction (i.e., the superior oblique), or the elevator in the left eye, which acts best in abduction (i.e., the superior rectus).

  • Step 3 determines whether the hypertropia changes when the head tilts to the left or the right. If a right hypertropia increases on head tilt right, the weak muscle must be an intortor of the right eye (superior oblique); if it increases on head tilt left, the weak muscle must be an intortor of the left eye (superior rectus).

BOX 18.5
Causes of Positive (Restrictive) Findings on Testing Forced Ductions

  • Acquired: superior oblique tendinitis, myositis, or injury

  • Brown syndrome

  • Carotid-cavernous or dural shunt fistula

  • Congenital: superior oblique tendon sheath syndrome

  • Duane syndrome

  • Entrapment (blowout fracture)

  • Extraocular muscle fibrosis (congenital, postoperative)

  • Long-standing muscle weakness

  • Orbital infiltration: myositis, lymphoma, metastasis, amyloidosis, cysticercosis, trichinosis

  • Thyroid ophthalmopathy

Three additional optional steps have been described:

  • Step 4 uses one of several techniques (e.g., double Maddox rod, visual field blind spots, indirect ophthalmoscopy, fundus photography) to determine whether ocular torsion is present. Establishing the degree and direction of ocular torsion, if any, can differentiate a skew deviation from a superior oblique palsy. Because the primary action of the superior oblique muscle is incyclotorsion (see Table 18.1 ), typically an acute palsy results in approximately 5 degrees of excyclotorsion of the affected eye due to unopposed action of the ipsilateral inferior oblique muscle; greater than 10 degrees suggests bilateral involvement. If either eye is intorted, a superior oblique palsy is not responsible and the patient may have a skew deviation ( ).

  • Step 5 is helpful in the acute phase. If the deviation is greater on downgaze, the weak muscle is a depressor; if it is worse on upgaze, the weak muscle is likely to be an elevator. This fifth step is helpful only in the acute stage, because with time the deviation becomes more comitant.

  • Step 6 involves assessing the size of the vertical deviation in a supine position. If the deviation improves in a supine position, a skew deviation is more likely than a superior oblique palsy ( ).

Head position, eyelids, and other exam techniques ( )

Forced Ductions. © Patrick J. M. Lavin, All rights reserved.

Patients with diplopia may compensate by tilting or turning the head in the direction of action of the weak muscle to move the eyes into a position where the weak muscle is not needed ( Fig. 18.21 ). For example, with right lateral rectus palsy, the head is turned slightly to the right; then, on attempted right gaze, the patient turns the head farther to the right (see Fig. 18.21 , A ). With a right superior oblique palsy, the head tilts forward and to the left (see Fig. 18.21 , B ). The rule is as follows: The head turns or tilts in the direction of action of the weak muscle.

Fig. 18.21, Compensatory Head Positions for Diplopia.

Careful examination of the eyelids and external appearance of the eyes in the presence of diplopia can provide clues for accurate localization ( Box 18.6 ). Visual acuity, stereopsis, color vision, and confrontation visual fields should be checked carefully and separately in each eye, along with a complete neurological examination.

BOX 18.6
Signs Associated with Diplopia

  • Extraocular muscle or lid fatigue, suggests myasthenia gravis (MG)

  • Cogan lid twitch, suggests MG

  • Weakness of other muscles (e.g., orbicularis oculi, other facial muscles, neck flexors, bulbar muscles), suggests MG or oculopharyngeal dystrophy

  • Narrowing of the palpebral fissure and retraction of the globe on adduction, associated with an abduction deficit, suggests Duane retraction syndrome

  • Paradoxical elevation of upper lid on attempted adduction or downgaze, and pupil constriction on attempted adduction or downgaze, occurs with aberrant reinnervation of the third cranial nerve, which is nearly always a result of trauma or compression caused by tumor or aneurysm

  • Ptosis with elevation of deep upper lid creases, baggy eyelids, superior sulcal enlargement or deformity, and previous eyelid surgical repair, suggest sagging eye syndrome

  • Miosis accompanying intermittent esotropia with a variable abduction deficit, occurs with spasm of the near reflex (also called convergence spasm)

  • Horner syndrome, ophthalmoplegia, and impaired sensation in the distribution of the first division of the trigeminal nerve occur with superior orbital fissure and anterior cavernous sinus lesions; Horner syndrome with a contralateral superior oblique palsy occurs with a lower midbrain trochlear nucleus lesion

  • Proptosis, suggests an orbital lesion such as thyroid eye disease, inflammatory or infiltrative orbital disease (tumor, orbital pseudotumor, or amyloidosis), or a carotid-cavernous sinus fistula (in which case it may be pulsatile)

  • Ocular bruits, often heard by both patient and doctor, occur with carotid-cavernousor dural shunt fistulas

  • Ophthalmoplegia, ataxia, nystagmus, and confusion, suggest Wernicke encephalopathy

  • Facial pain, hearing loss, and ipsilateral lateral rectus weakness, indicate the Gradenigo syndrome

  • Myotonia and retinal pathology in the setting of diplopia and ophthalmoplegia, suggest more widespread disorders such as mitochondrial disease

Nonfatigable limitation of eye movements may suggest a restrictive process such as a tethered extraocular muscle (entrapment) or an infiltrative process such as with thyroid eye disease (TED), idiopathic orbital inflammatory syndrome (IOIS), lymphoma, and so on. Assessment for such restriction is performed with forced duction testing under topical anesthesia. The use of phenylephrine hydrochloride eye drops beforehand reduces the risk of subconjunctival hemorrhage. Although this test is in the realm of the ophthalmologist, it may be performed in the office using topical anesthesia and a cotton-tipped applicator, but great care must be taken to avoid injuring the cornea. The causes of restrictive myopathy are listed in Box 18.5 ; however, any cause of prolonged extraocular muscle paresis can result in contracture of its antagonist muscle.

Localization and Diagnosis

Comitant Congenital Strabismus

Comitant strabismus occurs early in life; the magnitude of misalignment (deviation) is similar in all directions of gaze, and each eye has a full range of movement (i.e., full ductions). Some form of comitant ocular misalignment is present in 2% to 3% of preschool children and some form of amblyopia in 3% to 4% ( ). Likely this occurs because of failure of central mechanisms in the brain that keep the eyes aligned. Infantile (congenital) esotropia may be associated with maldevelopment of the afferent visual system, including the visual cortex, and presents within the first 6 months of life; those with comitant esotropia of more than 40 prism diopters (20 degrees) do not “grow out of it” and require surgical correction ( ). Evidence using cortical motion visual evoked potentials indicates that early correction of strabismus (before 11 months of age) improves visual cortical development ( ). Esotropia after the age of 3 months is abnormal and, if constant, usually associated with development delay, cranial facial syndromes, or structural abnormalities of the eye. It should be corrected early unless contraindicated by one of the previously mentioned underlying conditions. Intermittent exotropia is common and can be treated with exercises, minus-lens spectacles to stimulate accommodation, or surgery.

Comitant esotropia that manifests between the ages of 6 months and 6 years (average 2½ years) is usually caused by hyperopia (farsightedness), resulting in accommodative esotropia : such children with excessive farsightedness must accommodate to have clear vision; the constant accommodation causes excessive convergence and leads to persistent esotropia. Accommodative esotropia responds well to spectacle correction alone. Evidence indicates that high-level stereopsis is restored in these children (unlike those with uncorrected infantile esotropia) if treatment is initiated within 3 months of the onset of constant esotropia ( ).

New-onset strabismus at school age (after age 6 years) is unusual and warrants evaluation for a neurological disorder. Occasionally children with Chiari malformations or posterior fossa tumors present with isolated esotropia before other symptoms or signs develop. Features that suggest a structural cause for esotropia include presentation after age 6, complaints such as diplopia or headache, incomitance in horizontal gaze, esotropia greater at distance than near, and neurological findings such as abduction deficits, ataxia, optic disc edema, pathological nystagmus, and saccadic pursuit. Adults who develop isolated esotropia, particularly when they become presbyopic in their early 40s, should have a cycloplegic refraction to detect latent hyperopia, although other acquired causes of adult-onset esotropia should be considered (see Box 18.3 ).

Dissociated vertical deviation (DVD), though not a comitant strabismus, is an asymptomatic congenital anomaly that is usually discovered during the cover test or pupil light reflex testing. While the patient fixates an object, one eye is covered, loses fixation, and rises; the uncovered eye maintains fixation. This congenital ocular motility phenomenon is usually bilateral but frequently asymmetric and often is associated with amblyopia, esotropia, and latent nystagmus (LN). Controversy remains as to whether the number of axons decussating in the chiasm is excessive, as suggested by evoked potential studies. DVD has no other clinical significance.

Infranuclear Eye Movements

Extraocular muscles and orbit

Proptosis, eyelid retraction, lid lag (i.e., delayed lowering of the upper lid margin with depression of an eye), conjunctival injection, and periorbital swelling suggest an orbital/extraocular muscle process, such as an orbital mass lesion, thyroid eye disease (TED), or idiopathic orbital inflammatory syndrome (IOIS, also called orbital pseudotumor). Inflammation, infiltration, or fibrosis of an extraocular muscle often restricts the range of eye movement in the direction opposite that muscle’s field of action (for example, left medial rectus involvement leads to a left abduction defect) and occasionally may cause weakness and impair movement in the direction of action of the muscle.

The two most common conditions resulting in diplopia secondary to extraocular muscle disease are TED and IOIS. TED is typically painless except for a foreign body sensation (grittiness) and may present with unilateral or bilateral signs. IOIS is most often unilateral, with subacute painful onset. Classically, TED affects the inferior and medial rectus muscles early, leading to restriction of elevation and abduction of the eye. Both entities may cause vision loss from optic nerve involvement, by compression in TED, or inflammation with IOIS. Chronic progressive external ophthalmoplegia (CPEO) can also cause painless, slowly progressive loss of eye movements (usually without diplopia due to insidious progression and symmetry of the process). Unlike other causes of ophthalmoplegia, classic signs of orbital disease are not present; rather, unilateral or bilateral progressive ptosis is characteristic. Mitochondrial myopathy is the most common etiology of CPEO, either isolated or as part of a syndrome such as Kearns-Sayre.

An orbital CT scan may suffice to identify enlarged extraocular muscles ( Fig. 18.22 , A ) in TED and IOIS; however, orbital magnetic resonance imaging (MRI) with contrast is preferred and should include both axial and coronal images to assess for optic nerve compression; muscle enlargement may be underestimated with axial images alone. Involvement of the tendon of the enlarged extraocular muscle distinguishes IOIS from TED (see Fig. 18.22 , B ).

Fig. 18.22, Extraocular Muscle Imaging in Orbital Conditions.

Serological thyroid function studies, including thyroid-stimulating hormone (TSH), tri-iodothyronine (T3) and thyroxine (T4), and TSH-receptor antibodies should be assessed if TED is suspected. Patients with TED may be serologically hyper-, hypo-, or euthyroid. Antithyroglobulin and antimicrosomal antibodies may be elevated with TED, whereas serum IgG subtyping may be helpful in identifying those patients with IOIS who have IgG4 disease, which can affect up to 50% ( ).

Neuromuscular junction

Myasthenia gravis (MG) is the most common disease of the neuromuscular junction. Ocular motor dysfunction can mimic virtually any pupil-sparing abnormal eye movement, from pupil-sparing third nerve palsies to fourth and sixth nerve palsies to brainstem supranuclear gaze palsies to internuclear ophthalmoplegia (INO). Diagnostic confusion often arises when the eye movements of MG mimic another disorder and ptosis is not present to raise suspicion of MG. It is always appropriate to keep MG in the differential diagnosis for any unexplained eye movement abnormality and to have a low threshold for pursuing diagnostic testing.

Botulism from Clostridium botulinum neurotoxin blockade also affects neuromuscular junction transmission. The eye movements are like those seen in MG, with variable patterns of ophthalmoplegia. However, unlike the lack of pupillary involvement in MG, tonic pupillary involvement (with slow tonic reaction and redilation to light and pupillary light-near dissociation manifested as better reaction to a near stimulus than to a light stimulus) is typical of botulism. A third disorder of the neuromuscular junction is the Lambert-Eaton myasthenic syndrome (LEMS), which is due to presynaptic neuromuscular junction failure (in contrast to MG, which is a postsynaptic disorder). The primary clinical manifestation is skeletal muscle weakness that may improve, rather than fatigue, with repetitive movement. Ptosis is common with LEMS; however, eye movements are affected less often ( ), and when affected are, rarely, the presenting clinical feature.

Historic features such as fatigability with diplopia more common toward the end of the day and/or variability in the pattern of diplopia among horizontal, vertical, and oblique patterns make MG more likely in a patient with diplopia. Signs of MG ( ) include moment-to-moment or visit-to-visit variability in ocular misalignments, fatigability of eye movements or lids with prolonged upgaze, Cogan lid twitch, orbicularis oculi weakness, ptosis and curtaining or enhanced ptosis, and faster than normal “twitchy” saccades (i.e., lightning saccades). The finding of lid retraction should suggest coexisting TED, especially with proptosis. The incidence of thyroid dysfunction is higher in MG, particularly if seropositive ( ). Cogan lid twitch is an excessive twitch of the upper lid upon return of the eyes to central position after 10 seconds of sustained downgaze. The basis for eyelid curtaining is the Hering law of equal (dual) neural innervation to each eyelid: Manually elevating the more ptotic lid results in increased ptosis in the less ptotic or nonptotic eyelid. These signs are not pathognomonic for MG ( ); thus confirmatory laboratory testing is important.

Eyelid Signs of Myasthenia Gravis.© Janet C. Rucker, All rights reserved.

Although diagnostic testing for MG is covered in more detail in Chapter 108 , it is important to note here that the edrophonium test must have an objective endpoint (e.g., ptosis, a tropia, limited ductions), and that the physician must observe an objective change. When forced ductions are positive, indicating a restrictive myopathy, the edrophonium test will be negative and therefore is not indicated. Myasthenic ptosis may be reversed temporarily with application of an ice pack over the affected lid for 1 to 2 minutes ( ) or after having the patient rest with closed eyes for 30 to 60 minutes. Acetylcholine receptor antibodies are elevated (abnormal) in about 80% of patients with generalized MG but in only 38% to 71% of those with ocular MG ( ). Anti-MuSK (anti–muscle specific receptor tyrosine kinase) antibodies are rarely associated with chronic ocular MG ( ), although ocular manifestations are a common presenting feature in disease that then generalizes ( ) and MuSK antibodies are more likely if there is significant bulbar involvement. A decremental response on repetitive electromyographic (EMG) stimulation is highly specific but has a low sensitivity in ocular MG ( ); single-fiber EMG of the orbicularis oculi has a high sensitivity and specificity ( ). A decremental response of the inferior oblique muscle on ocular vestibular evoked myogenic potential (oVEMP) stimulation is a novel and evolving ocular MG diagnostic test ( ). Conversion to generalized myasthenia will occur in up to 55% of patients presenting with isolated ocular symptoms ( ).

Ocular motor cranial nerves

See Chapter 103 for full coverage of the anatomy and clinical lesions of the third (III, oculomotor), fourth (IV, trochlear), and sixth (VI, abducens) cranial nerves. Supplementary comments are included here.

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