Microenvironment and Lung Cancer


Summary of Key Points

  • There is untapped potential for targeted lung cancer prevention and therapy that requires, as a first step, a more clear delineation of the biology underlying the lung carcinogenesis process.

  • The pulmonary microenvironment represents a unique milieu in which lung carcinogenesis proceeds in complicity with the four main components of the tumor microenvironment (TME): the field, cellular, soluble, and structural components.

  • The literature now suggests that the adjacent histologically normal-appearing epithelium is a participant in the dynamic process of lung tumor initiation and carcinogenesis.

  • Evidence continues to mount in support of the stromal compartment of the TME as an active participant in carcinogenesis, often driving the aggressiveness of tumors via its impact on the tumor cell secretome.

  • Molecular signatures composed mainly of immune- and inflammation-related cytokines characterizing the cellular and soluble components of the TME correlate with important clinical parameters.

  • The developing lung TME is populated by diverse cell types with both immune-protective and immune-suppressive potential—it is the balance of these effectors and their secretory products, along with their spatial and temporal context (i.e., the immune contexture), that often dictates clinical outcomes.

  • One of the consequences of the inflammatory TME is suppression of antitumor immunity, thus recent strategies have been designed to specifically target the immune system.

  • Dendritic cells are one of the cellular components of the TME that can be successfully utilized to redistribute soluble components of the TME (e.g., CCL21), ultimately redirecting the trafficking of immune cells into the tumor and enhancing immune activation.

  • Two families of drugs directed at the immune system include pattern recognition receptor agonists (PRRago) and immunostimulatory monoclonal antibodies (immune checkpoint inhibitors).

Many questions central to a discussion of the influence of the lung tumor microenvironment (TME) on tumorigenesis and progression persist: the cells of origin for cancers arising in the proximal versus distal airways; the identities of key driver versus passenger mutations distinguishing histologically diverse tumors; the critical mass or combination of molecular and environmental events tipping the balance in favor of malignant conversion of the airway; and the order of events characterizing tumor initiation and systematic progression. Regardless of the answers to these questions, there is undoubtedly untapped potential for targeted lung cancer prevention and therapy that requires, as a first step, a clearer delineation of the biology underlying the lung carcinogenesis process. Perhaps no clinical approach holds more potential than targeting the molecular underpinnings of the interplay between premalignant lesions and the developing lung TME. The opportunities for combination approaches that target multiple components of the TME simultaneously also abound and are extremely promising clinically. Past and present attempts to molecularly delineate lung carcinogenesis and to target the epithelial-TME interface are discussed in this chapter.

Lung Carcinogenesis

The link between premalignancy and subsequent development of cancer is well established for some organ systems, but not for the lung. For example, removal of premalignant lesions is the standard of care and has been shown to decrease cancer incidence and mortality in the case of cervical dysplasia and colorectal polyps. However, it has been difficult to demonstrate the link between premalignant histologic airway abnormalities and subsequent development of lung cancer. Uncertainties about the clinical behavior of a premalignant lung lesion can lead to either inappropriate inaction or inappropriate aggressive treatment, both of which can result in harm to the patient.

The seminal autopsy studies of Auerbach et al. from the early 1960s demonstrated multiple histologic abnormalities in nonmalignant bronchial epithelia of smokers with and without lung cancer. Because progressive sputum abnormalities have been shown to precede the development of lung cancer, it has been suggested that the development of lung cancer proceeds in an orderly fashion through increasing grades of histologic abnormalities that culminate in metastatic carcinoma, as in cervical and colorectal cancer. Recent molecular findings support this stepwise lung tumor initiation model in which injury or inflammation leads to dysregulated repair by stem cells. Tobacco smoking is a leading source of chronic injury and inflammation; thus, the majority of heavy smokers bear regions of airway epithelial dysplasia that are classified as premalignant lesions. Additional genetic and epigenetic alterations prevent normal differentiation of cells in these lesions and facilitate proliferation and expansion of the field, gradually displacing the normal epithelium and giving rise to full-blown malignancy and metastatic behavior. The initiation and expansion of this premalignant field (i.e., field cancerization) appear to be critical steps in lung carcinogenesis that can persist even after smoking cessation.

The originally proposed and still prevailing model of lung cancer progression, termed the linear progression model, places the focus on the fully malignant primary tumor and its size, and metastatic dissemination is conditional on both. Conversely, the more recently posited parallel progression model proposes that metastases may also arise from the early dissemination of premalignant epithelial cells before their full malignant conversion or collective growth into a large primary tumor. Cell invasion and metastasis are hallmarks of cancer that are mediated by epithelial-to-mesenchymal transition (EMT) and typically are associated with late-stage disease. As per the linear progression model, EMT only occurs in rare cells at the leading invasive edge of advanced cancers, facilitating the final step (i.e., metastasis) in tumor progression. However, many groups have now demonstrated that EMT also drives malignant transformation and early dissemination of epithelial malignancies, including tobacco-related cancers. In addition, consistent with the parallel progression model, it was recently proposed that EMT promotes dissemination of lung epithelial cells prior to, or concomitant with, their malignant conversion. These alternate models of tumor initiation and progression were highlighted by Sanchez-Garcia in 2009, because they represented paradigm shifts in terms of our understanding of the protracted process of epithelial cell conversion from normal to cancer. Importantly, the parallel progression model may represent a more accurate model of lung cancer progression, given the clinical observation that 30% of patients with early-stage lung cancer who have surgery subsequently have metastatic disease, an indication that undetected micrometastatic disease may have already been present at the time of surgery.

The Developing Lung Tumor Microenvironment

In the not-so-distant past, malignant epithelial cells were considered the tumor, and the adjacent histologically normal appearing epithelium, immune effector cells, inflammatory mediators, and the stroma were all considered irrelevant bystanders. Although genetic changes are critical for the malignant transformation of epithelial cells, we now understand that all components of the developing lung TME are active participants in the events precipitating lung cancer development. In fact, most tumors arise within, and are dependent on, a cellular microenvironment characterized by suppressed host immunity, dysregulated inflammation, and increased production of cellular growth and survival factors that induce angiogenesis and inhibit apoptosis. The pulmonary microenvironment, in particular, represents a unique milieu in which lung carcinogenesis proceeds in complicity with each of what we consider the four main components of the TME: the field, cellular, soluble, and structural components.

TME Field Component: Adjacent Histologically Normal-Appearing Epithelium

Slaughter et al. initially coined the term “field cancerization” in 1953 to describe the histologically normal-appearing tissue adjacent to a neoplastic lesion that displays molecular abnormalities often identical to those in the tumor. The concept was seemingly rediscovered more than four decades later, when investigators renewed the effort to define the molecular mechanisms precipitating the development of an array of epithelial malignancies, including lung cancer. In contrast to other common epithelial malignancies, there is not yet a clinical rationale to evaluate potential premalignant lesions in people at risk for lung cancer. Thus, carefully designed clinical investigations are required to harvest these clinical specimens that would not otherwise be collected from these individuals. Although knowledge regarding the molecular changes that occur in the airway in the setting of lung carcinogenesis is only fragmentary at present, it is generally accepted that there are alterations in the airway epithelium that mirror many of the changes seen in the primary lung tumor.

For example, in lung cancer, mutations in the Kirsten rat sarcoma viral oncogene homolog ( KRAS ) gene were described in nonmalignant histologically normal-appearing lung tissue adjacent to lung tumor. Moreover, loss of heterozygosity events were frequent in cells obtained from bronchial brushings of normal and abnormal lungs from patients undergoing diagnostic bronchoscopy and were detected in cells from the ipsilateral and contralateral lungs. Likewise, mutations in the epidermal growth factor receptor ( EGFR ) oncogene were reported in normal-appearing tissue adjacent to EGFR -mutant lung adenocarcinoma and also occurred at a higher frequency at sites more proximal to the adenocarcinomas than at more distant regions. Global mRNA and microRNA expression profiles were also described in the normal-appearing bronchial epithelium of healthy smokers, and a cancer-specific gene expression biomarker was developed from the mainstem bronchus that can distinguish smokers with and without lung cancer. In addition, modulation of global gene expression in the normal bronchial epithelium in healthy smokers was similar in the large and small airways, and the smoking-induced alterations were mirrored in the epithelia of the mainstem bronchus and the buccal and nasal cavities.

Kadara et al. advanced the field in 2013 with their investigation of the spatial and temporal molecular field of injury in individuals with early-stage nonsmall cell lung cancer (NSCLC), as determined by expression profiling of the large airways after definitive surgery. The normal airway epithelia were collected by endoscopic bronchoscopy brushings 12 months after surgical removal of the tumors, then every 12 months thereafter for up to 36 months. Although the study had key limitations, gene networks mediated by the phosphoinositide 3-kinase ( PI3K ) and ERK gene networks were upregulated in the airways adjacent to the resected tumor, suggesting that PI3K pathway dysregulation in the field of cancerization represents an early event in lung carcinogenesis that may persist even after resection of the primary tumor. In a follow-up study, the same researchers performed expression profiling of multiple normal-appearing airways various distances from tumors in conjunction with paired NSCLC tumors and normal lung tissues that were still in situ at the time of airway epithelial cell collection. Site-independent profiles, as well as gradient and localized airway expression patterns, characterized the adjacent airway field of cancerization, suggesting they may be useful for distinguishing the large airways of people with lung cancer from those of cancer-free smokers. Such studies of the field of cancerization enrich our understanding of the molecular pathogenesis of lung cancer and have transformative clinical potential. Biomarker signatures within the field could be used for risk assessment, diagnosis, monitoring progression of disease during active surveillance, and predicting the efficacy of adjuvant therapies following surgery.

TME Cellular and Soluble Components: Immune Effector Cells and Cell-Secreted Inflammatory Mediators

Since the early 2000s, the authors of gene expression profiling studies of several tumor types have described molecular signatures associated with carcinogenesis and progression. The molecular signatures that emerged from the original gene sets were composed mainly of cytokine genes involved in immune and inflammatory responses. In a seminal study by Bhattacharjee et al. in 2001, microarray-based expression profiling of resected tumor specimens allowed the investigators to discriminate between biologically distinct subclasses of adenocarcinomas, as well as primary lung adenocarcinomas and metastases of nonlung origin. Soon thereafter, Beer et al. used expression profiling to predict survival among patients with early-stage lung adenocarcinomas. Likewise, an mRNA expression profile developed by Potti et al. identified a subset of patients with early-stage NSCLC at high risk of recurrence. More recently, to inquire whether gene expression changes in the noncancerous tissue surrounding tumors could be used as a biomarker to predict cancer progression and prognosis, Seike et al. conducted a molecular profiling study of paired noncancerous and tumor tissues from patients with adenocarcinoma. Many of the genes identified were part of an immune and inflammatory response signature previously reported in other cancers, but a unique subset of the genes was also predictive of lymph node status and disease prognosis among patients with NSCLC. Together, these studies provided the earliest indication of the potential for expression profiling and clear evidence that molecular signatures composed mainly of immune- and inflammation-related cytokines characterizing the cellular and soluble components of the TME correlate with important clinical parameters.

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