Transplantation for Hepatitis A and B


In the United States and Europe 5% to 10% of patients undergoing liver transplantation (LT) have hepatitis B virus (HBV)-associated chronic or fulminant liver disease. In Asia it is the most common indication for LT. Results of LT have been hampered by recurrent infection. Historically the spontaneous risk for HBV reinfection was about 80% when related to the initial liver disease (i.e., acute versus chronic) and to the presence of HBV replication at the time of transplantation. Over the last 2 decades there have been major advances in the management of HBV transplant candidates. Using a combination of prophylaxis with hepatitis B immune globulin (HBIg) and nucleos(t)ide analogues, which is administered before and after transplantation, LT in patients with hepatitis B produces survival rates at 5 years more than 80% and recurrence rates below 10% even in patients with preoperative viral replication. However, this long-term prophylaxis is expensive and inconvenient for patients. This has led to the development of alternative strategies aiming to reduce the dose and duration of HBIg.

Several effective drugs have been developed for the management of HBV disease on the graft so that outcome of recurrent HBV infection is currently good.

Indications for transplantation in hepatitis A are limited to fulminant hepatitis.

In this chapter we review indications, results, and prevention of recurrence of LT for HBV-related liver disease and indications and results of LT for hepatitis A.

Transplantation for Hepatitis B

Indications for and Results of Liver Transplantation

LT should be considered when the expected median-term survival is less than 2 years. Transplantation is indicated in patients with a history of spontaneous bacterial peritonitis, chronic encephalopathy, refractory ascites, or recurrent variceal bleeding despite endoscopic treatments. Antiviral treatment using nucleos(t)ide analogues to suppress HBV replication may induce clinical improvement in a subset of patients and has led to a major decrease in the rate of LT for HBV cirrhosis. Actually the main indications for LT in the setting of HBV cirrhosis are hepatitis flares related to viral resistance or noncompliance with antiviral therapy and hepatocellular carcinoma (HCC). Kim et al report that a number of trends in the waiting list registration for LT for HBV-related disease in the United States have occurred, including an overall reduction in end-stage liver disease over time, along with a persistent increase in HCC. The impact of antiviral therapy on the incidence of HCC is less well established and delayed compared with that on end-stage liver disease. Wong et al report that despite more advanced liver disease and a lower rate of transplantation, intention-to-treat survival of patients listed for HBV cirrhosis is comparable to those with HBV cirrhosis and HCC, possibly related to beneficial effects of antiviral therapy.

Historically, in the absence of prophylaxis of HBV reinfection, the 5-year survival rate was low (between 40% and 60%) and HBV-related deaths were frequent. Major advances in prophylaxis and treatment of HBV recurrence have resulted in overall survival rates as high as 80% to 90% at 5 years. In 206 European patients receiving adequate immunoprophylaxis, results of LT for HBV infection were similar to those results achieved with other indications, with survival rates at 1, 5, and 10 years of 91%, 81%, and 73%, respectively. The 2-year patient survival increased from 85% in 1988 to 1993 to 94% after 1997 ( P < .05) using prevention of HBV recurrence with HBIg and lamivudine (LAM). The 2-year recurrence rates in the two periods were 42% and 8% ( P < .05). In the multivariate analysis for patient survival, only the covariates HCC and HBV recurrence were statistically significant. In our own series the 10-year survival rates of patients who underwent transplantation for HBV cirrhosis and hepatitis D virus (HDV) cirrhosis were 70.9% and 89%, respectively. A similar picture is seen in studies from the United States. The 5-year survival of HBV-infected transplant recipients has increased from 53% in the period 1987 to 1991 to 69% in the period 1992 to 1996, to 76% in the period 1997 to 2002.

Diagnosis, Mechanisms, and Risk Factors for Hepatitis B Virus Recurrence After Liver Transplantation

Recurrence of HBV infection is commonly defined as the reappearance of circulating hepatitis B surface antigen (HBsAg) and detectable HBV DNA after LT associated with an increase in transaminase levels and histological evidence of acute or chronic hepatitis. However, measurable low levels of HBV DNA in serum, liver, and peripheral blood mononuclear cells or the presence of total HBV DNA and covalently closed circular DNA (cccDNA) in liver tissue could be detected transiently after LT in the absence of a positive HBsAg, whatever the prophylaxis used. The significance of these findings is unclear but suggest s that occult HBV reinfection occurs in some HBV recipients after LT despite prophylaxis and implies a risk for overt HBV recurrence if the prophylaxis is stopped. Control of viral replication involves an interplay of HBV and immune responses, factors that are modified in the LT recipient by the use of antiviral prophylaxis and by immunosuppressive drugs. Conversely, for the few patients who are negative for HBV DNA and cccDNA in all compartments, the discontinuation of HBV prophylaxis could be discussed.

HBV reinfection could be the consequence of an immediate reinfection of the graft caused by circulating HBV particles, later reinfection of the graft from HBV particles coming from extrahepatic sites, such as peripheral blood mononuclear cells, or both.

In patients receiving HBIg, HBV reinfection may be the consequence of the following:

  • HBV overproduction coming from extrahepatic sites

  • An insufficient protective titer of anti-hepatitis B surface (HBs) antibodies

  • The emergence of escape mutants

This latter mechanism is probably important because mutations in the pre-S/S genome of HBV and in the “a” determinant have been described secondary to administration of HBIg. Peripheral mononuclear cells may be implicated in this immune pressure selection mechanism; for example, we have shown that the HBV strain predominant in a patient after reinfection was the strain predominating in the mononuclear cells of this patient before LT. This mechanism of escape mutation is not exclusive because HBV reinfection with a nonmutated form of HBV occurs in patients receiving HBIg. In patients receiving antiviral monoprophylaxis, such as LAM, HBsAg remained positive, progressively declining over a period of a few months after transplantation to become undetectable. When reinfection occurs in compliant patients treated with antiviral monotherapy, the emergence of mutations of the polymerase is the cause. Reinfection in patients on HBIg and an antiviral is related to combined mutations in both the surface and polymerase genes.

Whatever the prophylaxis used, the main risk factor for HBV recurrence is related to the pretransplant HBV viral load (i.e., HBV DNA > 10 4 -10 5 copies/mL). Earlier studies used hybridization assays that had a detection limit of approximately 10 5 copies/mL, whereas recent studies use more sensitive assays (polymerase chain reaction [PCR] or branched DNA types) that have detection limits of approximately 10 copies/mL. Thus the term replicative HBV infection has different meanings in different studies, depending upon the HBV DNA test used. Other factors associated with low rates of recurrence are surrogate markers for low levels of viral replication and include negative hepatitis B e antigen (HBeAg) status at listing, fulminant HBV, and HDV coinfection. Infection with LAM-resistant HBV virions (YMDD variants) increases the risk for recurrence regardless of viral load. Several studies have recently reported that HCC at LT, HCC recurrence, or chemotherapy used for HCC are independently associated with an increased risk for HBV recurrence.

Prevention of Hepatitis B Virus Recurrence

Pretransplantation Antiviral Therapy

Until the end of the 1990s the presence of HBV replication was considered a contraindication to LT by most centers. The goals of treatment for patients with end-stage HBV liver disease are to improve liver function, thereby obviating the need for LT, and in patients who require a transplant to decrease the risk for HBV recurrence after transplant. The major factor in achieving these goals is obtaining sustained viral suppression and reduction in hepatic activity. LAM, adefovir (ADV), and telbivudine are no longer considered as an optimal first-line therapy related to a high rate of resistance development, and latest recommendations suggest using entecavir (ETV) or tenofovir (TDF) as primary antiviral agents.

LAM is well tolerated in decompensated cirrhosis. A rapid viral suppression within several weeks of therapy was observed in 73% to 100% of these patients ( Table 9-1 ). However, clinical improvement is slow, and a benefit may not be observed during the first 3 to 6 months of therapy. In a prospective study of 154 patients listed for transplantation and receiving LAM, 32 of the 154 patients (21%) died, with most of the deaths (25 of 32 [78%]) occurring within the first 6 months of therapy. The estimated actuarial 3-year survival of patients who survived at least 6 months was 88%. In multivariate analysis an elevated serum bilirubin level, elevated creatinine level, and serum HBV DNA level greater than 10 5 copies/mL before treatment were independent predictors of 6-month mortality. Thus for patients with advanced liver failure, LT remains a critical component of management, irrespective of the antiviral response. The development of mutations in the HBV DNA polymerase gene is the main limitation of treatment with a reported incidence of 15% to 20% per year of therapy and a risk for fatal hepatitis flares. All patients receiving LAM therapy should have close monitoring of HBV DNA levels and prompt institution of additional antiviral therapy when breakthrough infection occurs, related to the risk for hepatitis flares or HBV recurrence after transplant.

TABLE 9-1
Results of Antiviral Therapy in Patients with Decompensated HBV Cirrhosis
Author Antiviral Drug Patients(% LAM-R) Duration of Therapy (Months) CTP Score at Entry Decrease in CTP ≥ 2 Points (%) HBV DNA Undetectable (%) HBeAg Seroconversion (%) LT (%) Overall Survival (%) Viral Breakthrough (%)
Villeneuve et al LAM 35 36 ≥8 22/23 (96%) 23/23 (100%) 6/13 (46%) 7/35 (20%) 27/35 (77%) 2/23 (9%)
Perrillo et al LAM 77 38 NA NA 17/22 (77%) NA NA 24/30 (80%) 3/18 (17%)
Fontana et al LAM 162 40 NA NA 57/71 (80%) NA 91/162 (56%) 144/162 (89%) 18/162 (11%)
Hann et al LAM 75 13 ≥7 23/75 (31%) 30/41 (73%) 7/36 (19%) 1/75 (1%) 64/75 (85%) 8/75 (11%)
Schiff et al ADV 226 (100%) 48 ≥5 NA 45/76 (59%) 7/31 (23%) 43/226 (19%) 194/226 (86%) 2/114 (2%)
Shim et al ETV 70 (0%) 12 ≥7 27/55 (49%) 65/70 (93%) 8/35 (23%) 3/70 (4%) 63/70 (90%) 0
Liaw et al ADV 91 (33%) 24 ≥7 25/91 (27%) 18/91 (20%) 5/51 (10%) 3/89 (3%) 73/89 (80%) 0 at week 48
6 until week 144
ETV 100 (36%) 24 ≥7 35/100 (35%) 57/100 (57%) 3/54 (6%) 11/100 (11%) 82/100 (82%) 0 at week 48
3 until week 144
Liaw et al ETV 22 (13%) 12 7-12 5/12 (42%) 16/22 (73%) 0/7 (0%) 0/22 (0%) 20/22 (91%) 0
TDF 45 (18%) 12 7-12 7/27 (26%) 31/44 (70%) 3/14 (21%) 2/45 (4%) 43/45 (96%) 0
TDF + emtricitabine 45 (22%) 12 7-12 12/25 (48%) 36/41 (88%) 2/15 (13%) 4/45 (9%) 43/45 (96%) 0
ADV , Adefovir; CTP , Child-Turcotte-Pugh; ETV , entecavir; HBeAg , hepatitis B e antigen; HBV , hepatitis B virus; LAM , lamivudine; LAM-R , lamivudine resistant; LT , liver transplantation; NA , not available; TDF , tenofovir.

ADV, a nucleotide analogue, is an effective therapy for patients with wild-type and LAM-resistant HBV infection. In a multicenter study on 226 LAM-resistant patients awaiting transplantation, 59% and 65% achieved an undetectable HBV DNA by PCR at weeks 48 and 96, respectively (see Table 9-1 ). However, 14% still died within the first year, and at least 33% required LT for long-term survival. As with LAM, the attainment of clinical benefits required survival of approximately 6 months, so for patients with advanced liver decompensation, concurrent consideration of transplantation is important. Dose reductions of ADV were required for 4% of patients with preexisting renal dysfunction (i.e., creatinine clearance < 50 mL/min). Virological resistance to ADV was less frequent (2% at 144 weeks). However, the longest follow-up studies showed a higher resistance rate: 11% at 3 years, 18% at 4 years, and 29% at 5 years. Although antiviral drug resistance is less common with ADV than with LAM, concerns remain regarding the slow rate of suppressing HBV replication with ADV, as well as the potential for dose-dependent nephrotoxicity in decompensated HBV patients.

New nucleos(t)ides analogues (i.e., ETV and TDF) exhibit stronger antiviral efficacy and a lower resistance rate. They are recommended for the treatment of HBV infection in patients with end-stage liver disease; however, experience with these drugs is more limited in this setting.

ETV, a nucleoside analogue, is more potent in suppressing serum HBV DNA levels than LAM in both HBeAg-positive and HBeAg-negative patients. Related to a high genetic barrier of resistance, this drug exhibits a very low resistance rate (i.e., near 1%) in LAM-naive patients, even after 5 years of therapy. In contrast, ETV resistance occurred in more than 35% of patients after 4 years of therapy in LAM-resistant patients. In a recent study Shim et al evaluated clinical outcome and virological responses of 70 decompensated patients compared with 144 compensated patients treated with ETV (0.5 mg/day) as first-line therapy during 1 year (see Table 9-1 ). At month 12 of therapy the mean reduction in serum HBV DNA levels (-6.8 versus -6.7 log 10 copies/mL), the proportion of patients achieving undetectable viremia (89% versus 78%) and the rate of HBeAg seroconversion (22% versus 24%) did not differ significantly between the decompensated and compensated groups. In the decompensated group, as reported with LAM, the majority of adverse outcomes occurred within the first 6 months of therapy: 6 patients died as a result of liver failure, and 3 patients underwent transplantation. These 9 patients had more severe liver failure at entry compared with the other decompensated patients (Child-Turcotte-Pugh [CTP] score 10.1 versus 8.1, P = .001); however, the baseline HBV DNA levels, the presence of HBeAg, and the early response to antiviral therapy were similar. Five patients developed HCC during the follow-up period. In a second study, 191 patients with decompensated HBV cirrhosis (positive or negative for HBeAg and experienced or naive for treatment with nucleos[t]ide analogues) were randomized to ETV (1 mg/day) or ADV (10 mg/day) (see Table 9-1 ). The ETV group showed a greater change from baseline in HBV DNA at all time points through week 48 and a higher proportion of subjects who achieved an HBV DNA level of less than 300 copies/mL at week 48 (ETV, 57%; ADV, 20%; P < .0001). Adverse events were comparable between groups. Safety of ETV in severely decompensated patients is poorly evaluated. A recent study showed that 5 of 16 patients with decompensated HBV-related disease (Model for End-Stage Liver Disease [MELD] score > 20) developed symptomatic lactic acidosis, leading to death in a patient with fulminant hepatitis B, after receiving ETV for 4 to 240 days. The mechanisms of toxicity are unclear; however, concomitant drugs, comorbidities, and other host factors may alter drug pharmacokinetics.

TDF is a nucleotide analogue and is very potent against the wild-type and nucleoside analogue–resistant HBV strains. Phase III studies have shown that TDF has higher antiviral efficacy than ADV. It has been shown that TDF can control HBV replication in the majority of patients and can rescue LAM resistance or nonresponse to ADV. No drug-resistant variants have been reported with 3 years of continuous treatment. TDF could be prescribed in combination with emtricitabine, a nucleoside analogue with an antiviral activity profile similar to that of LAM (Truvada).

A recent study compared the safety and efficacy of TDF versus TDF plus emtricitabine versus ETV in 112 decompensated HBV patients (see Table 9-1 ). The frequency of undetectable HBV DNA at weeks 12, 24, and 48 was comparable in the three treatment groups. However, among the subjects with LAM-resistant HBV, 71% of the 18 patients in the TDF-containing arms had undetectable HBV DNA at week 48 compared with 33% in the 3 ETV-treated patients. Improvements in CTP and MELD scores at week 48, rates of nephrotoxicity, and patient mortality were similar in the three treatment arms. There are growing concerns regarding the long-term safety of TDF in some patients, including nephrotoxicity and metabolic bone disease.

In summary, patients with decompensated cirrhosis should be treated in specialized liver units, because the application of antiviral therapy is complex. All studies emphasized the need for early treatment in patients with decompensated cirrhosis. Most studies have shown a biphasic survival pattern with most deaths occurring within the first 6 months of treatment. Patients with higher pretreatment bilirubin levels, creatinine levels, and HBV DNA levels were at greatest risk for early death, whereas early suppression of HBV replication was not associated with more favorable outcomes. Transplantation should not be delayed in patients with CTP class C or a MELD score greater than or equal to 15 at baseline or should be urgently considered in patients displaying suboptimal improvement in hepatic reserves after 3 months of antiviral treatment, because of our inability to identify those patients with a poor short-term prognosis ( Fig. 9-1 ). Conversely, long-term antiviral treatment could be done in patients who can be stabilized with antiviral therapy.

FIGURE 9-1, Diagram of management of decompensated hepatitis B virus (HBV) cirrhosis with antiviral therapy and transplantation. CTP , Child-Turcotte-Pugh; HCC , Hepatocellular carcinoma; MELD , Model for End-Stage Liver Disease.

The oral agents that most effectively suppress HBV replication with the lowest rate of drug resistance during prolonged use (i.e., ETV, TDF) have emerged as preferred first-line agents over the other available drugs (LAM, ADV, telbivudine). Combination therapy using LAM and ADV could be used according to local health policies. Decompensated HBV patients receiving oral nucleos(t)ide analogues must undergo frequent clinical and laboratory assessment to ensure medication compliance and surveillance for virological and clinical response, as well as drug side effects, drug resistance, and HCC. Patients who fail to achieve primary response, as evidenced by less than a 2 log 10 decrease in serum HBV DNA levels after 6 months of therapy, should be switched to an alternative treatment or receive additional treatment. Patients who develop breakthrough infection, defined by an increase of HBV DNA levels by more than 1 log 10 from nadir, should be assessed for compliance with therapy, and a test for antiviral-resistant mutation should be performed.

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