Acknowledgments

CM Croce is supported by Program Project Grants from the National Cancer Institute. GA Calin is the Alan M. Gewirtz Leukemia & Lymphoma Society Scholar. He is also supported as a Fellow at the University of Texas MD Anderson Research Trust, as a University of Texas System Regents Research Scholar, and by the NIH/NCI, the DoD, and the CLL Global Research Foundation. We thank Maitri Shah for critical reading of the manuscript. We apologize to the many colleagues whose work was not cited; because of space limitations we cited mainly the significant reviews and recent clinical studies.

Cancer represents the most complex genetic disease. Despite decades of investigation and the expenditure of vast resources, mortality from cancer has not decreased significantly worldwide, particularly in developed countries. Many explanations have been offered, but the basic point is that we do not yet deeply understand the mechanisms by which tumorigenesis occurs. A decade ago, a new layer of genetic complexity was discovered in malignant cells by the addition of noncoding RNAs (ncRNAs; RNAs that do not code for proteins) to the list of cancer genes, and exploiting this research could provide a great treatment opportunity. Globally, during the most recent 5 years for which there are data available (2004 to 2008), overall cancer incidence rates declined slightly in men (by 0.6% per year) and were stable in women, while cancer death rates decreased only by 1.8% per year in men and by 1.6% per year in women. This was largely because of the advances in early detection of breast cancer and the reduction in tobacco use over the past four decades; the therapeutic advances were less significant. For example, the oligoantisense strategy was considered for many years as an optimal alternative for developing drugs to inhibit the proteins overexpressed in cancer cells (for a review, see Reference ). This is the case with the BCL2 antisense oligonucleotide (ASO ), but until now no other ASO agents had shown consistent and reproducible beneficial effects in clinical trials. Various publications in the past decade reported clinical studies regarding trials in Phase II (to determine whether a new treatment works) or III (to study whether a new treatment is better than standard treatment) performed on more than 1000 patients using aprinocarsen (Affinitak, LY 900003, ISIS 3512; Isis Pharmaceuticals, Carlsbad, Calif ). This is a 20-mer oligonucleotide acting as an ASO that binds to the 3′ untranslated region (3′-UTR) of human messenger RNA (mRNA) for protein kinase Cα ( PKCa) . It acts by forming an mRNA-ASO duplex through Watson-Crick binding, and it leads to RNAse-H–mediated cleavage of the PKCa mRNA. In all trials but one, no significant effects were identified in patients with advanced non–small-cell lung cancer, metastatic colorectal cancer, or relapsed low-grade non-Hodgkin lymphoma. Therefore, there are major reasons for developing new therapeutic modalities to cure cancer.

Cancer as a Genetic Disease of Protein-Coding Genes and Noncoding RNAs

Why the need for RNAs as therapeutic molecules? One of the most unexpected and fascinating discoveries in the past few years in molecular oncology is that in a specific tumor, abnormalities in both protein-coding genes (PCGs) and ncRNAs can be identified, and the interplay between them is causally involved in the initiation and progression of human cancers. The “classic” molecular oncology dogma was that cancer is a genetic disease involving tumor suppressor and oncogenic proteins. Recent findings that small noncoding RNAs called microRNAs (miRNAs) are involved in the pathogenesis of most cancers reveal a new layer of complexity in the molecular architecture of human cancers ( Table 55-1 ).

Table 55-1
MicroRNAs as Oncogenes and Tumor Suppressors (Main Examples)
Human microRNA
(location)
Putative
Function/Involved Pathways
Deregulation in Tumors Putative Functions and Targets Molecular Regulation Diagnostic and Prognostic Markers
let-7 family
(various)
Anti-tumorigenic:
Self-sufficiency in growth signals
Insensitivity to antigrowth signals
Angiogenesis
Downregulation in lung, breast, gastric, ovary, prostate, and colon cancers, CLL, and leiomyomas
Downregulation of miR-98 in head and neck cancer cells
Point mutation in the let-7e precursor sequence affects maturation
Molecular mechanism:
Represses cell proliferation/growth
let-7f promotes angiogenesis
Targets: CCND1, CDC25a, CDK6, CRD-BP, HOXA9, IMP-1, MYC, RAS, TLR4
Regulation:
MYCN positively regulates let-7b transcription
PPARalpha inhibits let-7c transcription
Notch pathway regulates let-7a
mmu-let-7a is highly edited after transcription
LIN-28 regulates the maturation of let-7a
Poor prognosis:
let-7a-2 low expression (lung and ovarian cancer patients)
let-7b discriminates high-risk uveal melanomas
Drug resistance:
let-7i affects chemotherapy potency
Therapy:
Intranasal delivery of let-7a adenovirus reduces growth of Ras-induced lung tumors in mice
Oncogenic:
Self-sufficiency in growth signals
Apoptosis
Hypomethylation of let-7a-3 in lung adenocarcinomas
Overexpression in AML
Molecular mechanism:
let-7a represses NF2 and decreases chemotherapy-induced apoptosis in vitro
Regulation:
IL-6 dependent STAT-3 survival signaling positively regulates let-7a
miR-16-1/ 15a cluster (13q14.3,
intron 4 ncRNA DLEU2 )
Anti - tumorigenic:
Self-sufficiency in growth signals
Evasion of apoptosis
Downregulation in CLL, DLBCLs, multiple myeloma, pituitary adenoma, prostate, and pancreatic cancers
Germline mutations in B-CLL patients and NZB mouse strain
Molecular mechanism:
Induce apoptosis in leukemia cells
miR-16 regulates cell cycle by downregulation of G0/G1 proteins
Targets: ACVR2A ( X. tropicalis) , BCL2, CARD10, CCND1, CDK6, CDC27, CGI-38, DMTF1, MCL1, NGN2, VEGF, WNT3A
Regulation:
Wnt/βcatenin pathway negative regulates xtr-miR-15a/16
Poor prognosis:
miR-15a and miR-16 higher expression in de novo aggressive CLL
Drug resistance:
miR-16 affects chemotherapy potency and modulates sensitivity to vincristine in gastric cancer cell lines
miR-21
(17q23.1,
3′UTR TMEM49)
Oncogenic:
Self-sufficiency in growth signals
Evasion of apoptosis
Invasion and metastasis
Overexpression in glioblastomas; breast, lung, prostate, colon, stomach, esophageal, and cervical carcinomas; uterine leiomyosarcoma; and DLBCL Molecular mechanism:
miR-21 knockdown induces apoptosis in glioblastoma cells
miR-21 induces invasion and metastasis in colorectal cancers
Targets:
BCL2, MASPIN, PDCD4, PTEN, TPM1, RECK
Regulation:
STAT3 regulates miR-21 at the transcriptional level
REST negatively regulates mir-21 in mouse ES
TGFβ and BMP promote mir-21 maturation in human vascular smooth muscle cells
AP-1 induces mir-21 in response to RAS activation in thyroid cells
Poor prognosis:
miR-21 high expression (in colon and breast cancer)
Good prognosis:
miR-21 high expression in de novo DLBCL
Drug resistance:
miR-21 affects chemotherapy potency in NCI60 cells
miR-155
(21q21.3,
exon 3
ncRNA BIC)
Oncogenic:
Evasion of apoptosis
Overexpression in pediatric BL, Hodgkin’s disease, primary mediastinal lymphomas, and DLBCL, as well as in breast, lung, colon, and pancreatic cancers Molecular mechanism:
Pre–B-cell proliferation and lymphoblastic leukemia/high-grade lymphoma in miR-155 transgenic mice
Targets:
AGTR1, AID, TP53INP1
Poor prognosis:
miR-155 high expression (in lung cancer, DLCBL, and aggressive CLL)
AML, Acute myeloid leukemia; BL, Burkitt’s lymphoma; CLL, chronic lymphocytic leukemia; DLBCL, diffuse large B-cell lymphoma; ES, Ewing sarcoma.

MicroRNAs represent a new class of small ncRNAs able to regulate gene expression. MicroRNAs are distinct from, but related to, small interfering RNAs (siRNAs), which have been identified in a variety of organisms (for reviews, see References ). These small 19- to 24-nucleotide (nt) RNAs are transcribed as long primary transcripts of several kilobases (kb) in length, named pri-miRNA. Pri-miRNAs are processed in the nucleus into precursor hairpin RNAs (70 to 100 nt in length) named pre-miRNA by the double-stranded RNA-specific ribonuclease Drosha. The hairpin RNAs are transported to the cytoplasm, via an exportin-5–dependent mechanism, where they are digested by a second double-stranded specific ribonuclease named Dicer. In animals, single-stranded miRNAs bind specific mRNA through a low complementary binding site located in the target mRNA, mainly at their 3′ UTR. By a mechanism that is not fully characterized, the bound mRNA remains untranslated, resulting in reduced levels of the corresponding protein—and/or the bound mRNA can be degraded, causing a decrease in the transcript and consequently, in the corresponding protein. The role of miRNAs was proven to be important in essential biologic processes for the eukaryotic cell such as pancreatic cell insulin secretion ( miR-375 ), adipocyte development ( miR-375 ), cell proliferation control ( miR 125b and Iet-7), brain patterning ( miR-430 ), hematopoietic B-lymphocyte lineage fate ( miR-181 ), or B-lymphocyte survival ( miR-15a and miR-16-1 ).

MicroRNAs were found to be involved in the pathophysiology of all types of analyzed human cancers. Among the new paradigms of molecular oncology are the following:

  • 1.

    Several genome-wide profiling techniques (for review, see References ), such as oligonucleotide miRNA microarray, bead-based flow cytometric technique, and quantitative reverse-transcriptase-polymerase chain reaction (qRT-PCR) for precursor and active miRNA or the miRAGE (serial analyses of gene expression for miRNAs), were performed on various cancer histotypes, including chronic lymphocytic leukemia (CLL), breast cancer, glioblastoma, thyroid papillary carcinoma, hepatocellular carcinoma, lung cancer, colon cancer, and endocrine and exocrine pancreatic tumors. From these studies it has become clear that in cancer cells the main alteration of the microRNome (defined as the full complement of microRNAs present in a genome) is represented by aberrant gene expression, consisting of abnormal levels of expression for mature and/or precursor miRNA sequences compared with the corresponding normal tissues.

  • 2.

    Germline and somatic mutations in miRNAs or polymorphisms in the protein coding mRNAs targeted by miRNAs may also contribute to cancer predisposition, initiation, and progression. In somatic cells, miRNA alterations could initiate or contribute to tumorigenesis, whereas germline mutations could represent cancer-predisposing events.

  • 3.

    MiRNA profiling achieved by various methods has allowed the identification of signatures associated with diagnosis, staging, progression, prognosis, and response to treatment of human tumors (for review, see Reference ). Therefore, miRNA “fingerprinting” represents a new addition to the diagnostic and prognostic tools to be used in medical oncology.

Other types of ncRNAs (such as ultraconserved genes [UCGs] and long intergenic noncoding RNAs [lincRNAs]) have also been linked to human cancers. One of the most intriguing characteristics of miRNAs is the near-complete conservation of orthologous genes. For example, the active molecules of the miR-16-1 / miR-15a cluster, shown to be an essential player in the initiation of CLL, are completely conserved in humans, mice, and rats and highly conserved in 9 of 10 primate species sequenced. Comparative sequence analysis represents an essential tool in the identification of genomic DNA regions with important biologic functions. Several of these highly conserved genomic sequences were considered not genic (not producing a transcript) and were called conserved nongenic sequences. A special subset of conserved sequences named ultraconserved regions (UCRs) include, by definition, intra- and intergenic sections of the human genome that are absolutely conserved (100% identical with no insertions or deletions) between orthologous regions of the human, rat, and mouse genomes. Because of the high degree of conservation, the UCRs have been demonstrated to have fundamental functional importance for the ontogeny and phylogeny of mammals and other vertebrates. Recently, it was proved that most UCRs are transcribed and that hundreds of UCGs are consistently altered in a significant percentage of analyzed leukemias and carcinomas. UCGs are frequently located at fragile sites and genomic regions involved in cancers. It has also been proven that the inhibition of an overexpressed UCG induces apoptosis in colon cancer cells, and that the expression of some UCGs may be regulated by miRNAs abnormally expressed in CLL. These new regulatory mechanisms support a model in which various types of noncoding genes are actively involved and cooperate with protein-coding genes in human tumorigenesis. Gathering all these notions together makes it clear that noncoding RNA genes, once seen as second-level genomic elements, are now at the center of attention in cancer research. Therefore, it is reasonable to attempt to expand the anticancer ammunition with RNA molecules capable of attenuating or completely abolishing the function of overexpressed ncRNAs—or, alternatively, to reexpress at physiologic levels the deleted or downregulated ncRNAs.

Main Types of Therapeutic RNA Molecules

Three different types of RNA molecules—the ribozymes, the siRNAs, and the anti-miRNA agents—have passed preclinical testing for efficiency in downregulating a target and now are entering clinical trials. At least two more types of RNA molecules recently added to the expanding list of anticancer ammunition—the miRNA-mimic agents and the 8-mer anti-miRNA LNA (locked nucleic acid) molecules—are going through preclinical tests. The antisense oligonucleotide (ASO) strategy was primarily developed using DNA molecules (for detailed discussion, see References ). Although the history of RNAs as therapeutic molecules is two decades long, too few clinical trials have yet been conducted on large numbers of cancer patients to allow any convincing conclusion to be drawn. The first hints are encouraging and support the development of new and larger clinical trials. Most of the clinical and preclinical data were gathered from patients with viral infections, such as human immunodeficiency virus type-1 (HIV) or chronic hepatitis C virus (HCV). For a glossary of terms used in RNA inhibition strategies, see Table 55-2 .

Table 55-2
Glossary of Terms in RNA-Inhibition Strategies
  • ASO: An antisense oligonucleotide is a single-stranded, chemically modified DNA-like molecule that is 17 to 22 nt in length and designed to be complementary to a selected messenger RNA and thereby specifically inhibit expression of that gene.

  • Messenger RNA (mRNA): The form of RNA that mediates the transfer of genetic information from the cell nucleus to ribosomes in the cytoplasm, where it serves as a template for protein synthesis. It is synthesized from a DNA template during the process of transcription.

  • Noncoding RNAs (ncRNAs): Any RNA molecule that is not translated into a protein.

  • Open reading frame (ORF): A section of a sequenced piece of DNA that begins with an initiation (methionine ATG) codon and ends with a nonsense codon. ORFs all have the potential to encode a protein or polypeptide; however, many may not actually do so.

  • Phase III clinical trials: Designed to study whether a new treatment is better than standard treatment by including hundreds of patients in the study and control groups.

  • Phase II clinical trials: Designed to determine whether a new treatment works by including tens of patients in the study or control groups.

  • Pol II: RNA polymerase II (also called RNAP II) catalyzes the transcription of DNA to synthesize precursors of mRNA and most small nuclear RNA.

  • Pol III: RNA polymerase III (also called RNAP III) transcribes DNA to synthesize 5S rRNA and other small RNAs. The genes transcribed by RNA Pol III fall in the category of “housekeeping” genes whose expression is required in all cell types and most environmental conditions.

  • Sense/antisense: Referring to the strand of a nucleic acid that directly specifies the product or referring to the strand of a double-stranded molecule that does not directly encode the product but is complementary to it.

  • Transcription: The process whereby RNA is synthesized from a DNA template.

  • Translation: The process of protein synthesis whereby the primary structure of the protein is determined by the nucleotide sequence in mRNA. The ribosome-mediated production of a polypeptide whose amino acid sequence is derived from the codon sequence of an mRNA molecule.

  • Untranslated region (UTR): The 5′ UTR is the portion of an mRNA from the 5′ end to the position of the first codon used in translation. The 3′ UTR is the portion of an mRNA from the 3′ end of the mRNA to the position of the last codon used in translation.

  • Watson-Crick pairing: The A-T and G-C pairing between the four types of DNA nucleotides.

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