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The presence of gastrointestinal (GI) dysfunction in the setting of neurologic disease has received increasing attention in recent years, particularly in disorders such as Parkinson disease. Much less attention has been devoted to the occurrence of neurologic dysfunction in primary GI disease processes. The enteric nervous system (ENS), which lines virtually the entire GI tract, contains approximately the same number of neurons as the spinal cord and is capable of generating and controlling many functions entirely independently of the central nervous system (CNS). It should not be surprising, then, that processes affecting the GI system, including the ENS, also may affect the CNS or systems controlled by the CNS.
The increasing prevalence of obesity worldwide has led to immense growth in bariatric surgery, which typically is performed after behavioral modification, medical nutrition therapy, and physical activity enhancement strategies have failed. The number of bariatric operations performed in the United States has increased over the past three decades, and the American Society for Metabolic and Bariatric Surgery estimates that up to 228,000 procedures were performed in 2017 alone. Different methods of surgical intervention, including gastric restriction procedures (e.g., laparoscopic adjustable gastric banding, sleeve gastrectomy, vertical banded gastroplasty), malabsorptive procedures (e.g., biliopancreatic diversion, jejunoileal bypass), and combined restrictive and malabsorptive procedures (e.g., Roux-en-Y gastric bypass, duodenal switch with biliopancreatic diversion) have been performed frequently, but sleeve gastrectomy, in which approximately 75 to 85 percent of the stomach is removed along the greater curvature, is particularly growing in popularity. Neurologic complications may occur following all of these procedures, both in the immediate perioperative period and months to years after the surgery.
Neurologic complications occur in a range of 3 to 16 percent following these procedures. Although peripheral nervous system disorders appear to be the most frequent neurologic complications, encephalopathy, myelopathy, and optic neuropathy all have been reported. The mechanisms of neural injury following bariatric surgery include both mechanical compression and entrapment leading to mononeuropathies as well as nutritional deficiencies. Rapid weight loss can lead to loss of protective fat pad and compression through loss of subcutaneous tissue. Injury from mechanical retractors or malpositioning during surgery can lead to immediate complications after bariatric surgery. The most important factors in the pathogenesis of neurologic complications are nutritional deficiencies, often due to malabsorption or prolonged emesis.
Three patterns of peripheral neuropathy have been described following bariatric surgery: sensory-predominant polyneuropathy, mononeuropathy, and radicular or plexus neuropathy. Peripheral neuropathy is reported in over 15 percent of patients following bariatric surgery, compared with only 3 percent of patients undergoing cholecystectomy. In a subsequent cohort drawn from a single tertiary referral center, investigators noted peripheral neuropathy in only 7 percent but did not report on the frequency of other types of neurologic complications. Peripheral neuropathy typically is chronic, although acute inflammatory demyelinating polyneuropathy also has been reported. Carpal tunnel syndrome is the most frequent mononeuropathy, accounting for 80 percent of cases. Lateral femoral cutaneous neuropathy (meralgia paresthetica) develops in only around 1 percent of individuals despite recent weight loss being a well-known risk factor for its development. Peroneal neuropathy leading to numbness and weakness in the affected leg can manifest as “foot drop” and pose functional limitations to the patient. Risk factors include marked weight loss, rapid rate of weight loss, and postoperative complications.
Nutritional deficiencies (see Chapter 15 ) due to malabsorption are responsible for the development of neuropathy in many, although not all, instances. Deficiencies of riboflavin, pyridoxine, vitamin B 12 , folate, vitamin D, vitamin E, and copper all have been described. Thiamine deficiency, one of the most common and serious complications of bariatric surgery, can lead to Wernicke encephalopathy and may appear within days to weeks following the surgery.
Optic neuropathy after bariatric surgery can be caused by copper, vitamin B 12 , and thiamine deficiency. Other neuro-ophthalmic presentations are nyctalopia (the inability to see in dim light or at night) due to vitamin A or zinc deficiency and ophthalmoparesis due to vitamin E deficiency.
Muscle weakness has been reported in around 7 percent of patients after bariatric surgery, primarily in patients with hypokalemia or with global protein, vitamin D, or copper deficiencies. Postoperative rhabdomyolysis may occur and is especially frequent in patients undergoing Roux-en-Y gastric bypass; small series suggest up to three-quarters of patients may experience this complication which presents with muscle pain, typically in the gluteal region, accompanied by an increase in serum creatine kinase (CK) levels. The development of surface and deep tissue pressure during surgery may be responsible. The risk of rhabdomyolysis is greatest when the BMI of the patient is greater than 56 kg/m 2 and the duration of the surgery is more than 230 minutes. CK testing should be performed in all patients after bariatric surgery to make an early diagnosis and promptly start fluids and diuretics. Osteomalacia and associated osteomalacic myopathy may also develop postoperatively. An acquired myotonic syndrome also has been reported.
Spinal cord dysfunction is another potential complication of bariatric surgery. Symptoms often start insidiously and may not become apparent until 5 to 10 years later. These symptoms may include gait ataxia and spasticity with pyramidal signs, paresthesias, loss of proprioception and vibratory sensation, and limb weakness often restricted to the legs. Many of these patients are found to have low serum vitamin B 12 , vitamin E, or copper levels.
Cortical dysfunction bearing the characteristics of Wernicke encephalopathy, also known as “bariatric beriberi,” complicated bariatric surgery in approximately one-quarter of patients in one study but was noted much less frequently in larger prospective investigations. Current guidelines for bariatric surgery recommend preventive thiamine supplementation (12 mg) in multivitamin treatment for all patients undergoing surgery, with higher doses for patients with suspected deficiency.
Celiac disease (CD) is characterized by the constellation of diarrhea, malabsorption, weight loss, and gaseous distension that develops as a consequence of damage to the mucosa of the small intestine, triggered by an immune-mediated response to gluten. The prevalence of CD in American and European populations has been estimated to be approximately 1 percent, but because the number of undiagnosed patients may be considerable, its prevalence is probably much higher. Genetic factors play a role, and almost all patients with celiac disease possess specific variants of the HLA class II genes HLA-DQA1 and HLA-DQB1 that, together, encode the two chains (α and β) of the celiac-associated heterodimer proteins DQ2 and DQ8 that are expressed on the surface of antigen-presenting cells.
In recent years there has been a rise in the overall prevalence of CD in Western countries, but the reason for this “epidemic” remains unclear. The increased rate of diagnosis seems to be due to a true rise in incidence rather than merely increased awareness and detection. Approximately 30 percent of the general population carry the HLA-DQ2/8 celiac disease susceptibility genes; however, only 2 to 5 percent of these individuals will go on to develop celiac disease, suggesting that additional environmental factors contribute to disease development. Epidemiologic, clinical, and animal studies suggest that exposure to nonpathogenic microorganisms early in life is associated with a reduced risk of developing CD. Several studies have shown an association between alteration in gut microbiota composition and function and CD, some of which can precede the onset of disease and persist when patients are on a gluten-free diet.
Individuals with classic CD have serum antigliadin antibodies along with additional gliadin-related antibodies (e.g., antiendomysial, antitransglutaminase). The pathology of CD extends beyond the GI tract, leading to proposals that the term gluten sensitivity be used for individuals displaying more widespread involvement, with the label CD reserved for those with evidence of enteropathy on small bowel biopsy.
Neurologic dysfunction has been reported in 6 to 12 percent of patients with CD. A systematic review reported the prevalence of neuropathy in CD patients to be up to 39 percent, with an increased risk in older and female patients. In studies of CD patients with neurologic manifestations, gluten ataxia was reported in 20 to 40 percent of patients. Neurologic dysfunction in CD often is ascribed to nutritional deficiency secondary to malabsorption, although immunologic mechanisms may be an alternative explanation in some instances.
Gluten ataxia has no uniquely distinguishing clinical characteristics and remains a controversial entity. Gait ataxia is present in all individuals by definition; limb ataxia, dysarthria, and ocular signs are present in most. Individuals with gluten ataxia may display cerebellar atrophy, which may be irreversible. Other neurologic symptoms may include encephalopathy, myopathy, myelopathy, and ataxia with myoclonus and chorea. Gluten ataxia usually has an insidious onset with a mean age at onset of 53 years. The classic GI symptoms of CD are present in less than 10 percent of individuals with gluten ataxia and evidence of classic CD is found on duodenal biopsy in only 25 to 33 percent. Diagnostic delays are frequent and can result in permanent neurologic disability. CD patients with gluten ataxia often have oligoclonal bands in their cerebrospinal fluid, evidence of perivascular inflammation in the cerebellum, and anti-Purkinje cell antibodies. Cerebellar atrophy and white matter abnormalities may be evident on magnetic resonance imaging (MRI).
In the initial reports, antigliadin antibodies (IgG, IgA, or both) were found in 41 percent of patients with sporadic idiopathic ataxia, compared with only 15 percent of those with clinically probable multiple system atrophy (MSA), 14 percent with familial ataxia, and 12 percent of normal controls. In a follow-up study, 148 out of 635 (23%) patients with sporadic ataxia evaluated at the same clinic were noted to have evidence of gluten sensitivity. Individuals with gluten ataxia, independent of intestinal involvement, demonstrate antitransglutaminase 6 IgG and IgA antibodies, whereas antitransglutaminase 2 IgA antibodies are present in persons with GI disease. The cerebellar damage has been attributed to a chronic, immune-mediated inflammatory process. Autopsy examination in several affected individuals has demonstrated Purkinje cell loss and lymphocytic infiltration within the cerebellum as well as the posterior columns of the spinal cord. Cerebellar IgA deposits containing transglutaminase 6 also have been found. Gluten ataxia sometimes responds to a gluten-free diet. Studies suggest that the presence or absence of enteropathy does not influence the beneficial response to a gluten-free diet and, therefore, patients with positive serology and negative duodenal biopsy should still be placed on a strict gluten-free diet. Intravenous immunoglobulin therapy reportedly ameliorates the ataxia in some patients.
Screening has been suggested for all individuals who present with adult-onset ataxia without any other obvious cause, but this recommendation remains controversial.
Peripheral neuropathy accounts for around 20 percent of the neurologic abnormalities in patients with CD. Sural nerve biopsy demonstrates axonal injury in patients with chronic axonal sensorimotor neuropathy. In one study, 167 patients with CD without any symptoms of neuropathy were tested electrophysiologically. These tests did not show any evidence for subclinical neuropathy and the investigators concluded that in asymptomatic cases with celiac disease, electrophysiologic studies are not necessary. The etiology of the neuropathy is uncertain; both nutritional and autoimmune mechanisms have been proposed.
As with sporadic ataxia, some studies suggest that the prevalence of CD or of antigliadin antibodies is higher in individuals with peripheral neuropathy than in the general population. This has led to the use of the term gluten neuropathy for individuals with idiopathic neuropathy and serologic evidence of gluten sensitivity. Improvement with a gluten-free diet has been reported by some, but other studies have failed to demonstrate improvement.
CD is more prevalent in patients with inflammatory myopathies, particularly inclusion-body myositis. Immunologic mechanisms probably are responsible in most instances, but in one patient with CD and a myopathy resembling inclusion-body myopathy, reversal of both clinical and pathologic abnormalities was documented upon treatment with vitamin E and institution of a gluten-free diet.
An association between CD and epilepsy is controversial. The reported prevalence of epilepsy in CD has ranged from 1 to 7 percent and that of CD in individuals with epilepsy from 1 to 8 percent. A population-based study showed a moderately increased risk of epilepsy in individuals with CD. In other large studies, the presence of CD-associated antibodies did not differ between patients with epilepsy and individuals without epilepsy. A specific syndrome of epilepsy, bilateral occipital lobe calcifications, and CD has been described, largely in Italians. The mechanism for such an association is obscure. Even in CD patients without calcifications, seizures originate most frequently in the occipital lobe. A gluten-free diet may improve seizure control, especially when started early.
A number of other neurologic manifestations of CD have been reported but less extensively evaluated, including migraine, sensorineural hearing loss, depression, learning disabilities, autonomic neuropathy, and neuromyelitis optica. The significance of these associations is uncertain.
Inflammatory bowel disease (IBD) is a group of diseases characterized by chronic or relapsing immune activation in the GI tract resulting in inflammation. Ulcerative colitis and Crohn disease are two major forms of IBD. These two conditions share many clinical and even pathologic features, but also display important differences ( Table 13-1 ). An autoimmune etiology in genetically susceptible individuals, characterized by a dysregulated mucosal immune response to antigens normally present within the intestinal lumen, is suspected in both.
Feature | Crohn Disease | Ulcerative Colitis |
---|---|---|
Diarrhea | Common, nonbloody, less urgent | Common, bloody, urgent |
Rectal bleeding | Occasional | Very common |
Weight loss | Common | Uncommon |
Abdominal pain | Prominent | Not prominent |
Stricture formation | Common | Rare |
Fistula formation | Common | Very rare |
In Europe and North America, the incidence of ulcerative colitis is in the range of 8 to 23 per 100,000 persons. Incidence rates of 6 to 23 per 100,000 have been reported for Crohn disease in the same regions, but in other parts of the world, such as Asia, a previously low incidence appears to be increasing.
IBD should be considered a systemic disease and involvement outside the GI tract is well described. Neurologic dysfunction appears to be relatively infrequent, with wide-ranging estimates from less than 1 to 33 percent of patients. Neurologic dysfunction may precede the appearance of GI symptoms, and both peripheral and CNS involvement occurs ( Table 13-2 ). Autoimmune mechanisms are primarily responsible for the development of neurologic involvement in IBD; however, nutritional deficiency (vitamin B 12 and selenium), iatrogenic (e.g., metronidazole neurotoxicity), infection, and other processes such as thromboembolic complications may secondarily involve the nervous system. Treatment for both Crohn disease and ulcerative colitis involves potent medications, including antitumor necrosis factor α (anti-TNF-α) agents, monoclonal antibodies, and immunosuppressive medications (such as cyclosporine and sulfasalazine) that can produce neurologic complications.
Peripheral |
|
Myopathic |
Myopathy |
Myasthenia gravis |
Abscess formation |
Central |
|
Seizures |
|
Peripheral neuropathy is the most frequent neurologic complication of both Crohn disease and ulcerative colitis. The reported frequency of peripheral neuropathy in IBD varies greatly among published studies, with estimates ranging from 0 to 39 percent depending on the study population characteristics and neuropathy criteria. The etiology of peripheral nerve involvement in IBD appears to be multifactorial, including nutritional deficiency, medication side effects, and an autoimmune mechanism as part of the primary disease. The phenotype of peripheral neuropathy in IBD is diverse, but peripheral neuropathy is usually more severe in patients with Crohn disease than in patients with ulcerative colitis. Involvement may take the form of focal (e.g., mononeuropathy, cranial neuropathy, brachial plexopathy), multifocal (e.g., mononeuritis multiplex, multifocal motor neuropathy), and generalized (acute or chronic inflammatory demyelinating polyneuropathy, small- or large-fiber axonal sensorimotor neuropathy) neuropathic processes. However, it also frequently includes ataxic and demyelinating forms.
Peripheral neuropathy occurs late in the course of the disease and mainly during periods of bowel disease inactivity. The common phenotypes of peripheral neuropathy are a mild, chronic, large-fiber, sensory-predominant polyneuropathy and a moderately severe immune radiculoplexus neuropathy. Carpal tunnel syndrome appears to be the most frequently occurring isolated mononeuropathy in IBD. Axonal neuropathy occurs more frequently than demyelinating neuropathy.
Two specific patterns of cranial nerve involvement have been described in IBD. Acute sensorineural hearing loss or chronic subclinical hearing impairment has been described in ulcerative colitis. In contrast, Melkersson–Rosenthal syndrome, characterized by recurrent facial nerve palsy along with intermittent orofacial swelling and fissuring of the tongue, has been reported in patients with Crohn disease.
An association between IBD, especially ulcerative colitis, and multiple sclerosis (MS) has been reported. In a systematic review, it was suggested that both IBD and MS patients have a 50 percent increased risk of MS or IBD comorbidity, respectively, with no apparent difference between patients with Crohn disease or ulcerative colitis. The odds ratio for MS in patients with IBD is around 1.5. White matter lesions may be present on MRI in patients with IBD; whether these represent MS or another ischemic or demyelinating process is unclear. The development of demyelination within the CNS as an adverse effect of anti-TNF-α agents has been reported.
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