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Investigations to identify an acquired or inherited thrombotic tendency are most frequently carried out in patients who develop venous or arterial thrombosis at a young age, in those who have a strong family history of such events or have thrombosis at an unusual site and in individuals of all ages with recurrent episodes of thromboembolism. In recent years the utility of these tests, as judged by their ability to alter management, has come under scrutiny. In most cases the results of individual assays have a limited effect on decisions made on the basis of clinical history alone. This is partly because they are initiated in patients who have already had a thrombosis and have thus demonstrated their thrombotic tendency. Nonetheless there is still a need to identify those individuals whose risk of further thrombosis is sufficiently high to warrant long-term anticoagulation, and attention has turned to global tests of thrombotic potential and combinations of single traits as well as details of the clinical history. It should be remembered that many thromboses are almost entirely the result of circumstantial factors; these include trauma, fractures, surgery and an acute-phase inflammatory response. Further investigation of coagulation is often unnecessary in these circumstances. The investigations described here are most commonly instituted in venous thrombosis, but some unexplained arterial events, especially in young people or when paradoxical embolism is suspected, are also investigated. In general, the contribution of the inherited abnormalities of plasma coagulation factors is less evident for arterial than venous thrombosis because the aetiology is dominated by atherosclerosis.
In this chapter the investigations to detect an acquired thrombotic tendency are presented first, followed by a simplified battery of tests needed to establish the diagnosis of the more important inherited ‘thrombophilias’. Measurement of this small number of factors does not provide a complete assessment of the coagulation system, and the failure to detect one of the traits described does not indicate that the individual does not have an increased risk of thrombosis. An acquired thrombotic tendency is common and occurs in many conditions, but the aetiology is usually complex, multifactorial and not easily identifiable by a single laboratory test. The large number of traits identified, often with a small associated relative risk, makes their individual utility equally small. Until the interactions of these numerous factors are more completely understood, the clinical history remains a dominant factor in clinical management. The British Committee for Standards in Haematology has published guidelines on the investigation of inherited thrombophilia.
Testing during the acute phase of a thrombotic event is not recommended since acute inflammatory effects, comorbidities and consumptive effects can lead to misleading results. There is no evidence that the acute management of thrombosis requires alteration on the basis of these measurements, so they are best deferred until the patient’s condition is stable. The only exception is the development of purpura fulminans in children. Similarly the effects of anticoagulant therapy, pregnancy and oestrogen therapy on these tests should be borne in mind and avoided if possible.
The lupus anticoagulant (LAC) is an acquired auto-antibody found both in association with other autoimmune disorders and in otherwise healthy individuals. LACs are immunoglobulins that bind to certain phospholipid-bound proteins. The effective sequestration of phospholipid can then cause prolongation of phospholipid-dependent coagulation tests such as the prothrombin time (PT) or the activated partial thromboplastin time (APTT). The name ‘anticoagulant’ is misleading because despite the in vitro effects, patients do not have a bleeding tendency. Instead, there is a clear association with recurrent venous thromboembolism, stroke and other arterial events and, in women, with recurrent abortions, fetal loss and other complications of pregnancy. Therefore tests for the presence of an LAC should be carried out in all individuals with unexplained venous or arterial thrombosis and also in women with recurrent early or late pregnancy loss. Antibodies of this class are members of a larger group called antiphospholipid or anticardiolipin antibodies (although not precisely the same, these terms are often used interchangeably). Tests for LAC are usually performed in parallel with tests for the presence of antiphospholipid antibodies. In general the latter are not performed by haematology laboratories and are therefore not described here. Serological tests for antiphospholipid antibodies are not yet standardised and agreement between laboratories is poor. A large number of target proteins have been described but the most important – and for which there is clear evidence of a pathogenetic effect – is β2 glycoprotein I. Prothrombin is another target for which there is weaker evidence of pathogenicity but which frequently contributes to the LAC effect. Increasingly, tests specifically for anti-β2 glycoprotein I antibodies are performed and possible mechanisms for their prothrombotic activity are being elucidated. ,
The presence of an LAC may be detected by the clotting screen and, depending on the reagents and methods used as well as on the potency and avidity of the antibody, the PT, APTT or both may be prolonged. However these tests may well be normal and, if clinically suspected, specific tests should always be performed.
Patients with an LAC may show other abnormalities, including thrombocytopenia, a positive direct antiglobulin test and a positive antinuclear antibody test. Although prothrombin is a frequent target for antiphospholipid antibodies these are only rarely sufficient to inhibit or deplete prothrombin activity. Such patients may have a bleeding tendency. Guidelines on investigations for LACs have been published , and recommend the following tests:
Dilute Russell’s viper venom time (DRVVT) in conjunction with the platelet neutralisation test.
An APTT test that has a low concentration of phospholipid and uses silica as an activator, thus making it sensitive to the presence of LAC.
There are a large number of additional tests that have in the past been successfully used for the detection of LAC, several of which are no longer recommended due to poor reproducibility, technical problems and lack of standardisation. The kaolin clotting time (KCT) and the dilute thromboplastin inhibition test are retained here because they are still widely used and thought to have some advantages by some authors. Although no single test is sufficiently sensitive to detect all LAC, readers are counselled against performing an excessive (more than two) number of tests because a large number of false positives will be obtained. The most recent guidelines for the optimal performance of testing for LAC have been well laid out and are summarised in Table 19-1 .
(A) Blood collection |
1 . Blood collection before the start of any anticoagulant drug or a sufficient period after its discontinuation |
2 . Fresh venous blood in 0.109 M sodium citrate 9:1 |
3 . Double centrifugation |
4 . Quickly frozen plasma is required if LAC testing is postponed |
5 . Frozen plasma must be thawed at 37 °C. |
(B) Choice of the test |
1 . Two tests based on different principles |
2 . DRVVT should be the first test considered |
3 . The second test should be a sensitive activated partial thromboplastin time (low phospholipids and silica as activator) |
4 . LAC should be considered as positive if one of the two tests gives a positive result. |
(C) Mixing test |
1 . Pooled normal plasma (PNP) for mixing studies should ideally be prepared in house. Adequate commercial lyophilized or frozen PNP can alternatively be used |
2 . A 1:1 proportion of patient:PNP shall be used, without pre-incubation within 30 min |
3 . LAC cannot be conclusively determined if the thrombin time of the test plasma is significantly prolonged. |
(D) Confirmatory test |
1 . Confirmatory test(s) must be performed by increasing the concentration of phospholipid content of the screening test(s) |
2 . Bilayer or hexagonal (II) phase phospholipid should be used to increase the concentration of PL. |
(E) Expression of results |
1 . Results should be expressed as ratio of patient-to-PNP for all procedures (screening, mixing and confirmation). |
(F) Transmission of results |
1 . A report with an explanation of the results should be given. |
It is essential that all the samples of plasma tested for an LAC are as free of platelets as possible. This is achieved by further centrifugation of plasma at 2500 g for 10 min. A platelet count of less than 10 × 10 9 /l should be achieved. The plasma is centrifuged at room temperature to avoid platelet activation because the presence of platelet microvesicles can also invalidate the test. After separation, the plasma should be frozen at − 70 °C as soon as possible to prevent deterioration. Prior to testing, the frozen sample should be rapidly warmed to 37 °C in a water bath.
Russell’s viper venom (RVV) activates factor X leading to a fibrin clot in the presence of factor V, prothrombin, phospholipid and calcium ions. An LAC prolongs the clotting time by binding to the phospholipid and preventing the action of RVV. Dilution of the venom and phospholipid makes it particularly sensitive for detecting an LAC. Because RVV activates factor X directly, defects of the contact system and factor VIII, IX and XI deficiencies do not influence the test. The DRVVT should be combined with a platelet/phospholipid neutralisation procedure to add specificity, and this is incorporated into several commercial kits.
Platelet-poor plasma. From the patient and a control (depleted of platelets by a second centrifugation) (p. 376).
Glyoxaline buffer. 0.05 mol/l, pH 7.4 (p. 380).
RVV (Stago, www.stago.com ). Stock solution: 1 mg/ml in saline. For working solution dilute approximately 1 in 200 in buffer. The working solution is stable at 4 °C for several hours.
Phospholipid. Platelet substitute; also available commercially (e.g. Bell and Alton platelet substitute, www.diagen.co.uk ).
CaCl 2 . 0.025 mol/l (p. 380).
The RVV concentration is adjusted to give a clotting time of 30–35 s when 0.1 ml of RVV is added to the mixture of 0.1 ml of normal plasma and 0.1 ml of undiluted phospholipid. The test is then repeated using doubling dilutions of phospholipid reagent. The last dilution of phospholipid, before the clotting time is prolonged by 2 s or more, is selected for the test (thus giving a clotting time of 35–37 s).
Place 0.1 ml of pooled normal plasma and 0.1 ml of dilute phospholipid reagent in a glass tube at 37 °C. Add 0.1 ml of dilute RVV and, after warming for 30 s, add 0.1 ml of CaCl 2 . Record the clotting time. Repeat the sequence using the test plasma.
International guidelines suggest that the 99th centile (2.3 standard deviations for normally distributed data) should be used as a cut-off for definition of a prolonged DRVVT. UK guidelines point out that accurate determination of this limit may require > 120 normal samples, but that if established normal ranges are available this may be possible with a smaller number of 20–60 samples. ,
Prolongation of the DRVVT may indicate the presence of an LAC but could also arise from an abnormality of factors II, V or X or fibrinogen or the presence of some other inhibitor. The presence of an inhibitor can be confirmed by testing a mixture of equal volumes of the patient’s and control plasma, whereas phospholipid dependence can be confirmed by using the platelet neutralisation test described below. Mixing with normal plasma corrects an abnormal DRVVT caused by a factor deficiency or defect, but should not do so in the presence of an LAC, although the effect of dilution may overcome a weak inhibitor. The platelet or phospholipid neutralisation procedure shortens the clotting time in the DRVVT test when this is prolonged due to an LAC (see below).
When an excess of phospholipid, originally in the form of lysed platelets, is added to clotting tests, the tests become insensitive to the presence of an LAC. This appears to be a result of the ability of the platelets/phospholipid to adsorb the LAC. Platelet neutralisation reagents are available commercially and are usually provided in DRVVT kits. Commercial reagents are preferred for consistency but a method for preparation is provided below. To utilise this property of platelets, they must be washed to remove contaminating plasma proteins and activated or ‘fractured’ to expose their coagulation factor binding sites.
Acid–citrate–dextrose (ACD) anticoagulant solution (p. 561) pH 5.4, is required for washed platelets. For use, 6 parts of blood is added to 1 part of this anticoagulant.
Na 2 EDTA. 0.1 mol/l in saline.
Calcium-free Tyrode’s buffer. Dissolve 8 g NaCl, 0.2 g KCl, 0.625 g Na 2 HPO 4 , 0.415 g MgCl 2 and 1.0 g NaHCO 2 in 1 litre of water. Adjust pH if necessary to 6.5 with 1 mol/l HCl.
Collect normal blood into ACD and centrifuge at 270 g for 10 min. Pipette the supernatant platelet-rich plasma (PRP) into a plastic container, and centrifuge again to obtain more PRP, which is added to the first lot. Dilute the PRP with an equal volume of the calcium-free buffer, and add one-tenth volume of ethylenediaminetetra-acetic acid (EDTA) to give a final concentration of 0.01 mol/l. Centrifuge the mixture in a conical or round-bottom tube at 2000 g for 10 min, and discard the supernatant. Gently resuspend the platelet pellet in buffer and 0.01 mol/l EDTA. Centrifuge again, discard the supernatant and resuspend the pellet in buffer alone. Then centrifuge the platelets a third time and resuspend the pellet in buffer without EDTA to give a platelet count of at least 400 × 10 9 /l. The washed platelets may be stored below − 20 °C in volumes of 1–2 ml. Before use, they must be activated by thawing and refreezing 3–4 times.
Use the washed platelets or the commercial reagent in the DRVVT test or in the APTT in place of the usual phospholipid reagent. First, determine a suitable dilution by testing a range of doubling dilutions in the test system with control plasma. A suitable dilution gives a similar clotting time to that obtained using control plasma and the phospholipid reagent.
The addition of platelets or a commercial ‘confirm’ phospholipid reagent to the DRVVT system corrects the clotting time when prolongation is caused by an LAC. It does not correct the time when the prolongation is due to a factor deficiency or an inhibitor directed against a specific coagulation factor. However, the ability of different batches of platelets to perform this correction is variable and may vary further with storage. Accordingly, each time the test is performed a plasma sample known to contain an LAC should be tested in parallel to establish the efficacy of the platelets. Many commercial kits are now available for performing the tests described above.
Each batch of tests should be performed in parallel with a pooled normal plasma control. The DRVVT of commercial normal plasmas should be close to the mid-point of locally derived normal ranges. The degree of correction produced by addition of excess phospholipid must take into account the normal plasma result and ideally the extent to which it is affected by the addition of excess phospholipid. One survey of reagents found that the best discriminator of positivity was by using a normalised correction ratio (CR) of DRVVT clotting times as follows:
where P is patient’s clotting time and N is the clotting time of normal plasma, D represents the detection procedure and C represents the confirmation (platelet/phospholipid neutralisation) procedure. A correction of > 10% is regarded as positive, but care should be taken to establish a local normal range. Other calculations are sometimes used, such as a detection ratio/control ratio ((P D /N D )/(P C /N C ), a simple ratio of P D /P C or percentage correction: ((P D − P C )/P D ) × 100%.
False-positive results may be obtained in patients receiving intravenous heparin, although some reagents contain heparin-neutralising agents. Interpretation may be difficult in patients receiving oral anticoagulants; this can sometimes be overcome by performing the test on a 50:50 mix with normal plasma, in which case a positive result is reliable but a negative one cannot be taken to exclude an LAC. Testing for LAC should be avoided in patients with an international normalised ratio (INR) > 3.0 and in patients receiving directly acting oral anticoagulants because the results are not reliable.
Detailed instructions for the interpretation of LAC testing have been published. No single test detects all lupus-like anticoagulants and, if suspected clinically, two specific tests should be performed before concluding that an LAC is not present. , , Conversely, a single positive test should be repeated 12 weeks later because a transient positive may arise as the result of intercurrent illness or medication. It is crucial to distinguish LAC from specific anti-factor VIII antibodies, which are more typically time dependent but may have some immediate effect as well. Specific factor assays can be useful in discrimination but note that the LAC may result in nonparallelism and spuriously low results. Similarly, some weak LACs are neutralised by 50:50 mixing with normal plasma and sometimes exhibit a time-dependent effect. Some transient non-specific coagulation inhibitors are not detected by tests for LAC.
When the APTT is performed in the absence of platelet substitute reagent, it is particularly sensitive to an LAC. If the test is performed on a range of mixtures of normal and patient’s plasma, different patterns of response are obtained, indicating the presence of LAC, deficiency of one or more of the coagulation factors or the ‘lupus cofactor’ effect.
There are commercially available kits based on the KCT such as Kaoclot. These show high sensitivity to LACs but are not suitable for testing patients receiving heparin (Haemochrom Diagnostica GmbH, www.haemochrom.de/en ).
Kaolin ( www.sysmex.co.uk or www.siemens.co.uk ). 20 mg/ml in Tris buffer, pH 7.4. This may need to be reduced to 5 mg/ml in some automated analysers (see p. 381).
Normal platelet-poor plasma. Depleted of platelets by second centrifugation.
Patient’s plasma. Also platelet depleted.
CaCl 2 . 0.025 mol/l.
Mix normal and patient plasma in plastic tubes in the following ratios of normal to patient’s plasma: 10:0, 9:1, 8:2, 5:5, 2:8, 1:9 and 0:10. Pipette 0.2 ml of each mixture into a glass tube at 37 °C. Add 0.1 ml of kaolin and incubate for 3 min, then add 0.2 ml of CaCl 2 and record the clotting time.
Plot the clotting times against the proportion of normal to patient’s plasma on linear graph paper as shown in Figure 19-1 .
The pattern obtained for each patient must be critically assessed. A convex pattern (Pattern 1) indicates a positive result, whereas a concave pattern (Pattern 4) indicates a negative result. Pattern 2 indicates a coagulation factor deficiency and an LAC. Pattern 3 is found in plasma which contains an LAC but is also deficient in a cofactor necessary for the full inhibitory effect. The initial rate of slope is important because a steep slope indicates a positive result. This allows the test to be simplified so that only the tests of 100% normal and of 80% normal/20% test plasmas need be performed. The slope can be calculated using the ratio of KCT at 20% test plasma and KCT at 100% normal control plasma (N). For a positive result, the ratio at this point should be 1.2 or greater.
Thus,
A control KCT of < 60 s may indicate contamination of the control plasma with phospholipid.
When the thromboplastin used for the PT is diluted, the PT becomes prolonged. At a certain point (usually 1:50–1:500 dilution) the concentration of phospholipid is low enough for the test to become sensitive to phospholipid-binding antibodies, and when an LAC is present the ratio of the test plasma to normal plasma clotting time increases. This test is now considered more useful because some thromboplastin reagents (e.g. Dade Innovin, www.siemens.co.uk ) are more sensitive to LACs. However, it should be noted that diluting thromboplastin makes the system sensitive to low levels of factor VIII, such as are encountered in mild haemophilia and acquired haemophilia, and low levels of factor V or factor VII. Care should be taken that these disorders are not confused with the presence of an LAC. In one study, the test was determined to be positive when the dilute PT ratio (test/mean normal) using Innovin at 1:200 dilution was greater than 1.15.
There are numerous other disorders that are associated with an increased risk of thrombosis but which are not usually diagnosed using coagulation-based tests. Appropriate tests for some of these such as myeloproliferative neoplasms and paroxysmal nocturnal haemoglobinuria are found elsewhere in this book. Heparin-induced thrombocytopenia is a powerful acquired thrombotic state, and this is considered in Chapter 20 .
One of the most important factors precipitating thrombosis is malignancy. The value of extensive testing for possible malignancy in patients with thrombosis remains contentious, but current UK guidelines recommend considering computed tomography (CT) scanning in patients over 40 years old with otherwise unprecipitated thromboembolism. Unfortunately, even when tests have been effective in detecting occult malignancy it is not clear there is any improvement in outcome. ,
Testing for thrombotic syndromes remains frequent despite doubts about its clinical utility. Prior to testing for thrombophilia consideration should be given to the likely benefits, including alteration in management, that can be achieved. This requires a carefully taken history, noting in particular the circumstances of any previous thrombotic event, a family history of thrombosis and identification of any co-existing disorders. The relevant tests are described below. DNA analysis for factor V Leiden and the prothrombin gene G20210A polymorphisms are described in Chapter 8 . Extensive testing for genetic traits with minor impact on thrombotic risk is not recommended.
Antithrombin (AT, previously known as antithrombin III) is the major physiological inhibitor of thrombin and factors IXa, Xa and XIa. AT deficiency is found in approximately 2% of cases of thrombosis and may be acquired or congenital. Various methods are available for measuring either functional activity or antigenic quantity of AT. The functional methods are based on the reaction with thrombin or factor Xa and can be coagulation based or chromogenic assays. A chromogenic assay is described below.
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