Infection Prevention and Control in the Health Care Setting


Hospital infection control traces its roots to the mid-19th century, when medical and scientific investigators noted the preventive benefits of hand hygiene, surgical antisepsis, and hospital hygiene. These measures remain at the core of infection prevention, with an expanding base of scientific research to guide their application in the setting of increasingly complex medical care and increasing antibiotic resistance.

Infection-prevention programs are charged with a mission that involves conducting surveillance; implementing isolation; investigating and rapidly intervening in suspected nosocomial transmission; educating health care personnel, patients, and visitors; reporting infections to public health authorities; participating in antimicrobial stewardship; and working with occupational health specialists to anticipate and avert preventable exposures and infections and to manage those that occur despite those efforts. This chapter aims to address important aspects of some of these infection-prevention and infection-control activities. Antimicrobial stewardship is discussed separately, in Chapter 51 .

Pathogen Transmission in the Hospital

Bacterial pathogens of epidemiologic significance typically inhabit specific niches on or in the human body, or in the hospital environment, that can serve as reservoirs for transmission. Patients’ skin, intestinal, and respiratory microbiota are distorted within a few days in the hospital, and their flora in turn colonize their inanimate environment within the hospital. Patients’ flora can also be deranged by antibiotic therapy or chemotherapy, lowering resistance to colonization with antibiotic-resistant nosocomial pathogens.

Patients who are colonized with resistant bacteria serve as accidental reservoirs for spread to other patients. Colonization pressure, the proportion of patients in a given ward who are carriers, is an independent risk factor for transmission of resistant bacteria. Most nosocomial pathogens are thought to be transmitted from person to person on the hands of health care personnel, from contaminated surfaces in the hospital environment, or from contaminated patient care equipment. Hand hygiene and correct disinfection of equipment and hospital surfaces are thus important means of preventing spread.

Hand Hygiene

Hand hygiene is a critical infection-control measure yet one of the most challenging to follow consistently. The World Health Organization's “Five Moments for Hand Hygiene” is a simple representation of transitions in patient care at which hand hygiene should be done in order to prevent cross-transmission: before touching a patient, before clean or aseptic procedures, after body fluid exposure or risk, after touching a patient, and after touching patient surroundings. Monitoring hand hygiene compliance is required of hospitals in many countries. Despite evidence that hand hygiene prevents nosocomial infections, adherence remains as low as 40% to 60%.

Researchers have attempted to understand the basis for inadequate hand hygiene compliance in order to identify opportunities for improvement. A study found that full compliance with World Health Organization guidelines would cost each intensive care unit (ICU) nurse 58 to 70 minutes spent on hand hygiene per patient during a 12-hour day shift. The report illustrates the tension between patient care workload and commitment of time to meticulous hand hygiene. Studies aimed at improving hand hygiene compliance have focused on improving compliance monitoring and addressing behavioral and psychological barriers to consistent hand hygiene. One hospital system addressed both goals by broadening compliance monitoring to all frontline health care personnel, producing more robust monitoring data, engaging staff more deeply in the effort, and perhaps instilling an interest in improving hand hygiene. Many studies have explored ways to improve hand hygiene and (perhaps more challenging) sustain the improvement. Some reports describe engagement of patients in the effort. Electronic hand hygiene monitoring systems hold promise, but results from early-generation systems have been mixed, demonstrating that the technology cannot yet accurately measure adherence to a simple manual task. As treatment options for some classes of multidrug-resistant bacteria diminish, hand hygiene remains the single most important intervention to limit morbidity and mortality due to these organisms. Achieving better hand hygiene compliance is a major goal of infection-control programs.

Disinfection and Sterilization (See Chapter 299 )

Disinfection and sterilization of patient care equipment are a fundamental aspect of infection prevention in a hospital. The Spaulding classification for disinfection and sterilization is outlined in Table 298.1 . Patients and health care personnel generally take for granted that medical instruments used for invasive procedures are appropriately disinfected or sterilized and represent the least of the patient's risk for postprocedure complications. Yet hospital disinfection and sterilization programs present many opportunities for errors and mishaps. For example, disinfection or sterilization can fail if visible organic or inorganic material is not first cleaned from instruments, reagents are expired and have lost potency, or biologic indicators are not used properly. Sizeable clonal outbreaks of multidrug-resistant bacteria in recent years have brought to light the frailties of high-level disinfection procedures for gastrointestinal endoscopes, particularly those used for biliary procedures. Some large outbreaks were traced to endoscopes that retained infectious material even after cleaning and disinfection according to published guidelines.

TABLE 298.1
Indications for Sterilization, High-Level Disinfection, and Low-Level Disinfection
Data from Rutala WA, Weber DJ; Healthcare, Infection Control Practices Advisory Committee (HICPAC). Guideline for Disinfection and Sterilization in Healthcare Facilities . Atlanta: Centers for Disease Control and Prevention; 2008.
TECHNIQUE DESCRIPTION INDICATION
Sterilization Elimination of all microbial life, including spores, a using pressurized steam, gas, or liquid chemicals Critical medical and surgical devices and instruments that enter normally sterile tissue or the vascular system or through which blood or other sterile body fluids flow
High-level disinfection Elimination of all microbial life, except bacterial spores, using liquid chemicals Semicritical patient care equipment (e.g., gastrointestinal endoscopes, bronchoscopes, respiratory therapy equipment) that touches either mucous membranes or nonintact skin
Low-level disinfection Removal of most microorganisms, except bacterial spores, using liquid chemicals Noncritical patient-care surfaces (e.g., bed rails, over-the-bed table) and equipment (e.g., blood pressure cuff) that touch intact skin.

a Standard sterilization techniques are not considered sufficient to destroy prions.

Environmental Cleaning and Disinfection

Environmental cleaning in the health care environment is aimed at removing visible soiling, and disinfection is aimed at reducing the burden of microorganisms on surfaces in the health care setting. A patient who occupies a room that has been vacated by a person infected or colonized with Clostridioides difficile (formerly Clostridium difficile), vancomycin-resistant enterococci (VRE), or methicillin-resistant Staphylococcus aureus (MRSA) has elevated risk of developing C. difficile infection or becoming colonized with the respective organism. In a separate transmission scenario, health care personnel can transfer viable organisms through contact with surfaces in the patient room, even if they do not touch the patient, and, in the absence of proper hand hygiene, carry them outside the room to the common hospital environment from which they can be spread to other patients. This chain of transmission can be mitigated by meticulous hand hygiene and thorough disinfection of the patient care environment, but neither activity is performed with consistently high quality in many hospitals.

Methods of Environmental Cleaning and Disinfection

Liquid chemicals used for environmental cleaning are also low-level disinfectants, and, if applied correctly, can serve both purposes. Environmental cleaning and disinfection focus on surfaces that are repeatedly soiled, such as bathrooms and surfaces that are “high touch.” Even floors should be considered as potential sources of transmission to patients; guidelines recommend use of disinfectant floor cleaners in wards with high endemic rates of multidrug-resistant organisms (MDROs). Cleaning solutions that contain quaternary ammonium compounds are relatively ineffective at killing C. difficile spores and inactivating nonenveloped viruses such as norovirus. Hydrogen peroxide and bleach solutions have activity against these pathogens, in addition to standard viruses and vegetative bacteria, and may be preferable for routine environmental cleaning and disinfection.

C. difficile spores and MDROs, particularly those that are hardy (e.g., resist desiccation, tolerate a range of temperatures) such as VRE, Acinetobacter baumannii, and Candida auris, contaminate the environment in the rooms of patients who are colonized with these bacteria. Several techniques developed to enhance environmental disinfection have been tested in clinical trials, most notably machines emitting hydrogen peroxide and ultraviolet light.

Hydrogen peroxide vapor treatment requires rooms, or entire wards, to be sealed, disconnected from air handling systems, and then filled with vapor at a concentration that is monitored and adjusted throughout the treatment. The treatment, which must be administered by specially trained technicians, inactivates heavy concentrations of vegetative bacteria and spores, even in the presence of proteinaceous material. Its potent inactivation of viruses made it the decontamination method of choice in Europe, the United Kingdom, and the United States during the 2014–15 Ebola virus outbreak (see later). Another form of hydrogen peroxide, an aerosolized mist, is aimed more directly on targets of disinfection and has less impact on microbial contamination in vitro.

Ultraviolet light–emitting devices for environmental disinfection use low-pressure mercury vapor lamps to emit germicidal ultraviolet C (UV-C) wavelengths or use pulsed xenon-generating broad-spectrum ultraviolet light that includes UV-C wavelengths. Prospective clinical trials have evaluated the ability of hydrogen peroxide vapor and UV-C disinfection, as adjuncts to terminal room cleaning, to reduce the risk that newly admitted patients would acquire MDROs from prior room occupants. A single-center, prospective cohort study found that standard terminal room cleaning followed by hydrogen peroxide vapor treatment reduced the risk of MDRO acquisition by more than 60% compared with standard cleaning. A large cluster-randomized crossover trial compared four arms (standard cleaning, standard cleaning followed by UV-C, bleach cleaning, and bleach cleaning followed by UV-C), and found that the addition of UV-C to standard cleaning reduced subsequent acquisition of pathogens by 30%. Oddly, standard cleaning followed by UV-C had a greater impact than bleach cleaning followed by UV-C, and the addition of UV-C to bleach cleaning had no impact on acquisition of C. difficile infection. Clinical outcome data from these trials suggest that these adjunctive modalities do reduce nosocomial transmission of pathogens above and beyond what is accomplished with manual cleaning. Ultraviolet devices can be used by trained housekeeping staff, and may be worthwhile for targeted use if financially feasible.

Water Management

Hospital water safety is a priority and a challenge for health care epidemiologists, hospital safety officers, and facility engineers. As with other health care–associated infections, waterborne infections can cause significant morbidity and mortality, and some are preventable. Pathogens such as Legionella and nontuberculous mycobacteria can colonize the central pipes or outlets of potable water distribution systems in hospitals, and other gram-negative bacteria reside in biofilms near the points of use. Because so many outbreaks of nosocomial waterborne infections are preventable, hospitals are required to have proactive water management programs.

Although municipal and hospital tap water is not expected to be free of potential pathogens, municipal water is tested routinely to ensure safe levels of important pathogens such as coliform bacteria. Contaminated municipal water can cause outbreaks that affect immunocompromised patients in health care settings, but contamination of hospital water usually occurs within the plumbing of the health care facility. Waterborne bacteria that would not affect community dwellers or even the majority of hospitalized patients may infect the most highly vulnerable because of underlying diseases, immunosuppression, and the presence of invasive devices that provide a route of entry, bypassing the normal defenses.

Transmission of Waterborne Pathogens

Waterborne pathogens can be transmitted to patients via aerosols, such as through a shower or room humidifier, cooling tower, or aspiration while drinking water. Recent outbreaks of deep-seated nontuberculous mycobacterial infections among cardiac surgery patients around the globe were traced to heater-cooler units that aerosolized the bacteria from contaminated water tanks in the direction of the surgical field. Some waterborne bacteria may be transmitted indirectly from hands or objects that had contact with contaminated water, such as bath supplies and linens or by means of tap water used inappropriately for respiratory care of ventilated patents or rinsing of respiratory therapy or endoscopic equipment in tap water. As in most nosocomial infections, the precise route of transmission is often unknown, even when the link to a water source is apparent.

Biofilms in Hospital Plumbing

Biofilms in the pipes and outlets of water distribution systems provide the environment for growth of Legionella, mycobacteria, Pseudomonas , Sphingomonas, and other waterborne organisms. Eliminating bacteria that dwell in biofilms is difficult because they are somewhat impervious to disinfectants. Stagnation of water, due to pipe design or low flow, creates optimal conditions for biofilm formation and colonization. Certain water pipe formations, such as dead legs and long horizontal runs of pipe, contribute to stagnation and are discouraged in hospital construction guidelines. Many older facilities have convoluted plumbing that has, over time, developed low-flow zones and may be more vulnerable to water system colonization with Legionella, mycobacteria, and others. Cooling towers have been implicated in nosocomial and community outbreaks. Biofilms can also form at the points of use; electronic eye faucets, aerators, ice machines, decorative fountains, and other items that are at the interface between water and patients can become colonized and have been implicated in nosocomial transmission.

Legionnaires’ Disease

Legionnaires’ disease, a potentially severe pneumonia caused by Legionella species , is an important health care–associated infection. Legionella pneumophila, the species responsible for the vast majority of infections, is one of the most dreaded nosocomial waterborne pathogens. The mortality rate of hospital-acquired legionnaires’ disease is approximately 32%, more than three times higher than that of community-acquired infection, likely because of the underlying comorbidities of hospitalized patients. Although most legionnaires’ disease is acquired in the community, approximately 33% of outbreaks occur in health care facilities, accounting for 85% of deaths due to legionnaires’ disease outbreaks. As described elsewhere (see Chapter 232 ), the most immunologically vulnerable patients in the hospital and those with advanced age and chronic lung disease are at highest risk for nosocomial legionnaires’ disease.

Legionella experts are divided regarding proper primary prevention of nosocomial Legionella outbreaks and whether hospital water should be cultured prospectively for Legionella spp. The Centers for Disease Control and Prevention (CDC) recommends close clinical surveillance for Legionella infection and a low threshold for investigation when a suspected nosocomial case occurs. Other sources, including published guidelines in much of Europe, recommend routine sampling and testing of hospital water even when no nosocomial infections have occurred. Most would agree with testing water regularly for the presence of Legionella after an outbreak has already occurred, for secondary prevention.

Disinfection of Hospital Water

Water circulating in health care facilities should have adequate concentrations of disinfectant at the point of use. Although most municipal water may be adequately chlorinated, free chlorine, the component of total chlorine that has antimicrobial activity, can dissipate as water travels through the water distribution system, leaving low residual levels at the patient room faucet. If hospital chlorine measurements are performed at a central location, the concentrations that directly affect patient safety will not be apparent. Supplemental disinfection systems add chlorine (in the form of sodium hypochlorite, or bleach), monochloramine, chlorine dioxide, ozone, or copper-silver ions to the water supply. Even when seemingly optimal supplemental disinfection is used, clinicians must be vigilant for breakthrough contamination, which generally manifests earliest as infections among the most immunocompromised or critically ill patients.

Wastewater Plumbing Contamination

A more recently recognized aqueous threat to hospitalized patients is contamination of sink drains and other drains in rooms of patients with MDROs. Although the drains are not in direct contact with patients, experimental studies have demonstrated the dispersal of organisms from the sink drain when water from the faucet splashes back from the drain or its sieve. Resistant organisms may also disseminate in an aerosol when hospital toilets are flushed. In one quasiexperimental study, addition of a lid to ICU hoppers (toilet-like waste disposal fixtures) and biofilm-inhibiting devices to sink drains reduced by half the nosocomial acquisition of carbapenemase-producing organisms.

Air Handling

Hospital ventilation is a critical feature of the building infrastructure that must be engineered to meet a range of infection-control requirements in different areas of the hospital. Notable issues include negative pressure isolation rooms for patients who have suspected or confirmed airborne infections; positive pressure protective environment rooms for patients who are undergoing treatment for leukemia or stem cell transplantation; and laminar flow in operating rooms.

Air Handling for Airborne Infections

Patients infected with airborne infections, such as tuberculosis, measles, and chickenpox, cough or exhale pathogens in tiny droplets that travel and remain viable in air currents, and can infect susceptible persons who are in the path of airflow from the affected patient. Health care personnel and other patients outside the room of a patient with an airborne infection may be exposed when the door is opened, and such exposures have been documented in health care outbreaks. Therefore, hospitalized patients who have suspected or known airborne infection should be housed in airborne isolation rooms—private rooms that have monitored negative airflow with respect to the anteroom or hallway, and 6 to 12 air changes per hour, with the exhausted air filtered through a high-efficiency particulate air (HEPA) filter or released to the outside. Negative airflow draws infectious particles toward the patient and prevents their dispersal out of the room when the door is opened.

Air Handling to Prevent Nosocomial Mold Infections

Patients who have prolonged neutropenia during treatment of leukemia, stem cell transplantation, and some immunotherapies are highly vulnerable to nosocomial mold infections (see Chapter 306 ). Mold spores, which are as small as 2 to 4 μM, are ubiquitous and easily disseminate in the hospital via air currents, dust, and other particulate matter. Protective isolation rooms are equipped with HEPA-filtered air intake, use positive pressure airflow with at least 12 air changes per hour to repel air currents that carry mold spores, and have seams and cracks sealed to prevent incursion of mold spores through tiny breaches in the envelope of the room. When vulnerable patients leave their rooms and their wards for tests or procedures, they are usually entering areas of the hospital that do not have special environmental precautions, and where they may be exposed to mold spores. Directional airflow and HEPA filtration are also used to minimize escape of fungal spores from construction sites within the hospital. Exposure to construction is a well-described risk factor for invasive mold infections among neutropenic patients, and planned engineering measures, in addition to traffic control and other dust containment measures, can significantly reduce the mold spore content of air near an indoor construction zone. Neutropenic patients who leave their rooms are advised to don surgical masks, which offer little protection against mold spores, or less commonly N95 respirators, which have not been tested for protection against mold infections.

Air Handling in the Operating Room

Operating rooms require fresh, filtered air in order to prevent surgical site infections. Operating rooms should have positive pressure airflow with respect to the surrounding rooms and hallway, with at least 20 filtered air changes per hour, including fresh (outside) air. Airflow can be laminar or directional within the room, such that it enters at the ceiling and exhausts near the floor. Operating room air must be maintained at a moderate range of humidity, 20% to 60%, in order to minimize risk of both static electricity (low humidity) and conditions that promote microbial growth (high humidity).

Air Quality

Routine air samples for fungal culture are not recommended. Air samples may be collected as part of an investigation of a suspected cluster or outbreak of nosocomial mold infections. Even then, they are rarely helpful because there is not a clear correlation between air sample mold growth and risk to patients. In addition, mold outbreaks among immunocompromised patients are typically polyclonal, and air samples often capture different species or strains than those that are relevant in the outbreak. Use of enhanced clinical monitoring and surveillance for possible nosocomial mold infections is recommended in order to detect possible acquisition from the hospital environment. An exception is the required microbiologic air sampling that must be conducted in hospital pharmacies and clean-room laboratories in which medications or cell products are prepared for intravenous infusion. In such facilities, routine air sampling is a required part of an environmental monitoring program to ensure sterility of parenteral solutions.

Transmission-Based Infection-Control Precautions

Colonization

Colonization refers to the peaceable presence of bacteria or fungi on or in a person, including organisms that are part of the normal human microbiota. Patients develop infection if the organisms with which they are colonized subsequently invade, stimulate a symptomatic immune response, or both. Colonized patients can serve as silent reservoirs for transmission. The routes by which pathogens are thought to spread determine the isolation precautions used to limit their transmission. In a more conservative approach, patient isolation is implemented not only when a patient has a confirmed communicable infection or colonization, but also when a transmissible pathogen is suspected, in order to prevent transmission during the diagnostic interval. Such empirical isolation is used until the results of testing confirm or refute the need for ongoing isolation.

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