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During ophthalmic surgery, the anesthesiologist is often positioned away from the patient's face, preventing immediate access to the airway, and during many laryngologic surgeries, must share the airway with the surgeon. These logistical exigencies can compromise patient safety.
Patients with eye conditions are often at the extremes of age and may have extensive associated systemic processes or metabolic diseases.
Patients requiring ENT surgery may have preoperative airway compromise from edema, infection, tumor, or trauma; effective anesthesiologist-surgeon communication is vital for optimal patient outcome. Contingency planning is critical for patient safety.
Few ocular/ENT conditions have isolated ophthalmic or otorhinolaryngologic pathology. Multisystem involvement is common, and the anesthesiologist needs to have a comprehensive understanding of the disease process, surgical requirements, and effects of anesthetic interventions on both patient and proposed surgery.
In Lowe's (oculocerebrorenal) syndrome, cataract is often the presenting sign, with other abnormalities such as mental retardation, renal tubular dysfunction, and osteoporosis appearing later. Drugs excreted by the kidney should be given cautiously and nephrotoxins avoided. Meticulous attention must be paid to gentle intraoperative positioning.
The primary areas of concern for the anesthesiologist caring for a patient with Graves' disease involve the consequences of chronic corticosteroid use, side effects of antithyroid drugs, possible perioperative thyroid storm, and a potentially difficult intubation owing to tracheal deviation associated with a large neck mass.
In determining whether a patient with obstructive sleep apnea (OSA) is a candidate for outpatient surgery, it is imperative to consider the patient's BMI and neck circumference, severity of OSA, presence or absence of associated cardiopulmonary disease, nature of the surgery, anticipated postoperative analgesic requirement, and the resources of the ambulatory facility.
Wegener's granulomatosis is a systemic disease of unknown etiology characterized by necrotizing granulomas and vasculitis that affect the upper and lower airways and the kidneys. The anesthesiologist must anticipate a host of potential problems including the side effects of chronic corticosteroid and aggressive immunosuppressive therapy as well as the presence of underlying pulmonary and renal disease. Midline necrotizing granulomas of the airway are often present, and subglottic or tracheal stenosis should also be expected.
Many patients presenting for relatively “simple” ophthalmic or otorhinolaryngologic procedures suffer from complex systemic diseases. Although the surgeon may have the luxury of being able to focus on one specific aspect of the patient's condition, the anesthesiologist must be knowledgeable about the ramifications of the entire disease complex and the germane implications for anesthetic management. Issues of safety often are complicated by the logistic necessity for the anesthesiologist to be positioned at a considerable distance from the patient's face, thus preventing immediate access to the airway for certain types of ophthalmic surgery. Additionally, during many laryngologic surgeries, the anesthesiologist must share the airway with the surgeon. Moreover, many of these patients with complex disease undergo surgical procedures that are routinely performed on an ambulatory basis, further challenging the anesthesiologist to provide a rapid, smooth, problem-free recovery.
This chapter focuses on several eye diseases as well as ear, nose, and throat (ENT) conditions, many of which are relatively rare. Nonetheless, the anesthesiologist needs to understand the complexities involved, because failure to do so may be associated with preventable morbidity and mortality.
Patients with eye conditions are often at the extremes of age, ranging from fragile infants with retinopathy of prematurity or congenital cataracts to nonagenarians with submacular hemorrhage. These patients also may have extensive associated systemic processes or metabolic diseases. Moreover, the increased longevity in developed nations has produced a concomitant increase in the longitudinal prevalence of major eye diseases. A study of elderly Medicare beneficiaries in the United States followed for 9 years during the 1990s documented a dramatic increase in the prevalence of major chronic eye diseases associated with aging. For example, the prevalence of diabetes mellitus increased from 14.5% at baseline in the study patients to 25.6% nine years later, with diabetic retinopathy among persons with diabetes mellitus increasing from 6.9% to 17.4% of the subset. Primary open-angle glaucoma increased from 4.6% to 13.8%, and glaucoma suspects increased from 1.5% to 6.5%. The prevalence of age-related macular degeneration increased from 5% to 27.1%. Overall, the proportion of subjects with at least one of these three chronic eye diseases increased significantly, from 13.4% to 45.4% of the elderly Medicare population.
Ophthalmic conditions typically involve the cornea, lens, vitreoretinal area, intraocular pressure–regulating apparatus, or eye muscles and adnexa. These patients may present for, respectively, corneal transplantation, cataract extraction, vitrectomy for vitreous hemorrhage, scleral buckling for retinal detachment, trabeculectomy and other glaucoma filtration procedures for glaucoma amelioration, or rectus muscle recession and resection for strabismus. Conversely, they may require surgery for a condition entirely unrelated to their ocular pathology. Nonetheless, their ocular disease may present issues for anesthetic management, or the eye pathology may be only one manifestation of a constellation of systemic conditions that constitute a syndrome with major anesthetic implications ( Box 1-1 ).
Other, less common eye defects frequently linked with coexisting diseases include aniridia, colobomas, and optic nerve hypoplasia. Aniridia, a developmental abnormality characterized by striking hypoplasia of the iris, is a misnomer because the iris is not totally absent. The term describes only one facet of a complex developmental disorder that features macular and optic nerve hypoplasia as well as associated cataracts, glaucoma, ectopia lentis, progressive opacification, and nystagmus. Type I aniridia involves autosomal dominant transmittance of a gene thought to be on chromosome 2. Type II aniridia usually appears sporadically and is associated with an interstitial deletion on the short arm of chromosome 11 (11p13), although rarely a balanced translocation of chromosome 11 may produce familial type II. In addition to the typical ocular lesions, children with type II aniridia frequently are mentally retarded and have genitourinary anomalies—the “ARG triad.” Individuals with the chromosome 11 defect and this triad may develop Wilms' tumor and should be followed with regular abdominal examinations and frequent renal ultrasonography at least until they are 4 years old. Chromosomal analysis is indicated in all infants with congenital aniridia.
Coloboma denotes an absence or defect of some ocular tissue, usually resulting from malclosure of the fetal intraocular fissure, or rarely from trauma or disease. The two major types are chorioretinal or fundus coloboma and isolated optic nerve coloboma. The typical fundus coloboma is caused by malclosure of the embryonic fissure, resulting in a gap in the retina, retinal pigment epithelium, and choroid. These defects may be unilateral or bilateral and usually produce a visual field defect corresponding to the chorioretinal defect. Although colobomas may occur independent of other abnormalities, they also may be associated with microphthalmos, cyclopia, anencephaly, or other major central nervous system aberrations. They frequently are linked with chromosomal abnormalities, especially the trisomy 13 and 18 syndromes. Colobomas may be seen with the CHARGE syndrome (congenital heart disease, choanal atresia, mental retardation, genital hypoplasia, and ear anomalies) or the VATER association (tracheoesophageal fistula, congenital heart disease, and renal anomalies). Rarely, isolated colobomas of the optic nerve occur. They may be familial and associated with other ocular pathology as well as systemic defects, including cardiac conditions.
Optic nerve hypoplasia is a developmental defect characterized by deficiency of optic nerve fibers. The anomaly may be unilateral or bilateral, mild to severe, and associated with a broad spectrum of ophthalmoscopic findings and clinical manifestations. Visual impairment may range from minimal reduction in acuity to blindness. Strabismus or nystagmus secondary to visual impairment is common. Although optic nerve hypoplasia may occur as an isolated defect in otherwise normal children, the lesion can be associated with aniridia, microphthalmos, coloboma, anencephaly, hydrocephalus, hydranencephaly, and encephalocele. Optic nerve hypoplasia may occur in a syndrome termed septo-optic dysplasia or de Morsier's syndrome. There may be coexisting hypothalamic conditions and extremely variable endocrine aberrations. An isolated deficiency of growth hormone is most common, but multiple hormonal imbalances, including diabetes insipidus, have been reported. The etiology of optic nerve hypoplasia remains unknown. However, it has been observed to occur with slightly increased frequency in infants of diabetic mothers, and the prenatal use of drugs such as LSD (lysergic acid diethylamide), meperidine, phenytoin, and quinine has been implicated sporadically.
A vast spectrum of conditions may be associated with corneal pathology ( Box 1-2 ). Associated inflammatory diseases include rheumatoid arthritis, Reiter's syndrome, Behçet's syndrome, and sarcoidosis. Connective tissue disorders such as ankylosing spondylosis, scleroderma, Sjögren's syndrome, and Wegener's granulomatosis have been associated with corneal disturbances. Associated metabolic diseases include cystinosis, disorders of carbohydrate metabolism, gout, hyperlipidemia, and Wilson's disease. Also, such conditions as Graves' hyperthyroid disease, leprosy, chronic renal failure, and tuberculosis may have associated corneal disease. Even skin diseases such as erythema multiforme and pemphigus have corneal manifestations (see Chapter 10 ). Finally, mandibulo-oculofacial dyscephaly (Hallermann-Streiff syndrome) is of interest to anesthesiologists because of anticipated difficulty with intubation.
Ankylosing spondylosis
Scleroderma
Sjögren's syndrome
Wegener's granulomatosis
Behçet's syndrome
Reiter's syndrome
Rheumatoid arthritis
Sarcoidosis
Carbohydrate metabolism disorders
Chronic renal failure
Cystinosis
Gout
Graves' disease
Wilson's disease
Erythema multiforme
Pemphigus
A cataract is defined as a clouding of the normally clear crystalline lens of the eye. The different types of cataracts include nuclear-sclerotic, cortical, posterior subcapsular, and mixed. Each type has its own location in the lens and risk factors for development, with nuclear-sclerotic cataracts being the most common type of age-related cataract. The leading cause of blindness worldwide, cataracts affect more than 6 million individuals annually. Indeed, cataract surgery is the most frequently performed surgical procedure in the United States, with more than 1.5 million operations annually. More than half the population older than 65 develop age-related cataracts with associated visual disability. Despite extensive research into the pathogenesis and pharmacologic prevention of cataracts, however, there are no proven means to prevent age-related cataracts.
Although age-related cataracts are most frequently encountered, cataracts may be associated with dermatologic diseases such as incontinentia pigmenti, exogenous substances, genetic diseases, hematologic diseases, infections, and metabolic perturbations ( Box 1-3 ).
Aging
Trisomy 13
Trisomy 18
Trisomy 21
Turner's syndrome
Incontinentia pigmenti
Alcohol
Ergot
Naphthalene
Parachlorobenzene
Phenothiazines
Diabetes mellitus
Fabry's disease
Galactosemia
Hypoparathyroidism
Hypothyroidism
Lowe's syndrome
Phenylketonuria
Refsum's disease
Wilson's disease
Xanthomatosis
Herpes
Influenza
Mumps
Polio
Rubella
Toxoplasmosis
Vaccinia
Varicella-zoster
Exogenous substances that can trigger cataracts include corticosteroids, phenothiazines, naphthalene, ergot, parachlorobenzene, and alcohol. Metabolic conditions associated with cataracts include diabetes mellitus, Fabry's disease, galactosemia, hepatolenticular degeneration (Wilson's disease), hypoparathyroidism, hypothyroidism, phenylketonuria, Refsum's disease, and xanthomatosis. Another metabolic disorder important in the differential diagnosis of congenital cataracts is Lowe's (oculocerebrorenal) syndrome. In this X-linked disorder, cataract is frequently the presenting sign, with other abnormalities appearing later. These anomalies include mental and growth retardation, hypotonia, renal acidosis, aminoaciduria, proteinuria, and renal rickets, requiring calcium and vitamin D therapy. Other concomitants include osteoporosis and a distinctive facies (long with frontal bossing). Although lens changes may also be seen in heterozygous female children, affected male children usually have obvious, dense, bilateral cataracts at birth. They may also be afflicted with associated glaucoma. Interestingly, carrier females in their second decade of life have significantly higher numbers of lens opacities than age-related controls; however, absence of opacities is no guarantee that an individual is not a carrier. Anesthetic management includes careful attention to acid-base balance and to serum levels of calcium and electrolytes. Renal involvement of oculocerebrorenal syndrome of Lowe comprises tubular dysfunction characterized by proteinuria and generalized aminoaciduria progressing to the renal Fanconi's syndrome. Bicarbonate wasting and hyperkaluria result from a proximal tubule transport defect, with later glomerular disease. The administration of drugs excreted by the kidney should be observed carefully and nephrotoxins avoided. The patient with osteoporosis should be positioned on the operating table gently and carefully.
Infectious causes of cataracts include herpesvirus, influenza, mumps, polio, rubella, toxoplasmosis, vaccinia, and varicella-zoster virus. Chromosomal anomalies associated with cataracts include trisomy 13 (Patau's syndrome), trisomy 18 (Edward's syndrome), and trisomy 21 (Down syndrome). In Patau's and Edward's syndromes, congenital cataracts frequently occur in conjunction with other ocular anomalies, such as coloboma and microphthalmia. Cataracts have also been reported with Turner's syndrome (XO).
An additional type of lens abnormality that can be associated with major systemic disease is ectopia lentis ( Fig. 1-1 and Box 1-4 ). Displacement of the lens can be classified topographically as subluxation or luxation. Luxation denotes a lens that is dislocated either posteriorly into the vitreous cavity or, less often, anteriorly into the anterior chamber. In subluxation, some zonular attachments remain, and the lens stays in its plane posterior to the iris, but tilted. The most common cause of lens displacement is trauma, although ectopia lentis may also result from other ocular disease, such as intraocular tumor, congenital glaucoma, uveitis, aniridia, syphilis, or high myopia. Inherited defects and serious systemic diseases, such as Marfan's syndrome, homocystinuria, Weill-Marchesani syndrome, hyperlysinemia, and sulfite oxidase deficiency, are also associated with ectopia lentis. Indeed, lens displacement occurs in approximately 80% of patients with Marfan's syndrome (see later discussion).
Glaucoma is a condition characterized by elevated intraocular pressure (IOP), resulting in impairment of capillary blood flow to the optic nerve and eventual loss of optic nerve tissue and function. Two different anatomic types of glaucoma exist: open-angle (or chronic simple) glaucoma and closed-angle (or acute) glaucoma. (Other variations of these processes occur but are not especially germane to anesthetic management. Glaucoma is actually many diseases, not one.)
With open-angle glaucoma, the elevated IOP exists in conjunction with an anatomically patent anterior chamber angle. Sclerosis of trabecular tissue is thought to produce impaired aqueous filtration and drainage. Treatment consists of medication to produce miosis and trabecular stretching. Common eyedrops include epinephrine, echothiophate iodide, timolol, dipivefrin, and betaxolol. Carbonic anhydrase inhibitors such as acetazolamide can also be administered by various routes to reduce IOP by interfering with the production of aqueous humor. All these drugs are systemically absorbed and thus can have anticipated side effects.
It is important to appreciate that maintenance of IOP is determined primarily by the rate of aqueous formation and the rate of aqueous outflow. The most important influence on formation of aqueous humor is the difference in osmotic pressure between aqueous and plasma, as illustrated by the following equation:
where K = coefficient of outflow, OPaq = osmotic pressure of aqueous humor, OPpl = osmotic pressure of plasma, and CP = capillary pressure. Because a small change in solute concentration of plasma can dramatically affect the formation of aqueous humor and thus IOP, hypertonic solutions such as mannitol are administered to reduce IOP.
Fluctuations in aqueous outflow can also greatly change IOP. The primary factor controlling aqueous humor outflow is the diameter of Fontana's spaces, as illustrated by the following equation:
where A = volume of aqueous outflow per unit of time, r = radius of Fontana's spaces, Piop = IOP, Pv = venous pressure, η = viscosity, and L = length of Fontana's spaces. When the pupil dilates, Fontana's spaces narrow, resistance to outflow is increased, and IOP rises. Because mydriasis is undesirable in both closed-angle and open-angle glaucoma, miotics such as pilocarpine are applied to the conjunctiva in patients with glaucoma.
The previous equation describing the volume of aqueous outflow per unit of time clearly underscores that outflow is exquisitely sensitive to fluctuations in venous pressure. Because an elevation in venous pressure results in an increased volume of ocular blood as well as decreased aqueous outflow, IOP increases considerably with any maneuver that increases venous pressure. Therefore, in addition to preoperative instillation of miotics, other anesthetic objectives for the patient with glaucoma include perioperative avoidance of venous congestion and of overhydration. Furthermore, hypotensive episodes should be avoided because these patients are purportedly vulnerable to retinal vascular thrombosis.
Although glaucoma usually occurs as an isolated disease, it may also be associated with such conditions as Sturge-Weber syndrome and von Recklinghausen's disease (neurofibromatosis) ( Box 1-5 ). Ocular trauma, corticosteroid therapy, sarcoidosis, some forms of arthritis with uveitis, and pseudoexfoliation syndrome can also be associated with secondary glaucoma.
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