After reading this chapter you should be able to:

  • apply legal rights of children and young people within the current UK legal framework

Ethics

Ethics are the principles by which we live our lives. They are defined by many factors including religion, law and custom. Ethical codes define our moral practice and aim to distinguish between right and wrong, good and evil or fair and unfair.

Medical ethics are the principles by which medicine is practiced and they are defined by the same factors as above plus the professional standards and expectations ascribed to medical practitioners. Professional bodies, nonprofessional groups (usually patient groups) and the general expectations of the public are responsible for developing these ‘principles of practice’.

The need for a code of conduct of practice has been long recognised. Even before the Hippocratic Oath, there were statements which defined important and agreed principles of medical care. The Hippocratic Oath was sworn by many doctors on qualification and updated versions are still used in many countries today.

The four ‘prima facie’ principles of medical ethics dictate that the clinician demonstrates and has a respect for autonomy, nonmaleficence, beneficence and justice although further principles have been proposed. The term ‘prima facie’ indicates that these four core principles should be followed unless they are in conflict with each other. In that situation it is necessary to make a choice between the conflicting principles—and paediatric practice provides many such conflicts!

The core principles are described as:

Autonomy

This is the recognition that a competent adult, with full capacity of understanding, is able to make decisions about their own lives and bodies—even where this may seem counter to their well-being and survival. Failure to respect this fundamental right may lead to the clinician being accused of assault.

Nonmaleficence

There is an understanding that any decision or treatment offered to a patient must not be harmful. The original Hippocratic Oath stated “I will use treatment to help the sick according to my ability and judgment, but never with a view to injury and wrong-doing”. Medical intervention, however beneficial to the patient, must balance the possible risk of harm to the patient. Where that risk is significant then intervention needs careful consideration and may even be inappropriate.

Beneficence

The aim and intention of the clinician is to act in the best interests of the patient and ensure that any advice or treatment provided is for the benefit of the patient.

Justice

This principle requires the clinician to be fair and honest in all dealings with their patient.

These four, often quoted, core principles, however, do present difficulties when applied to children and young people at all the stages of their emotional and intellectual development. In the intellectually competent young person, the principle of autonomy has a greater importance and the young person can agree to interventions without the permission of their parents or guardian. When, however, the competent young person refuses an intervention that is thought by others to be in their best interests, then ‘beneficence’ seems to take precedence and the opinion of the young person can be discounted.

When the child is considered to be ‘intellectually immature’, decisions will, understandably, be made by their parents or guardians. The principle of autonomy and nonmaleficence then becomes difficult to apply, but there would still be a place for understanding a child’s requests and concerns and an aim to respect these where possible. A young child will certainly object to a simple blood test but it would be argued that they are unable to understand the need for the test and the consequences of their objection. The young child is not allowed to make ‘unwise’ decisions and so it is the parents and clinicians who will agree that the intervention is in the child’s best interest—beneficence.

It can be argued that the principle of autonomy does not apply to children and young people. UK law supports this view as ‘…the child’s welfare shall be the court’s paramount consideration’ and so allows the court to make decisions on behalf of the child.

In practice, those attributes necessary to make informed decisions and act autonomously—to be able to understand the terms used in any information given, to process and rationalise that information and to understand the potential consequences of any decision—evolve over many years. The ability to act in an autonomous way will vary between individuals, between the issues under discussion and the range of potential outcomes for that decision, and this ability will mature over time. This was recognised by the UK courts:

“As a matter of Law, the parental right to determine whether or not their minor child below the age of sixteen will have medical treatment terminates if and when the child achieves sufficient understanding and intelligence to understand fully what is proposed.” —Lord Scarman (1985)

Confidentiality

The common law in the UK requires doctors to keep all personal information provided by patients as confidential and that an understanding of such an arrangement is essential to the maintenance of trust between the two parties. The General Medical Council, similarly, requires doctors to recognise that confidentiality is central to their interaction with patients. Ensuring patient confidentiality is, therefore, an ethical, professional and a legal requirement.

The principle, however, is not absolute and the doctor may share confidential information in certain circumstances. This would include situations where the patient agrees to the sharing of the information as in an individual with a medical problem asking for some details to be shared with a new employer, or when there is a court order to share the information such as a mental health assessment to place before a court which can then influence any sentence given. A more extreme example would be a need to share information that has a wider public interest such as when a patient makes a credible threat of violence to others.

Confidentiality requires further consideration in paediatric practice. Children and young people are entitled to the same standards of confidentiality as other patients, but their rights are not absolute and can be overridden when there is a clear justification, such as the risk of significant harm. There are situations where a mature, competent teenager would expect their medical information to remain confidential, including keeping that information from their parents. In such a situation, this would include denying parents the right to automatically view the medical records of the young person. If the medical practitioner felt that there was an exceptional reason that justified disclosure without consent, then the young person should be told of the need to break their confidentiality and the reasons fully explained. In the absence of any such reason justifying disclosure, they should be encouraged, but not forced, to share their health information with their parents.

The sharing of information about a child with the parents would, in most situations, be expected practice, but where there is a concern about the welfare of the child then some aspects of the care may be withheld—for example, if a carer is suspected of poisoning a young child—until more information is obtained.

Where there are safeguarding concerns then the paediatrician must share information with other members of the multidisciplinary team involved in child protection—social services and police. It would, however, be considered good practice to advise the parents that this was the intended action.

The four core principles have, however, been expanded and developed by various declarations over many years. Some, such as Declaration of Geneva, Declaration of Human Rights and the UN Rights of the Child, have all contributed to the establishment of codes of practice for the clinician.

Clinical Scenario

A boy of 14 years was admitted to hospital with difficulty in breathing. Initial imaging had indicated that he had a thoracic lymphoma and he would require a biopsy, insertion of a central venous line and administration of chemotherapy. His prognosis was very good.

His parents asked that he was not told of the underlying diagnosis and that the word ‘cancer’ was not used as his grandfather had died of ‘cancer’ some 2 months earlier. They felt that they were acting in his best interests.

The consultant explained that their wish to protect him from the diagnosis was understandable and that it was clear that the parents were acting in his best interests. It was, however, important to consider what was in the best interest [beneficence] of the young man and for all the team members to be truthful and honest [justice].

The consultant explained that it was likely that the patient would work out the diagnosis even if he was not given the full diagnosis or the word ‘cancer’ not used (he was, after all, to be treated on a paediatric oncology ward). It was then pointed out that when he did find out that he had cancer he would be angry that those around him had not been truthful. If that did happen then it would undermine his trust in his parents and clinical team members and he then may not believe any future explanations provided. Furthermore, there was always the prospect that someone—friend, relative, team member—might inadvertently reveal the diagnosis.

It was suggested that by giving him the words and the understanding of his diagnosis that his fears and concerns may be reduced and such knowledge would allow him to participate fully in conversations about his illness.

After some further thought, both parents agreed to a full and honest discussion. It was agreed that the discussion would include the patient, the parents and members of the medical and nursing staff. The patient understood the information given and had confidence to progress through treatment. When last seen, he was at university and enjoying his life some 7 years after diagnosis.

The General Medical Council of the UK sets expected standards of medical care and training and has produced a series of booklets which outline important issues for the clinician.

GMC Professional Standards requires the doctor to:

  • be honest

  • be open

  • respect confidentiality

  • treat patients with respect

  • ensure patient safety

  • maintain up-to-date clinical knowledge

  • ensure good verbal communication

  • ensure good recordkeeping

  • ensure robust teamwork

The GMC also produces specific standards of best practice for all doctors who have any contact with children and young people under the age of 18 years.

GMC Professional Standards for doctors working with children

  • protect children from abuse or neglect

  • communicate appropriately with children and YP

  • respect their confidentiality

  • treat patients with respect

  • ensure patient safety

  • maintain up-to-date clinical knowledge

  • share relevant information with other agencies

  • ensure good recordkeeping

Research ethics

Research is a fundamental basis for good clinical practice. It is the bedrock of improved understanding, improved treatment programmes and improved care and support for patients.

“Nothing is more terrible than to see ignorance in action”. —Van Goethe

It is incumbent on any good doctor to support research projects wherever possible, to access research findings whenever available and to implement research findings whenever feasible.

Research may be funded by the government (in the UK—National Institute for Health Research), commercial drug companies, university departments, health organisations and charities.

Medical research in the UK involving NHS patients or adult social care, any of the data or samples from these individuals and, in some cases, their carer, must submit their study to the National Research Ethics Service (NRES). No research on these individuals or data can be undertaken without full approval from an NRES ethics committee.

Research involving children requires the submission of the full protocol to a specific Research Ethics Committee designated to review studies in those under 18 years. Clarification of the process of age-appropriate explanations and the method of obtaining consent and assent will be examined before approval given.

Trials involving medicinal products in children (‘drug trials’) must go to a committee registered to review both paediatric and medicinal products studies. Such trials must be compliant with the EU Clinical Trials Directive of 2001 which requires written parental consent of any individual under the age of 16 years.

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