Introduction

Acute kidney injury (AKI) is defined as a decrease in overall kidney function, resulting in reduction of glomerular filtration rate (GFR) and subsequent retention of waste products such as urea. As a result, there is a loss of established electrolyte, acid-base, and fluid balance regulation. AKI is a serious, underrecognized yet common complication that occurs in neonates who receive intensive medical care, and there is a well-documented association with increases in mortality (20%–50%) in the neonate. The loss of vital kidney-mediated compensatory mechanisms prevents critically ill neonates from responding to any number of insults that occur within the prenatal, perinatal, or postnatal periods.

Previously, the characterization of AKI in existing literature was highly variable and lacking in clearly defined standardized practices. This changed upon the publication of defining guidelines set forth by Kidney Disease: Improving Global Outcomes (KDIGO) in 2012, who consider the official definition of AKI to include any one of the following: an increase in serum creatinine (SCr) ≥ 0.3 mg/dL (≥26.5 μmol/L) within 48 hours, increase in SCr to ≥ 1.5 times baseline (known or presumed to have occurred within the prior 7 days), or urine volume < 0.5 mL/kg per hour for 6 hours. The modified neonatal KDIGO criteria is summarized in Table 3.1 . Utilization of these criteria have changed perceptions of AKI in the literature, with many newer studies disproving previously held beliefs regarding the reversibility of AKI and challenging the use of renal replacement therapy as the sole gold standard for treatment. As the field of AKI continues to evolve with newly standardized practices, the question of whether these findings can be applied to neonates has remained largely unclear. AKI is one of the most prevalent disease processes that occurs in critically ill neonates, with the reported incidence of AKI in neonatal intensive care unit (NICU) admissions reported to be 56% by Shalaby et al. In this chapter, we aim to present the latest knowledge of the epidemiology, pertinent risk factors, clinical outcomes, assessment, preventative measures, and treatments associated with neonatal AKI.

TABLE 3.1
Modified Neonatal KDIGO Criteria
AKI Stage SCr Criteria Urine Output Criteria (Hourly Rate)
0 No change in SCr or SCr rise < 0.3 mg/dL ≥0.5 mL/kg per h
1 SCr rise ≥ 0.3mg/dL rise within 48 h or SCr rise ≥ 1.5–1.9 × baseline SCr a <0.5 mL/kg per h × 6–12 h
2 SCr rise ≥ 2.0–2.9 × baseline SCr a < 0.5 mL/kg per h for >12 h
3 SCr rise ≥ 3 <0.3 mL/kg per h for ≥24 h or anuria for ≥12 h
X baseline SCr a or SCr ≥ 2.5 mg/dL b or kidney support therapy utilization
AKI , acute kidney injury; KDIGO , Kidney Disease: Improving Global Outcomes; ScR , serum creatinine.

a Reference SCr is the lowest prior SCr measurement.

b This is lower than the original KDIGO definition as an SCr of 2.5 mg/dL in neonates suggests a glomerular filtration rate <10 mL/min per 1.73 m².

Epidemiology and risk factors

Fetal kidney development begins with formation of the nephron around 5 weeks of gestation, followed by urine production at 9–10 weeks. Passage of urine in the fetal period is essential for lung development and contributes to production and composition of amniotic fluid. Nephrogenesis continues until anywhere from 34 to 36 weeks of gestation, with up to 60% estimated to be completed within the third trimester. Previous literature has found that each additional kilogram of fetal weight produces about 200,000 nephrons, which further demonstrates the detrimental effects of compromised fetal growth. For these reasons, extremely low birth weight (ELBW) (classified as any neonate < 1000 g) is one of the most significant predisposing conditions to developmentally immature kidney formation, AKI, and chronic kidney disease (CKD). The causes of ELBW are multifactorial, but most often go hand in hand with prematurity and low gestational age. Other pertinent risk factors include low APGAR score, intubation, asphyxia, and hypoxia secondary to neonatal respiratory distress syndrome.

In 2017, a large multicenter, multinational observational cohort study known as the AWAKEN study sought to strengthen the findings of multiple smaller-sample, single-center research analyses that associated neonatal AKI with worsened clinical outcomes. In this work, the incidence of AKI among varying gestational age demonstrated a U-shaped distribution, with the highest rates occurring in neonates aged > 36 weeks (37%) and those between 22 and < 29 weeks (48%). Neonates within the middle group (29–36 weeks’ gestation) had a rate of 18%. These data suggest that infants at either extreme of gestational age, due to the various prenatal and perinatal complications associated with each end, are more likely to become critically ill with subsequent organ dysfunction. Common insults to these neonates include respiratory failure, sepsis, necrotizing enterocolitis, and hypoxic ischemic encephalopathy (HIE) in the preterm group and maternal infection, meconium-stained fluid, and HIE in those over 36 weeks.

When evaluating an AKI, the underlying cause may fall within any one of the following categories: prerenal, intrinsic, and postrenal. In a study by Timovska et al. seeking to evaluate the most prevalent of these etiologies in a group of 50 patients, 78.5% were prerenal, 19.5% intrinsic renal, and 2.0% postrenal. Causes of neonatal prerenal AKI are those that compromise the perfusion of kidney parenchyma, most commonly due to hemodynamic instability, poor volume status, shunt-forming congenital heart defects such as patent ductus arteriosus, and ischemic injury. Other neonates who are at risk for prerenal insults are those who require central vascular access for nutrition, medication delivery, and clinical monitoring due to significantly increased risk for renal vein and artery thrombosis. Another mechanism of injury is the vicious cycle created by polyuria that results from functionally immature kidneys that cannot properly concentrate urine. As increased free water losses create a hypovolemic state, subsequent hypotension prevents adequate perfusion and further weakens the ability of the kidneys to effectively compensate for volume losses.

Intrinsic renal injury is a frequent complication of nephrotoxic medication administration, which are often necessary for lifesaving medical treatment. An investigation by Rhone et al. showed 87% of all neonates included in the study were exposed to nephrotoxic medications for 14 days on average. Some of the most common offenders in the prenatal and perinatal period include maternal use of angiotensin-converting enzyme inhibitors, indomethacin for tocolysis, and antenatal steroids used for respiratory maturation. Neonates with infections requiring antibiotics, antivirals, and antifungal medications are also predisposed to intrinsic insults. This is especially true in those administered vancomycin, aminoglycosides, amphotericin, and acyclovir. Nonsteroidal antiinflammatory drugs are another well-known nephrotoxic therapy used for patent ductus arteriosus closure or intraventricular hemorrhage prophylaxis. Sepsis, acquired congenital kidney malformations, and acute tubular necrosis are other processes implicated in intrinsic renal injury. Obstructive uropathy due to lesions such as posterior urethral valves can cause prenatal and postnatal renal injury. Risk factors associated with AKI according to various studies are summarized in Table 3.2 .

TABLE 3.2
Risk Factors Associated With Acute Kidney Injury According to Various Studies
Study Population Size Risk Factors Associated With AKI
Cataldi et al. (2005) Preterms 172 Low APGAR scores, exposure to ampicillin, ceftazidime, ibuprofen
Cuzzolin et al. (2006) Preterms 246 Maternal NSAIDs, intubation at birth, low APGAR scores, ibuprofen
Mathur et al. (2006) Sepsis 200 Lower birth weight, meningitis, DIC, and shock
Koralkar et al. (2011) VLBW 229 Lower birth weight, gestational age, APGAR scores, UAC
Gadepalli et al. (2011) Congenital diaphragmatic hernia 68 Lower 5-min Apgar score, AKI correlated with left-sided CDH
Türker et al. (2011) Newborns 78 PDA, DIC, SNAPPE-II
Viswanathan et al. (2012) ELBW 472 High mean airway pressures, lower MAP, cefotaxime
Selewski et al. (2013) Asphyxia therapeutic hypothermia 96 Asystole at the time of birth, clinical seizures before cooling, persistent pulmonary hypertension, elevated gentamicin or vancomycin levels, pressor support, transfusions
Bruel et al. (2013) <33 weeks 1461 Serum sodium variation, PDA, catecholamine treatment, nosocomial infections, BPD, cerebral lesions, surgery
Bolat et al. (2013) General NICU 1992 PIH, PPROM, Antenatal steroids, SGA, birthweight < 1500 g, intubation, UVC, ibuprofen therapy for PDA closure, sepsis
Askenazi et al. (2013) Birth weight >2000 g, gestational age >34 weeks, 5-min Apgar < 7 58 Lower birth weight, male, lower Apgar scores at 5 min, lower cord pH, mechanical ventilation
El-Badawy et al. (2015) NICU 100 Sepsis, nephrotoxic drug administration, shock
Zhang et al. (2016) NICU 215 Bacteremia, lower baseline eGFR, maximum sodium concentration
Kriplani et al. (2016) NICU 80 Younger age, bacteremia, maximum sodium concentration
Bansal et al. (2017) NICU 1745 Male sex, sepsis
Ghobrial et al. (2018) NICU 90 History of maternal illness, low body temperature, sepsis, prematurity, and respiratory distress
El-sadek et al. (2019) NICU 60 Higher plasma cystatin C and lower estimated glomerular filtration rate cystatin
Mazaheri and Rambod (2019) Preterm 206 Prematurity, low birth weight, low 1- and 5-min Apgar scores, and the need for mechanical ventilation, sepsis
Askenazi et al. (2020) Extremely low gestational age neonates 923 Lower gestational age, lower birth weight
Mwamanenge et al. (2020) Critically ill neonates 378 Neonatal sepsis, severe pneumonia, use of gentamicin.
Hamsa et al. (2020) NICU 163 Hypernatremic dehydration, etc.
AKI , acute kidney injury; BPD , bronchopulmonary dysplasia; CDH , congenital diaphragmatic hernia; DIC , disseminated intravascular coagulation; eGFR , estimated glomerular filtration rate; ELBW , extremely low birth weight; MAP , mean arterial pressure; NICU , neonatal intensive care unit; NSAID , nonsteroidal antiinflammatory drug; PDA , patent ductus arteriosus; PIH , pregnancy-induced hypertension; PPROM , preterm premature rupture of the membranes; SGA , small for gestational age; SNAPPE-II , score for neonatal acute physiology and perinatal extension II; UAC , umbilical artery catheter; UVC , umbilical venous catheter; VLBW , very low birth weight.

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