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Q69.1 What are several of the driving forces for the recent increase in compounding in all of medicine? (Pg. 759)
Q69.2 How are compounded preparations regulated compared with manufactured products? (Pg. 760)
Q69.3 What is meant by the ‘compounding triad’ and who are the key triad components? (Pg. 760)
Q69.4 What factors should be considered in deciding whether to use a compounded preparation for treatment? (Pg. 760)
Q69.5 What does ‘off-label’ use mean, and why is notifying the patient or caregiver that a compounded preparation is prescribed and is ‘off-label’ treatment important? (Pg. 761)
Q69.6 In the broadest sense, what are the roles of the pharmacist and physician in maximizing the benefits of compounds for individual patients? (Pg. 761x2 )
Q69.7 Why is clinical evidence to support a specific compounding formulation important and what essential information can be obtained from published articles? (Pg. 761)
Q69.8 What is meant by mixing ‘like with like’, and does the choice of the base used in compounding influence the overall properties of the compound? (Pg. 762x2)
Q69.9 How do excipients affect the stability of compounded preparations? (Pg. 762)
Q69.10 How does a PLO gel deliver the drug to the target area? (Pg. 763)
Q69.11 What information is required on a prescription for a compounded preparation? (Pg. 764)
Q69.12 What is meant by the ‘dilution phenomenon’ when mixing two commercial products together? (Pg. 764)
Q69.13 What are important steps the physician and pharmacist can take to improve the likelihood of proper compliance with treatment instructions for compounded products? (Pg. 764)
Accreditation Commission for Health Care
Active pharmaceutical ingredient
Dimethyl sulfoxide
Drug Quality and Security Act
US Food and Drug Administration
Herpes simplex virus
Pluronic-lecithin organogel
United States Pharmacopeia
Since at least 2000 BC and throughout history, compounding has been an integral part of pharmacy and medical practice. Throughout the nineteenth century, until the start of the industrial revolution in the United States, all drugs were compounded. In the 1930s 75% of all written prescriptions were compounded medications. By the early 1970s, less than 1% of prescriptions were compounded.
The trend for compounding prescriptions started to change in the 1980s and 1990s. By 1995, approximately 11% of all prescriptions were compounded. According to the US Food and Drug Administration (FDA) from early 2000, 250 million prescriptions per year are written for compounded medications, accounting for 1% to 8% of all prescriptions. Q69.1 Health practitioners and patients have realized that the “one-size-fits-all” approach to treatment offered by the commercially available drug products is becoming less practical because of increases in patient’s allergies to some of the ingredients in these products and the growing number of patients that require special dosage forms or medications that are not commercially available. Drug shortages by the manufacturers also contribute to the need for compounding, so that patients can continue their conventional treatments without interruption or delays.
Topical preparations, particularly in the area of dermatology, represent a large percentage of compounded medications. There are many reasons why physicians may choose to prescribe a compounded medication over a commercially available drug product. For example, a patient may need a medication in a different strength or dosage form that is not commercially available. Some patients are allergic to preservatives and need a preservative-free dosage form. Some drugs may not be chemically or physically stable and must be prepared just before dispensing or use. Compounding allows the practitioners, with the expertise of the pharmacists, the ability to be flexible and tailor drug therapy to meet the specific needs of the patient. Vehicles for dermatologic preparations can be chosen to increase the absorption of the drug(s). Combination preparations can be compounded to improve patient compliance too.
There has been controversy surrounding the use of some compounded drug preparations. A few advocacy groups and governmental agencies have tried to ban, or severely restrict, compounding activities in pharmacies because of a few unfortunate adverse events (AE). In September 2012, a compounding facility, which went beyond the scope of traditional pharmacy practice, prepared thousands of fungal-tainted corticosteroid injections that sickened over 800 patients and 76 patients died. Q69.2 Opponents of compounding claim that the pharmacy specialty is unregulated and the compounded preparations are not properly tested. However, the standards for the practice of compounding are set by the United States Pharmacopeia (USP), which is legally recognized by federal law and enforced by many state boards of pharmacy. In fact, the USP continuously revises all of the chapters regarding pharmacy practice, drug manufacturing, and compounding. Since the New England Compounding Center (NECC) tragedy, stricter standards have been written to minimize major risks in compounding, particularly with sterile preparations, improve the quality of compounded medications, and to protect the compounders themselves from exposure to harmful substances. On November 27, 2013, President Barack Obama signed into federal law the Drug Quality and Security Act (DQSA). This law created a distinction between a 503B outsourcing facility, which can produce compounded medications in large quantities that can be distributed to healthcare facilities or practitioners without a patient-specific prescription or order, if they are registered with the FDA and follow strict current Good Manufacturing Practice (cGMP) guidelines. The DQSA also defines what a traditional 503A pharmacy may compound pursuant to a practitioner’s order or prescription. Further legislation is being considered to further clarify the DQSA and the state boards of pharmacy, who regulate traditional pharmacies, are currently rewriting their regulations with regards to compounding medications. The stricter regulations could potentially limit practitioners’ and patients’ access to compounded medications. However, although the practice of pharmacy is regulated by the state boards of pharmacy, access and restrictions will vary from state to state.
The USP also sets the standards for drug manufacturers and is committed to ensuring that both commercial products and compounded preparations meet high quality standards for the patients’ safety. Following, are four major principles summarizing the approach to treat patients using compounded drug preparations. These principles encompass the compounding triad and include the ability to develop, prescribe, and monitor treatment outcomes. Overall, 15 principles are defined and illustrated in the entire chapter. The goals of these principles are to:
Establish and maintain the professional relationship between the patient, physician, and pharmacist, which is called the compounding triad ;
Develop a stable compound formula based on clinical evidence to meet the individual needs of the patient;
Properly write the prescription so that the compound is prepared according to the physician’s specifications; and
Monitor the patient for positive and adverse outcomes so that future changes can be made in the compounded preparation to maximize therapy.
In the following sections, each of the 15 principles is illustrated by examples and tables. There is also a general discussion at the end of the chapter on compounded drug therapies for a variety of dermatologic conditions.
According to the National Association of Boards of Pharmacy, compounding is defined as ‘the preparation of Components into a Drug product as the result of a Practitioner’s Prescription Drug Order based on the Practitioner/Patient/Pharmacist relationship in the course of professional practice.’ The DQSA confirms that compounding medications is allowed as long as a practitioner prescribes the compounded medication for a specific patient and it is prepared by a pharmacist or practitioner for that patient’s home use. Q69.3 This professional relationship between: (1) the patient, (2) the pharmacist, and (3) the physician is also known as the ‘compounding triad,’ and each person must interact adequately with the other two individuals in this triad ( Fig. 69.1 ). The triad must remain intact to provide safe and effective compounded medications. It is also the legal basis that distinguishes compounding from manufacturing and is thus an essential component to prescribing and preparing compounded medications. A break in the compounding triad relationship can result in poorly prepared compounded medications and may compromise treatment outcomes and patient safety.
Q69.4 Obtain a thorough drug treatment history from the patient, if the medical condition is a recurring or chronic problem, to determine the appropriate course of therapy:
Conventional therapies should be tried and optimized before deciding to use a compounded medication.
The patient may reveal sensitivities/allergies to excipients in commercial products that may have interfered with outcomes of commercial treatments. A compounded medication may be prepared to eliminate the problematic excipient and improve the treatment outcome. For example, some patients are allergic to wool fat. Lanolin, which originates from wool fat, is commonly used in commercial topical products and may cause an allergic reaction in these patients. The same drug may be compounded into a lanolin-free base.
The patient may require a different concentration of a conventional therapy, which needs to be compounded. For example, a pediatric patient may need a topical corticosteroid over a large portion of the body; however, the commercial product strength may be too high and could potentially cause systemic problems for the patient. A commercial product may be diluted with a neutral base to reduce the potential for excessive systemic absorption of the active drug.
There may not be a commercial product available to treat the patient’s medical condition, for example a patient with an acyclovir-resistant herpes simplex virus (HSV). Cidofovir may be compounded into a gel, cream, or ointment vehicle for the treatment of HSV, as well as for condyloma acuminata and molluscum contagiosum. Trifluridine may be compounded into a white petrolatum to treat acyclovir-resistant mucocutaneous herpes simplex virus.
Q69.5 The patient has a right to know that a compounded medication is being used in an ‘off-label’ manner to treat the medical condition:
Compounded medications are typically prepared for ‘off-label’ uses. ‘Off-label’ means that the drug has not undergone clinical trials to be approved by the FDA for a specific use. The patient should be: (1) informed when a compounded medication is being used in this manner, (2) counseled about the use and expectations of the compounded medication, and (3) given the option to decide whether to proceed with the proposed treatment. Some patients have become leery of compounded medications in light of the NECC tragedy. They do have the right to know that they will be receiving a prescription or order for a compounded medication so that they can make an informed choice on whether to use a compounded medication or try a commercial product.
Not all pharmacies provide compounding services and this may become a source of frustration for the patient. However, if the patient is told in advance that the prescription needs to be compounded, the patient can call the local pharmacies to determine which can compound the prescription, and therefore save time by avoiding unnecessary traveling. In addition, there may be significant variation in cost between various compounding pharmacies.
Q69.6 The pharmacist is responsible for developing, preparing, labeling, and dispensing a stable, high-quality compounded medication according to the physician’s prescription:
Pharmacists are the only healthcare professionals that are formally educated and trained in the art, science, and technology of pharmaceutical compounding. However, the amount of training for compounding varies among pharmacists, and not all pharmacists offer compounding services. It is important to find and work with pharmacies that specialize in compounding, such as independently owned pharmacies, rather than retail-chain stores. Some compounding pharmacies are now accredited by the Accreditation Commission for Health Care (ACHC). Pharmacies with this accreditation strictly adhere to the USP standards for compounding and must be compliant with the requirements of ACHC.
Use compounding pharmacists as a valuable resource of information when prescribing a compounded medication. Pharmacists who specialize in compounding have access to exclusive compounding resources, references, equipment, and facilities. Compounding pharmacists can assist the physician in developing compounded formulations and preparing specific formulations that will be chemically stable and meet the USP standards for compounding.
The compounding pharmacists are responsible for dispensing the compounded medications, which includes: (1) choosing the proper storage container, (2) labeling the container with instructions for use as directed by the prescriber, and (3) counseling the patient about the proper use and storage of the compounded medication.
Q69.6 The physician is responsible for diagnosing the medical condition, selecting the appropriate treatment, and writing the prescription or drug order for the compounded medication:
Most healthcare professionals do not have the legal responsibility or training to diagnose medical problems. Physicians alone must properly diagnose the medical problem to select the appropriate treatment; however, the compounding pharmacist may assist the physician in selecting a compounded medication. Maximizing physician-pharmacist communication (and vice versa) is essential. The physician and pharmacist need to consult with each other as a team, after examining and/or talking with the patient to determine the best possible compounded dosage form and vehicle to meet the specific needs of the patient and optimize therapy.
Prescriptions written for compounded medications need to contain detailed information for the pharmacist to compound the correct formulation, in addition to detailed instructions for patient use. All of the active ingredients, the preferred vehicle, and their quantities should be listed on the prescription. Lack of precise, detailed information will result in phone calls from the pharmacist and possibly delay treatment.
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