Chronic Rhinosinusitis: Outcomes of Medical and Surgical Treatment


Key Points

  • Outcomes research for chronic rhinosinusitis (CRS) has evolved significantly over the last decade. Although many types of outcome measures exist, patient-reported outcomes measures (PROMs) are currently the most commonly used metrics. The 22-question Sinonasal Outcomes Test (SNOT-22) has been thoroughly validated and is the most widely employed PROM at this time.

  • When utilizing any outcome measure, it remains important to identify that improvements are not only statistically significant but also clinically relevant for patients. This concept is described by the minimal clinically important difference.

  • Initial medical therapy for patients with nonrefractory CRS leads to an improvement in quality of life (QoL) for some patients, although the specific proportion who experience meaningful improvement remains uncertain.

  • Among patients with CRS refractory to appropriate medical therapy (AMT), those who select continued appropriate medical therapy (CAMT) typically have less severely impaired baseline QoL than those who select endoscopic sinus surgery (ESS). In this cohort with mild disease severity, CAMT leads to either stabilization or slight improvement of QoL and results in the stabilization of CRS-related productivity loss.

  • Robust literature provides compelling evidence that patients with refractory CRS who select ESS experience meaningful improvements in QoL and in CRS-related productivity loss. Many factors can affect the degree of QoL improvement that patients experience following ESS, with severity of baseline QoL impairment as quantified by the SNOT-22, perhaps the most predictive of postoperative improvement. Outcomes of other comorbid conditions—including asthma, sleep impairment, olfactory dysfunction, and psychologic impairment—also frequently improve after ESS.

  • Evidence for outcomes following balloon catheter dilation (BCD) is incomplete and restricted to subpopulations of patients with a limited extent of CRS. Among patients with isolated maxillary and/or anterior ethmoid disease, BCD may provide short-term QoL improvement. No sound evidence exists for outcomes of BCD in other CRS populations, including those with more extensive radiographic disease.

  • Research directly comparing ESS to CAMT has demonstrated that surgical treatment results in greater improvements in QoL, olfaction, and endoscopic appearance compared with purely medical management. ESS is also associated with greater long-term cost-effectiveness and larger improvements in CRS-related productivity loss compared to CAMT.

  • Currently available randomized controlled trials (RCTs) do not reflect current clinical practice with regard to surgical treatment of patients with CRS. The current broadly accepted clinical paradigm is to initially treat patients with CRS using AMT, reserving surgery as an option only for those patients with persistent, bothersome symptoms after such treatment. Based on this paradigm, the properly conducted RCT would include only those patients who had failed AMT, a study design that has not yet been reported.

Outcomes Research for Chronic Rhinosinusitis

Outcomes research with regard to chronic rhinosinusitis (CRS) has evolved greatly over the last several decades. As with the application of any technique to a new field, initial reports comprised small, single-institution retrospective case series. Over the last decade, outcomes research in rhinology has experienced a shift toward higher levels of evidence along with an increase in quantity of publications. Many prospective, multi-institutional cohort studies and systematic reviews with meta-analyses have been published.

Outcomes measures in any medical field can be divided into groups, including objective measures (endoscopic, imaging, and laboratory), performance-based measures (complications and percentage of treatment success or failure), and quality of life (QoL) metrics, which are frequently obtained via patient-reported outcomes measures (PROMs). In CRS management, outcomes measures utilized to determine efficacy most commonly include PROMs, endoscopic grading systems such as the Lund-Kennedy (LK), computed tomography (CT) scores such as Lund-Mackay (LM), measures of olfactory function, patient symptoms, progression to surgical intervention, and biologic markers. Early outcomes studies in CRS commonly employed traditional “objective” outcomes measures, such as endoscopic appearance or CT score. More recently, there has been a shift by both clinicians and patients toward prioritizing patients’ views of their outcomes, which are obtained via validated PROMs. PROMs focus on the patient-centeredness of health care and can capture components of care that lead to improvements in a patient's health, productivity, and well-being. Although all outcomes metrics have importance, the more recent emphasis on QoL and PROMs flows logically from studies that show inconsistent correlations between symptoms and radiographic measures in patients with CRS ; there are also studies demonstrating that CRS-specific QoL is the dominant factor driving patients to seek treatment. Moreover, CRS-specific PROMs have been shown to be more responsive to posttreatment changes than measures of general health, although they may contain minor limitations. The ideal PROM for outcomes research would have strong reliability and validity, include all impacts of CRS on a patient's QoL, and have only minor survey burden.

Numerous validated CRS-specific QoL measures and PROMs exist. These include the Sinonasal Outcomes Test-22 (SNOT-22), Rhinosinusitis Disability Index (RSDI), Chronic Sinusitis Survey (CSS), Questionnaire of Olfactory Disorders (QOD), and Sinus Control Test (SCT), among others. A systematic review and meta-analysis identified 15 validated PROMs for use in adult sinusitis ( Table 43.1 ). The SNOT-22 followed by the QOD and SCT has been identified as the highest-quality CRS-specific measures based on robustness of development and psychometric properties. These three measures assess disease-specific QoL/symptoms, olfaction, and CRS disease control, respectively. The EuroQoL Five-Dimensional Questionnaire (EQ-5D) is currently the highest-quality general QoL metric for CRS.

TABLE 43.1
Characteristics of Validated Patient-Reported Outcome Measures for Chronic Rhinosinusitis
Data from Rudmik, L, Hopkins, C, Peters, A, et al: Patient-reported outcome measures for adult chronic rhinosinusitis: A systematic review and quality assessment. J Allergy Clin Immunol 136(6):1532–1540(e2), 2015.
QoL Measure Year Developed Type No. of Patients in Validation Study No. of Questions No. of Domains Score Range Domains Assessed Minutes to Complete
CSS 1995 HRQoL 104 6 2 0–100 CRS symptoms and medication use 5
RSOM-31 1995 HRQoL 142 31 7 0–155 Nasal, eye, ear, sleep, general, emotional, and functional 15
RSDI 1997 HRQoL 87 30 3 0–120 Physical, functional, and emotional 5–10
SNOT-16 1999 HRQoL 47 16 0 0–48 NA 5
SNOT-20 2002 HRQoL 102 20 0 0–100 NA 5
RSI 2003 Symptom score 322 20 3 0–100 CRS symptoms, medication use, work, and social 5
RhinoQoL 2005 HRQoL 49 17 3 0–100 Symptom severity, bothersomeness, and impact scale 7
RSTF 2007 Symptom score 201 14 0 0–140 NA 3
SNOT-22 2009 HRQoL 2803 22 0 0–110 Rhinologic, extranasal rhinologic, ear/facial, psychosocial, and sleep 7
SNQ 2009 Sinusitis screen 59 5 0 0–35 NA <2
DyNaChron 2012 HRQoL 759 78 6 0–780 Nasal obstruction, anterior rhinorrhea, posterior rhinorrhea, sense of smell difficulty, facial pain, and cough 15
QOD 2012 HRQoL 102 25 3 0–57 Negative items, positive items, and social items 7–10
DSS 2013 HRQoL 48 6 2 0–32 Symptoms and HRQoL <2
EQ-5D 2015 Generic QoL/Health state utility 350 15 5 0–100 Mobility, self-care, usual activity, pain/discomfort, and anxiety/depression <2
SCT 2015 CRS-specific control 50 4 3 0–16 Symptoms, productivity, and rescue medication use 1
CRS , Chronic rhinosinusitis; CSS , Chronic Sinusitis Survey; DSS , Disease Severity Score; DyNaChron , Dysfonctionnement Nasal Chronique Questionnaire; EQ-5D , EuroQoL Five-dimensional Questionnaire; HRQoL , health-related quality of life; NA , not available/applicable; QOD , Questionnaire of Olfactory Disorders; QoL , quality of life; RhinoQoL , Rhinosinusitis Quality of Life questionnaire; RSDI , Rhinosinusitis Disability Index; RSI , Rhinosinusitis Severity Inventory; RSOM-31 , 31-item Rhinosinusitis Outcome Measurement; RSTF , Rhinosinusitis Task Force; SCT , Sinonasal Control Test; SNOT , Sinonasal Outcome Test; SNQ , Sinonasal 5-item questionnaire.

The SNOT-22 questionnaire is currently the most commonly used PROM for evaluating outcomes among CRS patients. This metric has been rigorously validated, translated into many languages, and is predictive of outcomes following ESS as well as patient-perceived symptom control. Potential limitations of this questionnaire include its lack of ascertaining disease duration or medication usage data. In-depth factor analysis of the SNOT-22 questionnaire, which has been performed by multiple groups of researchers, has demonstrated that there are either five or four distinct principal components or subdomains within the SNOT-22, each of which reflects largely independent categories of symptoms. DeConde et al. identified rhinologic, extranasal rhinologic, ear/facial, psychologic distress, and sleep disturbance subdomains, and Feng et al. identified sleep, nasal, otologic/facial pain, and emotional symptoms subdomains. Recent outcomes research in CRS has at times included analyses of these SNOT-22 subdomains to guide understanding of a patient's QoL.

With regard to many cases of CRS, the concept of treatment “cure” or “success” may be overly simplistic. Instead, improvement after treatment is probably best seen along a continuum: some patients completely return to normal baseline QoL, some patients experience no improvement or worsening, and many patients report some degree of improvement. Mean statistical improvement of any group being studied does not ensure that the degree of improvement is large enough to be clinically relevant, nor does it necessarily imply that each individual patient has improved. One way to measure outcomes is to determine the threshold for a particular outcomes measure that represents the smallest change in a measure or domain of interest that patients perceive as beneficial, termed the minimal clinically important difference (MCID). For several CRS-specific QOL measures, the MCID has been directly evaluated, as with the SNOT-22 ( Table 43.2 ). For others, authors have chosen to apply approximations, such as the half–standard deviation method, in determining the MCID. A limitation of the MCID is that it is a population-derived score, and the threshold for perceived benefit may vary among individuals. Individualized outcomes measures, however, are complex to use and preclude comparative studies.

TABLE 43.2
Minimal Clinically Important Differences (MCIDs) for Patient-Reported Outcome Measures (PROMS) Used in Chronic Rhinosinusitis
Data modified from Soler ZM, Smith TL: Quality of life outcomes after functional endoscopic sinus surgery . Otolaryngol Clin North Am 43(3):605–612, 2010; Chowdnury NI, Mace JC, Bodner TE, et al: Investigating the minimal clinically important difference for SNOT-22 symptom domains in surgically managed chronic rhinosinusitis. Int Forum Allergy Rhinol 7(12):1149–1155; 2017; Mondina M, Marro M, Maurice S, et al: Assessment of nasal septoplasty using NOSE and RhinoQoL questionnaires. Eur Arch Otorhinolaryngol 269(10):1289–1295, 2012; Mattos JL, Schlosser RJ, Mace JC, et al: Establishing the minimal clinically important difference for the questionnaire of olfactory disorders. Int Forum Allergy Rhinol 8(9):1041–1046, 2018.
QoL Survey Instrument Domains Score Range Published Approximate MCID
  • RSDI total:

0–120 ≥10.35
    • Physical

0–44 ≥3.80
    • Functional

0–36 ≥3.45
    • Emotional

0–40 ≥4.20
  • CSS total:

0–100 ≥9.75
    • Symptoms

0–100 ≥13.25
    • Medications

0–100 ≥12.60
  • SNOT-20

0–100 ≥16.0 (20 × 0.80)
  • SNOT-22 total:

0–110 ≥8.90
    • Rhinologic

0–30 ≥3.8
    • Extranasal rhinologic

0–15 ≥2.4
    • Sleep dysfunction

0–25 ≥2.9
    • Ear/facial pain

0–25 ≥3.2
    • Psychological dysfunction

0–35 ≥3.9
  • RhinoQoL

0–100 3.8–6.1
  • QoD

0–51 2.6–8.6
CSS , Chronic Sinusitis Survey; MCID, Minimal Clinically Important Difference; QOD , Questionnaire of Olfactory Disorders; RhinoQoL , Rhinosinusitis Quality of Life questionnaire; RSDI , Rhinosinusitis Disability Index; SNOT , Sinonasal Outcome Test.

Expanding beyond validated PROMs, over 65 outcomes and outcomes measures are used for CRS research; this has resulted in significant heterogeneity among studies. Based on the large number of outcomes measures and variability from one report to another, a Core Outcome Set (COS) for assessing outcomes in CRS has been proposed. A COS is a standardized group of outcomes measures that may be included in future trials to facilitate data comparisons and future meta-analyses. For the CRS COS, items in four domains were identified as imperative: patient reported symptoms and QoL, control of disease, impact on daily activity, and acceptability of treatment and side effects. The group of clinical experts who developed this COS proposed that the set should comprise SNOT-22 scores repeated over time, LK endoscopic scores, and additional questions to evaluate the need for systemic medications or progression to surgery, compliance with and side effects of treatment, additional information on symptom frequency, and impact on ability to perform normal activities.

In addition to the metrics already mentioned, quantifying productivity loss related to CRS is another way to measure outcomes. Determining the economic impact of chronic diseases is important from societal perspectives and includes estimates of both direct and indirect costs. Direct costs are related to the financial burden of treating the disease (physicians visits, imaging studies, and treatments), whereas indirect costs largely relate to patient productivity losses as a result of missed work (absenteeism), decreased performance while working (presenteeism), and lost leisure time due to the disease. Direct annual costs for CRS have been estimated from $10 billion to $64.5 billion, accounting for up to 4.5% to 4.8% of the overall health care–related expenses in the United States. In addition, the indirect annual societal costs stemming from CRS have been estimated at $12.8 billion, a similar magnitude of annual societal expense compared with chronic migraine ($10.1 billion) and asthma ($21.7 billion) ( Fig. 43.1 ).

Fig. 43.1, Annual productivity (indirect) costs per patient for common chronic diseases in US dollars. CRS, Chronic rhinosinusitis.

Outcomes Following Medical Treatment

Quality of Life Following Initial Medical Treatment

Medical management is the foundation of treatment for CRS. Numerous topical and systemic treatments are employed in the management of CRS, with each leading to different outcomes. This section describes outcomes of medical management for patients with primary, nonrefractory CRS who have not yet had a thorough trial of medical therapy and focuses on commonly used medications in the initial treatment of CRS. Such treatments include nasal saline irrigations, topical and oral corticosteroids, and oral antibiotics. Although there are numerous other agents that may be used, these medications are among the most frequently employed.

High-volume nasal saline irrigations improve disease-specific QoL via the SNOT-20, RSDI, and 31-item Rhinosinusitis Outcome Measurement (RSOM-31) as well as symptom scores and endoscopic scores; on the other hand, improvement in general health-related QoL via the 12-item and 36-item Short Forum Surveys (SF-12, SF-36) has not been as readily observed. Low-volume saline sprays as compared to high-volume irrigations have not yielded significant QoL improvement. Topical intranasal corticosteroids improve symptoms (congestion, rhinorrhea, hyposmia/anosmia, and facial pain/pressure) in patients with CRS without nasal polyposis (CRSsNP); in patients with CRS with nasal polyposis (CRSwNP), they reduce polyp size and mitigate polyp recurrence. Short 2- to 3-week courses of oral corticosteroids temporarily improve symptoms, decrease polyp size, and improve RSOM-31 in the CRSwNP population; this benefit likely lasts for approximately 3 to 6 months before a worsening occurs. Use of these agents must be balanced with the risks associated with the systemic administration of corticosteroids. Oral antibiotics, though commonly prescribed for CRS, may not be particularly useful for patient outcomes. Macrolide antibiotics improve certain symptoms and endoscopy scores and may improve SNOT-20 scores in patients with CRSsNP, whereas doxycycline has been shown to reduce polyp size in patients with CRSwNP.

Overall, medical therapy for primary, nonrefractory CRS leads to improvement for some percentage of patients. The proportion of patients with CRS whose disease is controllable via these means has not been well established, and it is evident that a significant percentage of patients continue to experience symptoms despite this primary medical management. Although there are many studies evaluating the outcomes of individual medication classes in managing CRS, few have evaluated the ideal, multi-agent regimen that would constitute the ideal appropriate medical therapy (AMT), previously referred to as maximal medical therapy. Consensus recommendations for which medications should be utilized in a trial of AMT have only recently been proposed. The current, broadly accepted treatment paradigm for CRS is to initially manage patients with medical therapy in an attempt to control the disease and its symptoms. Patients with CRS whose disease cannot be managed with AMT are said to have refractory disease and are considered candidates for ESS or continued AMT (CAMT). Given the prioritization of PROMs, the success of AMT can be defined as a symptomatic improvement and not exclusively by endoscopic or radiographic changes, such that ongoing symptoms are not sufficiently bothersome to warrant surgery. However, it should be noted that objective evidence of disease following AMT has been associated with clinical relapse, and some researchers have suggested that symptomatic responses to medical therapy must be balanced with control of long-term inflammation. Success rates for AMT with regard to preventing progression to surgery have been reported at 30% to 90%.

Quality of Life Following Medical Treatment for Refractory Disease

The choice of medical or surgical therapy for patients with refractory CRS is a complex and individualized decision that involves a thorough assessment of the anticipated efficacy of each treatment as well as the associated risks. This choice involves shared decision making, a process in which clinicians and patients work together to make decisions and select management based on clinical evidence as well as patient preferences and values. It is important to acknowledge that patients with refractory CRS who select ongoing medical therapy are typically affected differently by their disease than those who select surgical therapy, the former having a milder symptom burden on average. In general, patients with refractory CRS who elect CAMT have been shown to have less severe disease-specific QoL impairment as measured by CSS total score, CSS symptom score, and SNOT-22 total score and better baseline health utility compared with patients who elect ESS.

Reports on the efficacy of CAMT for refractory CRS demonstrate that this treatment modality results in either a mild increase in QoL or a stabilization of decreased QoL. In a prospective study, patients with refractory CRS who elected CAMT experienced some improvements in disease-specific QoL as measured by RSDI total score and subscores as well as CSS total score and symptom score. CAMT, however, did not result in decreased utilization of oral corticosteroids or antibiotics or fewer missed days of work/school for patients. A prospective follow-up study separated these patients who initially elected CAMT into groups based on ongoing treatment modality and elucidated that there are subgroups of patients for whom CAMT is more or less effective. One subset, approximately two-thirds of patients, experienced an improvement in QoL with CAMT as measured by RSDI scores and CSS symptom and total score; they elected to continued medical management. The remaining one-third did not experience QoL improvement with CAMT and crossed over to select surgical treatment.

Additional evidence suggests that CAMT maintains QoL yet does not frequently provide clinically meaningful improvement. A prospective study of patients with refractory CRS who elected CAMT found that the majority of these patients did not experience an improvement in mean SNOT-22 score of at least one MCID; only one in four patients achieved an improvement of at least one MCID, whereas one in five experienced a worsening of at least one MCID. In addition to CRS-specific QoL, patients with refractory CRS have impaired sleep relative to non-CRS controls and commonly have comorbid depression. CAMT results in improvements in depression but does not improve sleep deficits.

Although CAMT results in mild improvement or stability of QoL in certain patients, QoL worsens in patients awaiting ESS despite ongoing CAMT. A prospective Canadian study of patients with refractory CRS who elected ESS followed a refractory CRS cohort with more severely impaired baseline QoL score for an average of 7.1 months while these patients were awaiting surgery. Patients continued medical therapy during this waiting period, which consisted of increased usage of budesonide and saline irrigations to optimize medical management with a compensatory decrease in traditional nasal corticosteroid sprays and no change in utilization of systemic corticosteroids, antibiotics, antihistamines, or antileukotrienes. While awaiting surgery, patients experienced mean worsening of SNOT-22 scores by 8.5 points, thus approaching one MCID, mean worsening of LK scores, and a mean increase of 3.6 work days missed.

In summary, among patients with refractory CRS, current evidence has demonstrated that patients are more likely to select CAMT as a treatment modality if they have less severe QoL impairment from their disease. This contrasts with patients who are more severely affected by CRS and have been more likely to select ESS, as discussed in the following section. Relatively few high-quality studies have been performed that evaluate the efficacy of CAMT in the refractory CRS population. In these less severely affected patients who select CAMT, ongoing medical therapy either maintained a stable level of decreased QoL or improved QoL mildly.

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