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The authors would like to express their gratitude and great respect for the late William L. Young, MD, James P. Livingston Professor and Vice Chair, Department of Anesthesiology, University of California, San Francisco. Bill was an author of this chapter in the last three editions of this book. Bill’s unsurpassed clarity of thought laid the foundations for this chapter in its current form. Bill’s sage advice will always be missed but his vision and contributions to cerebral blood flow physiology will inspire future generations of clinicians and researchers.
The author would also like to thank Mei Wang, MPH, Research Associate Scientist, in the Department of Anesthesiology, College of Physicians & Surgeons of Columbia University, New York, who as with the previous edition, helped in preparation of the manuscript.
Studies of cerebral circulation have improved the understanding of the function and pathophysiology of the central nervous system (CNS). The purpose of this chapter is to review the basic mechanisms of CNS circulatory behavior and the tools used to understand them. The chapter begins with a discussion on regulation of cerebral blood flow in health and the failure of regulation in disease states, and proceeds to discuss the methodology for measuring cerebral blood flow (CBF). A discussion of spinal cord blood flow follows; the chapter ends with a discussion of the applied aspects of manipulating cerebral blood flow and monitoring CBF in the clinical setting.
The lack of a substrate reserve in the CNS and its inability to sustain anaerobic metabolism for more than a few minutes requires a constant blood flow that is finely tuned to the metabolic needs of the tissue. The CNS is a complex and structurally diverse organ that comprises multiple functional subdivisions. Neurons account for approximately half of the brain volume; the remainder consists of glial and vascular elements. In addition to mechanical support of neurons, the glia have important regulatory functions (eg, neurotransmitter handling and maintenance of the metabolic milieu of the neuropile) that, at present, are imperfectly understood.
Metabolic rates differ considerably within the brain tissue; for instance, there is an approximately fourfold difference in cerebral metabolic rate for oxygen (CMRO 2 ) and CBF between cortical gray matter and white matter. Flow and metabolism are coupled, and under physiologic conditions, including sedation and general anesthesia, this coupling is generally preserved ( Figs. 2.1 and 2.2 ). Intravenous anesthetic agents such as propofol seem to preserve flow-metabolism coupling better than volatile agents. In humans, this coupling is evident during anesthetic-induced electroencephalogram (EEG) burst suppression, as demonstrated by transcranial Doppler ultrasonography (TCD) studies during normothermia , and during mild-to-moderate hypothermic cardiopulmonary bypass.
A precise regulatory system has evolved in the CNS whereby instantaneous increases in metabolic demand can be met by a local increase in CBF and substrate delivery. As has been known for a long time and demonstrated with multiple imaging modalities, the time course of this regulatory process is rapid. , Contralateral cortical areas manifest increased flow with hand movement, and a variety of motor and cognitive tasks can be mapped with CBF techniques. Visual stimulation results in almost immediate increases in flow velocity through the posterior cerebral arteries. Positron emission tomography (PET), magnetic resonance imaging (MRI) and time-resolved near-infrared spectroscopy (NIRS) are beginning to unravel the interrelated functions and their temporal relationships in various cortical areas activated by complex phenomena such as language and visual processing. As in most specialized vascular beds, this flow-metabolism coupling is critical during times of stress or extreme physiologic conditions, such as hypotension hypoxia and hypothermia. These pathologic processes engage regulatory mechanisms to keep flow at physiologic levels.
The term autoregulation is used by some to describe the hemodynamic response of flow to changes in perfusion pressure independent of flow-metabolism coupling. The problem with this approach is that the precise mechanisms responsible for maintenance of CBF are poorly understood. One could argue that autoregulation principally implies a matching of flow to metabolism, irrespective of the underlying mechanism. For example, the ability of the cerebral vasculature to dilate in response to tissue hypoxia certainly qualifies as an autoregulatory phenomenon, and it may be an oxygen-sensitive mechanism that regulates vascular resistance. Perhaps when the mediators of these “autoregulatory” events are more precisely known, better terminology can be devised. Autoregulatory responses are those that maintain the internal milieu of the CNS. Those that endanger CNS well-being are dysregulatory . Semantics aside, a clinical distinction can be made between two distinct processes that may or may not be mechanistically related—flow-metabolism coupling and active vasomotion in response to circulatory perturbation. There seems to be an elegant dichotomy of control in the cerebral vascular bed. The “distal vascular” bed can respond rapidly to the sudden changes in the metabolic needs of the tissue, whereas the “proximal vasculature” ensures adequate delivery of blood across a range of perfusion pressures. The two systems probably communicate with each other, in part through nonadrenergic, noncholinergic neurons that innervate the distal penetrating arterioles. ,
Since Roy and Sherrington put forth their hypothesis more than 100 years ago, the prevailing paradigm has been that local metabolic factors are involved in flow-metabolism coupling. However, pure changes in perfusion pressure undoubtedly involve a myogenic response in vascular smooth muscle as well (Bayliss effect). This myogenic response may actually consist of two separate mechanisms, one responding to mean blood pressure changes and the other sensitive to pulsatile pressure. Evidence shows that flow, independent of pressure, may affect vascular resistance. An overwhelming number of metabolic mediators for CBF regulation have been proposed, including hydrogen ion, potassium, adenosine, glycolytic intermediates, and phospholipid metabolites. , Both neurons and astrocytes seem to participate in flow-metabolism coupling. , Endothelium-derived factors such as nitric oxide (NO) enable the endothelium to function as a transducer that controls the tone of the vascular smooth muscles. The interactions between the endothelium and the smooth muscle cells are complex and have built in redundancy. Cellular mechanisms within the endothelium and the vascular smooth muscles often converge on intracellular Ca 2 + as their final common pathway. However, no single mechanism seems to play a preeminent role in regulating blood flow to the brain. ,
Independent assessment of CBF and oxygen utilization by means of PET reveals that the increase in brain activity in response to sensory stimulation results in a minimal increase in O 2 consumption (CMRO 2 , ~ 5%) but a considerably greater increase (~ 30% to 50%) in blood flow. Such an increase in CBF is coupled to the increase in the cerebral metabolic rate for glucose. The disproportionate increases in CBF and cerebral metabolic rate for glucose in comparison with CMRO 2 raise the possibility of anaerobic metabolism in the brain.
The issue of anaerobic metabolism in the brain has been debated ever since these observations were first made and conflicting evidence has been presented in this area. In support of anaerobic metabolism, evidence shows transient lactate production during photoptic stimulation. On the other hand, evidence of an early rapid increase in tissue deoxyhemoglobin concentrations during cortical activity suggests a rise in oxygen use. The temporal relationship between neuronal activation, glucose utilization, and blood flow coupling is still being debated. It is now believed that neuronal activation prompts immediate anaerobic glucose metabolism to meet the energy demands for glutamate release. However, clearance of glutamate requires oxidation of glucose in amounts that are in excess of oxygen utilization, resulting in a net efflux of lactate. Under physiologic conditions, lactate is subsequently oxidized to generate additional energy.
Perivascular innervation in the brain has been recognized since Willis first described the cerebral circulation in 1664. Nevertheless, the precise function of this innervation remains obscure. The current paradigm suggests that autonomic nerves are not necessary for regulatory responses but may modify them in several important ways. A major deficiency in the “local metabolic,” or “negative-feedback” theory is that the necessary temporal relationship between accumulation of vasoactive metabolites and flow increases has not been adequately demonstrated. In addition, in many situations, CBF and CMRO 2 change in the same direction but CBF increases out of proportion to metabolic rate, such as during seizure activity. There is mounting evidence that local neuronal and glial influences play a greater role in regulation of CBF than previously appreciated. Though the understanding of these mechanisms is still evolving, they may better explain the discrepancy seen between the magnitudes of increases in CBF and CMRO 2 .
The remarkable ability of the cerebral vessels to respond to changes in cerebral metabolism, perfusion pressure, and milieu interior, such as Paco 2 , is mediated by a number of cellular mechanisms. These mechanisms involve nitric oxide, prostaglandins (PGE 2 , PGI 2 , and PGF 2α ), vasoactive peptides, potassium channels, and endothelin. , ,
Although it is unlikely to be directly involved in pressure autoregulation itself, NO is the subject of intense scrutiny as a mediator of vascular tone and as a neurotransmitter. , The interest in NO results from the identification of the multiple biologic roles it plays as a messenger molecule. Although until recently no evidence had shown it to have any biologic function at all in vertebrates, NO now appears to have at least the following major roles: (1) bactericidal and tumoricidal effects in white blood cells, (2) a neurotransmitter, and (3) a moderator/mediator of vascular tone, functioning as an “endothelium-derived relaxing factor.”
NO is synthesized from l -arginine by nitric oxide synthase (NOS). There are at least three isoforms of NOS: endothelial (eNOS), neuronal (nNOS), and inducible (iNOS). Of these, eNOS and nNOS exist in the normal brain, whereas iNOS synthesis can be induced by endotoxins and cytokines. Endogenous inhibitors of NOS, such as asymmetric dimethyl- l -arginine (ADMA), are produced during protein catabolism and may reach concentrations sufficient to inhibit NOS activity in the brain. NO action has been studied through the use of arginine analogues such as NG-nitro- l -arginine methyl ester ( l -NAME), 7-nitroindazole, and aminoguanidine, which can nonselectively or selectively block NO synthesis. NO appears to influence basal tone, as well as the endothelium-dependent response to acetylcholine in cerebral arteries and vasogenic dilation from stimulation of nonadrenergic, noncholinergic nerves. In general, topical, systemic, and intra-arterial application of NO donors increases CBF in several animal species. , Intra-arterial injection of the NO donor nitroprusside into angiographically normal territories in patients with cerebral arteriovenous malformations failed to augment CBF. A similar failure of intra-arterial nitroprusside was seen in healthy primates. , In contrast, a study in human volunteers found that systemic and intra-arterial administration of NG-monomethyl- l -arginine ( l -NMMA), a nonspecific inhibitor of eNOS, decreases CBF. , The latter findings suggest that NO may be involved in regulation of basal cerebrovascular tone. After synthesis, NO diffuses into the vascular myocyte and activates guanylate cyclase, forming cyclic guanosine monophosphate (cGMP). A protein kinase is stimulated by cGMP, resulting in phosphorylation of the light chain of myosin and thus vascular relaxation. NO may also act partly through calcitonin gene-related peptide (CGRP) and ATP-sensitive potassium (KATP) channels. NO partly acts also by suppressing endothelial generation of vasoconstrictors such as thromboxane A 2 . In pathologic settings, such as vasospasm and hypoxia, Rho kinase, a serine threonine kinase, is emerging as a potent mediator of sustained vasoconstriction that in part acts through the NO pathway. Inhibition of Rho kinase increases cerebral blood flow. In middle cerebral artery occlusion models, Rho kinase inhibition improves neurologic outcome. , Rho kinase inhibition increases eNOS synthesis, and Rho kinase seems to negatively regulate eNOS activity. Calcium is intimately involved in vascular relaxation by NO. NO appears to be formed on demand and is not stored in vesicles—the traditional fate of neurotransmitters.
The role of NO in the vasodilitatory response due to changes in perfusion pressure or carbon dioxide (CO 2 ) remains to be coherently defined. For example, nonspecific inhibition of NOS in primates does not affect pressure autoregulation but impairs response to CO 2 . However, in humans, nonspecific inhibition of NOS results in a decrease in CBF but does not affect response to hypercapnia. In rodents, nonspecific inhibition of NOS impairs autoregulatory response to hypotension in basilar artery irrigation. While selective nNOS inhibition by 7-nitroindazole has no effect on baseline blood flow, 7-nitroindazole can prevent the increase in blood flow due to neural activation. In canines, 7-nitroindazole decreases collateral blood flow during middle cerebral artery occlusion.
Some investigators have reported that NO appears to play a role in dilation in response to CO 2 . In other experiments, however, its participation in hypocapnia-induced vasoconstriction could not be demonstrated. Iadecola and Zhang proposed that NO plays either an “obligatory” or a “permissive” role in CO 2 -induced vasodilation. Obligatory implies that NO directly mediates vasodilation through that mechanism. For example, topical application of glutamate agonists results in vasodilation that can be markedly attenuated by inhibition of NOS. Therefore, NO seems to play an obligatory role in glutamate-mediated vasodilation. Permissive implies that NO facilitates relaxation but near-complete inhibition of NOS only partly attenuates the vasodilator response. Because hypercapnic response is only partly attenuated by NOS inhibition, NO’s role is described as permissive, with other mechanisms also contributing to hypercapnic dilation. NO appears to play a much greater role in hypercapnic vasodilation in adults than in neonates. The site of action for CO 2 -induced NO production may not be in the endothelium but, rather, in the perivascular structures, such as astrocytes.
The participation of NO in hypoxia-induced vasodilation does not appear to be physiologically important. , , In regard to anesthetic effects on CBF, NO appears to interact with the cerebral vasodilatory effects of both halothane and isoflurane. The role of NO as a neurotransmitter undoubtedly will prove to be significant for care of the patient with neurologic disease through its interactions with anesthetic depth and cerebral ischemic states, , in particular the pathogenesis of vasospasm after subarachnoid hemorrhage (SAH). Inhibition of NO synthesis leads to vasoconstriction due to unopposed effects of endothelial prostanoids, such as thromboxane A 2 and prostaglandin F 2α . Vascular abnormalities in disease states that significantly predispose the brain to damage, such as diabetes mellitus, may also be related to an NO-mediated mechanism.
In the cerebral circulation, perivascular nerves contain several vasodilator peptides, including CGRP, substance P, and neurokinin A. Vasodilation with CGRP, unlike with substance P and neurokinin A, is independent of endothelin. CGRP acts by increasing intracellular cyclic adenosine monophosphate (cAMP) concentrations and partly mediates cerebral vasodilation in response to hypotension, cortical spreading depression, and cerebral ischemia. Vasodilation by NO is in part mediated by CGRP. , CGRP probably does not play a role in vasodilator response to hypoxia or hypercapnia. The physiologic roles of substance P and neurokinin A are not yet understood. Substance P may mediate vasodilation during pathologic derangements such as cerebral and meningeal inflammation and edema.
Of the several potassium channels in the cerebral vessels, two are of particular importance in the regulation of vascular tone: KATP channel and calcium-activated potassium (KCa) channel. A third potassium channel, pH-sensitive delayed rectifier potassium channel, may play a role in hypercapnia. Opening of potassium channels triggers potassium efflux from the vascular smooth muscle cell, hyperpolarizes the cell membrane, closes the voltage-dependent calcium channels, decreases calcium entry into the cells, and ultimately relaxes the muscles. KATP channels are opened by a decrease in intracellular pH and are inhibited by an increase in intracellular ATP concentrations and by sulfonylureas. Activation of KATP channels may partly mediate vasodilation by acetylcholine, CGRP, or norepinephrine (noradrenaline). KATP channels may play some role in vasodilation during hypotension, hypercapnia, acidosis, and hypoxia. KCa channel-mediated vasodilation is due partly to astrocyte-derived carbon monoxide, which diffuses into the smooth muscle cells. Large-conductance KCa (BKCa) channels are the most important of the several KCa channels found in the cerebral circulation. These channels can be selectively blocked by tetraethylammonium, charybdotoxin, and iberiotoxin. Inhibition of BKCa channels results in cerebral vasoconstriction in the large arteries, suggesting that BKCa channels may be involved in the regulation of basal cerebrovascular tone in these vessels. BKCa channels are activated by cGMP, cyclic adenosine monophosphate, and NO and are partly responsible for hypoxia-induced vasodilation of cerebral arteries. , , ,
Prostaglandins such as PGE 2 and PGI 2 are vasodilators but thromboxane A 2 and PGF 2α are vasoconstrictors in the cerebral circulation. Synthesis of prostaglandin H 2 from membrane phospholipids involves two critical enzymes, phospholipase and cyclooxygenase. Prostaglandin H 2 is converted into other prostaglandins by subsequent enzymatic steps. Although cyclooxygenase can be inhibited by aspirin, naproxen, and indomethacin, only indomethacin impairs hypercapnic vasodilation in humans. ,
Prostaglandins probably play a more significant role in the regulation of CBF in neonates than in adults. Inhibition of phospholipase by quinacrine hydrochloride abolishes the cerebrovascular response to hypercapnia, and hypoxia in newborn animals. Endothelial damage and indomethacin also abolish hypercapnia-induced vasodilation and the increase in cerebrospinal fluid (CSF) PGI 2 concentrations. However, indomethacin-impaired CO 2 reactivity can be restored by very low concentrations of PGE 2 . This suggests that prostaglandins may not be direct mediators of hypercapnic vasodilation but that small amounts of prostaglandins are necessary for the CO 2 response to hypercapnia to occur and that prostaglandins thus play a so-called permissive role.
Endothelin is a vasoactive peptide that is synthesized by the brain and the vascular endothelium. There are three isoforms of endothelin. The brain synthesizes endothelin-1 (ET-1) and endothelin-3 (ET-3) but not endothelin-2 (ET-2). The vascular endothelium synthesizes ET-1. The two receptors for endothelin are endothelin A (ETA) and endothelin B (ETB). Activation of ETA receptors causes vasoconstriction, and activation of ETB receptors may cause either vascular relaxation or constriction. Vascular relaxation is thought to be mediated by endothelin receptors on the endothelium, whereas constriction is probably mediated by endothelin receptors located on the smooth muscle cells. ETA receptors are probably more sensitive to ET-1 and ET-2 than to ET-3. The ETB receptor is equally sensitive to all isoforms of endothelin. , Endothelin most likely acts through influx of extracellular calcium, which is probably mediated by protein kinases. The vascular smooth muscle contraction caused by endothelin is sustained, suggesting that endothelin is not involved in rapid adjustment of cerebrovascular resistance (CVR). Topical applications of endothelin receptor antagonists do not alter resting CVR. Endothelin has been implicated in vascular spasm after SAH. , In experimental models of SAH, ETA and ETB receptor antagonists prevent evolution vasospam. Endothelin-induced vasospasm can also be reversed nonspecifically by calcium channel blockade and seems to be more responsive to intra-arterial nicardipine than to verapamil. , Early results of clinical trials showed that intravenous infusion of an ETA receptor antagonist, clazosentan, resulted in a decrease in the incidence of vasospasm after SAH. Intravenous clazosentan infusion reduces the severity of the established cerebral vasospasm. However, despite improvements in angiographic vasospasm with ETA receptor antagonists, more recent clinical analyses have shown no improvement in vasospasm-related cerebral infarction, new cerebral infarction, or case-fatality. Furthermore, treatment with ETA receptor antagonists was associated with higher incidence of pulmonary complications, hypotension, and anemia. Thus, enthusiasm for using these agents has waned.
The primary arterial supply to the brain consists of the anterior circulation, which comprises the two carotid arteries and their derivations, and the posterior circulation, consisting of the two vertebral arteries, which join to form the basilar artery. Collateral arterial inflow channels are a cornerstone of CBF compensation during ischemia. The principal pathways are embodied in the circle of Willis. This hexagonal ring of vessels lies in the subarachnoid space and encircles the pituitary gland ( Fig. 2.3 ). In many patients the circle of Willis is incomplete. The primary routes of collateral circulation are the Willisian channels (anterior communicating artery [ACA] and posterior communicating artery [PCA]) and the ophthalmic artery via the external carotid artery. In a normal individual, there is probably no net flow through these communicating vessels but rather a to-and-fro movement of blood that maintains patency by preventing thrombosis and atresia. These vessels allow flow when a pressure differential develops. The second main recourse for collateral flow in the hemispheres is the surface connections between pial arteries that bridge major arterial territories (ACA-PCA, ACA–middle cerebral artery [MCA], MCA-PCA). These connections are called by various names. “Pial-to-pial anastomoses” or “collaterals” seem to be the most logical terms, but they are also called “leptomeningeal pathways.” These pathways may protect the so-called border zones or watershed areas between vascular territories. A considerable amount of confusion in terminology is found in this domain. Physiologically, a more precise term might be “equal pressure boundary,” that is, where, under normal circumstances, pial flow does not cross collateral pathways into an adjacent territory because the pressures on either side of this distal territorial boundary are equal. Considerable variation exists in the anatomic location of these boundaries, and they may change during the course of treatment, if the vascular architecture is altered, such as after multiple arteriovenous malformation (AVM) embolizations.
Collateral pathways are most efficacious during chronic ischemia, when they may gradually enlarge over time. In the acute stage, it is frequently necessary to augment blood pressure to effectively drive flow across them. Absence of adequate collateral pathways, especially in the circle of Willis, is a normal anatomic variant, so deliberate hypertension is not guaranteed to succeed. A complete circle of Willis with well-developed symmetrical components is present in only 18% to 20% of the population. Hypoplasia of the PCA, the proximal segment of the anterior cerebral artery, or the ACA is often encountered. The size of the collateral vessels may influence the clinical course following acute vascular occlusion. Computer modeling suggests that any change in the ACA diameter, even within the normal range (0.6 to 1.4 mm), has a profound effect on collateral blood flow when an internal carotid artery is occluded. Clinical observations suggest that a PCA diameter of less than 1 mm, measured by MR angiography, may be associated with an increased risk of watershed stroke. The external and internal carotid arteries have the potential for communication, which most commonly manifests as flow from the external carotid artery, via facial pathways, to the ophthalmic artery. Thus retrograde flow is provided to the circle of Willis. Several other pathways may develop between the carotid and vertebrobasilar systems. In rare situations, meningeal collaterals may develop into the intracranial circulation (eg, AVMs and moyamoya disease).
In summary, an elegant microcirculatory arrangement is provided for recruiting accessory inflow channels to the endarterial perfusion territories of the brain. In normal circumstances these channels either lie dormant or are underused, becoming functional (critical) only when a pathologic stress is imposed on the circulation. In general, the circle of Willis and the leptomeningeal communications compensate for an acute interruption of the circulation; other pathways described previously are more likely to compensate for chronic cerebral insufficiency.
Regulation of CVR takes place primarily in the smaller arteries and arterioles (muscular or resistance vessels) and not the larger arteries that are visible on an angiogram (elastic or conductance vessels). However, the contribution of both venules and capillaries and larger conductance arteries to regulatory activity is a subject of controversy. , There is probably a continuum of varying participation in autoregulatory function as one proceeds distally along the arterial tree. , In humans, the venous drainage of the brain is complex and considerably more variable than the anatomy of the arterial tree. The typically thin walled and valveless intracerebral conduits terminate into thicker-walled venous sinuses, which are rigid by virtue of bony attachments. Because of the confluence of the larger venous sinuses, a considerable admixture of venous blood draining the cerebral hemispheres takes place, and it is not uncommon to note, in the later venous phase of an angiogram, that one side of the venous drainage appears to be dominant. This finding may be of interest in the choice of internal jugular vein for cannulation.
Conceptually, a convenient way to model the cerebral circulation is to envision a parallel system of rigid pipes in which Ohm’s law would apply:
where F is flow, P i is input pressure, P o is outflow pressure, and R is resistance.
The term P i − P o is usually referred to as cerebral perfusion pressure (CPP) and is calculated as MAP minus the outflow pressure. The cerebral venous system is compressible and may act as a “Starling resistor.” True CPP often is overestimated because a small gradient exists between systemic and cerebral vessels, which may be particularly important in patients with cerebral AVMs. It is useful to conceptualize pressure and resistance as independent variables in the preceding equation and flow as the dependent variable (ie, the pressure or resistance is affected by disease or treatment, and flow follows suit). For example, drugs exert effects on CBF by changing CPP and CVR (directly for vasodilators and indirectly by metabolic depressants).
Circulatory resistance can be modeled in terms of the Hagen–Poiseuille relationship (Eq. 2.2 ), as follows:
where l is length of conduit; μ is blood viscosity; and r is radius of vessel. Other symbol definitions were given previously. As is the case for Ohm’s law, when this equation is applied to an intact vascular system, a number of critical assumptions are clearly not met. The equation applies to newtonian fluids during nonturbulent flow through rigid tubes. Circulation, in contrast, is pulsatile with capacitance and the potential for turbulence. Also, a decrease in CPP can be a result of a decrease in systemic blood pressure or an increase in ICP or jugular venous pressure. Some groups have reported that the cerebral vascular bed responds in a similar way to changes in CPP, whether as a result of a decrease in the MAP or an increase in intracranial or jugular venous pressure. However, other investigators have reported that for a given change in CPP, the effect on vessel inner diameter due to an increase in ICP is different from that due to a decrease in MAP.
From a purely practical standpoint, examination of the previous relationship leaves little question as to why vessel diameter evolved into the preeminent mode of vascular regulation. Although viscosity and vessel length influence resistance in a linear manner, the fact that flow is proportional to the fourth power of the conduit’s radius makes this the most efficient means of controlling resistance.
In the normal individuals, CBF remains constant with CPP in the range of approximately 50 to 150 mmHg ( Fig. 2.4 ). As the ability of the cerebral vasculature to respond to changes in pressure is exhausted, CBF passively follows changes in CPP. At the extremes, resistance probably does not stay fixed. Vessel collapse and passive vascular dilation may actually potentiate the predicted decline or increase caused by CPP changes. Thus, resistance does not remain linearly related to pressure. Although the general concept put forth in Fig. 2.4 is important, it is only a statistical description of how the general population responds, and a value of 50 mmHg, even in a normotensive individual, does not guarantee that a particular patient’s cerebral circulation remains within the “autoregulatory plateau.” Individual responses vary widely. Ideally, at the lower limit of cerebral autoregulation, a near maximal vasodilation is thought to take place. However, evidence shows that even below the lower limit of autoregulation, pharmacologic vasodilation may be possible. , The relevance of the idealized cerebral autoregulation curve, in particular the lower limit of autoregulation, has been questioned by some writers.
In its simplest form, a cerebral autoregulation curve expressing CBF as a function of CPP is often represented by three straight lines. Two sloping lines intersect a horizontal line at points that represent the lower and upper limits of cerebral autoregulation. The horizontal segment represents the pressure-independent flow within the autoregulatory range, whereas the sloping lines represent pressure-dependent flow outside the range of autoregulation. In mathematical terms, an autoregulatory curve can be characterized by four principal autoregulatory parameters: lower limit of pressure autoregulation, upper limit of pressure autoregulation, slope below the lower limit of autoregulation, and slope above the lower limit of autoregulation. Using mathematical modeling, Gao and colleagues observed that the three previously described autoregulatory curves did not accurately predict the experimentally observed principal autoregulatory parameters ( Figs. 2.5 to 2.8 ). Computer modeling was most successful in predicting experimental results when the arterial resistive bed was compartmentalized into a series of four compartments on the basis of arterial/arteriolar diameter. These study findings suggest that there are multiple sites of autoregulation in the cerebral arterial resistive bed.
A time constant is associated with autoregulatory changes. Fig. 2.9A depicts the response of a simple tube (or a dysregulating vascular bed) to a step change in pressure. Because resistance does not change (assuming nonturbulent flow), flow passively follows the change in pressure. Fig. 2.9B depicts the response that is typical of a normal circulatory bed. With the step change in pressure comes an instantaneous drop in flow, but as the bed actively autoregulates and resistance decreases, flow gradually increases and returns to baseline. When the pressure is returned to normal, there is a transient period of hyperemia while the resistance is reset.
The influence of the cerebral venous system on overall autoregulation is unclear, primarily because of the difficulty of direct observation. The smooth muscle content and the innervation of the venous system are less extensive than those of the arterial system, and many believe that the venous system is a passive recipient of the “regulated” arterial inflow. Asymptomatic occlusion of cortical veins in animals can impair the local autoregulatory response to systemic hypotension. In addition, the venous system contains most of the cerebral blood volume (CBV); therefore slight changes in vessel diameter may have a profound effect on intracranial blood volume. Available evidence suggests that the venous system may be regulated more by neurogenic than by myogenic or metabolic factors.
Both a fast component and a slow component to the myogenic response to changes in perfusion pressure have been proposed. This consideration is of particular interest in the patient undergoing cardiac surgery. During cardiopulmonary bypass, the pulsatile variations in blood pressure transmitted to the cerebral vasculature appear to influence CBF, perhaps by interaction with endothelium-derived mediators of vascular tone. Although the importance of these effects has not been completely determined, the loss of pulsatility may worsen the outcome of a cerebral ischemic event. Sudden restoration of pulsatile perfusion to a previously dampened circulatory bed may be a mechanism to explain certain instances of cerebral hyperemia.
A proposed theory is that an increase in cardiac output may be responsible for improved CBF and outcome after SAH. However, there is little evidence for increased cardiac output as an operative mechanism of improving cerebral perfusion. Improvement in perfusion by volume loading is indirectly accomplished by improving blood rheology and directly accomplished by increasing systemic blood pressure and preventing occult decreases in systemic pressure. Studies examining the possible relationship between a change in cardiac output and a change in CBF have, for the most part, assessed the effect of drugs that increase cardiac output during either normotension or induced hypertension. Some investigators suggest, however, that during deliberate drug-induced hypotension, a decrease in cardiac output might be reflected by a decrease in CBF, even when blood pressure is kept above the lower autoregulatory threshold. The effects of altering cardiac output on CBF are more likely to be indirect effects on central venous pressure and large cerebral vessel tone (ie, sympathetic tone).
Clinically, hematocrit is the main influence on blood viscosity, and, as shown in Eq. 2.2 , blood viscosity is a major determinant of vascular resistance. Muizelaar and associates have proposed that viscosity directly participates in hemodynamic autoregulation. As discussed later, viscosity may be the only determinant of CVR subject to manipulation in certain settings. An inverse relationship exists between hematocrit (Hct) and CBF. A continuing controversy concerns whether this relationship is, in fact, purely rheologic or a function of changes in oxygen delivery to the tissue.
Todd and coworkers demonstrated a significant CBF increase, from 30 ± 14 mL/100 g/min (baseline Hct = 42 ± 2%, mean ± SD) to 100 ± 20 mL/100 g/min at Hct = 12 ± 1% in normal cerebral hemispheres of rabbits. The increase in regional CBF was markedly smaller after focal cryogenic cerebral injury, suggesting that a CBF increase produced by hemodilution is an active vasodilatory process rather than a passive response to changing blood viscosity. In another animal experiment, when blood was replaced by ultrapurified polymerized bovine hemoglobin, the viscosity of which does not depend on shear rate, a fourfold increase in viscosity did not significantly affect CBF. This finding suggests that blood viscosity alone may not significantly affect CBF.
The Hagen–Poiseuille model does not accurately describe the behavior of flow at the microcirculatory level. , When red blood cells (RBCs) flow near vessel walls, they create shear forces, which add resistance. (The shear rate is the change in velocity moving from the wall toward the center of the vessel.) Therefore in all vessels the RBC velocity is faster in the center of the vessel and slower at the periphery. In small vessels, cells move faster than the plasma (the Fahraeus effect), thereby reducing microvascular hematocrit. This reduction in hematocrit causes a reduction in viscosity (the Fahraeus–Lindqvist effect). Another contribution of the smaller microvascular hematocrit is that as the vessels become progressively smaller, the relative size of the annular periphery (with reduced flow velocity) becomes larger.
Cerebral hematocrit in humans is approximately 75% of systemic values, but it is affected by Paco 2 and presumably by other vasoactive influences. Relative hypercapnia reduces cerebral hematocrit, and it is presumed that the other vasodilators do as well.
CO 2 is a powerful modulator of CVR. At one time, CO 2 was thought to be the “coupler” between flow and metabolism, because an increase in metabolism generates CO 2 and therefore releases a cerebral vasodilator into the local environment. Rapid diffusion across the blood–brain barrier (BBB) allows CO 2 to modulate extracellular fluid pH and affect arteriolar resistance. Metabolically induced changes in pH in the systemic circulation do not have the same effect in the presence of an intact BBB, but metabolic production of H + released into the CSF or extracellular space from ischemic lactic acidosis does. The mechanism of vasodilation by CO 2 may be different in adults and neonates ( Fig. 2.10 ). Evidence shows that NO and cyclic guanosine monophosphate pathways are probably more important in adults, whereas prostaglandins and cyclic adenosine monophosphate are more important in neonates. By active, though somewhat sluggish, exchange of HCO 3 − the CSF eventually buffers itself against alterations in pH by CO 2 diffusion. Although CO 2 -induced cerebral vasoconstriction wanes over a period of 6 to 10 hours, this period can be variable in an individual patient. Also important in this regard are chronic states of either hypocapnia or hypercapnia, because sudden normalization of Paco 2 can result in relative hypoperfusion or hyperperfusion.
At normotension, there is a nearly linear response of CBF at a Paco 2 between 20 and 80 mmHg (CBF changes approximately 2% to 4% for each mmHg change in Paco 2 ). The linearity of the response breaks down as Paco 2 approaches the extremes. The values quoted for either percentage change or absolute levels in CBF change per unit CO 2 are highly variable, depending on the methods employed and whether hemispheric or cortical flow is measured.
In general, doubling Paco 2 from 40 to 80 mmHg doubles CBF, and halving Paco 2 from 40 to 20 mmHg halves CBF. This highly reproducible cerebrovascular CO 2 response is often used as a way of validating and comparing different CBF methods.
In a fashion analogous to blood pressure autoregulation, the CO 2 response is limited by either maximal vasodilation at extreme hypercapnia or maximal vasoconstriction at extreme hypocapnia. Hypocapnia, however, may adversely affect cellular metabolism and shift the oxyhemoglobin dissociation curve to the left. Severe hypocapnia (approximately 10 mmHg) can result in anaerobic glucose metabolism and lactate production. , Although clinical experience clearly demonstrates impaired mentation with less severe degrees of hyperventilation, it is not clear whether this impairment represents impairment of tissue oxygenation or some effect of tissue alkalosis and transcellular ionic shifts. Clinically, inducing such extreme levels of hypocapnia is almost never necessary, and Paco 2 levels below 25 mmHg are best avoided except in extraordinary circumstances. The routine use of profound hypocapnia in all neurosurgical settings should undergo reevaluation. ,
Arteriolar tone, set by the systemic arterial blood pressure, modulates the effect of Paco 2 on CBF. Moderate hypotension blunts the ability of the cerebral circulation to respond to changes in Paco 2 , and severe hypotension abolishes it altogether ( Fig. 2.11 ). Conversely, Paco 2 modifies pressure autoregulation, and from hypercapnia to hypocapnia there is a widening of the “autoregulatory plateau” ( Fig. 2.12 ).
There might be gender-based differences in CO 2 reactivity due to the underlying levels of prostaglandins. For example, suppression of prostaglandin synthesis by indomethacin treatment causes a greater attenuation of CO 2 reactivity in premenopausal women than in men. Paco 2 responsiveness also varies by region. This difference may be due to the relative metabolic requirements present in each area, but this mechanism is not understood. Healthy female subjects demonstrated a greater increase in MCA flow velocity after 5% CO 2 inhalation than male subjects. This finding confirms a gender-dependent response to CO 2 in healthy subjects. Decreased CO 2 reactivity can be a function of local decreases in CPP distal to a spastic or stenotic vessel. In addition, it may reflect deranged metabolism or structural damage in a number of disease states, including head injury, SAH, and ischemic cerebrovascular disease. In comatose patients, impaired CO 2 reactivity suggests a poor prognostic outcome.
Within physiologic ranges, Pao 2 does not affect CBF. Hypoxemia, however, is a potent stimulus for arteriolar dilation, as a result of tissue hypoxia and concomitant lactic acidosis, although the precise mechanism is unclear. Vasodilation in response to hypoxia probably involves adenosine and KATP channels. CBF begins to increase at a Pao 2 of about 50 mmHg and roughly doubles at a Pao 2 of 30 mmHg. States that impair CO 2 reactivity are likely to interfere with O 2 reactivity as well. The response of CBF to changes in both Pao 2 and the oxygen content of blood is shown in Fig. 2.13 . Hyperoxia decreases CBF, producing a modest 10% to 15% decrease at 1 atmosphere. Hyperbaric oxygenation in humans decreases CBF, but high atmospheric pressure alone probably does not affect CBF.
As is true for other organ systems, cerebral metabolism decreases with diminishing temperature. For each 1 °C decrease in body temperature, CMRO 2 drops by approximately 7%. Alternatively, this relationship may be characterized by the metabolic temperature coefficient, Q10 , which is defined as the ratio of CMRO 2 at temperature T, divided by the CMRO 2 at a temperature that is 10 °C lower (T − 10). The value for cerebral Q10 in the physiologic range of 27° to 37 °C is between 2.0 and 3.0. Below 27 °C, however, Q10 increases to near 4.5. This finding has been explained on the basis of the neuroelectrical effects, wherein the major suppression of neuronal function occurs between 17 ° and 27 °C. Thus the lower Q10 between 27 ° and 37 °C simply reflects the decrease in the rates of biochemical reaction (basal CMRO 2 ), and the higher Q10 between 17 ° and 27 °C is due to the additive effect of the decrease in neuronal function. , Because moderate hypothermia, without major suppression of neuronal functions, provides better neuroprotection than isoelectric doses of barbiturates, identifying the biochemical mechanisms that contribute to basal CMRO 2 is important.
The regulation of CBF is known to be closely coupled to cerebral metabolism and it is not surprising that this hypothermia-induced reduction in CMRO 2 is reflected by a parallel decrease in CBF. Some heterogeneity is found in this response, however; so CBF changes are most apparent in the cerebral and cerebellar cortex, less apparent in the thalamus, and not significant in the hypothalamus and brainstem.
Intraoperative hypothermia is most often encountered during cardiopulmonary bypass. CBF in this setting has been shown to correlate with nasopharyngeal temperature, with a maximum 55% reduction in CBF occurring, in one study, at the lowest measured temperature, 26 °C. This finding corresponds to a 56% calculated reduction in CMRO 2 . CMRO 2 continues to decrease with further lowering of temperature up to the point of EEG silence. In dogs, this level is reached at 18 °C. CBF during cardiopulmonary bypass with profound hypothermia (18° to 20 °C) is disproportionately maintained and is determined by arterial blood pressure and not pump flow rate. , However, during rewarming, CBF velocity remains lower than the pre-bypass value, probably because of hypothermia-induced changes in the cerebral vasculature. A period of cold full-flow reperfusion may improve cerebral perfusion during rewarming.
The effects of hypothermia and anesthetic drugs may be additive to the point at which EEG activity ceases. Thiopental administered during hypothermia in doses that enhance the hypothermia-induced suppression of EEG activity produces a further reduction in CMRO 2 , which is paralleled by an additional decrease in CBF. Although similar effects on CMRO 2 can be brought about by isoflurane, no additional drop in CBF appears to take place.
Autoregulation, as well as CO 2 reactivity, is well preserved during cardiopulmonary bypass at moderate hypothermia. Some investigators suggest, however, that autoregulation may become impaired if the CO 2 content of blood is allowed to rise. This effect can occur when exogenous CO 2 is administered to provide a “normal” PaCO 2 corrected to the patient’s actual temperature during “pH-stat” acid–base management. Recalculating the PaCO 2 at 37 ° C for “alpha-stat” acid–base management reveals patients so treated to be markedly hypercapnic, which explains the grossly elevated values of CBF reported in some cardiopulmonary bypass studies. ,
Dose-related anesthetic or drug effects (eg, isoflurane, desflurane, and sevoflurane) can alter vasoactive responses just as blood pressure and CO 2 do ( Fig. 2.14 ). , The significant vasodilatory effects of volatile anesthetic agents are apparent at minimum alveolar concentrations (MACs) exceeding 1.5. At higher MACs, volatile anesthetic agents can blunt the CO 2 response or render CBF pressure passive. Absolute CO 2 reactivity is preserved during intraoperative use of a narcotic, such as fentanyl or remifentanil. CO 2 reactivity is also preserved with intravenous propofol anesthesia. Total intravenous anesthesia with propofol and remifentanil generally preserves response to CO 2 and protects pressure autoregulation better than that with volatile anesthetic agents. Because of preserved flow-metabolism coupling, progressively increasing depth of propofol anesthesia results in a decrease in CBF. In contrast, volatile anesthetic agents in concentrations exceeding 1.5 MAC are associated with a disproportionate increase in CBF. Although intravenous anesthetic agents such as propofol seem to preserve flow-metabolism coupling better than volatile agents, the addition of nitrous oxide further impairs flow-metabolism coupling. In clinical practice, prophylactic mild hyperventilation is used to offset the vasodilatory effects of volatile anesthetics. Interestingly, intracarotid injections of intravenous anesthetic drugs in doses sufficient to cause burst suppression do not decrease blood flow, suggesting an uncoupling of blood flow and metabolism with intra-arterial injections. The apparent loss of flow-metabolism coupling with intra-arterial injections of anesthetic drugs may be due either to the biomechanical effects of the injection or to direct vascular effects.
The effect of ketamine, a N -methyl- D -aspartate (NMDA) receptor antagonist used with increasing frequency as an adjuvant intravenous anesthetic, on CBF is complex. In awake volunteers, sub-sedative doses of ketamine increased CBF and CMRO 2 in some brain regions. In anesthetized patients, however, these effects can be reduced by coadministration of benzodiazepines and controlled ventilation. Ketamine did not abolish auto-regulation in normocapnic pigs. Dexmedetomidine, an intravenous α2 receptor agonist, reduces CBF , but animal studies have demonstrated it does not decrease CMRO 2 . Dog studies suggest this may at least in part be a result of direct action on vasculature, not a result of systemic hypotension or decreased CMRO 2 .
Vasoactive drugs may affect different aspects of autoregulatory behavior, as illustrated by evidence that nitroprusside impairs the ability of the circulation to maintain CBF when CPP is lowered but not when CPP is increased. Independent of autoregulatory impairment, anesthesia with volatile drugs appears to result in a trend for CBF to decrease over time in animal models. This does not, however, involve an effect on CSF pH. Not only do absolute flow levels decrease, but CO 2 responsiveness changes as well. , This time-dependent CBF decrease has been proposed to be operative during cardiopulmonary bypass in humans.
The cause of these flow decreases (or, possibly, return to “normal”) has not been adequately explained. Evidence that flow does not decrease in other carefully controlled studies raises the question that this time effect may be a methodologic artifact. , In conditions of temperature flux, declines in CBF during the initial period of cardiopulmonary bypass with the skull closed probably reflect temperature equilibration in the brain. Interestingly, however, with the skull open and direct monitoring of cortical temperature, there does not appear to be a lag during cooling and rewarming during cardiopulmonary bypass.
One of the most striking differences between the systemic and cerebral circulations is the relative lack of humoral and autonomic influences on normal cerebrovascular tone. The systemic circulation is regulated to a large extent by sympathetic nervous activity, but autonomic factors do not appear to control the cerebral circulation. Thus autonomic nerves are not necessary for regulatory responses, but they may modify these responses in several important ways.
The innervation of the cerebral vasculature is extensive, , involving serotonergic, adrenergic, and cholinergic systems of both intracranial and extracranial origin. The physiologic significance of this intricate and extensive system of innervation is not fully understood. One confounding factor in the interpretation of experimental studies is a marked interspecies difference in the CBF response to sympathetic stimulation. Thus in monkeys, acute sympathetic denervation has no effect on CBF, but acute sympathetic stimulation reduces CBF during normotension and during hypertension. In cats and dogs, by contrast, sympathetic stimulation has no effect during normotension. However, when acute hypertension is induced in cats by aortic ligation, electrical stimulation of the cervical sympathetic chain attenuates the increase in CBF and decreases disruption of the BBB.
Under normal circumstances, the presence of baseline sympathetic tone exerted on the cerebral vasculature in humans is controversial. The lack of baseline tone is supported by studies demonstrating that phentolamine-induced α-adrenergic receptor blockade does not affect CBF. In contrast, Hernandez and colleagues have demonstrated in monkeys that unilateral superior cervical ganglion excision leads to a 34% increase in CBF on the affected side, with no effect on autoregulation.
The effect of increased sympathetic tone on CBF in altered physiologic states, on the other hand, is well recognized. For example, using intense stimulation of the stellate ganglion in dogs, D’Alecy could produce a decrease in CBF greater than 60%. Thus acute sympathetic stimulation can shift the autoregulatory curve to the right. Reflex increases in sympathetic tone have been shown to attenuate the transient increases in CBF that are observed during severe hypertensive episodes. Sympathetic stimulation is also associated with a small decrease in the hyperemia seen during hypercapnia in normotensive rabbits. The cerebrovascular effects are more pronounced during bilateral sympathetic nerve stimulation. These effects are seen despite acidosis, which inhibits the release of norepinephrine. ,
Sympathetic stimulation probably constricts the larger conductance and pial vessels, thereby interposing an additional “resistor” proximal to the arterioles. In those situations in which an increase in CBF occurs as a result of a rise in cerebral metabolic rate (ie, seizures), even bilateral activation of sympathetic nerves has no effect on CBF. In such situations, metabolic factors are the overwhelming determinants of CBF, with only a minimal contribution from the sympathetic nervous system.
At the lower limits of autoregulation, sympathetic activity modifies the autoregulatory response of CBF to a decrease in arterial blood pressure ( Fig. 2.15 ). At equivalent blood pressures, CBF is lower during hemorrhagic hypotension than during pharmacologically induced hypotension. Thus when reflex sympathetic constriction of larger cerebral arteries in response to hypotension is prevented by acute surgical sympathectomy or α-adrenergic receptor blockade, CBF is better maintained because autoregulation is preserved to a MAP that is 35% of control, in contrast to 65% of control pressure in untreated baboons. This observation explains why drug-induced hypotension during anesthesia is better tolerated than hypotension resulting from hemorrhagic shock. Although never studied, the sympathetic stimulation that occurs with severe pain may also shift the autoregulatory curve to the right.
Parasympathetic fibers surround the vessels of the circle of Willis and the cortical pial vessels. These fibers contain a wide variety of vasodilatory mediators, which include substance P, neurokinin A, and CGRP, whose mechanism of action was discussed earlier. Stimulation of parasympathetic fibers promotes a vasodilatory reaction to ischemia. Thus in rats rendered ischemic by branch occlusion of the MCA, sectioning of these nerves has been shown to lead to a greater cerebral infarction volume. Any protective effect, however, may be overshadowed by an increase in postischemic hyperemia mediated by stimulation of these same fibers. Parasympathetic fibers may also attenuate cerebral hyperemia after release of carotid arterial occlusion. Parasympathetic vasoconstrictor response is probably mediated by neuropeptide Y. Because of species differences, these results cannot reasonably be extrapolated to humans. In summary, despite extensive innervation of the intracerebral vessels, the purpose of these pathways currently remains unclear.
There is an evolving paradigm shift in our understanding of local cerebral blood flow regulation. This new line of thought holds that input from neurons and glial cells, particularly astrocytes, regulates local blood flow directly by a “feed forward mechanism.” This new paradigm downplays the traditional “local metabolite” theory of a “negative feedback” loop consisting of increased metabolic products leading to local vasodilation. Evidence suggests that activation of neuronal NMDA receptors during glutamatergic excitatory neurotransmission leads to activation of nNOS and neuronal NO release. At least in the cerebellum, this NO appears to dilate cerebral vasculature directly. In the cortex, neuronally-generated NO vasodilates nearby vessels by inhibiting production of 20-hydroxy-eicosatetraenoic acid (20-HETE), a vasoconstrictor, in neighboring astrocytes.
Astrocytes reside between neurons and vascular smooth muscle cells with their endfoot processes wrapped around cerebral vessels, positioning them to serve as mediators of neurovascular communication. Several mechanisms have been suggested to describe how astrocytes may do this. Perhaps most notably, it has been proposed that glutamate released from nearby neurons during excitatory neurotransmission activates astrocyte metabotrophic glutaminate receptors (mGlutRs), leading to an increase in intracellular calcium concentration and activation of phospholipase A2. This leads to an increase in arachidonic acid production from membrane phospholipids and an increase in prorelaxant prostaglandins (likely PGE 2 ) and epoxyeicosatrienoic acids (EETs), all of which are arachidonic acid metabolites. Others have proposed that elevations in astrocyte calcium concentration activates large-conductance Ca 2 + -activated K + (BK) channels in astrocyte endfeet, leading to release of K + on neighboring vessels. This local, modest increase in extracellular K + is purported to hyperpolarize vascular smooth muscle cells and limit Ca 2 + entry via voltage-gated Ca 2 + channels. ,
In a seeming contradiction, elevations in astrocyte calcium concentration and the resultant generation of arachidonic acid can also cause vasoconstriction. This likely results from the conversion of arachidonic acid to proncontractile 20-HETE in vascular smooth muscle itself. Whether astrocytes ultimately mediate prorelaxant or procontractile effects may depend on the existing vascular tone and local O 2 concentration.
Cerebral autoregulation is disturbed in a number of disease states. Most diseases that affect the CNS will, in one way or another, affect the ability of the circulation to regulate itself. Examples are acute ischemia, mass lesions, trauma, inflammation, prematurity, neonatal asphyxia, and diabetes mellitus. Despite a wide range of causes, the final common pathway of dysfunction, in its most extreme state, may be termed vasomotor paralysis .
What causes autoregulation to fail? The simplistic approach is to invoke tissue acidosis or local accumulation of “noxious metabolites,” but it does not account for all cases. Localized damage that results in loss of autoregulation at sites distant from the injury is more difficult to explain. , Furthermore, Paulson and associates coined the term “dissociated vasoparalysis” to describe retained CO 2 responsiveness with loss of autoregulatory capacity to changes in blood pressure. This response can be observed in regions contralateral to tumor or infarction or during hyperperfusion after AVM resection. Such a dissociation between two preeminent vasomotive stimuli emphasizes that pressure regulation is much more vulnerable than loss of CO 2 reactivity or, possibly, other metabolic influences on regulatory mechanisms. Total loss of CO 2 responsiveness is probably a preterminal event. A related phenomenon is diaschisis, the occurrence of hypoperfusion and hypometabolism remote from a damaged area. ,
“False autoregulation” is an additional phenomenon that has been described in the setting of head injury. In a paralyzed circulatory bed, pressure-passive increases in CBF may result in local pressure gradients in the most damaged areas. Local swelling may then keep CBF constant despite rising systemic pressures.
Autoregulatory failure ( Fig. 2.16 ) can be divided into “right-sided” (hyperperfusion) and “left-sided” (hypoperfusion) autoregulatory failure. Although the following sections discuss the parenchymal consequences of dysregulation in a homogeneous light, there are differing regional susceptibilities to ischemia and circulatory “breakthrough.” Portions of the hippocampus, for example, are exquisitely sensitive to ischemia. Previously this feature was thought to be simply a function of the basal metabolic state of the tissue—that is, the higher the metabolic rate, the more susceptible the tissue is to ischemia. However, this sensitivity undoubtedly involves other mechanisms.
Hypoperfusion leads to cerebral ischemia. However, there is no reason to believe that the fundamental metabolic consequences of reduced CBF to the neurons are any different for any of the various modes of flow reduction. The distinction of complete versus incomplete ischemia, however, may have metabolic consequences, and, most importantly, regional or focal ischemia carries with it the possibility of collateral supply of CBF.
Fig. 2.16 is an idealized expansion of the left side of the autoregulatory curve shown in Fig. 2.4 . As CPP decreases toward the lower limit of autoregulation (approximately 50 mmHg), arteriolar resistance vessels dilate and CBV increases. At the lower limit of autoregulation, however, the capacity for vasodilation is exhausted, the circulation cannot decrease resistance further to maintain flow, and CBF begins to decline passively as CPP decreases further. At first, an increase in oxygen extraction compensates for the passive decline in CBF. When oxygen extraction is maximum, CMRO 2 begins to diminish. Accordingly, synaptic transmission becomes impaired and eventually fails completely, as manifested by an isoelectric EEG. At this point, sufficient energy is available to keep the neurons alive, but neuronal “work” is abolished. Proceeding to even lower flow levels results in “membrane failure” (Na + , Ca 2 + , and water enter, and K + exits the cell; i.e., cytotoxic edema). Such reductions in CBF are in the lethal range and result in infarction if not corrected.
The development of cerebral infarction depends both on the degree to which flow is reduced to ischemic levels and on its duration ( Fig. 2.17 ). Neuronal tissue can receive flow at a level that prevents normal function but does not result in permanent damage. If flow is returned to adequate levels, function returns. As shown in Fig. 2.17 , two such states may exist, the penlucida, from which tissue recovers function irrespective of the ischemic time, and the penumbra, from which tissue is salvageable only if flow is restored within a certain time. The term penumbra, which means “almost shadow,” was introduced by Branston and associates. They originally used the term to denote all such tissue that was nonfunctional but that had the capacity to regain function. To make the distinction between tissue that survives without intervention and tissue that succumbs if left untended, Drummond and colleagues designated the former as ischemic penlucida (“almost light”).
Although any clinical event that results in EEG changes suggesting ischemia should be assumed to represent a threat for irreversible damage and should be treated accordingly, many such events probably reflect flow reduction to the penumbral range (see Fig. 2.16 ). An example of this phenomenon is the patient undergoing carotid endarterectomy in whom EEG changes suggesting ischemia develop after carotid clamping. With shunt placement, the EEG normalizes, and the patient awakens without sequelae.
If CPP exceeds the upper limit of autoregulation, flow initially increases with a fixed maximal arteriolar resistance. At some point, the arteriolar bed dilates under the increasing pressure, and the resistance falls as well. Clinically, one may observe brain swelling from this intravascular engorgement, vasogenic edema from opening of the BBB, and intracerebral hemorrhage from vessel rupture. , , The different types of brain swelling and their primary fluid compartment alterations are shown in Table 2.1 .
Type of Swelling | Primary Fluid Compartment Alteration |
---|---|
Cytotoxic | Shift of fluid from extracellular to intracellular space |
Vasogenic | Shift of fluid from intravascular to extracellular space |
Interstitial | Shift of cerebrospinal fluid into extracellular space |
Hyperemic | Increase in intravascular volume |
To explain the occurrence of postoperative brain swelling and intracerebral hemorrhage after AVM resection, the concept “normal pressure perfusion breakthrough” (NPPB) or “circulatory breakthrough” has been proposed. This theory holds that the low-resistance AVM shunt system results in arterial hypotension and venous hypertension in the relatively normal circulatory beds irrigated by vessels in continuity with feeding arteries and draining veins adjacent to the lesion. Regional CBF in these neighboring areas is kept in a normal range by appropriate autoregulatory vasodilation. This long-standing state of maximal dilation may result in vasomotor paralysis; the resistance vessels may no longer be capable of autoregulation should perfusion pressure increase. When the AVM fistula is interrupted, the pressure “normalizes” in the neighboring circulation. However, the presence of a vasomotor paralysis in newly normotensive circulatory beds prevents the appropriate increase in CVR necessary to maintain flow at a constant level, and cerebral hyperemia occurs. This hyperperfusion and abrupt increase in perfusion pressure may result in swelling and hemorrhage, although the precise mechanism is speculative. Postoperative swelling and hemorrhage after carotid endarterectomy and after obliteration of a jugular-carotid fistula are probably mechanistically related to normal pressure perfusion breakthrough.
Many of the aspects of “perfusion breakthrough” are controversial and supported by anecdotal evidence only. As observed in rats, 12 weeks after creation of carotid-jugular fistulas that result in chronic cerebral hypoperfusion, perfusion breakthrough occurs at a much lower systemic pressure than in normal animals (130 vs. 180 mmHg). This finding suggests that chronic cerebral hypoperfusion decreases the upper limit of autoregulation and could account for the pressure breakthrough phenomena when CPP is restored in hypoperfused vascular beds. The syndromes of pressure breakthrough that result in postoperative catastrophes are clearly a clinical problem, but the precise mechanisms and relative importance of the contributing circulatory physiology remain to be elucidated. Young and colleagues reported that after AVM resection, cerebral hyperemia—not feeding artery pressure—was the predictor of “breakthrough” complications. This finding argues against a simple hydraulic explanation of the breakthrough complications and points toward other possible causes. There is growing interest in the notion that neuroeffector mechanisms , may participate in the pathogenesis of pressure breakthrough phenomena.
Many of the pathophysiologic events leading to irreversible neuronal damage are probably due to injury sustained during reperfusion of the ischemic tissue, perhaps as a result of reoxygenation. Specifically in regard to CBF, the syndrome of delayed hypoperfusion is evident.
The significance of the hypoperfusion in relation to neuronal damage is not clear. Most likely, CBF is grossly and appropriately coupled to a decreased metabolic rate after ischemia ; however, certain areas of the brain may be left with a mismatched CBF-metabolism ratio. Adhesion of neutrophils to the vascular endothelium may also prevent restoration of tissue perfusion after cerebral ischemia. Mice deficient in intercellular adhesion molecules are relatively resistant to stroke following transient cerebral ischemia. Reperfusion injury can also be mitigated by aminoguanidine, a selective inhibitor of inducible NOS, and ifenprodil, a polyamine site N -methyl- d -aspartate (NMDA) receptor antagonist. ,
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