Alterations in Ventricular Function: Diastolic Heart Failure


Acknowledgment

Supported by grants from CVON (Cardioavasculair Onderzoek Nederland), Dutch Heart Foundation, The Hague (RECONNECT, EARLY HFPEF).

Heart failure (HF) with preserved ejection fraction (EF; HFpEF) currently accounts for greater than 50% of all HF cases, and its prevalence relative to HF with reduced EF (HFrEF) continues to rise at a rate of 1% per year ( see also Chapter 39 ). By 2020, the prevalence of HFpEF is projected to exceed 8% of people older than 65 years of age, and the relative prevalences of HFpEF and HFrEF are predicted to be 69% and 31%, respectively, turning HFpEF into the most prevalent HF phenotype. Outcomes in patients with HFpEF and HFrEF are equally poor, with 5-year mortality rates up to 75% in both HF phenotypes. In contrast to HFrEF, modern HF pharmacotherapy did not improve outcome in HFpEF, which is related to incomplete understanding of HFpEF pathophysiology, patient heterogeneity, suboptimal trial designs, and lack of insight into primary pathophysiologic processes. Patients with HFpEF are frequently elderly females, and patients have a high prevalence of noncardiac comorbidities, which independently adversely affect myocardial structural and functional remodeling. Furthermore, although diastolic left ventricular (LV) dysfunction represents the dominant abnormality in HFpEF, numerous ancillary mechanisms are frequently present, which also negatively affects cardiovascular reserve. Over the past decade, clinical and translational research has led to improved insight into HFpEF pathophysiology and the importance of comorbidities and patient heterogeneity. Recently, a new paradigm for HFpEF has been proposed, which suggests that comorbidities drive myocardial dysfunction and remodeling in HFpEF through coronary microvascular inflammation. In the conceptual framework of HFpEF treatment, emphasis may need to shift from a “one-size-fits-all” strategy to an individualized approach based on phenotypic patient characterization and diagnostic and pathophysiologic stratification of myocardial disease processes. This chapter describes these novel insights from a pathophysiologic standpoint.

Physiology of Diastolic Filling and Compliance

Normal diastolic function allows adequate filling of the heart without an excessive increase in diastolic filling pressure both at rest and with exercise. LV relaxation starts at end-systole, and LV pressure falls rapidly when the LV expands, creating a left atrial (LA)-to-LV pressure gradient when LV diastolic pressure drops below LA pressure ( Fig. 11.1 A ). This accelerates blood out of the LA and produces rapid early diastolic LV filling, with the LA-to-LV pressure gradient being considered a measure of LV suction. Following filling of the LV, the pressure gradient from the LA to the LV apex decreases and then transiently reverses. The reversed mitral valve pressure gradient decelerates and then stops the rapid flow of blood into the LV in diastole. During the midportion of diastole (diastasis), the LA and LV pressures equilibrate and mitral flow nearly ceases. Late in diastole, atrial contraction produces a second LA-to-LV pressure gradient that again propels blood into the LV (see Fig. 11.1A ). After atrial systole, as the LA relaxes, its pressure decreases below LV pressure, causing the mitral valve to begin closing.

Fig. 11.1, (A) The four phases of diastole are marked in relation to pressure recordings from the left atrium (LA) and left ventricle (LV) . The first pressure crossover corresponds to the end of isovolumic relaxation (IR) and mitral valve opening. In the first phase, LA pressure exceeds LV pressure, accelerating mitral flow. Peak early diastolic mitral valve blood flow velocity approximately corresponds to the second crossover. Thereafter LV pressure exceeds LA pressure, decelerating mitral flow. These two phases correspond to rapid filling. This is followed by slow filling, with almost no pressure differences. During atrial contraction, LA pressure again exceeds LV pressure with late diastolic filling from LA contraction. (B) Time constant of isovolumic relaxation (Tau) indicates the rate of LV pressure fall. Tau becomes shorter when LV pressure fall accelerates and longer when LV pressure fall slows. EDP , End-diastolic pressure.

Diastolic Dysfunction

Normally, early diastole is responsible for the majority of ventricular filling, but with disturbed myocardial relaxation the rate of early diastolic LV pressure decline is reduced, which increases the time to reach minimal LV diastolic pressure and augments the importance of the contribution of atrial contraction for diastolic filling. As LA pressure increases, early diastolic filling becomes more dominant despite impaired myocardial relaxation. Early filling is initiated by increased LA pressure, which pushes the blood into the LV, instead of the negative LV diastolic pressure, which pulls the blood from the LA by suction (see Fig. 11.1A ). As diastolic function worsens, LA pressure is elevated and myocardial relaxation is impaired at rest, as evident from prolongation of the time constant of isovolumic relaxation (see Fig. 11.1B ). Most of diastolic LV filling now occurs during early diastole, and LA contraction may not be sufficient. In this situation, LA contraction pushes blood back into the pulmonary veins, especially if pulmonary venous diastolic forward flow is already completed at the time of atrial contraction. The term diastolic dysfunction indicates an abnormality of diastolic distensibility, filling, or relaxation of the LV, regardless of whether the EF is normal or abnormal and regardless of whether the patient is symptomatic or asymptomatic. After adjustment for established HF risk factors, asymptomatic antecedent LV diastolic dysfunction was associated with incident HF in individuals recruited in the Framingham Heart Study. Thus diastolic dysfunction refers to abnormal mechanical (diastolic) properties of the ventricle and is present in virtually all patients with HF. The term HFpEF refers to a clinical syndrome characterized by symptoms or signs of HF, preserved LVEF, and diastolic LV dysfunction.

Invasive Measurement of Diastolic Function: Relaxation and Chamber Stiffness

Evidence of abnormal LV relaxation, filling, diastolic distensibility, and diastolic stiffness can be acquired invasively during cardiac catheterization. Ventricular pressure fall is the hemodynamic manifestation of myocardial relaxation, and the rate of global LV myocardial relaxation is reflected by the exponential course of isovolumic LV pressure fall (see Fig. 11.1B ). Isovolumic relaxation can be quantitated by calculating the peak instantaneous rate of LV pressure decline, peak (−)dP/dt, and the time constant of isovolumic LV pressure decline, tau (τ) (see Fig. 11.1B ). Tau is inversely related to the rate of LV pressure fall, becoming shorter when LV pressure fall accelerates and longer when LV pressure fall slows, such that τ greater than 48 milliseconds represents evidence for delayed relaxation. Another invasive approach that can be used to determine LV chamber stiffness and compliance is through measurement of LV pressure volume loops with the use of high-fidelity LV conductance catheters, which simultaneously measure LV pressure and LV volume ( Fig. 11.2A ). By changing preload (e.g., transient inferior vena caval occlusion) or afterload (e.g., administration of phenylephrine), a family of loops is obtained (see Fig. 11.2B ). The end-diastolic pressure-volume relationship (EDPVR), constructed by connecting the end-diastolic pressure-volume points of each loop, is nonlinear and defines the passive physical properties of the chamber with the myocardium in its most relaxed state. The end-systolic pressure-volume relationship (ESPVR), constructed by connecting the end-systolic pressure-volume points of each loop, defines a reasonably linear relationship that characterizes properties of the chamber with the myocardium in a state of maximal activation at a given contractile state (see Fig. 11.2B ). An important difference between HFrEF and HFpEF patients resides in these pressure-volume loops, with HFrEF being characterized by decreased contractility and downward and rightward displacement of the LV ESPVR (see Fig. 11.2C ), whereas HFpEF is characterized by preserved global contractility but impaired LV relaxation, elevated filling pressures, and increased stiffness with an upward and leftward shift of the LV EDPVR, representing raised LV end-diastolic pressure at any given LV end-diastolic volume (see Fig. 11.2C ). This steep LV EDPVR in patients with HFpEF seems the most important determinant for impaired exercise tolerance, with deficient early diastolic LV recoil, blunted LV lusitropic or chronotropic response, vasodilator incompetence, and deranged ventriculovascular coupling serving contributory roles. Elevated LV filling pressures constitute the hallmark of diastolic LV dysfunction, and filling pressures are considered elevated when the mean pulmonary capillary wedge pressure (PCWP) is greater than 12 mm Hg or when the LVEDP is greater than 16 mm Hg.

Fig. 11.2, (A) The four phases of the cardiac cycle are displayed on the pressure-volume loop, which is constructed by plotting instantaneous pressure versus volume. This loop repeats with each cardiac cycle and shows how the heart transitions from its end-diastolic state to the end-systolic state and back. (B) With a constant contractile state and afterload, a progressive reduction in ventricular filling pressure causes the loops to shift toward lower volumes at both end systole and end diastole. When the resulting end-systolic pressure-volume points are connected, a reasonably linear end-systolic pressure-volume relationship (ESPVR) is obtained. The linear ESPVR is characterized by a slope (E es ) and a volume axis intercept (V 0 ) . In contrast, the diastolic pressure-volume points define a nonlinear end-diastolic pressure-volume relationship (EDPVR) . (C) In systolic dysfunction, contractility is depressed and the ESPVR is displaced downward and to the right; there is diminished capacity to eject blood into a high-pressure aorta. In diastolic dysfunction, chamber stiffness is increased and the EDPVR is displaced up and to the left; there is diminished capacity to fill at low diastolic pressures. The LVEF is low in systolic dysfunction and normal in diastolic dysfunction. LVEF , Left ventricular ejection fraction.

Noninvasive Measurement of Diastolic Function: Echocardiography

Echocardiography provides assessment of cardiac structural and functional remodeling and is most commonly used to assess LV diastolic (dys)function. Tissue Doppler (TD) echocardiography of early diastolic mitral annular movement, designated as e′ or E′ velocity, provides a noninvasive estimate of myocardial relaxation. The ratio of peak early Doppler mitral valve flow velocity (E) divided by e′ (E/e′ ratio) provides a noninvasive assessment of diastolic LV filling pressure. Because E depends on LA driving pressure, LV relaxation kinetics, and age and because e′ depends mostly on LV relaxation kinetics and age, in the E/e′ ratio, effects of LV relaxation kinetics and age are eliminated, and the ratio becomes a measure of LA driving pressure or LV filling pressure. With a value of E/e′ greater than 15, LV filling pressures are elevated, and this is considered diagnostic evidence for diastolic LV dysfunction. In contrast, when E /e′ ratio is less than 8, LV filling pressures are low, and this is considered diagnostic evidence of absence of HFpEF. An E /e′ ratio ranging from 8 to 15 is considered suggestive but nondiagnostic evidence of diastolic LV dysfunction and needs to be implemented with additional echocardiographic measurements or evidence of elevated biomarkers to confirm the diagnosis of HFpEF.

Estimation of Left Ventricle Filling Pressures

In contrast to earlier studies, which demonstrated close correlation of the E/e′ ratio with LV filling pressures, recent studies combining right heart catheterization and echocardiography demonstrated that E/e′ did not reliably track changes in left-sided filling pressures at rest and during alterations in loading conditions, whereas in some patients, elevated filling pressure is observed only during exercise. Therefore normal filling pressure at rest does not exclude clinically significant diastolic dysfunction or HFpEF. In addition, presence of structural LV and/or LA remodeling is suggestive for diastolic LV dysfunction.

Left Ventricle Hypertrophy

LV geometry can be described based on the LV mass (hypertrophy) and the relative wall thickness (RWT), which describes the relationship between wall thickness and cavity size (concentricity). LV hypertrophy can occur in the context of increased RWT (concentric hypertrophy) or normal to reduced RWT (eccentric hypertrophy). Increased concentricity can also occur in the absence of frank hypertrophy (concentric remodeling). LV concentric remodeling and/or hypertrophy was present in 59% to 77% of HFpEF patients included in the Treatment of Preserved Cardiac Function Heart Failure With an Aldosterone Antagonist (TOPCAT) and Irbesartan in HFpEF (I-PRESERVE) trials with concentric LV remodeling and/or hypertrophy being related to increased mortality and HF hospitalization.

Left Atrial Dysfunction

LA volume is strongly associated with severity of diastolic LV dysfunction, independent of LVEF, age, gender, and cardiovascular risk score, and patients with HFpEF frequently demonstrate both increased LA volume and impaired LA function, which are independently associated with worse outcome. The principal role of the LA is to modulate LV filling and cardiovascular performance by functioning as a reservoir for pulmonary venous return during ventricular systole, a conduit for pulmonary venous return during early ventricular diastole, and a booster pump that augments ventricular filling during late ventricular diastole. In the I-PRESERVE and TOPCAT echocardiographic substudies, 65% of HFpEF patients had LA dilatation. In HFpEF patients enrolled in TOPCAT, lower peak LA strain was associated with older age, higher prevalence of atrial fibrillation and LV hypertrophy, worse LV systolic and diastolic function, and higher risk of HF hospitalization.

Natriuretic Peptides (See Also Chapters 9 and 33 )

Natriuretic peptides (NPs) represent the third modality that can be used in the diagnosis of HFpEF. Atrial natriuretic peptide (ANP) and B-type natriuretic peptide (BNP) are produced by atrial and ventricular myocardium in response to an increase of atrial or ventricular diastolic stretch due to volume or pressure overload, and their secretion results in natriuresis, vasodilation, and improved LV relaxation. Cardiac myocytes produce proBNP, which is subsequently cleaved in the blood into N-terminal (NT)-proBNP and BNP. NP levels are lower in HFpEF than in HFrEF, which is usually attributed to lower LV diastolic wall stress in HFpEF because of concentric LV remodeling. Recently, a cushioning effect of epicardial fat was also suggested to contribute to the low NP levels in HFpEF as it dampens LV distension in diastole. The latter finding explains why low NT-proBNP plasma levels are frequently observed in HFpEF patients suffering from obesity, a highly prevalent comorbidity and important contributor to HFpEF. Indeed, patients with invasively proven HFpEF frequently even have low or even normal NP levels. A recent study, which used combined rest and exercise PCWP measurements to diagnose HFpEF, reported a median value of 406 pg/ml with 18% of patients having a normal plasma NT-proBNP level (<125 pg/mL). In early-stage HFpEF, increase of LV filling pressures, which triggers NP release, can be limited to conditions of physical exercise with normal or near-normal filling pressures at rest. Low NP expression was confirmed in LV myocardial biopsies of HFpEF patients, who had four times lower myocardial proBNP 108 content than HFrEF patients. Therefore, when used for diagnostic purposes, NPs do not provide diagnostic standalone evidence of HFpEF and always need to be implemented with other noninvasive investigations. Despite low levels of NPs in HFpEF, NPs remain an indicator of disease severity in HFpEF as they predicted prognosis in several HFpEF outcome trials. In the Coordinating Study Evaluating Outcomes of Advising and Counseling in Heart Failure (COACH) trial, BNP levels were lower in HFpEF than in HFrEF, but, for a similar elevation in BNP, prognosis was equally poor in both conditions. In the I-PRESERVE trial, baseline log transformed NT-proBNP was the strongest predictor of all three outcomes.

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