Ablation Options for Localized Nonsmall Cell Lung Cancer


Summary of Key Points

  • Since the initial identification of radiofrequency ablation (RFA) as the prototypical thermal ablation technique, it has been joined by microwave ablation, cryoablation, and, more recently, irreversible electroporation as potential options for tumor ablation.

  • Factors that influence size of the ablation zone can be divided into probe and tissue characteristics. Probe characteristics can vary by the number of probes used, the use of internal cooling, and their configuration (linear or curved array). Tissue characteristics greatly influence the ablation zone size; lung tissue is prone to tissue dehydration when heat is applied. RFA in the lung can be impeded by tissue dehydration with resultant decreased electrical conductivity. Microwave energy, by contrast, can penetrate charred tissues, thus allowing continuous power application for the duration of the treatment and generation of very high temperatures in the lung.

  • Thermal ablation can be offered to patients with medically inoperable stage I nonsmall cell lung cancer (NSCLC). Patients should be selected by an interdisciplinary team, and the maximum tumor diameter should probably not exceed 3 cm to 3.5 cm.

  • Aside from its use in stage I lung cancer, RFA is useful for the treatment for patients with a solitary pulmonary nodule remaining after standard therapy of a stage IIIa or IV NSCLC; for salvage therapy of residual or recurrent disease after resection, chemotherapy, and/or radiation; and for pulmonary metastases where the primary disease is controlled in a patient who is a poor surgical candidate.

  • Major complications from RFA are rare. The reported rate of major complications is 9.8% and comprises pleuritis, pneumonia, lung abscess, hemorrhage, and pneumothorax requiring pleurodesis.

  • Reported 3-year and 5-year survival rates after RFA range from 36% to 88% and from 19% to 27%, respectively. Estimated 3-year cancer-specific survival ranges from 59% to 88%.

  • The expected postablation findings on computed tomography include a residual nodule, fibrosis, atelectasis, and cavitation.

Radiofrequency ablation (RFA) was first described with use of a modified Bovie knife in the liver in animal studies published in 1990.1,2 Subsequent descriptions of successful ablation of liver tumors in the mid-1990s elicited interest in using the technique in other organs.3,4 RFA in the lung was first found to be safe and efficacious in animal studies in both healthy lung and VX2 sarcomas in the lungs of rabbits.5,6 Successful use of RFA for lung tumors in humans was described in 2000 in a study of patients with inoperable NSCLC.7 RFA has since been adopted as a treatment alternative for patients with early stage NSCLC who are unable to undergo surgical resection. Since the initial identification of RFA as the prototypical thermal ablation technique, it has been joined by microwave ablation, cryoablation, and, more recently, irreversible electroporation as potential options for tumor ablation.

Mechanism of Action of Ablation Techniques

Radiofrequency Ablation

Radiofrequency refers to the portion of the electromagnetic spectrum from 3 Hz to 300 GHz. Thermal ablation using RFA occurs as a result of delivery of an electrical current to tumor cells surrounding the RFA probe tip. Molecules adjacent to the tip are forced to vibrate rapidly, thus creating frictional energy loss between adjacent molecules ( Fig. 38.1 ). These energy losses are manifested as a rise in tissue temperature, known as the Joule effect. Tissues nearest to the electrode are heated most effectively, whereas more peripheral areas are heated by thermal conduction.

Fig. 38.1, Mechanism of action of radiofrequency (RF) ablation. Molecules adjacent to the tip are forced to vibrate rapidly, thus creating frictional energy loss between adjacent molecules that is manifested as a rise in tissue temperature.

Thermal ablation with RFA results in coagulative necrosis. Once cytotoxic temperatures are achieved in the ablation zone, denaturation of intracellular proteins and destruction of the cell-membrane lipid bilayer result in irreversible cell death. Heat is transferred from cells immediately adjacent to the electrode tip away from the electrode by thermal conduction. A temperature at the electrode tip above 60°C is needed to achieve cell death. Tissue conductivity can, however, be impaired at temperatures above 95°C. Such overheating leads to boiling of the water-predominant tissues, causing steam formation, tissue charring, and a sharp rise in tissue impedance, thereby limiting the effectiveness of RFA. Therefore the aim of thermal tumor ablation is to achieve a temperature range of 50°C to 100°C throughout the entire target volume for 4 minutes to 6 minutes without charring or vaporizing tissues. Multiapplicator ablation is possible by rapidly switching from one electrode to another during electrode activation. The radiofrequency circuit requires a return path from the ablation probe tip. This return path consists of two to four grounding pads applied to the patient’s skin. The grounding pads disperse current over a much wider surface area than the probe tip, which is therefore the only site of tissue damage.

Microwave Ablation

When an electromagnetic frequency of either 915 MHz or 2.45 GHz is applied to tissue, some of the energy forces molecules with an intrinsic dipole moment, such as water molecules, to continuously realign with the applied field. This rotation of molecules increases kinetic energy and local tissue temperatures in a process known as dielectric hysteresis ( Fig. 38.2 ). Tissue destruction occurs when tissues are heated to lethal temperatures, which can reach up to 150°C. Microwave power does not rely on electrical conductivity and can therefore penetrate tissues of low electric conductivity, such as lung and desiccated or charred tissue. The high temperatures achievable at the probe tip improve ablation efficacy by increasing thermal conduction into the surrounding tissues. Because it is not part of an electrical circuit, microwave ablation does not require grounding pads. Multiapplicator ablation is possible with microwave energy, and, unlike with RFA, this can be powered continuously without switching from one electrode to another during electrode activation. Also unique to microwave ablation is the ability to use multiple antennas, which are positioned and phased to exploit overlap of the electromagnetic field.

Fig. 38.2, Mechanism of action of microwave ablation. Electromagnetic frequency is applied to the target tissue, forcing water molecules to continuously realign with the applied field. This rotation of molecules increases kinetic energy and local tissue temperatures in a process known as dielectric hysteresis.

Cryoablation

Cryoablation involves rapid cooling of the tissues by means of the Joule–Thompson effect, whereby rapid expansion of a high-pressure gas results in a change in the temperature of the gas. When the gas, typically argon, reaches the distal tip of the cryoablation probe, it is forced through a narrow opening and rapidly expands at atmospheric pressure, leading to rapid cooling. This process occurs inside the needle so that the patient is not directly exposed to the emitted gas. The probe is then sequentially warmed and cooled again, to augment cellular damage. Warming is performed by the release of high-pressure helium through the probe tip, which increases in temperature when released into the atmosphere.

During rapid tissue cooling, water is trapped within the cellular membrane, resulting in intracellular ice formation. When the temperature is maintained below the freezing point of water, intracellular ice formation can cause recrystallization and extension of the ice within the intracellular matrix. Alternatively, if gradual cooling occurs, extracellular ice crystals form, which sequester extracellular water. During the thawing cycle, water returns to the intracellular space and causes cellular lysis and enzymatic and membrane dysfunction ( Fig. 38.3 ). As a secondary effect in the adjacent tissues, intracellular ice crystal formation in blood vessels causes damage to the vascular endothelial cells. Reperfusion in the post-thaw period recruits platelets, which contact the damaged endothelium, resulting in thrombosis and ischemia. With each successive freeze–thaw cycle, tissue cooling is faster, and the volume of frozen tissue and extent of tissue destruction are enlarged. The optimal temperature to ensure tumor death is around –50°C. Cryoablation has an advantage over other thermal ablation modalities in that the ice ball created during cryoablation is visible on computed tomography (CT) images, allowing the operator to monitor the extent of ablation.

Fig. 38.3, Mechanism of action of cryoablation. Rapid expansion of a high-pressure gas within the cryotherapy probe tip results in rapid cooling within the ablation target; water is trapped within the cellular membranes, resulting in intracellular ice formation. If gradual cooling occurs, extracellular ice crystal formation sequesters extracellular water. During the thawing cycle, water returning to the intracellular space causes cellular lysis and cellular enzymatic and membrane dysfunction. Intracellular ice crystal formation in adjacent blood vessels causes damage to endothelial cells.

Irreversible Electroporation

Irreversible electroporation is a nonthermal technique for tumor ablation that causes irreversible damage to the cell membrane by applying pulsed electric fields of up to 3 kV/cm to the ablation target, thereby inducing cell death. The cellular lipid bilayer is disrupted by these high-voltage electrical currents because of the formation of permanent nanopores, which in turn disrupt cellular homeostasis ( Fig. 38.4 ). Irreversible electroporation has two theoretical advantages over thermal ablation: (1) because it is nonthermal, the heat-sink phenomenon is not observed; and (2) irreversible electroporation theoretically preserves tissue interfaces and therefore is thought to spare sensitive structures such as the airways and nerve sheaths. Its use in the lung has not been fully studied in humans, but its potential for preserving airways and mediastinal vessels makes it an attractive future option for the treatment of unresectable lung tumors in anatomically sensitive locations. Irreversible electroporation must be performed using general anesthesia with complete neuromuscular blockade, to avoid generalized muscle contractions. High-voltage pulses are delivered with electrocardiographic gating to minimize the risk of cardiac arrhythmias. Further research is needed before the clinical application of this interesting technology can be optimized.

Fig. 38.4, Mechanism of action of irreversible electroporation (IRE). Pulsed electric fields are applied to the ablation target, thereby creating permanent nanopores in the cellular lipid bilayer, which in turn disrupt cellular homeostasis.

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