Minimally Invasive Spinal Decompression and Stabilization Techniques I: Philosophy and Rationale


Summary of Key Points

  • Minimally invasive spine surgery has gained popularity. It may be used for decompression and stabilization of all segments of the spine and spinal cord.

  • The evolution of minimally invasive spine techniques includes more historical surgical approaches, such as thoracoscopic and endoscopic techniques.

  • Modern procedures include minimally invasive transforaminal lumbar interbody fusion, mini-open retroperitoneal interbody fusion, extreme lateral interbody fusion, oblique lateral interbody fusion, and midline lumbar fusion with cortical bone trajectory screws.

Acknowledgment

The authors would like to thank Kevin M. Walsh, Jeffrey P. Mullin, and Sait Naderi for their contributions to the previous version of this chapter.

Ideally, minimally invasive techniques should achieve the operative goal of minimal tissue disruption yet provide adequate surgical exposure. In spinal stabilization surgery, particularly in the thoracic and lumbar regions, much of the associated morbidity is secondary to the extensive soft tissue dissection necessary to widely expose the spine for arthrodesis.

Percutaneous fixation of the thoracic and lumbar spine was used as an alternative to traditional techniques, beginning in the 1980s. At the same time, a growing experience with percutaneous discectomy nurtured the development of fusion techniques to accompany decompression. In addition, the widespread use of minimally invasive techniques in thoracic and abdominal surgery has been a catalyst for the development of less invasive ventral and oblique approaches to the spine.

The anatomic and biomechanical differences among the cervical, thoracic, and lumbar regions of the spine create completely different issues in the approach to decompression and stabilization of each region. Techniques for minimally invasive treatment are considered for each region separately; however, many of the principles of complication avoidance and management apply to all regions.

Evolution of Minimally Invasive Spine Surgery

Advances in the evolution of minimally invasive surgery (MIS) for fusion and stabilization included percutaneous interbody fusion during arthroscopic disc surgery, transperitoneal and thoracoscopically assisted placement of interbody cage implants in the lumbar and thoracic spine, and percutaneous translaminar facet screw placement. These techniques were eventually largely supplanted by modern minimally invasive procedures, such as percutaneous pedicle screw fixation, endoscopic laminectomy, endoscopic lumbar foraminotomy, minimally invasive lateral approaches for lumbar interbody fusion (i.e., extreme lateral interbody fusion [XLIF], oblique lateral interbody fusion [OLIF]), and minimally invasive transforaminal lumbar interbody fusion (MIS-TLIF).

The majority of minimally invasive spine procedures now involve using progressively dilating retractor systems for access. Depending on the planned procedure, the access systems can be inserted at various angles and trajectories. These systems allow for many procedures to be performed in the lumbar, thoracic, and cervical spine. When fusion with an interbody strut is required, the tubular systems are placed slightly more laterally (∼3 cm from the midline), allowing for medial angulation to place the graft across the midline. The same tubular access can be used to place pedicle screws, and, if bilateral fixation is needed, percutaneous pedicle screws can be placed on the contralateral side using either image guidance systems or anteroposterior (AP) and lateral fluoroscopy. These techniques have been associated with similar or better outcomes when compared with open techniques.

Within the past 15 years, minimally invasive anterolateral approaches to the lumbar spine have increasingly become of interest because of their ability to spare the disruption of the paraspinal muscles, allowing for wide exposure to the disc space, shorter operative times, decreased blood loss, and indirect decompression. Brau et al. popularized the widely used mini-open retroperitoneal technique in 2002, which allows access to the anterior lumbar spine via a mini-transverse Pfannenstiel incision. This approach can be used to treat neurogenic claudication or radiculopathy caused by spondylosis, owing to its ability to indirectly decompress the foramen and thecal sac. In 2006, Ozgur and associates described an extreme direct or lateral lumbar interbody fusion (XLIF Nuvasive®, DLIF, Medtronic®, LLIF) technique that could be used to access the lateral aspect of the lumbar spine without entering the peritoneal space. This eliminated the need for an access surgeon, and a large interbody graft could be used. The approach was also used for far lateral disc herniations and was later expanded to place interbody grafts at multiple levels, thus allowing for significant correction of coronal deformities in scoliosis surgery. This lateral, transpsoas, retroperitoneal approach has since become commonplace in the world of minimally invasive spine surgery. In 2012, Silvestre and colleagues coined the term oblique lateral interbody fusion; however, this approach was first described by Mayer in 1997. OLIF has indications similar to XLIF; however, OLIF obviated the need for neurological monitoring because of its prepsoas approach and substituted intraoperative computed tomography (CT) with stereotactic navigation instead of fluoroscopic imaging.

The main advantages of endoscopic spine surgery are its lower morbidity, attributable to the minimally invasive approach, and cosmetic advantages. Significantly, patients experience less postoperative pain because of the avoidance of extensive muscular incision and removal of ribs. There also is less impairment of pulmonary function after video-assisted thoracoscopic surgery (VATS) compared with open thoracotomy. Dorsolateral endoscopic approaches for pedicular fixation result in less epidural bleeding, a decreased incidence of perineural and intraneural fibrosis, and less venous stasis.

The most significant disadvantage of endoscopic stabilization is that it is time consuming. This aspect can be overcome, but there is a considerable learning curve. The technology and equipment costs for this approach also create a large upfront investment requirement. All endoscopic approaches, especially thoracoscopic approaches, can be converted to open procedure, if necessary to control bleeding or to deal with excessive adhesions.

Lumbar Spine

A variety of laparoscopic, endoscopic, and minimally invasive techniques have been used or are currently used to stabilize and/or decompress the lumbar spine. Some of the most common procedures are discussed next, along with some potential complications that can be encountered.

Minimally Invasive Lumbar Discectomy

With or without the inclusion of laser nucleotomy, lumbar discectomy is the most commonly performed minimally invasive procedure. There are three major techniques used to perform lumbar discectomies: dorsolateral, dorsal midline interlaminar, and transforaminal endoscopic. Each of these techniques is designed to access herniated discs in different configurations in different areas of the spine.

The dorsolateral approach is currently used for far lateral disc herniations. With this technique, using a small incision approximately 8 cm lateral to the midline, one works at almost a 45-degree angle in relation to the skin surface to obtain a dorsolateral trajectory to the lateral disc space. Following an intradiscal discectomy, the surgeon slides the working canal into the far lateral area and removes any remaining herniated disc fragments.

The midline interlaminar approach is used for selected cases at the L5‒S1 interspace, and sometimes in cases of L4‒L5 disc herniations in patients with large interlaminar distance. Using a midline approach, the working channel is positioned over the ligamentum flavum, and after removal of a small part of ligamentum flavum, the nerve root is detected and retracted, and the herniated portion of the disc is removed. A midline approach is similar to the standard open microdiscectomy technique, without requiring a laminectomy.

The transforaminal technique is performed using an incision 12 to 14 cm lateral to the midline, and the working channel is introduced from a lateral-to-medial trajectory into the disc space through the caudal part of the neural foramen at the affected level. The working channel should be placed in the border of annulus fibrosus, and a discectomy is performed.

Endoscopic discectomy provides better pain relief, shorter hospitalization stays, earlier return to work, and less paraspinal muscle atrophy. , Ruetten and colleagues, using a transforaminal technique, reported that patients had a lower rate of low back pain after the endoscopic procedure when compared with standard microdiscectomy techniques.

Complications associated with percutaneous lumbar discectomy are few, but include a 1% to 2% risk of discitis and a 1% to 2% risk of a symptomatic psoas muscle hematoma. Anecdotal evidence indicates that there is a risk of injury to the nerve roots or surrounding vascular structures. Careful placement of the guidewire is crucial for the avoidance of complications with this approach.

Percutaneous Endoscopic Lumbar Laminectomy

Full percutaneous endoscopic spine surgery has continued to evolve over the past several years and is now a standard surgical technique. As compared with traditional open laminectomies, studies on minimally invasive laminectomy have shown reductions in postoperative chronic back pain and iatrogenic injury, and faster recovery time. Today, endoscopic spine surgery can be used to treat a wide variety of pathologies, including disc herniation, foraminal, and canal stenosis.

This technique is performed by using a 9-mm paramedian incision for the blunt insertion of serial dilator toward the caudal margin of the upper lamina. The operating sheath is inserted over the dilator with the opening facing the ligamentum flavum. A drill and punch are used to perform first ipsilateral decompression, including a cranial to caudal laminotomy. To protect the dura, the ligamentum flavum is initially left intact, and a lamintomy is performed. The ligamentum flavum is then removed.

Complications associated with percutaneous endoscopic lumbar laminectomy include dural tear, increased intracranial pressure from extensive high-pressure irrigation, and postoperative hematoma. The disadvantages of performing endoscopic decompression include limited visualization of dura and nerve roots leading to increased susceptibility to durotomy or nerve injury. Limited visibility and physical space have also been cited as the cause of incomplete decompression from endoscopic decompression.

The advantages of performing endoscopic laminectomy include a smaller scar, minimal postoperative back pain, shorter length of hospital stay, and quicker return to normal activites. Despite these advantages, endoscopic lumbar surgery techniques have a steep learning curve, causing increased operation time. Even skilled spine surgeons need time to learn and adapt to the methods required to perform endoscopic procedures. Longer operation times in the beginning are attributed to unfamiliarity with endoscopic anatomy and instruments; however, operation times have been shown to decrease as surgeons perform more endoscopic cases over time.

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