Neuropsychological Testing


This chapter includes an accompanying lecture presentation that has been prepared by the authors: .

This chapter includes an accompanying lecture presentation that has been prepared by the authors: .

Key Concepts

  • Neuropsychological assessment using a test battery is critical to determine the patient’s functional status.

  • Cognitive neuroscientists can contribute to finer evaluations of specific cognitive, emotional, and social functions.

  • Neuropsychological interventions may help facilitate recovery of function and brain plasticity.

  • Computerized neuropsychological testing allows for testing patients in the laboratory or at home.

  • Recovery of function postsurgery can be quantified by repeated neuropsychological assessment.

  • Neuropsychologists can contribute to treatment trials using sophisticated neurobehavioral tests and other outcome assessments.

  • Neuropsychological assessment and interventions may be particularly useful in the treatment and management of cancer patients.

  • Four areas of future neuropsychological collaborations include studies of neural plasticity, brain-machine interfaces, regenerative medicine, and optogenetics.

Neuropsychological testing as practiced by neuropsychologists is an important, perhaps essential adjunct to most neurosurgical practices. Neuropsychology has both clinical and research applications, and over the past century, both have improved the understanding of the neural basis of cognitive and social functions and the effect of brain disorders on these functions. In this chapter, the term clinical neuropsychologist refers to a psychologist with specialization in clinical neuropsychology who has a state license to practice and has been “boarded” in clinical neuropsychology. The term cognitive neuroscientist refers to a psychologist or other research scientist who is interested in the brain basis of cognitive, social, personality, or emotional functions but who does not perform clinical evaluations and is not a licensed practitioner. Neuropsychological testing serves a number of functions ( Table 73.1 ), including assessment of a patient’s cognitive, social-emotional, and sensorimotor abilities with standardized test instruments; quantification of recovery of function after surgery; prediction of performance in real-life circumstances; hypothesis testing about the major functions of a brain sector; ascertainment of outcome variables in treatment trials; determination of the cognitive or social processes (or both) performed by a brain region that is a candidate for surgical excision or modulation; and prediction of quality of life. Such neuropsychological testing can be relatively abbreviated with the use of screening and similar short-duration tests that take less than 1 hour to perform; more typically, such assessment comprises a comprehensive battery of tests to examine most general domains of functioning (e.g., sensorimotor, language, memory, spatial and visual perception, general intellectual ability, executive functions, and personality), which can take between 3 and 6 hours to complete.

Table 73.1
Some Potential Uses of Neuropsychology
Type of Neuropsychological Input Practitioner Goal
Broad-based or targeted neuropsychological evaluation Clinical neuropsychologist Characterizing the patient’s cognition, social skills, personality, and mood
Predicting outcome
Repeated neuropsychological evaluations Clinical neuropsychologist Characterizing recovery of function over time
Documenting presurgical and postsurgical (or other intervention) changes in function
Neuropsychological rehabilitation Clinical neuropsychologist (providing supervision) Targeted or general improvement in some aspect of neuropsychological function
Facilitating functional outcome
Neuropsychological monitoring during surgery Clinical neuropsychologist or cognitive neuroscientist Characterizing brain areas concerned with specific neuropsychological functions for clinical or research purposes
Postsurgical neuropsychological testing with implanted electrodes (e.g., “on-off” stimulation) Cognitive neuroscientist or clinical neuropsychologist Characterizing brain areas concerned with specific neuropsychological functions for research purposes
Postsurgical neuropsychological testing on groups of patients with specific excisions (e.g., anterior temporal lobe) Cognitive neuroscientist or clinical neuropsychologist Characterizing brain areas concerned with specific neuropsychological functions for research purposes

Licensed and clinically trained neuropsychologists typically use generally accepted test batteries for their assessment procedures so the test results can be interpreted on the basis of a quantitative summary in comparison with previously acquired normative data that are typical for a rigidly administered, commercially developed battery. Alternatively, a neuropsychologist can make a qualitative judgment of the results from a somewhat idiosyncratic test battery (which usually has a core of tests for which normative data exist). The range of clinically available tests and batteries and an explanation of how to interpret them can be found in many volumes, although a few excellent single-source books are available (e.g., see Lezak and colleagues ). Most patients tested by clinical neuropsychologists demonstrate strengths and weaknesses in a pattern of performance that enables the clinical neuropsychologist to describe the patient’s current abilities and allows a prediction of future functioning.

Cognitive neuroscientists may not be clinically trained, and their scope of practice may be somewhat narrow (e.g., identifying the neural substrates of face recognition), but collaboration with these colleagues, in addition to the clinical neuropsychologist, can often lead to much more detailed information about a type of functional representation within a specific brain region or network, advancing basic brain research. Such information may also have clinical utility if the patient’s lesion falls within that brain region.

Historically, clinical neuropsychological assessment was also used for diagnostic purposes, but with the development of sophisticated imaging, genetic, and related techniques, its contribution to diagnosis is more limited to cases in which imaging may not be helpful, such as the very early stages of a neurodegenerative disease. However, some neuropsychological tests may have a degree of sensitivity to change in performance, so that impairment may be detected early in these patients (e.g., in incipient idiopathic Alzheimer disease or in the very early stages of a tumor). Besides evaluation and diagnosis, a prominent role of neuropsychologists is in the remediation of functional abilities. Such a role includes designing and supervising the administration of training tasks alone or in combination with other forms of intervention (e.g., drugs, noninvasive brain stimulation techniques, or, someday, stem cell therapies) and linking the neuropsychological training techniques to targeted outcomes at work or in the home.

At least one myth about the functions of the cerebral cortex must be debunked. According to conventional wisdom, neurosurgeons needed to avoid language or eloquent brain tissue because postsurgical aphasias could significantly affect recovery and outcome. Conversely, removal of relatively large areas of the anterior frontal lobe, particularly in the right hemisphere, was relatively acceptable. As the functional role of the right frontal lobe has become more apparent since the 1990s, it has become clear that certain outcomes (e.g., employment status and interpersonal functioning in the home) may be more impaired by right frontal lesions that compromise the social, cognitive, and emotional abilities supported by that sector of brain than, for example, naming deficits. Cognitive neuroscientists are playing a major role in revealing the importance of the frontal lobes of the brain, and the ability to specify the functions of the human prefrontal cortex to a level equivalent to the functional assignments of the posterior cortex are forthcoming. Thus the clinical neuropsychologist and cognitive neuroscientist are important team members whose ability to characterize the cognitive, social, and emotional functions of a patient are invaluable to basic research advances and to a neurosurgical practice.

Clinical Assessment

Clinical neuropsychologists use computerized and paper-and-pencil tests that have undergone varying degrees of standardization so that individual patient results can be compared with a standard normative sample (for the more standardized tests, norms for older adults and adolescents are included, as are norms for other various patient populations). The assessment can potentially range across numerous domains of function from tactile memory to reasoning and problem solving. In general, most domains of ability can be assessed through direct testing of the patient. The patient’s social cognition, however, is usually assessed by observation and caregiver or informant reports by means of scales. Particularly when damage or excisions involve the frontal lobes, the patient’s insight may be compromised, and thus comparison between the patient’s self-report and that of a spouse, parent, or child is necessary.

Clinical neuropsychologists may rely on a standard battery of tests that are administered to all patients, such as the Halstead-Reitan Neuropsychological Battery, an idiosyncratic but standardized (at least on a per-test basis) set of tests covering several domains of function. Alternatively, they may adapt a tailored testing regimen for individual patients, some tests being applied because of the particular problems of an individual patient. Domains of function that can be objectively and quantitatively studied include intelligence, language, perception, visual recognition, attention, sensory and motor skills, spatial ability, emotional processing, and executive function. Abbreviated tests or batteries, such as the Mattis Dementia Rating Scale, Frontal Assessment Battery, or Mini Mental State Evaluation, are also available for use during a simple office visit and rarely take longer than 30 minutes to administer. Although they lack in sensitivity, breadth, and depth, they do allow at least a minimal quantification of a patient’s neuropsychological functioning by health practitioners other than neuropsychologists who have some training in, or exposure to, neuropsychology. In the near future, it should also be possible to objectively assess social skills directly rather than rely only on subjective family reports and patient self-reports. Many standardized batteries will take a morning and an afternoon to complete, as noted earlier, but this should not be surprising because human cognitive, social, and sensorimotor abilities are neither simple nor limited in comparison with those of other species. For both insurance and practical purposes, shorter evaluations can be accomplished, particularly when a single question is targeted.

The report of the assessment by the clinical neuropsychologist should contain the results in the form of a profile of performance; the results should be related to the referral question or questions; and, when appropriate, treatment options, management strategies, and prognosis should be suggested. When used in this way, clinical neuropsychological testing, because of its psychometric and detailed properties, can be extraordinarily helpful in identifying patients at risk for disease, recognizing preintervention and postintervention changes in performance, and helping the patient and family achieve a maximal level of functional outcome.

Clinical Interventions

The neuropsychologist may also engage in clinical interventions of various kinds. Such clinical interventions may include cognitive remediation, management of mood states such as anxiety or depression, or vocational style retraining. As part of rehabilitation, cognitive remediation has taken on significant importance in helping patients recover from brain injuries, such as traumatic brain injury or those caused by needed surgical excisions. The number of efficacy studies of general or specific interventional strategies in rehabilitation medicine continues to lag behind those in other specialties; however, even the structuring and attention provided by a clinical neuropsychologist to the patient during the recovery period may help enable the patient and family to cope with or compensate for persistent neuropsychological deficits.

Neuropsychological interventions are usually time-limited, must be practiced in the patient’s home, and encourage caregiver involvement. Initially, cognitive remediations required the active involvement of a clinician several times per week for several hours each day. With the advent of the Internet and computer sophistication, many patients are able to import their assigned tasks to their home computer and practice at home, thereby mitigating the need for daily or frequent trips to the clinic. Despite the demonstrated efficacy of cognitive remediations in individual patients or small groups when therapy is targeted, replications of efficacy in large samples are often hard to find; too many rehabilitation software programs are marketed without any proof of effectiveness, and it may be difficult to control for patient and family involvement in the therapy when the majority of practice takes place at home. Too often the therapy is administered without a clear vocational or social target, and outcomes can be clouded by this lack of therapeutic mapping to real-life needs.

Cognitive and behavioral therapies, as practiced by clinical neuropsychologists, that target specific symptoms such as aggression or anxiety can be potentially as effective as medication alone (although the combined use of pharmacologic agents and cognitive therapy is usually optimal). As with cognitive remediation, treatment of certain mood or behavioral disorders requires a clear target of change and compliance by the family and patient.

Computerized Neuropsychological Assessment

Online neuropsychological assessments have emerged as valid and reliable measures of cognitive change. These methods of assessment provide an efficient way of collecting data, especially when time frames for testing may be short, or when it is difficult for an in-person assessment to take place. Over the past few decades, a number of traditional paper-and-pencil tests have been transformed into online assessments and validated, and digitization of certain assessments provides valuable information not afforded in standard paper-and-pencil administration, such as heightened error analysis and important details regarding how patients complete tasks. The National Institutes of Health (NIH) offers the NIH Toolbox, which provides standardized digitized measures and brief batteries to assess cognition, emotion, motor function, and sensation via an iPad app. Neuropsychological assessments via phone and videoconference have been similarly validated and show no significant difference from in-person assessments for a number of tests, especially verbally mediated tasks, demonstrating the potential for remote telehealth assessment. One such assessment is the Brief Test of Adult Cognition by Telephone (BTACT), which measures episodic verbal memory, working memory, verbal fluency, inductive reasoning, and speed of processing and is sensitive to age-related differences in cognitive functioning. Although there are definite limitations of computer-based technology as a tool for neuropsychological assessment, such as possible privacy concerns, these assessments have the potential to increase the availability of much-needed neuropsychological services and improve test administration more broadly.

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