Neurologic Complications of Vaccination


Infectious diseases have historically been the major cause of human morbidity and mortality, and vaccinations have added immeasurably to human health by preventing them. The benefits of vaccinations have not come without some costs, and rare adverse effects of vaccines occur. Many important adverse events are neurologic, and these are discussed in this chapter. The US Centers for Disease Control and Prevention (CDC) regularly update and publish useful summaries of vaccine recommendations.

Historic Background

The practice of inoculating microbial agents as a mean to prevent infections was described as early as 200 BCE. Several accounts from the 1500s suggest that smallpox inoculations were common in China and India. In the late 1600s Emperor K’ang Hsi, who had survived smallpox as a child, had his children inoculated. That method involved grinding up smallpox scabs and blowing the matter into the nostril. Inoculation, later called variolation, was introduced to Europe in 1721. This basic strategy of vaccination was employed to generate Louis Pasteur’s rabies vaccine, Max Theiler’s yellow fever vaccine, and the polio vaccines of Jonas Salk and Albert Sabin.

One of the earliest records of neurologic complications to vaccines was a patient who developed a neuroparalytic syndrome following rabies vaccine around 1889. Since then, several neurologic syndromes have been recognized as occurring in close temporal relationship to vaccination. These complications have had a negative impact on vaccine acceptance, resulting in decreasing vaccination coverage and increases in vaccine-preventable diseases. Given the widespread use of vaccines and the growing concerns about vaccine safety, the Centers for Disease Control and Prevention (CDC) and the National Institutes of Health (NIH) tasked the Institute of Medicine (IOM) to create a Safety Review Committee to evaluate the evidence on possible causal associations between immunizations and certain adverse outcomes. In assessing vaccine safety, the committee performed an examination of the epidemiologic and clinical evidence regarding a possible causal relationship, as well as the possible biologic mechanisms that might support such an association. It also considered the background rates of the disease in the population in order to determine legitimate concerns from events that could be temporally related but not caused by the vaccine. The committee released its report in 2012. The findings indicate that measles, mumps, and rubella (MMR), varicella, influenza, hepatitis A, hepatitis B, human papillomavirus, meningococcal, diphtheria toxoid, tetanus toxoid, and acellular pertussis-containing vaccines are safe and that serious adverse events are quite rare. Ongoing efforts continue in order to provide an evidence-based approach to the potential complications of vaccinations.

Types of Vaccines

The underpinning mechanism by which vaccines exert their benefits is by triggering the host’s immune system in a way that generates protective immunity against the fully virulent pathogen without causing disease. However, the mechanism of action varies by the type of vaccines ( Table 48-1 ). These include inactivated, attenuated, subunit, conjugate, toxoid, DNA, and vector vaccines.

Table 48-1
Types of Vaccines Along With a Brief Description of Their Mechanism of Action
Vaccine Mechanism of Action
  • Inactivated

    • Influenza

    • Salk polio

    • Rabies

    • Whole-cell pertussis

    • Hepatitis A

  • Inactivated vaccines consist of pathogens that have been treated by chemical or physical methods so that they are nonviable. Vaccines usually produce a transient antibody response

  • Attenuated

    • Influenza (nasal)

    • MMR

    • Varicella

    • VZV (Zostavax)

    • Yellow fever

    • Oral polio

    • Salmonella (oral)

    • Tuberculosis (BCG)

  • Pathogens are attenuated by inducing an adaptation to alternative host systems (tissue culture). Thus the agent is unable to express its full virulence in humans and therefore causes a mild infection while still stimulating full immunity

  • Virus-like particles (VLP)

    • Hepatitis B

    • HPV

    • Chikungunya virus (CHIKV)

    • Influenza (H5N1)

  • Recombinant

    • Hepatitis B (Recombivax)

    • HPV (Gardasil)

    • VZV (Shingrix)

  • Conjugate

    • Haemophilus influenzae , type b (Hib) (polysaccharide)

    • Neisseria meningitidis (polysaccharide conjugate)

    • Streptococcus pneumoniae , heptavalent (conjugate polysaccharides)

    • Salmonella typhi (capsular polysaccharide)

  • Composed of one or more structural proteins that resemble the structures of viruses and trigger a high humoral and cellular immune response. A key factor regarding VLP safety is the lack of viral genomic material

  • Developed by inserting genes from the antigen into a vector, often viruses with low virulence

  • These vaccines are created by linking polysaccharide antigens to protein carriers, resulting in a robust immunogenic response

  • Toxoid

    • Diphtheria

    • Tetanus

Toxoid vaccines are made by weakened bacterial toxins. In general they are safe because they cannot cause the disease they prevent and there is no possibility of reversion to virulence. The vaccine antigens are not actively multiplying and do not spread to unimmunized individuals
MMR, measles-mumps-rubella; VZV, varicella zoster virus; HPV, human papillomavirus.

Inactivated vaccines consist of pathogens that have been treated by chemical or physical methods so that they are nonviable. These treatments generally modify viral proteins essential to some critical function, such as attachment of the virus to the cell. In successful vaccines, these inactivated organisms still have sufficient antigenicity that protective immunity is achieved without the possibility of causing infection. Examples of inactivated vaccines include influenza vaccine, the Salk polio vaccine, rabies vaccine, and the whole-cell pertussis vaccine.

Attenuated vaccines use a virus (or other pathogen) that has been adapted to replicating in a different host system, such as in tissue culture or in chicken eggs. This is achieved by serially passaging the virulent (or wild-type) pathogen in an alternative host system. The pathogen is now “adapted” to the alternative host system and humans become an “unnatural host.” The agent is unable to express its full virulence and therefore causes a mild infection while still stimulating full immunity. An example of an attenuated vaccine is the combined MMR vaccine.

Subunit vaccines are composed of subunits of a pathogen that are both nontoxic and immunogenic. They differ from inactivated whole-cell vaccines by containing only the antigenic parts of the pathogen. These parts are necessary to elicit a protective immune response. The older hepatitis B vaccine is an example. That vaccine consisted of a hepatitis B surface antigen that was originally purified from the plasma of hepatitis B carriers. Because of concerns about using human-derived material, the gene for the hepatitis B surface antigen was introduced into yeast that then synthesized pure hepatitis B surface antigen. Subunit vaccines have also been developed in the hope that immune responses directed at certain antigens, such as Tat, that are expressed very early in the human immunodeficiency virus replication cycle might lead to containment, if not abortion, of infection. Other examples of subunit vaccines include viral envelop proteins, recombinant, and conjugate vaccines.

Viral envelope proteins are noninfectious multiprotein structures that are engineered to self-assemble and form virosomes or “virus-like” particles (VLPs). These virosomes stimulate both cell-mediated and humoral immune responses without triggering the side effects associated with the native virus. VLPs have been used in the human papillomavirus vaccine and hepatitis B vaccine. A recombinant vaccine is a vaccine produced through recombinant DNA technology. This involves inserting the DNA encoding an antigen (such as a bacterial surface protein) that stimulates an immune response into bacterial or mammalian cells, expressing the antigen in these cells, and then purifying it from them.

Conjugate vaccines usually consist of the capsular material of common bacterial pathogens. Antibodies to the capsules allow opsonization of the organism. Examples of component vaccines are those for Pneumococcus , Meningococcus , and Haemophilus influenzae B. These vaccines are often not sufficiently immunogenic in very young infants and have to be specially formulated by conjugation to peptides, which enhances their antigenicity.

Toxoid vaccines are bacterial toxins (e.g., diphtheria, tetanus) that have been rendered nontoxic through chemical treatment, but remain immunogenic.

DNA vaccines are DNA sequences of the gene for an immunogenic antigen that are injected into muscle, where they direct the synthesis of the antigenic peptide. This is then presented to the immune system by the “infected” muscle cell, mimicking a natural infection. DNA vaccines, however, have proved to be poorly immunogenic in humans and none are currently available for human use.

Vector vaccines consist of a nonpathogenic virus that has one of its genes replaced with a gene for an antigen of interest. Such vaccines are being investigated but are not yet available for human use.

More recently, the methods of “reverse vaccinology” have been exploited to make effective vaccines. The process involves sequencing the genome of a target pathogen and scanning for genes that may be useful for vaccines, such as those encoding for virulence factors or surface proteins. These proteins can then be separately expressed and screened for use in animal models, after which human trials can be organized. The advantage of reverse genetic methods is that all of the proteins are available for testing, rather than only an unsuitable subset expressed by a cell line. An example is that of vaccines against meningococcal meningitis, which are protective to all but one serotype, the capsular polysaccharide of which mimics certain neural antigens and is therefore poorly immunogenic.

Neurologic Complications of Vaccination

Possible Mechanisms

Inappropriate immune responses are well-recognized consequences of vaccinations, especially with vaccines made from viruses grown in neural tissue. The classic example is that of the old neurally derived rabies virus, which often resulted in “neuroparalytic accidents” of acute demyelination in either the central or peripheral nervous system. Both acute disseminated encephalomyelitis (ADEM) and Guillain–Barré syndrome (GBS) were observed after the use of these older rabies vaccines and most recently with influenza vaccines.

Two major mechanisms proposed to explain development or activation of autoreactive immune cells after immunizations are molecular mimicry and bystander activation. Molecular mimicry is a process by which antigenic epitopes in the vaccine resemble those in myelin. This structural similarity can result in the development of self-reactive, naïve T and B lymphocytes. Once activated, these cells expand in number and mature into effector T cells leading to pathologic responses mediated by cytokine release and cell-mediated cytotoxicity. Although this mechanism of mimicry has not clearly been shown to act in central demyelination (except possibly for measles, as discussed later), neurally derived vaccines contain myelin antigens themselves (rather than mimics) and therefore can trigger such disease. Peripheral demyelination is known to occur by this mechanism.

Bystander activation is a process by which the activation and expansion of self-reactive lymphocytes is produced by cytokine release and antigenic response to tissue damage. It is conceivable that vaccine antigens could trigger bystander activation just as an infectious agent does.

Detection of Vaccine Adverse Events

Detection of vaccine adverse events can be difficult as they are uncommon and often manifest as illnesses that are known to occur in the unvaccinated. Many of these illnesses are not reportable to health departments. Health officials, however, will take note of an unusually high incidence of disease and launch an investigation. Surveillance for any unusual disease activity can be active or passive. Active surveillance is when cases are actively sought by sending questionnaires to physicians’ offices and hospitals or by systematically examining hospital records. Passive surveillance occurs when physicians or the public send unsolicited information about cases to health department officials. Passive surveillance provides very limited epidemiologic information, as it does not indicate the proportion of those with the complication who were actually reported (no numerator information) and how many were actually exposed to the vaccine (no denominator information); furthermore, the clinical details often are insufficient to make a secure diagnosis. The Vaccine Adverse Event Reporting System (VAERS) is a passive surveillance system in which complications are reported to the FDA. Table 48-2 summarizes selected neurologic syndromes reported to VAERS in association with various vaccines. Another passive surveillance system consists of the National Vaccine Injury Compensation Program, which compensates individuals who have had a serious and permanent adverse effect from a vaccine and who meet other criteria.

Table 48-2
Neurologic Disorders Reported to the Vaccine Adverse Event Reporting System (VAERS)
Vaccine Selected Neurologic Disorders Reported
MMR Encephalitis, panencephalitis, aseptic meningitis, ADEM, cerebellar ataxia, parkinsonism, seizures, mental retardation, autism, GBS
Varicella Headaches, stroke, aseptic meningitis, encephalitis, cerebellar ataxia, autism, developmental abnormalities, neuropathies
Zoster (Varzos) Ataxia, brachial plexopathy
Influenza (quadrivalent) GBS, MS, optic neuritis, acute axonal neuropathy, alien limb syndrome, antiganglioside antibody, autism, seizures
Influenza (H1N1) GBS, seizures, autism, autoimmune neuropathy
Hepatitis A (HEPA) Dyskinesia, ataxia, ageusia, antineuronal antibody
Hepatitis B (HEP) MS, encephalitis, strokes, cerebellar ataxia, seizures, GBS, transverse myelitis, peripheral neuropathies, Bell palsy, myasthenia gravis, autism
Poliomyelitis (OPV) Neuroparalytic disease, seizures, encephalitis
Rabies (Semple) Neuroparalytic disease, GBS, stroke, ADEM, transverse myelitis, seizures, cranial and peripheral neuropathies
HPV (recombinant) GBS, syncope, headaches, ALS, demyelinating neuropathy, dyskinesia
Japanese encephalitis Encephalitis, seizures, ataxia
Yellow fever Encephalitis, ADEM, acute hemorrhagic fever, seizures, optic neuritis, GBS, CIDP
DtaP Seizures, encephalitis, meningitis, GBS, CIDP, ataxia, dyskinesia
Meningococcal (Menactra) Encephalitis, meningitis, seizures, AHLE, stroke, demyelinating neuropathy, mononeuritis multiplex, antiganglioside antibody, antineuronal antibody
Pneumococcal (Prevnar) Encephalitis, meningitis, TIA, stroke, demyelinating neuropathy, seizures, dyskinesia
Hib Seizures, encephalitis, meningitis, stroke, neuropathy, autism, dyskinesia
Lyme Aseptic meningitis, neuropathy, seizures
MMR, measles-mumps-rubella; ADEM, acute disseminated encephalomyelitis; GBS, Guillain–Barré syndrome; MS, multiple sclerosis; HPV, human papillomavirus; ALS, amyotrophic lateral sclerosis; CIDP, chronic inflammatory demyelinating polyneuropathy; DtaP, diphtheria-tetanus-pertussis; AHLE, acute hemorrhagic leukoencephalitis; TIA, transient ischemic attacks; Hib, Haemophilus influenzae type B.

Case reports and case series of illnesses following a vaccination may be published, but it is difficult to establish causality on this basis and, in fact, such reports may be misleading. The older literature is replete with case reports of illness following vaccination but in which a causal connection was never made. Certain reports have generated considerable controversies that have led to a decrease in vaccine use and to outbreaks of disease, emphasizing the necessity of performing controlled studies that can address the issue of causality. Randomized, double-blind, placebo-controlled trials of vaccines are required as part of the FDA approval process and are very reliable, but only common adverse events are detected.

The establishment of extensive databases provides a new resource for vaccine safety studies. The CDC is operating a Vaccine Safety Datalink (VSD) project, which links to the databases of eight health maintenance organizations with 6 million members. This database has been used for a number of population-based studies, including vaccine safety studies. General information on vaccinations and reporting of adverse events is available from various internet sites ( Table 48-3 ).

Table 48-3
Vaccine Web Sites
www.vaccine.org General site of Allied Vaccine Group
www.cispimmunize.org General information site
www.Vaers.hhs.gov Vaccine Adverse Event Reporting System
www.cdc.gov/vaccines/ACIP/index.html Advisory Committee on Immunization Practices
www.hrsa.gov/vaccinecompensation National Vaccine Injury Compensation Program

Adjuvants and Preservatives

In order to attract the attention of the immune system and build an immune response, most vaccines require the addition of an adjuvant. Aluminum salts such as aluminum hydroxide, aluminum phosphate, and aluminum potassium sulfate have been used safely in vaccines for more than 70 years. A recently developed adjuvant suspension used with the Shingrix vaccine is ASO1B. AS01B is made of up of monophosphoryl lipid A (MPL), an immune-boosting substance isolated from the surface of bacteria, and QS-21, a natural compound extracted from the Chilean soapbark tree. Adjuvants have to be carefully used and manufactured since they can lead to severe inflammation. The US Food and Drug Administration (FDA) does not currently approve the use of pure adjuvants outside of a vaccine.

Controversies around the safety of adjuvants have emerged in the last decades. The autoimmune/inflammatory syndrome induced by adjuvants (ASIA) is a term coined by Shoenfeld and co-workers. A careful review of over 300 cases of ASIA syndrome collected from an international registry revealed useful clinical information. The mean age at disease onset was 37 years and the mean latency between adjuvant administration and development of symptoms was 16 months, ranging from 3 days to 5 years. The most frequent symptoms included arthralgias, myalgias, and chronic fatigue syndromes, but most patients had a concomitant autoimmune disorder, most commonly undifferentiated connective tissue disease (UCTD) and a positive antinuclear antibody test (ANA).

Perhaps the strongest evidence of the safety of aluminum in childhood vaccines came from a recent study that carefully assessed blood and hair aluminum levels, vaccination history, and cognitive, language, and motor development scores in children aged between 9 and 13 months. The authors found no correlation between infant blood or hair aluminum concentrations and vaccine history or between blood aluminum and overall developmental status.

The mercury-containing preservative thimerosal has also been linked with neurologic complications, particularly with the risk of autism. Mercury is a naturally occurring element found in the Earth’s crust, air, soil, and water. At high levels, it can be neurotoxic. Using standards for methylmercury, the FDA conducted an assessment of mercury content in vaccines and found that infants up to 6 months of age could receive quantities of mercury from vaccines that exceeded the recommended safety guidelines for methylmercury of the Environmental Protection Agency. Thimerosal, however, contains ethylmercury, not methylmercury. Ethylmercury is broken down and excreted much more rapidly than methylmercury and is therefore much less likely to accumulate in the body and cause harm.

Several efforts have been made to address concerns about the risk of autism and other developmental disabilities in children exposed to thimerosal. Reviews of the evidence by the Institute of Medicine concluded that evidence favored rejection of a causal association between thimerosal in vaccines and autism. This conclusion was based on several factors. Large epidemiologic studies suggest that the incidence of autism in children who received thimerosal-containing vaccines is not different to those children that received thimerosal-free vaccines. Similarly, prenatal and early-life exposure to thimerosal from vaccines or immunoglobulins was not related to increased risk of autism. In a US cohort study, standardized tests were administered to children between 7 and 10 years of age to assess the association between neuropsychologic performance and exposure to thimerosal from vaccines or immune globulins during the prenatal period, the neonatal period (0 to 28 days), and the first 7 months of life. The results did not support an association between early life exposure to mercury and deficits in neuropsychologic functioning at the age of 7 to 10 years. As a precautionary measure, the United States has transitioned to a childhood vaccine schedule free of thimerosal. Currently, in the United States only multidose vial influenza vaccines contain preservative quantities (i.e., 25 μg per dose) of thimerosal, and thimerosal-free influenza vaccine preparations are widely available. Despite these changes, the incidence of autism continues to increase.

In conclusion, scientific evidence suggests that the presence of thimerosal in vaccines does not increase the risk of autism or other neurodevelopmental disorders.

Smallpox

Smallpox (or variola) is a highly contagious disease caused by a double-stranded DNA virus that is airborne. Smallpox is mostly of historic significance at this time, but its potential as a weapon of biowarfare has drawn public health interest in smallpox vaccination issues. The illness begins abruptly with headache, fever, and back pain followed by a characteristic rash that begins on the face, followed by the arms and legs, and finally spreads to the torso. The rash begins with scattered macules and evolves into papules, vesicles, and finally pustules that then dry and crust over. The patient ceases to be contagious after the crusts fall off. There are two broad forms of the disease: the severe form, variola major, which had a mortality rate of about 30 percent, and a milder form, variola minor (alastrim), with a mortality rate of approximately 1 to 5 percent. There are several types of variola major, with the hemorrhagic smallpox form of the disease having a mortality of nearly 100 percent.

The original smallpox vaccination (variolation) involved the transfer of material from smallpox pustules or crusts into a scratch in the skin of the subject to be vaccinated. This method often resulted in a milder form of the disease, presumably because the preparation of the material from the smallpox lesions attenuated the smallpox virus contained therein. Variolation was the first example of an attenuated vaccine. However, the attenuation was often inadequate and some recipients developed full-blown smallpox as well as other diseases such as syphilis. Jennerian vaccination uses an animal poxvirus to induce cross-protective immunity against smallpox. The modern vaccine virus is not cowpox but vaccinia, a related virus; at what point cowpox was replaced by vaccinia or whether the original “cowpox” was some mixture of cowpox and vaccinia viruses is unknown.

Neurologic complications are uncommon. Recent series suggest that postvaccinal encephalitis can occur in 2 to 6 per million primary vaccinees, depending on age. The risk in Europe is much higher, perhaps as high as 1 in 4,000, presumably because a different strain of vaccinia virus is used. There have been rare reports of isolation of vaccinia virus in the CSF in cases of encephalitis following vaccination. The overall death rate from all causes following smallpox vaccination is 0.5 to 5 per million vaccinees.

You're Reading a Preview

Become a Clinical Tree membership for Full access and enjoy Unlimited articles

Become membership

If you are a member. Log in here