Neuromuscular disorders in the critically ill


Abnormal neuromuscular function may precipitate a patient’s admission to an intensive care unit (ICU) or it may develop because of another critical illness and its treatment. This chapter focuses primarily on respiratory failure caused by neuromuscular disease but also addresses autonomic dysfunction that occurs in this setting. A brief review of the motor unit and its physiology is provided to facilitate understanding of the concepts involved, along with consideration of the specific muscles critical to ventilation.

The motor unit and its physiology

Central nervous system (CNS) activity for motor output is ultimately conducted by the lower motor neurons, also known as alpha motor neurons . A motor unit is composed of a lower motor neuron and its distal ramifications, its neuromuscular junctions, and the muscle fibers it innervates. The cell bodies of the lower motor neurons are located in the brainstem for cranial musculature and the anterior horn of the spinal cord for somatic muscles. Motor axons project through the subarachnoid space and penetrate the dura mater as nerve roots. They may join with other motor axons and with sensory and autonomic fibers in a plexus and then travel via the peripheral nerves to the muscles they innervate. Alpha motor neurons are myelinated, a feature that accelerates nerve impulse propagation. The multiple terminal ramifications of the motor neuron synapse on individual muscle fibers.

The motor axon communicates with muscle via a specialized area termed the neuromuscular junction . On the presynaptic side of the neuromuscular junction, the neurotransmitter acetylcholine is synthesized, packaged in vesicles, and stored for release. Depolarization of the axon opens the presynaptic voltage-gated calcium channels, which activate the molecular machinery responsible for drawing the vesicles to the presynaptic membrane. The vesicles then fuse with the membrane and release acetylcholine into the synaptic cleft. Acetylcholine molecules bind to receptors on the postsynaptic membrane and cause an influx of sodium, which in turn increases the muscle endplate potential. When the endplate potential exceeds the threshold level, the muscle membrane becomes depolarized. This depolarization releases calcium ions from the sarcoplasmic reticulum, and muscle contraction occurs through a process known as excitation-contraction coupling. After activating the acetylcholine receptor complex, the acetylcholine molecule is degraded by cholinesterase, and the presynaptic neuron then recycles the choline released by this reaction.

Muscles of respiration

Three muscle groups may be defined based on their importance for respiration ( Fig. 49.1 ) :

  • 1.

    Upper airway muscles: palatal, pharyngeal, laryngeal, and lingual

  • 2.

    Inspiratory muscles: sternomastoid, diaphragm, scalenes, and parasternal intercostals

  • 3.

    Expiratory muscles: internal intercostal muscles (except for parasternals) and abdominal muscles

Fig. 49.1, Major respiratory muscles.

The upper airway muscles receive their innervation from the lower cranial nerves. Sternomastoid innervation arrives predominantly from cranial nerve XI, with a small contribution from C2. The phrenic nerve originates from cell bodies located between C3 and C5, with a maximum contribution from C4, and innervates the diaphragm. Innervation to the scalenes arises from C4 to C8, whereas that of the parasternal intercostals is from T1 to T7. The other intercostal muscles receive innervation from T1 to T12, and the abdominal musculature receives it from T7 to L1.

Clinical presentation of neuromuscular respiratory failure

Patients experiencing respiratory dysfunction as a result of neuromuscular disease typically present with a combination of upper airway dysfunction and diminished tidal volume (V T ). Upper airway muscle weakness typically presents with difficulty swallowing liquids, including respiratory secretions, along with a hoarse or nasal voice. In addition to the risk of aspiration, these patients have difficulty with negative-pressure ventilation because the weakened muscles cannot keep the airway open as the pressure falls.

Loss of V T occurs secondary to weakness of the inspiratory muscles. In addition to diaphragmatic weakness, which may present with paradoxical abdominal movement, parasternal intercostal muscle weakness also causes diminished V T by preventing the chest wall from expanding against negative intrapleural pressure. Thus lower cervical spinal cord injuries may induce respiratory failure despite preserved phrenic nerve function. The patient often attempts to maintain V T by contraction of accessory muscles such as the sternomastoids. As parasternal intercostal muscles develop spasticity over weeks, respiratory function of this type typically improves and may permit weaning from mechanical ventilatory support, at least during the daytime.

Patients with progressive generalized weakness (e.g., Guillain-Barré syndrome) commonly begin to lose V T before developing upper airway weakness. To maintain minute ventilation and carbon dioxide excretion, a patient’s respiratory rate increases. Respiratory rate is thus one of the most important clinical parameters to monitor. As the vital capacity falls from the norm of about 65 mL/kg to 30 mL/kg, a patient’s cough weakens, and clearing secretions becomes difficult. A further decrease in the vital capacity to 20 mL/kg to 25 mL/kg results in an impaired ability to sigh, resulting in progressive atelectasis. At this point, hypoxemia may be present because of ventilation-perfusion mismatching, and an increasing percentage of V T is used to ventilate dead space. Respiratory failure is imminent, and ICU admission is recommended for all patients with a vital capacity <20 mL/kg. The precise point at which mechanical ventilation is necessary varies with the patient, the underlying condition, and especially the likelihood of a rapid response to treatment.

Regardless of the vital capacity, indications for intubation and mechanical ventilation include evidence of fatigue, hypoxemia despite supplemental oxygen administration, difficulty with secretions, and a rising arterial partial pressure of carbon dioxide (PaCO 2 ). In the absence of hypercapnia, occasional patients (e.g., those with myasthenia gravis) can be managed with very close observation in an ICU with less invasive techniques (e.g., bilevel positive airway pressure [BiPAP]).

In addition to vital capacity, trended measurements of the maximum inspiratory pressure (PImax, also called negative inspiratory force [NIF]), are useful indicators of ventilatory capacity. The inability to maintain a PImax greater than 20–25 cm H 2 O usually indicates a need for mechanical ventilation. Although the maximum expiratory pressure (PEmax) is a more sensitive indicator of weakness, it has not proven to be as useful as an indicator of the need for mechanical ventilation.

Because a patient with neuromuscular respiratory failure has an intact ventilatory drive, the fall in V T is initially matched by an increase in respiratory rate, keeping the PaCO 2 normal or low until the vital capacity becomes dangerously reduced. Many patients initially maintain their PaCO 2 in the range of 35 mm Hg because of either (1) a subjective sense of dyspnea at low V T or (2) hypoxia from atelectasis and increasing dead space. When the PaCO 2 begins to rise in these circumstances, abrupt respiratory failure may be imminent, as CO 2 displaces more oxygen from the alveolar gas. The modest degree of hypoxia in most of these patients therefore worsens when the PaCO 2 begins to rise. Moreover, aspiration pneumonia and pulmonary embolism are also frequent causes of hypoxemia in these patients. To determine the relative contributions of these conditions to a patient’s hypoxemia, one can use a simplified version of the alveolar gas equation:

P a O 2 = PiO 2 − (PaCO 2 /R)

where P a O 2 is the alveolar partial pressure of oxygen, PiO 2 is the partial pressure of the inspired oxygen (in room air, 150 mm Hg), and R is the respiratory quotient (on most diets, about 0.8). This allows for the estimation of the alveolar-arterial oxygen difference (P a O 2 − PaO 2 ). Under ideal circumstances in young people breathing room air, this value is about 10 mm Hg, but it rises to about 100 mm Hg when the fraction of inspired oxygen (FiO 2 ) is 1.0. The alveolar air equation allows one to assess the contribution of hypercarbia to the decrease in arterial partial pressure of oxygen (PaO 2 ); it determines whether there is a cause of significant hypoxemia in addition to the displacement of oxygen by carbon dioxide.

Physicians must observe patients for rapid, shallow breathing ; recruitment of accessory muscles; and paradoxical movement of the abdomen during the respiratory cycle. Direct observation is particularly important, as patients may have orbicularis oris weakness, causing an artificially low vital capacity and NIF measurements because they cannot form a tight seal around the spirometer mouthpiece. In addition to physical examination findings, fluoroscopy of the diaphragm is occasionally valuable for the diagnosis of diaphragmatic dysfunction.

Autonomic dysfunction commonly accompanies some of the neuromuscular disorders requiring critical care, such as Guillain-Barré syndrome, botulism, and porphyria ( Table 49.1 ). In Guillain-Barré syndrome (vide infra), dysautonomia is common and may arise in parallel with weakness or may follow the onset of the motor disorder after one or more weeks.

TABLE 49.1
Neuromuscular Causes of Acute Respiratory Failure
Location Disorder Associated Autonomic Dysfunction?
Spinal cord Tetanus Frequent
Anterior horn cell Amyotrophic lateral sclerosis No
Poliomyelitis No
Rabies Frequent
West Nile virus flaccid paralysis No
Peripheral nerve Guillain-Barré syndrome Frequent
Critical illness polyneuropathy No
Diphtheria No, but cardiomyopathy and arrhythmias may occur
Porphyria Occasional
Ciguatoxin (ciguatera poisoning) Occasional
Saxitoxin (paralytic shellfish poisoning) No
Tetrodotoxin (pufferfish poisoning) No
Thallium intoxication No
Arsenic intoxication No
Lead intoxication No
Buckthorn neuropathy No
Neuromuscular junction Myasthenia gravis No
Botulism Frequent
Lambert-Eaton myasthenic syndrome Yes, frequent dry mouth and postural hypotension
Hypermagnesemia No
Organophosphate poisoning No
Tick paralysis No
Snake bite No
Muscle Polymyositis/dermatomyositis No
Acute quadriplegic myopathy No
Eosinophilia-myalgia syndrome No
Muscular dystrophies No, but cardiac rhythm disturbances may occur
Carnitine palmitoyl transferase deficiency No
Nemaline myopathy No
Acid maltase deficiency No
Mitochondrial myopathy No
Acute hypokalemic paralysis No
Stonefish myotoxin poisoning No
Rhabdomyolysis No
Hypophosphatemia No

Neuromuscular disorders

Many chronic neuromuscular disorders and other CNS conditions affecting the suprasegmental innervation and control of respiratory muscles eventually compromise ventilation. In this chapter, we emphasize the more common acute and subacute neuromuscular disorders that precipitate or prolong critical illness caused by ventilatory failure and autonomic dysfunction. A complete listing of neuromuscular diseases appears in Table 49.1 ; reviews of this subject and Table 49.1 detail the rarer disorders. Some of the diseases listed (e.g., Lambert-Eaton myasthenic syndrome) rarely cause respiratory failure in isolation but may be contributing causes in the presence of other conditions, such as a neuromuscular junction blockade intended only for the duration of a surgical procedure.

Neuromuscular diseases precipitating critical illness

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