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The author wishes to acknowledge the contribution of Lawsen A.B. Copley for his work in the previous edition version of this chapter.
The pediatric cervical spine is subject to a broad variety of disorders that may produce deformity and affect function necessitating treatment. An understanding of the developmental anatomy, normal cervical and craniocervical relationships, and common manifestations of pathologic processes is essential to evaluate and treat these disorders. Although conditions of the cervical spine in children are traditionally discussed according to anatomic location (e.g., occipitocervical, atlantoaxial, subaxial) and the pathology (e.g., instability, synostosis, stenosis, dysplasia), a classification based on the clinical presentation may be more useful for correctly differentiating cervical spine lesions. Such a classification also directs the evaluation and treatment of these disorders. Clinical presentations of cervical spine abnormalities include deformity, pain, limited motion, and neurologic compromise. Thus a patient who presents with deformity but without pain or neurologic compromise would be evaluated for one set of cervical abnormalities, a patient with painful deformity would be evaluated for another condition(s), and a patient presenting without deformity but with neurologic symptoms would be evaluated for a third set of conditions. Such a clinically derived classification promotes a unified understanding of cervical spine abnormalities and their underlying pathologic mechanisms.
The precise genetic control of cranial and cervical development remains unknown. However, two families of regulatory genes (the Hox and Pax genes) have been implicated in the processes of embryonic axial differentiation. , The Hox genes specify the phenotype of vertebral morphology along the embryonic axis as an early controlled event, whereas the Pax genes contribute to the early development of the nervous system and are thought to establish the intervertebral boundaries of the sclerotomes. Targeted disruption of Hox genes may result in lethal skeletal dysplasia. Reduced or absent Pax expression correlates with fusions between adjacent vertebral primordia. Mutations in the notch signaling pathways have been identified in both dominant and recessive forms of Klippel-Feil syndrome (KFS), which play a crucial role in somitogenesis. The interplay of clinical factors, such as maternal diabetes, hypoxia, and anticonvulsant medications, have also been identified as contributing to the incidence of congenital vertebral malformations.
The development of the cervical region follows a pattern of craniocaudal resegmentation in which the eight pairs of embryonic cervical somites divide into cranial and caudal segments. , Next, these primitive mesenchymal segments separate, and each vertebral anlage is then formed by the caudal half-sclerotome of one somite and the cranial half of the next lower one. The embryologic development of the occipitocervical junction is complex, with contributions from the fourth occipital and first cervical sclerotomes. The cranial half of the first cervical sclerotome remains as a half-segment (proatlas) between the occiput and the atlas proper and eventually becomes part of the occipital condyles and the tip of the odontoid. The atlas proper receives contributions from the fourth occipital and first cervical somites (two posterior arches). The axis receives contributions from the primitive second cervical somite (posterior arches), the cranial half of the first (tip of the odontoid), and the primitive centrum of the second (atlas), which becomes the body of the odontoid. In light of the complex origin of the cartilaginous anlagen of the craniocervical junction as well as the cervical vertebrae, it is easily understandable how anomalous development—failure of segmentation and formation—can occur producing the various patterns of anomalies seen in KFS.
The atlas ultimately comprises three ossification centers, one for each lateral mass and one for the body, which does not appear until 1 year of age. The posterior arches fuse by 3 to 4 years of age, and the lateral masses fuse to the body at the neurocentral synchondroses at age 7 years ( Fig. 8.1 ). , As a result, the final internal diameter of the atlas is present by age 7 years, while further growth of the external diameter occurs through appositional bone deposition. Interestingly, vertical height of the atlas appears to be diminished after early fusion is performed, while the axial diameter is unaffected.
The axis ultimately comprises five primary ossification centers (body, two neural arches or lateral masses, and two halves of the dens; Fig. 8.2 ). Persistence of the two halves of the odontoid is known as dens bicornis. The body, or centrum, is connected to the adjacent lateral masses by neurocentral synchondroses and to the dens by the dentocentral synchondrosis, which closes in most children by the age of 6. The tip of the odontoid, which appears at 3 to 6 years, usually fuses with the remainder of the odontoid by age 12 years. Occasionally fusion may fail to occur, and the tip of the odontoid is referred to as ossiculum terminale persistens. Although occasionally mistaken for an os odontoideum, this finding is considered a normal anatomic variant and is not associated with instability. As with the atlas, vertical height of the axis is decreased by early fusion, while the diameter of the ring is unaffected.
Each segment from C3 to C7 is made up of a centrum (body) and two posterior arches that arise from mesenchymal tissue migrating around each side of the neural tube ( Fig. 8.3 ). Secondary ossification centers for the superior and inferior ring apophyses ossify during late childhood and fuse to the vertebral bodies by 25 years of age. Other ossification centers for the transverse and spinous processes generally fuse by 3 years of age.
The cervical spine of children <8 years of age has unique anatomic features that influence vertebral mobility and the assessment of spinal stability. The facet joints initially are relatively horizontal and, during growth, gradually become more vertical, which enhances stability in flexion and extension. The vertebral bodies initially have an oval or wedge shape but gradually become fully ossified in a more rectangular configuration. In addition, a generalized ligamentous laxity, present in early childhood, combines with the vertebral and facet shapes to allow for physiologic cervical spine hypermobility, termed pseudosubluxation, which may be seen in up to 40% of children <8 years of age ( Fig. 8.4 ). This phenomenon occurs most commonly at C2–3 and C4–5, although one report noted physiologic anterior subluxation of C5–6 and C6–7 in a 9-year-old child. The spinolaminar line of Swischuk is helpful to differentiate between pseudosubluxation and true subluxation. , This line is drawn along the posterior arch from the first cervical vertebra to the third. It should pass within 1.5 mm of the anterior cortex of the posterior arch of the second cervical vertebra during forward flexion. As long as the Swischuk line is maintained, as much as 4 mm of vertebral body subluxation can be accepted. ,
Alignment of the pediatric cervical spine has received increased attention as the importance of global sagittal balance has been recognized. Normal cervical parameters in the age group <11 are similar to the adult alignment, although generally there is more lordosis C2–7 and more positive sagittal balance in the younger age group, with wider variation in thoracolumbar parameters. Loss of cervical lordosis, as seen in idiopathic scoliosis concomitant with thoracic hypokyphosis, may accelerate degenerative changes as well as produce cervical discomfort as the neck musculature struggles to maintain a horizontal visual sight line. The main parameters of normal cervical sagittal alignment include the occipital-C2 angle, the C1–2 angle, the C2–7 angle, and the C7 tilt angle ( Fig. 8.5 ).
Torticollis (from the Latin meaning “twisted neck”) is a symptom of cervical spine abnormality, not a diagnosis. Its differential may seem complicated at first glance, but it can be simplified by determining whether the deformity was present at birth (congenital) or was acquired and whether the deformity is painful or non-painful ( Box 8.1 ).
Congenital muscular torticollis
Vertebral anomalies
Failure of segmentation
Klippel-Feil syndrome
Occipitalization of C1
Failure of formation
Congenital hemiatlas
Combined failure of segmentation and formation
Ocular torticollis
Traumatic
Atlantoaxial rotatory displacement
Os odontoideum
C1 fracture
Inflammatory torticollis
Atlantoaxial rotatory displacement (Grisel syndrome)
Juvenile rheumatoid arthritis
Diskitis or osteomyelitis
Other infection in neck
Tumors
Eosinophilic granuloma
Osteoid osteoma or osteoblastoma
Calcified cervical disk
Sandifer syndrome
Paroxysmal torticollis of infancy
Tumors of the central nervous system
Posterior fossa
Cervical spinal cord
Acoustic neuroma
Syringomyelia
Hysterical torticollis
Oculogyric crisis (phenothiazine toxicity)
Associated with ligamentous laxity
Down syndrome
Spondyloepiphyseal dysplasia or mucopolysaccharidosis
The most common form of congenital painless torticollis is congenital muscular torticollis (CMT), or “wry neck.” The deformity is usually obvious at birth or shortly afterward. The child’s head is tilted toward the involved fibrotic sternocleidomastoid (SCM) muscle, and the chin is rotated toward the contralateral shoulder, thus producing the “cock robin” appearance ( Fig. 8.6 ). On physical examination one detects a mass or knot on the involved side of the neck in the body of the SCM muscle in the first 3 months of life (see Fig. 8.6B ). , The mass may regress after early infancy and be replaced by a palpable fibrous band that can be followed from its mastoid origin to the sternal and clavicular insertions. Although a mass may be undetected in as many as 80% of patients, the contracture is almost universally present after infancy.
The cause of CMT remains unknown, but the condition likely results from local compartment syndrome or ischemia involving the neck that produces the fibrotic muscle. It is also almost certainly a “packing” problem, based on the high prevalence of breech positioning and primiparous birth order in this condition. , It is hypothesized that the head becomes twisted and rotated in utero, and due to intrauterine crowding, the position is maintained for a period of time before birth, with resulting ischemia, edema, and eventual fibrosis in the muscle. Evidence also indicates that progressive denervation of the muscle secondary to compression of the accessory nerve can exacerbate the fibrotic reaction. Importantly, birth trauma has generally been eliminated as a possible cause. An increased incidence of congenital dislocation of the hip and of foot deformities (e.g., metatarsus adductus) in children affected by CMT provides further support to the theory of intrauterine crowding as the etiology. , Although patients with torticollis may be at slightly greater risk for congenital dysplasia of the hip, we have not found anything more than routine neonatal examination and screening with ultrasonography to be appropriate. Prolonged observation for dysplasia in a child with CMT does not appear warranted. ,
The clinical presentation varies from a simple head tilt with slight rotation and minimal restriction of motion to more severe plagiocephaly, which can be exacerbated by the positioning of the infant for sleep (see Fig. 8.6C ). Flattening of the face on the ipsilateral side of the SCM lesion can be worsened by the prone position during sleep. The infant may have a “bat” ear as a result of folding in utero. If infants are placed supine for sleeping, reverse modeling of the contralateral side of the skull can occur. Older children may be referred for scoliosis evaluation because of apparent elevation of the ipsilateral shoulder ( Fig. 8.7 ).
The differential diagnosis of CMT includes mainly congenital bony abnormalities producing the deformity ( Box 8.1 ). Therefore, good-quality plain radiographs of the cervical spine are indicated if the typical SCM muscle contracture is absent. Because of difficulty in obtaining and interpreting such radiographs in the infant, it is acceptable to forego them if the clinical picture of an SCM mass and fibrosis is unmistakable, along with the plagiocephaly and other facial and ear abnormalities related to the packing problem. Since >90% of infants with typical findings will achieve resolution using physical therapy and positioning modalities (see below), imaging is unnecessary unless the deformity does not respond to the usual conservative measures. Ocular and central nervous system (CNS) evaluation may also be indicated.
Excellent results with massage and a stretching program can be achieved in approximately 90% of patients. , , , , At the time of diagnosis, parents are instructed in the technique of stretching the contracted SCM muscle by rotating the infant’s chin to the ipsilateral shoulder and simultaneously tilting the head toward the contralateral shoulder. The exercises should be done gently but with the goal of attaining full passive range of motion—both rotation and tilting—as quickly as possible ( Fig. 8.8 ). Besides stretching, positioning toys and other maneuvers to solicit active rotation toward the involved side are important to actively overcome the SCM fibrosis.
The plagiocephaly associated with CMT garnered increased attention after the recommendations of the American Academy of Pediatrics in 1992 that infants be placed on their backs during sleep to reduce the risk of sudden infant death syndrome. , , , , Pressure exerted on the infant cranium in the supine position induces flattening of the parieto-occipital region. This force is accentuated in CMT because the infant consistently lies on one side, with a resulting compensatory anterior displacement of the ipsilateral ear and forehead. Natural history studies of the long-term consequences of such posterior positional plagiocephaly are sparse, but some investigators suggest that moderate to severe cases may result in facial asymmetry requiring maxillary osteotomies in adulthood. Two common forms of treatment for plagiocephaly include (1) repositioning of the neonate coupled with the organized stretching program for the torticollis and (2) external orthotic treatment with molding helmet therapy. Preliminary evidence suggests that infants with mild to moderate plagiocephaly may respond well to consistent repositioning and observation, whereas those infants who fail to respond to this form of treatment and who have more severe deformity may be best treated with a helmet. However, controlled clinical trials are needed before any form of intervention can be verified as effective in the treatment of occipital plagiocephaly. Currently, this form of treatment is most commonly prescribed and monitored by craniofacial surgeons and neurosurgeons.
Surgical treatment of CMT for infants and toddlers is rarely indicated. The natural history of the untreated deformity is benign; >90% of patients eventually develop an adequate range of motion and an adequate cosmetic appearance; <10% of patients eventually require surgery. If a significant restriction of motion (lacking 30 degrees or more of full rotation) or facial asymmetry persists after the child achieves walking age, surgical intervention may be considered. However, surgical release has little advantage and much disadvantage in the young child, and we prefer to wait until just before school age before a decision on surgery is made.
The reasons for waiting are both technical and age related. Operative procedures include subcutaneous tenotomy, open tenotomy of the lower SCM insertions, bipolar tenotomy, and muscle excision. Although tenotomy or excision allows an immediate increase in head excursion, this procedure is more likely to lead to recurrent contracture and a cosmetic deficit in the column of the neck resulting from the loss of muscle bulk. The earlier the surgical procedure is performed, the more technically difficult Z-plasty reconstruction will be because of the diminutive size of the structures.
The complications of surgery in infancy include scar formation, recurrent contracture with severe fibrosis, and, most important for this cosmetic deformity, unacceptable cosmetic appearance because of removal of the SCM column of the neck line, which produces an unsightly “hole” at the distal insertion in the sternum and clavicle, an outcome reported in 40% to 90% of patients. , , , Because of the excellent results obtained if surgery is delayed, there is simply no urgency for surgery in infancy for CMT.
Most authors favor surgery, when indicated, by 6 years of age. , Others have extended this period upward to age 12 years and beyond. Functional outcome, as judged from range-of-motion evaluation, is no different if surgery is performed between the ages 1 and 6, and the disadvantages of early surgery just enumerated decrease as the age of the child increases. Older children more readily accept postoperative physical therapy, especially concentrating on proprioceptive re-education of abnormal head posture. Poorer results, primarily related to unacceptable facial asymmetry or limitation of motion, are restricted to the most severe cases, although the benefits of later surgery in correcting head tilt and overall cosmesis are well established. , ,
We prefer the bipolar lengthening technique (Ferkel) for patients needing surgery ( ). The release of the SCM muscle includes careful reconstruction of the “column” of the SCM by either (1) performing Z-plasty of the clavicular insertion and releasing the sternal insertion from bone or (2) transecting the sternal portion of the muscle 1 to 2 cm proximal to its insertion, releasing the clavicular insertion from bone, and transferring the latter to the remaining distal sternal portion ( Fig. 8.9 ). Such a Z-plasty reconstruction is technically difficult to perform in the infant or toddler, and this explains why early release produces cosmetically unappealing results. Release at the mastoid process facilitates more vigorous and complete release of the patient’s head so that postoperative physical therapy can be more effective. The mastoid release should be performed at the bony insertion to avoid possible injury to the spinal accessory nerve. Skin incisions should never be placed over the clavicle because of unaesthetic scar spreading.
Surgical outcomes in older children have also been quite satisfactory ( Fig. 8.10 ). There is therefore little to criticize with persistence of nonoperative management of the young child, with surgical release, if indicated, performed sometime after age 5.
Postoperative care of the patient who has undergone bipolar release includes reinstitution of stretching exercises as soon as pain has abated and the surgical incisions have adequately healed. , , , Historically, postoperative treatment included the use of all types of braces and cast correction but we have found that active range-of-motion exercises produce excellent results, and use of postoperative immobilization is somewhat obsolete. Residual fascial bands , can lead to recurrence of deformity. These bands are best avoided by delaying the surgical procedure until the recommended age of at least 5 years.
A second form of painless congenital torticollis is associated with osseous anomalies and failure of segmentation of the cervical spine. Such fusions can involve the craniocervical junction (occiput-C2), the subaxial cervical spine, or both, and typically produce a short, webbed neck combined with a low posterior hairline. An associated head tilt and loss of cervical motion complete the clinical triad commonly referred to as KFS ( Fig. 8.11 ). , In practice, the term is used to describe any failure of segmentation in the cervical spine. Some series report the full triad in only half the patients with the diagnosis. , The loss of motion, particularly rotation, associated with torticollis brings attention to the abnormality.
Frequently the neck webbing appears to produce the head tilt or deformity, and, as such, the torticollis has the appearance of being secondary to the soft tissue abnormality, as opposed to the actual underlying cause, the skeletal abnormality. Simple failure of segmentation of the vertebral bodies or posterior elements may not produce true head tilt or rotation, but frequently an asymmetry of all abnormalities produces the torticollis. These fusions result from abnormal embryologic formation of the cervical vertebral mesenchymal anlagen. , Not only does failure of segmentation of the cervical somites between the third and eighth weeks of gestation explain the cervical synostoses and anomalies, but also, because of the scapular differentiation from mesenchymal tissue at the C3–4 level that occurs simultaneously, Sprengel deformity, seen in up to 50% of patients with KFS, is an expected accompanying anomaly ( Fig. 8.12 ). , The so-called omovertebral bone connecting the scapula and cervical spine in Sprengel deformity is further evidence of a failure of segmentation underlying the entire process. The cause of such failures of segmentation is believed to be either toxic or ischemic (anomalous vertebral artery development), and because of the timing in embryologic development, the extent of the embryologic insult is also believed to result in abnormalities of other organ systems.
Other anomalies may be present, resulting from the global nature and timing of the postulated fetal insult. In children with KFS, genitourinary anomalies are estimated to occur in 25% to 35%, , , congenital heart disease in 14% to 29%, , deafness in 15% to 35%, , and synkinesis or mirror movements in 15% to 20%. , Cervical canal and spinal cord cross-sectional dimensions are normal, however. Congenital limb deficiencies have been associated with KFS, including longitudinal distal radial deficiencies and longitudinal combined humeroulnar deficiencies. The defect producing the combination of KFS and upper limb deficiency is thought to occur between the fourth and fifth weeks of gestation and primarily to affect sclerotome 6.
Scoliosis, either congenital or idiopathic-like, occurs in 60% of patients with KFS, , and the congenital fusions involving the cervical and cervicothoracic junctions are most troublesome in producing this deformity. One study found that the severity of the scoliosis, which occurred in 70% of the patients in their series, could be correlated with the type of KFS. Patients with type I (fusion of cervical and upper thoracic vertebrae) had a 31-degree Cobb angle, compared with patients with type II (isolated cervical spine fusions) who had only a 9-degree Cobb angle. Rib anomalies often accompany both congenital fusions and Sprengel deformity (see Fig. 8.12A ). Syndromes producing all the aforementioned anomalies include the VACTERL ( v ertebral anomalies, a nal atresia, c ardiac defect, t racheo e sophageal fistula, r enal abnormalities, and l imb abnormalities) association, Goldenhar syndrome, and fetal alcohol syndrome.
The infant with the classic triad of a low hairline, webbed neck, and limited motion with or without torticollis presents no problem in diagnosis (see Fig. 8.11 ). Patients with less obvious signs of classic KFS anomalies are usually diagnosed from the restricted motion associated with vertebral fusions. The finding of torticollis and restricted range of motion, without an obvious SCM contracture, should prompt radiograph evaluation of the cervical spine. Screening for other vertebral anomalies is appropriate if any cervical fusions are found.
Once vertebral fusions in the cervical spine are documented, a general pediatric evaluation should be undertaken. Renal ultrasonography is an appropriate screening test to diagnose genitourinary anomalies. Magnetic resonance imaging (MRI) of the cervical spinal cord and craniocervical junction is recommended whenever any orthopaedic procedure is contemplated, and it certainly is indicated for evaluation of symptoms related to spinal cord compression or stenosis or instability.
Cervical scoliosis anomalies, including KFS, usually present for evaluation of painless deformity, which is managed in a fashion similar to that for congenital scoliosis. Because the cervical spine has no room for a compensatory curve to develop to keep the head upright and compensated, any progression of cervical scoliosis as the cause of a patient’s head tilt must be aggressively treated to avoid head tilt that is not correctable or severe compensatory scoliosis that decompensates the trunk ( Fig. 8.13 ; see also Fig. 8.11D ).
Patients with KFS anomalies may present at an older age with pain, radiculopathy, or myelopathy secondary either to spinal cord compression in a congenitally anomalous, narrow canal or to instability at unfused levels. , Torticollis may or may not be present, or it may have been recently acquired at the time of symptom appearance when it was previously absent. Patients with extensive vertebral fusions, often including C2–3, may develop hypermobility at an unfused C1–2 level (see Fig. 8.12E ). Any unfused segment adjacent to extensive synostosis may eventually become hypermobile, with or without neurologic symptoms. , , Thus an adolescent with mild non-progressive deformity may develop symptomatic hypermobility after years of being asymptomatic, although rarely before 13 years of age. Degenerative changes at the hypermobile segments may produce just enough spinal cord or nerve root impingement in a young adult to produce radiculopathy and myelopathy. Degenerative stenosis without hypermobility may result in subaxial cervical segments when osteophytes and disk degeneration progress in adult life. Basilar invagination must be evaluated if neurologic signs/symptoms of brainstem involvement develop ( Box 8.2 ) .
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Imaging studies of the cervical spine, especially the craniocervical junction, are mandatory for patients with KFS, especially for patients with neurologic compromise. Positioning for imaging studies may be problematic because of the shortened neck and relative lack of motion. Overlapping shadows from the mandible and occiput can confound interpretation of plain radiographs. A lateral radiograph of the skull, rather than of the cervical spine itself, best demonstrates the presence of occipitocervical bony abnormalities by eliminating some of the obliquity and rotational overlapping seen with torticollis. If C1 has been assimilated into the occiput, the lateral skull film is helpful in determining whether C1–2 has any pathologic process. Once anomalous osseous structures are visualized on a screening radiograph, further studies by computed tomography (CT), with or without three-dimensional reconstruction, and MRI to evaluate the brainstem and cervical spinal cord are necessary.
Basilar invagination is screened for by a good-quality lateral radiograph which may show upward migration of atlantoaxial structures, particularly the odontoid, into the foramen magnum. Knowledge of the traditional radiographic lines—especially the McGregor line—is useful in screening for basilar impression. The McGregor line, drawn from the upper surface of the posterior edge of the hard palate to the most caudal point of the occiput, is the most reproducible and interpretable of these radiographic landmarks ( Fig. 8.14 ). The McRae line defines the opening of the foramen magnum and truly defines basilar impression because the odontoid projects above this line in patients who are symptomatic. Modern imaging studies, such as CT with sagittal or three-dimensional reconstruction, show the osseous relationships more clearly. If any question of neural impingement exists, MRI is the more revealing study.
Equally important is the determination of impending stenosis or cord impingement by evaluating the space available for the cord (SAC) and its corollary measurement at C1–2, the atlantodens interval (ADI) ( Fig. 8.15 ; also see Fig. 8.12 ). These intervals are usually determined on lateral flexion-extension radiographs, generally obtained with the patient awake and voluntarily flexing the head. The SAC is the distance between the posterior edge of the dens and the anterior edge of the posterior ring of the atlas or the foramen magnum. A SAC of 13 mm or less is associated with neurologic compromise. In patients with hypermobility, as suggested by an ADI of more than 4.5 mm between flexion and extension, measurement of the SAC gives a reasonable evaluation of how tenuous the neurologic situation may be. Up to 4.5 mm of motion at the ADI is considered normal in children younger than 8 years of age, whereas older children and adolescents should have an ADI of less than 2 mm. ,
Normal range of motion at the atlantooccipital joint has not been defined. The occiput-C1 articulations are primarily saddle-shaped, elliptic surfaces that allow flexion and extension but little rotation or lateral flexion. Instability of this joint, which is much less common than instability of C1–2, is not well described. According to Tredwell and colleagues, posterior subluxation of the atlantooccipital joint in extension of more than 4 mm suggests instability. This can be measured from the excursion of the basion or occipital condyles in relation to a fixed point, usually the posterior edge of the anterior ring of C1 during flexion and extension ( Fig. 8.16 ). The Power ratio identifies anterior occiput-C1 instability, but because most instabilities are more obvious in extension, this ratio may not be as useful. Normal occiput-C1 translation should be no more than 1 mm in adults, and thus the importance of measuring the SAC on either plain radiographs or flexion-extension CT or MRI scans may be more critical at the atlantooccipital joint.
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