Sedation in ERCP


Unlike routine endoscopic procedures, endoscopic retrograde cholangiopancreatography (ERCP) combines several unique challenges. Despite defined indications, the complexity and length of each procedure are often difficult to predict because of unforeseen challenges with cannulation and subsequent therapy. Patients are usually in the prone position to maintain a stable, short endoscope position. In addition, the prone position and overlying fluoroscopy unit make airway monitoring and interventions difficult, particularly with an acute decline in the patient's respiratory status. Furthermore, many indications for ERCP are associated with a functional or mechanical gastric outlet obstruction, increasing the risk for periprocedural aspiration. Finally, the obesity epidemic and the rising prevalence of overt and subclinical obstructive sleep apnea (OSA) result in a high-risk patient population for sedation-related adverse events (AEs). For these reasons, the endoscopist must be meticulous in assessing preprocedure risk to determine the optimal approach to sedation for ERCP. This chapter will discuss (1) the approaches to sedation during ERCP, including the rationales for anesthesia-administered sedation and empirical endotracheal intubation; (2) risk assessment for sedation-related AEs; and (3) methods for attenuating this risk.

Defining the Continuum of Sedation

Sedation is typically characterized using the American Society of Anesthesiologists (ASA) Continuum of Sedation, which defines four discrete levels of sedation ( Table 6.1 ). Depth is most frequently defined by patient responsiveness to voice, light tactile stimulation, and painful stimulation during the procedure. However, the corresponding cardiopulmonary sequelae of this degree of awareness do not directly translate into the probability of sedation-related AEs. In moderate (also known as “conscious”) sedation, patients may be sleeping but will have purposeful response to tactile stimuli, yet may not respond to voice. In patients who are deeply sedated, this response occurs only after repeated or painful stimuli. Patients who do not respond to painful stimuli even if they are breathing on their own are by definition under general anesthesia. Monitored anesthesia care (MAC) is a term often used when talking about sedation. MAC does not describe the level of sedation; it just means that a trained anesthesia provider was involved in the care and the administration of drugs. In reality, a patient's level of sedation rarely meets only one of these definitions during the course of endoscopy, and these levels actually represent a continuum. The amount of sedation administered to achieve moderate sedation often inadvertently leads to deep sedation. Similarly, patients who are targeted for deep sedation often meet criteria for general anesthesia.

TABLE 6.1
ASA Continuum of Sedation
Minimal Sedation/Anxiolysis Moderate Sedation/Analgesia (“Conscious” Sedation) Deep Sedation/Analgesia General Anesthesia
Responsiveness Normal response to verbal stimulation Purposeful response to verbal or light tactile stimulation Purposeful response after repeated or painful stimulation * Unarousable even with painful stimulus
Airway Unaffected No intervention required Intervention may be required Intervention often required
Spontaneous ventilation Unaffected Adequate May be inadequate Frequently inadequate
Cardiovascular function Unaffected Usually maintained Usually maintained May be impaired
ASA, American Society of Anesthesiologists.
Because sedation is a continuum, it is not always possible to predict how an individual patient will respond. Hence, practitioners intending to produce a given level of sedation should be able to rescue patients whose level of sedation becomes deeper than initially intended. Individuals administering moderate sedation/analgesia (“conscious” sedation) should be able to rescue patients who enter a state of deep sedation/analgesia, whereas those administering deep sedation/analgesia should be able to rescue patients who enter a state of general anesthesia. Rescue of a patient from a deeper level of sedation than intended is an intervention by a practitioner proficient in airway management and advanced life support. The qualified practitioner corrects adverse physiologic consequences of the deeper-than-intended level of sedation (e.g., hypoventilation, hypoxia, and hypotension) and returns the patient to the originally intended level of sedation. It is not appropriate to continue a procedure at an unintended level of sedation (adapted from ASA guidelines with approval).

* Reflex withdrawal from a painful stimulus is not considered a purposeful response.

Many patients undergoing ERCP often require deep sedation, as opposed to the light or moderate sedation that is usually adequate for colonoscopy or esophagogastroduodenoscopy. ERCP procedures are typically longer in duration and require less spontaneous patient movement to achieve technical success. In a study serially assessing sedation depth during ERCP, 85% of patients met criteria for deep sedation during a segment of the procedure. Consequently, the ASA recommends that the sedation provider be adequately trained in rescue maneuvers commensurate with one level of sedation higher than the intended target. Therefore patients targeted for deep sedation should be managed by a provider who is trained in the administration of general anesthesia. This would include management in bag mask ventilation, laryngeal mask airway placement, and endotracheal intubation. The Centers for Medicaid & Medicare Services (CMS) have endorsed this recommendation, releasing a clarification letter to their policy on hospital anesthesia services in 2010 after the major gastrointestinal (GI) societies in the United States made a concerted effort to endorse nonanesthesiologist-administered propofol for low-risk patients undergoing standard endoscopy.

The current options for sedation in ERCP can be simplified into two categories: endoscopist-administered sedation and anesthesiologist-administered sedation. Computerized sedation systems that incorporate real-time patient feedback have been evaluated for standard endoscopic procedures but have not been investigated for patients undergoing ERCP. Because propofol can be administered only by anesthesia providers in the United States, endoscopist-administered sedation implies moderate sedation using conventional agents such as the combination of a benzodiazepine (e.g., midazolam) and an opiate (e.g., fentanyl or meperidine). Of note, benzodiazepine can be reversed by flumazenil and opioids by naloxone in the event of oversedation. Anesthesiologists may choose between general anesthesia with endotracheal intubation at the onset of the procedure and general anesthesia with use of a nasal cannula and having the patient breathe spontaneously during the procedure. In the latter scenario, patients are typically sedated using a propofol-based regimen, with a goal of achieving deep sedation or general anesthesia. Endoscopists increasingly prefer anesthesia-administered sedation for all endoscopic procedures. The growing role of propofol in endoscopic practice is reflected in epidemiologic data demonstrating a consistent increase in anesthesia-administered sedation. The overuse of anesthesia services for colonoscopy is under increased scrutiny. With a greater emphasis on cost-effectiveness in health care, judicious use of anesthesia will mandate an improved preprocedure risk assessment; this is particularly important in ERCP, where the potential for sedation-related complications is highest.

Initially approved for the induction and maintenance of anesthesia, propofol (2,6-diisopropylphenol) has become an increasingly popular sedative for endoscopic procedures because of its rapid onset of action (30 to 45 seconds) and short duration of effect (4 to 8 minutes). In the United States, propofol is currently restricted to anesthesiologists and some emergency medicine physicians because of its relative potency, lack of an antagonist, and potential for rapid change in the depth of sedation from moderate sedation to general anesthesia. Nevertheless, in a meta-analysis of 12 trials of propofol sedation during routine endoscopy, endoscopic ultrasonography (EUS), and ERCP, the overall rate of cardiopulmonary AEs was lower than that of standard combination opiate–benzodiazepine regimens.

There are several unique characteristics of ERCP compared with other endoscopic procedures that may accentuate the benefits of propofol. Specifically, ERCPs tend to be longer in duration and require sustained patient cooperation in order to achieve technical success. Longer procedures require higher cumulative doses of benzodiazepines and opiates to maintain moderate sedation, which translates into longer recovery times.

Defining Sedation-Related Complications (Adverse Events)

Adverse events (AEs) specifically related to sedation are usually classified in the literature by objective criteria such as oxygen desaturation, aspiration, laryngospasm, apnea, hypotension, arrhythmia, myocardial ischemia, and need for airway rescue maneuvers or reversal agents. Mortality data related to sedation in endoscopy are sparse, particularly in ERCP. The risk of death is probably close to 0.03% for patients undergoing standard endoscopy using conventional sedation regimens. Fewer studies track the frequency of airway rescue maneuvers, such as a chin lift, nasal trumpet insertion, and transient positive pressure (i.e., bag-mask) ventilation. These may be performed as a preventive maneuver in anticipation of hypoxemia or apnea and reflect the importance of having a sedation provider experienced in airway rescue. Rates of conversion from nasal cannula to endotracheal intubation during administration of intravenous propofol during ERCP are less defined, although a study of 528 patients undergoing ERCP with MAC reported a 3% incidence of unplanned endotracheal intubation. In a cohort study that included all endoscopic procedures performed during a 5-year period, patients with a higher ASA class ( Table 6.2 ) and those undergoing ERCP were more likely to require reversal agents such as flumazenil or naloxone.

TABLE 6.2
ASA Physical Status Classification System
Class Definition
1 A normal healthy patient (i.e., healthy, nonsmoking, no or minimal alcohol use)
2 A patient with mild systemic disease (examples include [but are not limited to] current smoker, social alcohol drinker, pregnancy, obesity [30 < BMI < 40], well-controlled DM or HTN, mild lung disease)
3 A patient with severe systemic disease (examples include [but are not limited to] poorly controlled DM or HTN, COPD, morbid obesity [BMI ≥40], active hepatitis, alcohol dependence or abuse, implanted pacemaker, moderate reduction of ejection fraction, ESRD undergoing regularly scheduled dialysis, premature infant PCA <60 weeks, and history [>3 months] of MI, CVA, TIA, or CAD/stents)
4 A patient with severe systemic disease that is a constant threat to life (examples include [but are not limited to] recent (<3 months) MI, CVA, TIA, or CAD/stents; ongoing cardiac ischemia or severe valve dysfunction; severe reduction of ejection fraction; sepsis; DIC; ARD or ESRD; and not undergoing regularly scheduled dialysis)
5 A moribund patient who is not expected to survive without the operation (examples include [but are not limited to] ruptured abdominal/thoracic aneurysm, massive trauma, intracranial bleed with mass effect, ischemic bowel in the face of significant cardiac pathology, or multiple organ/system dysfunction)
6 A declared brain-dead patient whose organs are being removed for donor purposes
ARD, Acute renal disease; ASA, American Society of Anesthesiologists; BMI, body mass index; CAD, coronary artery disease; COPD, chronic obstructive lung disease; CVA, cerebral vascular accident; DIC, disseminated intravascular coagulation; DM, diabetes mellitus; ESRD, end-stage renal disease; HTN, hypertension; MI, myocardial ischemia; PCA, postconceptual age; TIA, transient ischemia attack.
An addition of “E” denotes emergency surgery. An “E” is noted after the ASA number (e.g., ASA 3E). (An emergency is defined as existing when delay in treatment of the patient would lead to a significant increase in the threat to life or body part.)

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