Vascular Pathobiology: Atherosclerosis and Large Vessel Disease


Introduction to atherosclerosis

Atherosclerosis is a leading cause of morbidity and mortality in North America and results in major economic and health burdens across the globe . Atherosclerosis is a chronic vascular disease initially involving the intima of elastic and larger muscular arteries and characterized by the presence of fibroinflammatory lipid plaques (atheromas). The name of the plaque reflects the main cellular processes that are involved in pathogenesis. Extensive experimental and clinical research studies ( Fig. 7.1 ) that began with simple gross and microscopic examination of human arteries obtained at autopsy have shown that the pathogenesis is complex, multifactorial, and the relative importance of specific genetic and external factors vary among individuals . Atherogenesis is a function of the interplay between an individual’s genetic disposition, environmental exposure, and living habits adopted by the individual. Growth of a plaque is a chronic dynamic inflammatory process involving innate and adaptive immunity with superimposed acute events. The most serious acute events are plaque rupture and atherosclerotic aneurysm rupture. Interactions between vascular cells and vascular matrix with serum constituents, leukocytes, platelets, and physical forces regulate the formation of the fibroinflammatory lipid plaque. Regulation of gene expression in cells in the plaque occurs through the DNA sequence and by miRNAs and other epigenetic processes that regulate translation and posttranslation events. In the microenvironment of the plaque, there are dynamic interactions among gene products that participate in inflammation, lipid metabolism, tissue remodeling, and thrombosis. Both local events at the blood–endothelial interface and systemic conditions are involved. Thrombosis is associated with plaque growth, lumen occlusion, and plaque rupture.

Figure 7.1, Basic discovery research provides the knowledge base with which to investigate disease. The impact of experimental and human research on the diagnosis, treatment, and prevention of atherosclerosis.

Focal plaque growth leads to the development of luminal stenosis, complicated plaques, and focal weakening of some vessel walls. These may destabilize the plaque. Organs with atherosclerosis in the arteries develop clinical disease including ischemic heart disease, stroke, and peripheral vascular disease ( Fig. 7.2 ). For example, acute coronary syndrome (ACS) occurs due to a sudden imbalance between the demand and the supply of myocardial oxygen, the latter due to coronary artery obstruction brought on by an atherosclerotic plaque and/or an associated luminal thrombus. The spectrum of ACS clinical conditions extends from focal acute myocardial ischemia to extensive myocardial infarction with necrosis of significant myocardial tissue leading to heart failure.

Figure 7.2, The clinical conditions caused by atherosclerosis.

Epidemiology and risk factors

Epidemiology studies of human atherosclerosis including transgeographic investigations have helped to understand the patterns, causes, and effects of atherosclerosis in population groups . Epidemiologic studies have identified measureable risk factors for the initiation and progression of atherosclerosis . Most of these investigations have not studied atherosclerosis directly, but instead the clinical complications of this vascular disease, including coronary heart disease (CHD) (coronary artery disease [CAD], coronary vascular disease), stroke (cerebral vascular disease), and peripheral vascular disease. Molecular pathology has also become integrated with epidemiology to identify genetic causes and relationships between environmental, behavioral , and genetic factors in initiation, evolution, and progression of disease. Over 100 genes in mice have been shown to be associated with atherosclerosis with deletion of about 65% of the genes showing reduced plaque formation while deletion of 35% showing increased atherosclerosis . Although atherosclerosis is a complex polygenic disease, it is not known how much the heritable genetic factors account for interindividual variation of CAD risk. Genome-wide association studies (GWAS) have identified several single-nucleotide polymorphisms (SNPs) associated with CHD . SNPs in the chromosome 9p21–3 locus have been shown to be associated with clinical CHD . Many more significant loci have been identified in human GWAS studies .

Research in clinical medicine, pathology, epidemiology, and public health has led to the identification and characterization of environmental conditions, biological agents, disease conditions, and genetic states that increase the likelihood of atherosclerosis occurring in an individual. These are usually identified by risk of death and of major cardiovascular clinical events. Some risk factors are reversible, some are treatable, and some cannot be altered. Some of the risk factors are also markers of disease burden. The most important risk factors are listed in Table 7.1 . In many clinical studies, panels of risk factors are used to establish the risk of cardiovascular disease in a patient. The conventional risk factors, especially elevated low-density lipoprotein (LDL) cholesterol, often diet induced or as a manifestation of the inherited genetic defects of familial hypercholesterolemia, still provide the best assessment of risk of cardiovascular disease . Reducing LDL-C by 1 mmol/L with a statin drug reduces CHD events by 23% .

Table 7.1
Risk factors.
  • Hypertension

  • Blood cholesterol level

  • Diabetes mellitus

  • Cigarette smoking

  • Physical inactivity

  • Obesity

  • Alcohol consumption

  • Stressful life pattern

  • Increasing age

  • Gender

  • Family history

Biomarkers commonly in use are identified through rigorous reproducible laboratory techniques to detect disease in the preclinical state as well as in symptomatic patients and to aid in predicting clinical outcomes. Biomarkers in atherosclerosis are usually specific molecules present in biologically distinct pathways or processes which are considered important in the pathogenesis of atherosclerosis including inflammation, neurohormones, hemostasis, endothelial dysfunction, and lipid metabolism. These molecules, for example, include lipids, proteolytic enzymes, inflammatory agents , reactive oxygen species (ROS), plasminogen-activator inhibitor type I , insulin resistance factors , homocysteine , B-type natriuretic peptide , fibrinogen , and coronary artery calcium . Some biomarkers may also be involved in the pathogenesis of atherosclerosis, such as elevated LDLs and several inflammatory markers.

Biomarkers of inflammation including the acute phase reactant C-reactive protein , leukocyte adhesion molecules, tumor necrosis factor α (TNFα), IL-6, granulocyte-macrophage colony-stimulating factor, and myeloperoxidase have been shown to be associated with cardiovascular risk. This is consistent with the hypothesis that chronic low-grade inflammation is an important causal condition that promotes the initiation, progression, and the serious complications of plaque formation. This hypothesis is also driving experimental and clinical studies to investigate whether antiinflammatory drugs may affect atherosclerosis risk. The Canakinumab Antiinflammatory Thrombosis Outcomes Study (CANTOS) shows that reducing inflammation with an IL-1β antagonist reduced cardiovascular event rates independent of LDL-C .

Disease conditions other than classical hypertension, diabetes mellitus, obesity, and metabolic syndrome may also predispose to atherosclerosis. Rheumatoid arthritis and systemic lupus erythematosus increase the risk of atherosclerosis . The inflammatory burden in these diseases may be the source of the elevated risk. Along the same lines, novel experiments in mice showed that myocardial infarction itself had the potential to accelerate atherosclerosis by triggering a spike in acute systemic inflammation due to augmented release of hematopoietic stem and progenitor cells into the circulation resulting in more monocytes being available to enter the vessel wall . Recent work has identified a role for age-associated clonal hematopoiesis as a risk factor for atherosclerosis and heart failure. Clonal amplifications in the bone marrow arise from somatic mutations in driver genes that accumulate with age, with the best studied being ten-eleven translocation 2 (TET2) loss of function mutation. Mutations are associated with increased cardiovascular morbidity and mortality in humans, and studies in mice have revealed local expansion of TET2-deficient hematopoietic cells in the atherosclerotic plaque which was correlated with activation of the NLRP3 inflammasome and elevated IL-1β secretion . Further work is needed to determine whether the mutations are causative or merely represent markers of disease.

Circulating miRNAs are now being studied as possible biomarkers of atherosclerosis . Expression of several circulating miRNAs has been shown to be abnormal in CHD and is associated with specific changes in macrophage, endothelial, and smooth muscle cell (SMC) functions (see Section “MicroRNAs”).

Intestinal gut flora has been implicated as a risk due to effects on phosphatidylcholine metabolism and trimethylamine- N -oxide . Periodontal disease has been linked to cardiovascular disease .

Thus known risk factors which are either environmental or genetic are associated with increased disease. Risk reduction through risk stratification and treatment is a successful approach to prevention and to treatment of atherosclerosis, for example, by control of serum LDL cholesterol and high-density lipoprotein cholesterol (HDL-C) . Several risk management guidelines have been adopted by national and international bodies developed by evidence-based atherosclerotic disease event risk assessment . A healthy lifestyle is an important effector in reducing risk reduction . Despite these guidelines, those recommendations and usual practice in the community often do not align so that many patients are not achieving optimum prevention and/or therapeutic targets.

Gross and microscopic morphology of the fibroinflammatory lipid plaque

Study of atherosclerosis originally began with a description by pathologists of the gross and microscopic morphology of the fibroinflammatory lipid plaque (atheroma). These original studies laid the foundation for the modern day study of atherogenesis.

Precursor lesions

Sites in the arterial vasculature may be modified early in life, with resultant changes that may predispose individuals to future atherosclerotic plaque formation. For instance, within the first few months, the intima of the left anterior descending coronary artery has the same thickness as the media which may predispose the artery to future atherosclerosis. Through human autopsy studies, specific types of intimal lesions have been identified that are considered precursor lesions to plaque. They include fatty streaks and intimal thickening. Gelatinous lesions are much less understood, and mural microthrombi are currently not considered to be precursor lesions. These precursor lesions are silent and produce no clinical symptoms, but they may predispose the local area of the artery wall to future atherosclerotic plaque formation.

Fatty streaks

Aortic fatty streaks are observed in early childhood and even in neonates; however, in the coronary artery, they appear at about 10 years of age. Fatty streaks are flat or slightly elevated and generally vary in size from 3 to 5 mm. They consist of many lipid-laden foam cells that contain cholesteryl esters and a variable amount of extracellular lipid . These cells, found in the intima, are mainly macrophages derived from blood monocytes, however, some are SMCs. Modified LDL ingested through the scavenger receptor-mediated pathway is a common mechanism to promote foam cell formation. Lesion transition is characterized by deep intimal extracellular deposition of cholesterol-rich vesicular lipid deposits as very early plaques begin to form . The presence of cholesterol crystals in the extracellular lipid pool may induce further foam cell formation and inflammation to promote fibroinflammatory lipid plaque formation. There is no fibrotic component to these flat fatty streak lesions. Women between the ages of 15 and 34 years have more extensive fatty streaks than men but do not end up with more raised plaques. Fatty streaks are reversible and are seen to the same extent in the aortas of the young when comparing populations that do and do not develop atherosclerosis in later life. At present, there is no marker that enables differentiation between those fatty streaks that will become fibroinflammatory lipid plaques and those that regress. Therefore it is likely that other factors interact with the fatty streak to promote progression toward a fibroinflammatory lipid plaque. For example, fatty streaks tend to progress to advanced lesions in areas of artery flow dividers and branch points probably related to altered hemodynamic forces.

Intimal thickening

Diffuse intimal thickening shows increased SMCs and extracellular matrix (ECM). Intimal thickening begins in the aorta during childhood and progresses throughout life, often present at flow dividers leading to eccentric intimal thickening. Excessive thickening leads to the development of the central necrotic core of the plaque since at beyond 300 μm thickness, diffusion of nutrients in the intima is disrupted leading to focal ischemia and necrosis at the intima–media border, resulting in the development of the fibroinflammatory lipid plaque.

Gelatinous lesions

Gelatinous lesions or elevations, soft translucent thickenings generally 2–4 mm in diameter, are characterized by edematous swelling of the intima that demonstrate reduced metachromasia in tissue sections stained with toluidine blue, compared with those in the normal vessel wall. The connective tissue is separated, and there is a decreased cellularity in the lesion relative to normal tissue. They contain little or no lipid and undergo transition to fibrous plaques . These lesions have not been extensively studied and are not referred to in many of the current theories of atherogenesis.

Mural microthrombi

The presence of rare fresh mural microthrombi has been described as a single platelet or an aggregate of platelets in contact with a normal endothelial cell. These microthrombi may contain fibrin. Very occasional microthrombi could be seen incorporated into the vessel wall. It is very unlikely that these rare findings result in pathobiologic effect because there is no evidence that the contact promoted functional changes in either platelet or endothelial cell.

Fibroinflammatory lipid plaque (atheroma)

The classical atherosclerotic lesion (plaque) is termed as an atheroma, coined by Marchand, a pathologist from Leipzig (from the Greek athero , meaning gruel or porridge, referring to the central necrotic material found in many plaques, and sclerosis , meaning fibrosis) . We originally used the term fibroinflammatory atheroma which we have modified to fibroinflammatory lipid plaque, to highlight the important components of the plaque, inflammation, lipids, and fibrous tissue. Some investigators use the term fibrofatty plaque to highlight the presence of both lipids and fibrous tissue in the plaque. Since some plaques are highly fibrous in nature, plaques were also classified histologically as being either atheronecrotic or fibroplastic, depending on the presence or absence of a necrotic core. For the necrotic core to form in a classical atheroma, a critical thickness of 250–400 μm is required in the aortic intima and 100–200 μm in the intima of the coronary arteries. The specific dysfunctions leading to the development of a necrotic core have not been fully identified, but disruption of the diffusion of nutrients from the lumen through the thickened tissue leading to ischemia and necrosis is likely to be important.

Some arteries are largely spared, whereas others, such as the coronary vessels, the infrarenal aorta, major vessels supplying the lower extremities, and the carotids at their bifurcations, are at greater risk. Lesions develop later in life in the cerebral arteries than in the aorta and coronary arteries. Beginning at age 15 years and continuing to age 24 years, the coronary arteries of men have twice as many plaques as those of women. Plaques are often located at focal areas exposed to increased or decreased hemodynamic luminal shear stress, oscillating flow or turbulence. Veins do not show atherosclerosis unless they are grafted into the arterial circulation, such as in saphenous vein aortocoronary bypass grafts.

Human plaques tend to be morphologically similar in all populations studied with similar contents ( Table 7.2 ). Adults with increased serum cholesterol levels show the same type of fibroinflammatory lipid plaques as those who are normocholesterolemic. Populations in which the rate of atherosclerosis is very low do not have plaques that differ qualitatively from those in populations with high rates of atherosclerosis. Although diabetes enhances the rate of development of clinical atherosclerosis, plaques from diabetics have the same morphology as do those from nondiabetics. Therefore a variety of risk factors result in the same type of histopathologic lesion in the vessel wall. In addition, atherosclerotic plaques that develop in surgically implanted saphenous vein bypass grafts are concentric and have typical features, except that some are more friable because they contain less fibrous tissue. Stary et al. classified atherosclerotic lesions into six categories based on light microscopic morphology. They classified type I and II as fatty streak precursor type lesions. Type III was considered a transition stage lesion leading to type IV which is the classical atheroma. Type V is the complicated plaque with features of fibrosis and calcification. Type VI is the full blown complicated lesion with surface erosions, fissures, plaque hematomas, and surface thrombi with or without plaque rupture.

Table 7.2
The content of atherosclerotic plaques.
  • Cells -

    • Endothelial

    • Macrophages

    • Dendritic cells

    • T lymphocytes

    • B lymphocytes

    • Mast cells

    • Smooth muscle cells

    • Foam cells

    • Giant cells

    • Stem/precursor cells:

      • Endothelial precursor cells

      • Endothelial bone marrow-derived stem cells

      • Resident endothelial stem cells

      • Smooth muscle precursor cells (mesenchymal)

      • Bone marrow mesenchymal-derived stem cells

      • Bone marrow hematopoietic-derived stem cells

      • Resident smooth muscle stem cells

    • Fibrous cap

    • Necrotic core

      • Cholesterol clefts

    • Matrix

      • Collagens

      • Elastin

      • Proteoglycans

      • Glycoproteins

    • Vasa vasorum/neovascularization

    • Calcification

A simple plaque is elevated, white/yellow, smooth-surfaced, and irregular in shape albeit with reasonably well-defined borders ( Fig. 7.3 ). Fibroinflammatory lipid plaques tend to be oval, with their largest diameter being 8–12 mm. They are mostly oriented in the direction of blood flow. At aortic branch points and in smaller vessels such as the coronary or cerebral arteries, the plaque is often eccentric. Adjacent plaques fuse as lesions progress, and in more advanced stages they can cover an area of several square centimeters. In epicardial coronary arteries, it is believed that a functionally significant clinical stenosis occurs when more than 75% of the lumen is narrowed because at that point distal flow to the myocardium is reduced.

Figure 7.3, Atherosclerosis, fibroinflammatory lipid plaques, thoracic aorta. Gross photograph of irregular shaped raised yellow/white atherosclerotic plaques. Nonelevated lesions are fatty streaks. Compliments Dr Jagdish Butany.

Microscopic examination of tissue sections shows that the initial lesion involves the intima and only very little of the superficial media. Its composition is heterogeneous from area to area ( Fig. 7.4 ). The tissue between the vascular lumen and the necrotic core is called the fibrous cap; it contains smooth muscle, macrophages, lymphocytes, dendritic cells, foam cells, and occasional mast cells as well as ECM. SMCs are often found in an ellipsoid space in the connective tissue and throughout the plaque matrix. The central core consists of necrotic debris. Lipid crystals located in cholesterol clefts and associated foreign body giant cells are present in association with the necrotic areas and within the fibrous tissue. Foam cells are often found in this area, as well as in focal groups within the tissue matrix away from the necrotic core.

Figure 7.4, Early atherosclerotic plaque with foam cells and very early central necrosis, aorta. Microscopic photograph of atherosclerotic plaque with foam cells in the upper intima and early necrosis at the intima–media interface. Compliments Dr Jagdish Butany.

Numerous chronic inflammatory and immune cells are present within the plaque. In the past, morphologic criteria were used to identify these cells, but currently histochemical and immunological markers have enhanced identification of cell types. Monoclonal antibodies are used to identify inflammatory cells not only in frozen tissue but also in specially treated, routinely fixed paraffin-embedded tissue. Macrophages are present throughout the plaque. Dendritic cells are present in the subendothelial area. T cells are present in the developed plaque and in the subendothelial intimal space in areas with an increased predilection to develop plaques. T cell types are identified by immunological markers. Chronic inflammatory cells are also seen in the adventitia, especially in association with the presence of prominent plaque involvement of the intima–media. Both T cells and B cells are present in the adventitia of human atherosclerotic coronary arteries and aorta with some lymphoid organization present.

Neovascularization (angiogenesis) has a very important role in plaque growth and subsequent plaque pathology . Neovessels are rare in healthy arteries but plentiful in atherosclerotic ones. Although much is known about the regulation of angiogenesis, the pathogenesis of plaque neovascularization is not understood. It is postulated that vessel in-growth occurs from vasa vasorum located in the adventitia and in the media in the outer third of the media. Angiogenesis is important because it may contribute to plaque instability. Newly formed vessels are fragile and may rupture, resulting in an acute expansion of the plaque because of intraplaque hemorrhage. Hemosiderin-laden macrophages, often present in focal areas of the plaque, are evidence of a remote intraplaque hemorrhage and/or a healed focal rupture of the fibrous cap.

The adventitia in atherosclerotic areas contains activated fibroblasts and myofibroblasts, vasa vasorum, vascular pericytes, stem and progenitor cells, macrophages, dendritic cells, T cells, β cells, mast cells, SMCs, perivascular nerves, and activated adipocytes. The adventitia is functionally associated with the perivascular adipose tissue (PVAT) which is loosely associated with the adventitia .

In contrast, the coronary arteries of transplanted hearts display diverse lesions . In addition to the presence of fibroinflammatory lipid plaques in the epicardial arteries with advanced complications, the large and small epicardial arteries, the intramyocardial arteries, and the veins exhibit a concentric intimal fibromuscular hyperplasia. The inflammatory response is more prominent than in classical atherosclerosis and consists of T lymphocytes and macrophages. The thickened intima consists of SMCs and ECM.

Complicated advanced plaque

The term complicated plaque is a histopathological term used to describe advanced fibroinflammatory lipid plaque development which is associated with clinical disease ( Figs. 7.5 and 7.6 ). Complications include erosion, ulceration, or fissuring of a plaque’s surface; intraplaque hemorrhage; plaque rupture; mural thrombosis; calcification; and aneurysm with or without rupture. Fissuring may lead to thrombosis in the intima when platelets and coagulation factors enter the fibrous cap through the fissure. The point of entry may then be sealed by thrombosis or the fissure may expand and destabilize the fibrous cap, leading to plaque rupture. Erosion, ulceration, and fissuring probably occur after focal denudation of the surface endothelium. Focal denudation can be repaired by endothelial proliferation and migration, but repeated injury results in a chronic loss of surface endothelium. Endothelial cells are also lost, at least in part, due to a reduction or abnormal distribution of the large intracellular actin microfilament bundles, which are important in adhesion of the cells to the substratum at sites of focal contact .

Figure 7.5, Atherosclerosis, severe with complicated plaques, abdominal aorta. Gross photograph of severe atherosclerosis with fused plaques, erosions, and alterations of the surface of plaques and mural thrombi. Compliments Dr Jagdish Butany.

Figure 7.6, Severe atherosclerosis with a complicated plaque, coronary artery. Microscopic photograph of a cross section of severe atherosclerosis with severe lumen stenosis, foam cells, fibrous tissue, calcification, necrotic core, surface erosions, and inflammatory cells. Compliments Dr Jagdish Butany.

Calcium concentration, measured biochemically, in the wall of the artery increases with age in the normal aorta. Calcification (see Section “Vascular calcification”) occurs in areas of necrosis and in the fibrous cap of the plaque. Large calcium deposits in the fibrous cap may protect the plaque from rupture, while microcalcifications may hasten rupture by increasing local stress concentrations in the tissue. The calcium crystals in vascular tissue are hydroxyapatite-like and consist of calcium, phosphate, and carbonate. Electron microscopy shows that the crystals are often deposited on collagen fibrils oriented in the same direction as the fibril and are found near degraded elastic lamellae. Bone marrow metaplasia also occurs in complicated plaques.

Atherosclerotic aneurysms occur when extensive plaque formation associated with thinning of the media leads to a dilated bulging aortic wall which may rupture when it reaches a critical size. The rupture occurs when wall stresses locally exceed the strength of the wall, the former due to blood pressure and the aneurysm itself and the latter due to the pathological state of the wall . Those under 4 cm rarely rupture while those above 6 cm rupture from 25% to 40% by 5 years. Fusiform aneurysms, the most common type, are ovoid expansions of the wall along the long axis of the artery. Saccular aneurysms are balloon-like outpouchings of the wall. The aneurysms show severe atherosclerosis and contain mural thrombus showing varying degrees of organization with fresh more friable thrombus at the surface and organized thrombus at the base. Atherosclerotic aneurysms may occur in any artery, but they are most common in the abdominal aorta distal to the renal arteries and proximal to the aortic bifurcation. Some may extend into the iliac arteries or the latter may have a separate aneurysm. Atherosclerotic aneurysms may also occur in synergy with the inflammatory abdominal aortic aneurysm (AAA) and the thoracoabdominal aortic aneurysms .

Steps in atherosclerotic plaque formation and complications

A unifying theory of the pathogenesis of atherosclerosis is derived from a synthesis of in vitro and in vivo animal model experimental and human clinical research studies. Plaque formation is best characterized as evolving in three overlapping stages ( Fig. 7.7 ): the initiation/formation stage, the adaptation stage, and the clinical stage. In all three, there are atherogenic and antiatherogenic dynamic molecular events regulated by the cells and the matrix at the level of gene regulation, protein modification, and signal and metabolic pathway function and dysfunction. These events occur at the endothelial–blood interface, within the three layers of the artery wall, the intima, media, and adventitia, and in the associated PVAT and the plaque itself once it is formed .

Figure 7.7, Three stages of atherogenesis and its clinical complications.

Initiation/formation stage

Precursor lesions, endothelial dysfunction, lipoprotein metabolism, macrophage activation

Atherosclerotic plaques initially develop as intimal precursor lesions at sites which human and animal studies have shown are predisposed to lesion formation. Mild endothelial dysfunction with mild altered permeability and/or accumulation of intimal SMCs is present at these sites. The former often results in fatty streak formations while the latter occurs as an intimal SMC mass, often located at arterial branch points. Endothelial cell injury may occur in a variety of ways including by altered hemodynamic shear stress, viral or microbial agents, immune mechanisms, systemic inflammatory agents, cytokines, chemokines, and the formation of ROS. Some recent observations suggest that in coronavirus disease 2019 (COVID-19) the virus may induce significant endothelial injury and dysfunction inducing thrombosis and thromboembolic events . At present it is too early to know whether this pandemic disease may predispose to atherosclerosis in survivors of the acute condition. The injuries noted above lead to further disruption of the integrity of the endothelial barrier leading to increased endothelial permeability . This can occur as follows: VE-cadherin mediates adherens junctions between ECs and extracellular homophilic binding. Intracellularly, it is stabilized through binding to the actin cytoskeleton mediated by α- and β-catenin. Sphingosine-1 phosphate 1 (S1P1) maintains EC integrity while S1P2 disrupts adherens junctions promoting paracellular permeability. Increased permeability allows lipoproteins to penetrate the vessel wall. Lipoproteins are lipid–protein complexes composed of cholesterol, triacylglycerol, phospholipids, and an apoprotein molecule, which normally permits the complex to circulate in the blood stream. These lipoproteins may be modified through oxidization and acetylation or other enzymatic processes. Oxidized LDLs are formed once LDL particles accumulate in the vessel wall and are oxidized by toxic oxygen species produced and released by macrophages as well as by NADPH oxidase (NOX) and secretory phospholipase A2. Lectin-like oxidized LDL (LDX-1) is the receptor that binds oxLDL to endothelial cells and initiates signaling. Once in the intima, oxLDL taken up by macrophage scavenger receptors induces the macrophage proinflammatory phenotype and activates macrophages to secrete chemokines, cytokines, and proteolytic enzymes. At this stage, additional are macrophages recruited to enter the wall. Normally, cholesterol enters the cell through the LDL receptor (LDLR), a family of endocytic receptors that are important in cholesterol homeostasis. Cholesterol acts to inhibit receptor recycling and HMGCoA reductase, an enzyme important in intracellular cholesterol synthesis. LDLR expression is regulated in part by proprotein converted subtilism/kexin type 9, which may be a valuable therapeutic target for atherosclerosis when its activity is inhibited . Modified LDL undergoing oxidation or acetylation becomes a high affinity ligand for a family of scavenger receptors on the cell surface which internalize LDL through pathways that are not inhibited by intracellular cholesterol. Thus influx is poorly regulated and although it may be initially considered a protective response, eventually pathways to metabolize modified lipoproteins are overwhelmed and there is a buildup of excessive free cholesterol which is toxic to the cell and leads to cell death. This sets the stage for plaque development.

ECM alterations

With more severe endothelial injury, lipids accumulate at a faster rate. The ECM present in the intima, including proteoglycans, fibronectin (FN), collagens, and elastin, all bind lipids with high affinity, which sequesters lipid in this layer. Once ingested by macrophages, oxLDL enhances the secretion of proteoglycans including biglycan and versican which promote high affinity binding of extracellular lipid. Decorin, a small leucine-rich proteoglycan, does not promote binding.

Inflammation

Monocyte recruitment to the plaque is mediated by monocyte chemotactic protein-1 (MCP-1), macrophage colony stimulating factor (M-CSF), and other cytokines. M-CSF promotes differentiation of monocytes to macrophages. Upregulation of cell adhesion molecules including vascular cell adhesion molecule-1 (VCAM-1) and intercellular adhesion molecule-1 (ICAM-1) occurs in endothelial cells (ECs). Macrophage accumulation is enhanced by macrophage inhibitory factor and its receptors CXCR2 and CXCR4, the former secreted by EC, SMC, and macrophages upon stimulation by oxLDL . The macrophages and intimal SMCs accumulate modified lipids via scavenger receptors, especially CD36, leading to the development of foam cells. Activated macrophages release growth factors and cytokines, including tumor necrosis factor (TNF), which promotes further entry of macrophages and more T and B lymphocytes to enhance adaptive immunity. The macrophages may undergo cell death due to the excessive intracellular lipid. Cholesterol crystals also promote inflammation as they accumulate in the plaque. These crystals activate the caspase-1-activating NLRP3 inflammasome which results in secretion of IL-1β family of cytokines which in turn activate leukocytes .

Besides innate immunity, adaptive immunity also plays a role, although less well defined. For example, autoantibodies against oxLDL are candidate autoantigens that activate T cells. It is the oxidation of LDL in the vessel wall that generates these immunogenic epitopes called oxidation-specific epitopes which are target pattern recognition receptors making them immunogenic .

Early plaque growth

Besides prominent inflammation, the early plaque can grow in several ways involving all three vascular layers. Endothelial injury due to several factors including hypercholesterolemia, hyperglycemia, cigarette smoking, and viral infections leads to a reduction in the anticoagulant, antiplatelet, and fibrinolytic properties of the vessel wall, predisposing it to mural thrombosis. This stimulates the release of growth factors including fibroblast growth factor and platelet-derived growth factor (PDGF) and further accelerates SMC migration and proliferation into the intima and the secretion of matrix components . Small mural thrombi become organized and are incorporated into the plaque. Consequentially, the intima is thickened, its deeper layers are poorly nourished and undergo necrosis. Oxidized lipid and proteolytic enzymes released by macrophages cause additional tissue damage. Inefficient clearance of dead cells, termed efferocytosis, contributes to the formation of the necrotic core. The plaque is formed as a fibrous cap develops separating the central necrotic core from the vascular lumen. The fibrous cap is rich in SMCs, collagen, and elastin fibers and serves to protect the weakened necrotic core against plaque rupture. Angiogenesis promotes vascularization of the plaque with the vessels arising from the vasa vasorum of the adventitia and outer media. The plaque becomes heterogenous with respect to SMC localization, inflammatory cell infiltration, and matrix organization. Cell turnover does occur as plaques show low levels of SMC and macrophage proliferation and apoptosis.

There are processes that help to moderate the growth of the plaque. Important transcription factors such as Krüppel-like factor 2 (KLF2) and Krüppel-like factor 4 (KLF4) are antileukocyte adhesive and antithrombotic. KLF2 reduces the expression of proinflammatory cytokines, tissue factor (TF), and lipid expression in macrophages . This appears to limit macrophage activation and favor the macrophage phenotype M2, the repair phenotype, over the M1 proinflammatory phenotype.

Human and experimental in vivo and in vitro studies show that the adventitia is a dynamic microenvironment in which adventitial cells initiate and regulate important vascular functions in atherosclerosis . Although well away from the blood–wall interface where much pathology has been identified, the adventitia has a profound influence on the population of intimal and medial endothelial, macrophage, and SMC function . This regulates biologic processes including fibroblast and myofibroblast migration and proliferation, inflammation, immunity, stem cell activation and regulation, ECM remodeling, and angiogenesis. A debate exists as to whether the adventitia initiates disease or is just an important participant. Vascular injury and dysfunction of the PVAT which is loosely attached to the adventitia promote expansion of the vasa vasorum, activation of fibroblasts, differentiation of myofibroblasts, and activation of adipocytes which release adipokines.

Adaptation stage

Vessel wall remodeling

The artery wall adapts to the presence of an atherosclerotic plaque. As the plaque encroaches on the vessel lumen, the wall of the vessel undergoes remodeling lending to structural changes that dilate the artery wall in order to maintain normal lumen size. Hemodynamic shear stress is an important regulator through endothelial mechanotransduction. It is likely that cell proliferation, apoptosis, and both matrix synthesis and degradation are important factors in remodeling the artery wall. It is also likely that the plaque itself undergoes remodeling and that apoptosis and efferocytosis are important processes since factors associated with their regulation are found in plaques. Once a plaque encroaches on about 45% of the lumen, compensatory remodeling cannot maintain lumen size and it narrows leading to luminal stenosis.

Continual plaque growth

Plaques continue to grow in the adaptation stage by dynamic interactions involving SMCs, macrophages, lymphocytes, matrix synthesis, matrix degradation, and neovascularization. Surface thrombi may develop and be incorporated into the plaque. Mural thrombosis occurs as a result of disrupted blood flow around the plaque, at the site of its protrusion into the lumen. Hemorrhage arising from new, fragile vessels within the plaque may also increase plaque size. Plaque rupture may occur during this stage of mild to moderate plaque formation and either produce a sudden thrombotic clinical event or undergo a process of healing so that the thrombus does not occlude the lumen and becomes incorporated into the plaque.

Clinical stage

Plaque complications

Several complications develop which destabilize the plaque and result in manifestations of serious clinical disease. These include surface erosion and ulceration, fissure formation, intraplaque hemorrhage, plaque rupture, mural and occlusive thrombosis, calcification, and aneurysm formation with or without artery wall rupture ( Fig. 7.8 ).

Figure 7.8, Mural thrombosis and plaque erosions in complicated atherosclerotic plaque, aorta. Gross photograph of aorta with fused plaques, prominent plaque erosion, and extensive surface mural thrombosis. Compliments Dr Jagdish Butany.

Advanced plaque growth

Processes described in early growth continue with emphasis on innate and acquired immune processes, further macrophage and lymphocyte accumulation, further lipid accumulation, SMC proliferation, ECM expansion by remodeling of matrix macromolecules, intraplaque hemorrhage, and incorporation of mural thrombi ( Fig. 7.9 ). The expansion of the central necrotic core may occur by continued macrophage activation by cytokines and by activation of NOD2 which promotes influx of macrophages and lymphocytes and accumulation of intracellular lipid by scavenger receptor-mediated uptake of oxLDL and by inhibition of HDL-mediated cholesterol efflux from macrophages, likely due to downregulation of the reverse cholesterol ATP-binding cassette transporter (ABCA1) . In the adventitia, fibroblasts, myofibroblasts, and inflammatory cells continue to become activated, and stem/progenitor cells differentiate into SMC myofibroblasts, and macrophage-like cells, osteocytes, and chondrocytes, which may populate the plaque and surrounding tissue . The PVAT also contributes to growth especially with activated adipocytes secreting adipokines . Advanced plaque growth leads to severe luminal stenosis. Severe luminal stenosis (greater than 75% in the coronary arteries) and/or superimposed thrombotic vascular occlusion lead to clinical disease, including CHD (angina pectoris, acute myocardial infarction, sudden death), stroke, and peripheral vascular disease.

Figure 7.9, Complicated atherosclerotic plaque in aorta.

Plaque rupture

The catastrophic event of plaque rupture with ensuing thrombosis and occlusion of the vascular lumen usually occurs in advanced plaques. However, angiographic studies suggest that even plaques causing less than 50% lumen stenosis may rupture. Therefore a plaque’s stability is not directly correlated with size or age of the plaque but with active biologic processes occurring within. Often there is clinical evidence of destabilization of the coronary artery plaque prior to rupture due to the occurrence of thromboatherosclerotic emboli or transient mural thrombi. However, rupture may produce the first sign or symptom of clinical disease. Plaque destabilization and rupture are important processes leading to ACS which includes ST-segment elevation myocardial infarction, non-ST-segment elevation myocardial infarction, and unstable angina . Plaque rupture results from disruption of the fibrous cap due to structural or functional changes within the cap or at its surface usually at the shoulder of the plaque. It is hypothesized that interactions of physical hemodynamic forces with proteolytic degradative processes associated with metalloproteinases in the fibrous cap lead to a weakening of the plaque, especially at the interface of normal artery and plaque. Plaque rupture occurs at sites of thinning of the fibrous cap, at sites of foam cell accumulation and lipid deposits in the cap, in association with areas of decreased smooth muscle cellularity in the cap, and near sites with microcalcifications. Conditions believed to cause plaque rupture include endothelial denudation with ulceration or fissure formation, hemodynamic shear stress at the plaque shoulder, the presence of a thin fibrous cap, apoptosis of SMCs within the cap, inflammatory activity at the interface between an area of lipid deposition and fibrous tissue, and the presence of matrix metalloproteinases (MMPs) released by activated macrophages, SMCs, and endothelial cells that digest ECM ( Table 7.3 ). In addition, another pathway to rupture is associated with hemorrhage from thin, newly formed vessels within the plaque. The hemorrhage may expand the plaque and rupture the fibrous cap from inside out. Once the plaque ruptures, the thrombogenic material in the plaque often triggers thrombosis in the lumen resulting in the formation of an occlusive thrombus. However, some ruptures heal without producing an acute clinical event. It is not known why some ruptures behave this way.

Table 7.3
Conditions associated with plaque rupture.
  • Hemodynamic sheer stress

  • Endothelial denudation, ulceration, erosion, fissure

  • Thin fibrous cap

  • Reduced smooth muscle cells in cap

  • Foam cells

  • Nodular calcification

  • Macrophages

  • Metalloproteinases

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