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Endodontic surgery is the management of periradicular disease by a surgical approach. In general, this includes abscess drainage, periapical surgery, corrective surgery, intentional replantation, and root removal ( Box 18.1 ).
Dense orthograde fill
Healthy periodontal status:
No dehiscence
Adequate crown-root ratio
Radiolucent defect isolated to apical one-third of the tooth
Tooth treated:
Maxillary incisor
Mesiobuccal root of maxillary molars
Postoperative factors:
Radiographic evidence of bone fill following surgery
Resolution of pain and symptoms
Absence of sinus tract
Decrease in tooth mobility
Clinical or radiographic evidence of fracture
Poor or lack of orthograde filling
Marginal leakage of crown or post
Poor preoperative periodontal condition
Radiographic evidence of post perforation
Tooth treated:
Mandibular incisor
Postoperative factors:
Lack of bone repair following surgery
Lack of resolution of pain
Fistula does not resolve or returns
Conventional endodontic treatment, also known as orthograde endodontics, is generally a successful procedure; however, in 10% to 15% of cases symptoms can persist or recur spontaneously. Such findings as a draining fistula, pain on mastication, or the incidental finding of a radiolucency increasing in size indicate problems with the initial endodontic procedure. Many endodontic failures occur 1 year or more after the initial root canal treatment, often complicating a situation because a definitive restoration may have already been placed. This creates a higher “value” for the tooth because it now may be supporting a fixed partial denture.
Surgery has traditionally been an important part of endodontic treatment. However, until recently, little research has focused on indications and contraindications, techniques, success and failure (i.e., long-term prognosis), wound healing, and materials and devices to augment procedures. Because of this lack of information, referral for surgery—such as the routine correction of failed endodontic treatment, removal of large lesions believed to be cysts, or single-visit root canal treatment—may have been inappropriate. A decision on whether to approach the case surgically or to consider orthograde (through the coronal portion of the tooth) endodontic retreatment is dictated by various clinical and anatomic situations. Other treatment options, such as extraction of the tooth with placement of an implant, may be preferred and are associated with a higher long-term success rate. However, a consensus conference concluded that endodontic therapy and implant procedures are considered equally successful. Additional procedures on the tooth, whether orthograde retreatment or periapical surgery, may reduce the long-term success rate of the tooth because each treatment is associated with additional tooth structure removal. When surgery is indicated, under the correct clinical situations it can maintain the tooth and its overlying restoration. Fig. 18.1 is an algorithm to help guide the clinical decision regarding whether endodontic surgery is indicated.
This chapter presents the indications and contraindications for endodontic surgery, diagnosis and treatment planning, and the basics of endodontic surgical techniques. Most of the procedures presented should be performed by specialists or, on occasion, specially trained and experienced generalists. Surgical approaches are often in proximity to anatomic structures such as the maxillary sinus ( Box 18.2 ) and inferior alveolar nerve, so expertise in working around these structures is mandatory. Nonetheless, the general dentist must be skilled in diagnosis and treatment planning and must be able to recognize the procedures indicated in particular situations. When referring a patient to a specialist for treatment, the general dentist must have sufficient knowledge to understand the potential success of the procedure. Studies show that apical surgery can have outcomes of greater than 85% over a 3-year period. Knowing the likelihood of success allows the referring dentist to provide describe the surgical procedure as well as provide appropriate counseling to the patient. In addition, the generalist should assist in the follow-up care and long-term assessment of treatment outcomes. The final determination of success (e.g., as to when a definitive final restoration should be placed) is often the responsibility of the referring dentist.
Abscess drainage
Periapical surgery
Hemisection or root amputation
Intentional replantation
Corrective surgery
Drainage releases purulent or hemorrhagic transudates and exudates from a focus of liquefaction necrosis (i.e., abscess). Draining an abscess relieves pain, increases circulation, and removes a potent irritant. The abscess may be confined to bone or may have eroded through bone and the periosteum to invade soft tissue. Managing these intraoral or extraoral swellings by incision for drainage is reviewed in Chapters 16 and 17 . Draining the infection does not eliminate the cause of the infection, so definitive treatment of the tooth is still needed.
An abscess in bone resulting from an infected tooth may be drained by two methods: (1) opening into the offending tooth coronally to obtain drainage through the pulp chamber and canal or (2) a formal incision and drainage (I&D), with or without placement of a drain. An I&D is indicated if the spread of the infection is rapid, if space involvement is evident, or if opening the tooth coronally does not yield obvious purulence. The decision regarding a drain is based on whether the abscess cavity will remain open on its own. Infections that have spread to multiple contiguous spaces often dictate the need to place a drain. In addition, if dependent drainage is not established, a drain should be considered. An I&D permits the dentist to obtain a sample of the pus for culture and sensitivity testing when indicated. Most community-acquired endodontic infections do not require culture and sensitivity testing unless the patient is medically compromised or has failed to respond to an empirical course of antibiotics or if the infection was acquired in a hospital setting, which predisposes to antibiotic-resistant forms of bacteria.
Periapical (i.e., periradicular) surgery includes a series of procedures performed to eliminate symptoms. Periapical surgery includes the following:
Appropriate exposure of the root and the apical region
Exploration of the root surface for fractures or other pathologic conditions
Curettage of the apical tissues
Resection of the root apex
Retrograde preparation with the ultrasonic tips
Placement of the retrograde filling material
Appropriate flap closure to permit healing and minimize gingival recession
After the completion of endodontics, symptoms associated with the tooth may lead to the recommendation for periapical surgery. Most commonly, patients have a chronic fistula and drainage. Other signs can include pain and the sudden onset of a vestibular space infection. Incidental findings of an increasing radiolucent area found on routine radiographs may also lead to the decision to treat the periapical region surgically.
The success of apical surgery varies considerably depending on the reason for and nature of the procedure. With failed root canal treatment, retreatment often is not possible, or a better result cannot be achieved by a coronal approach. If the cause of the failure cannot be identified, surgical exploration may be necessary ( Fig. 18.2 ). On occasion, an unusual entity in the periapical region requires surgical removal and biopsy for identification ( Fig. 18.3 ). Indications for periapical surgery are discussed in the following sections ( Box 18.3 ).
Anatomic problems preventing complete debridement or obturation
Restorative considerations that compromise treatment
Horizontal root fracture with apical necrosis
Irretrievable material preventing canal treatment or retreatment
Procedural errors during treatment
Large periapical lesions that do not resolve with root canal treatment
It is important to tell the patient preoperatively that endodontic surgery is exploratory. The precise surgical procedure is dictated by the clinical findings once the site is exposed and explored. For example, a fracture of a root may be noted, and the decision whether to resect the root or extract the tooth will need to be made intraoperatively. If the tooth is to be extracted, provisions for temporization must be made in advance if removal is an esthetic issue, or a decision must be made to close the flap and schedule a future extraction. The patient must also give preoperative consent for an extraction if it is deemed necessary intraoperatively.
Calcifications or other blockages, severe root curvatures, or constricted canals (e.g., calcific metamorphosis) may compromise root canal treatment (e.g., prevent instrumentation, obturation, or both) ( Fig. 18.4 ). A nonobturated and cleaned canal may lead to failure because of continued apical leakage.
Although the outcome may be questionable, it is preferable to attempt conventional root canal treatment or retreatment before apical surgery. If this is not possible, removing or resecting the uninstrumented and unfilled portion of the root and placing a root end filling may be necessary.
Root canal retreatment may be risky because of problems that may occur from attempting access through a restoration such as a crown on a mandibular incisor. An opening could compromise retention of the restoration or perforate the root. Rather than attempt the root canal retreatment, root resection and root end filling may successfully eliminate the symptoms associated with the tooth.
A common indication for surgery is failed treatment on a tooth that has been restored with a post and core ( Fig. 18.5 ). Many posts are difficult to remove or may cause root fracture if an attempt at removal is made to retreat the tooth.
Occasionally, after a traumatic root fracture, the apical segment undergoes pulpal necrosis. Because pulpal necrosis cannot be predictably treated from a coronal approach, the apical segment is removed surgically after root canal treatment of the coronal portion ( Fig. 18.6 ).
Canals are occasionally blocked by objects such as broken instruments ( Fig. 18.7 ), restorative materials, segments of posts, or other foreign objects. If evidence of apical pathosis is found, those materials can be removed surgically, usually with a portion of the root ( Fig. 18.8 ). A broken file can be left in the root canal system if the tooth remains asymptomatic and is not itself an indication for apical surgery.
Broken instruments, ledging, gross overfills, and perforations may result in failure ( Figs. 18.9 and 18.10 ). Although overfilling is not itself an indication for removal of the material, surgical correction is beneficial in these situations if the tooth becomes symptomatic. Because the obturation of the canal is often dense in these situations, surgical treatment has an excellent prognosis.
Occasionally, very large periradicular lesions may enlarge after adequate debridement and obturation. These lesions are generally best resolved with decompression and limited curettage to avoid damaging adjacent structures such as the mandibular nerve ( Fig. 18.11 ). The continued apical leakage is the nidus for this expanding lesion, and root resection with the placement of an apical seal often resolves the lesion.
If other options are available, periapical surgery may not be the preferred choice ( Box 18.4 ).
Unidentified cause of root canal treatment failure
When conventional root canal treatment is possible
Combined coronal treatment and apical surgery
When retreatment of a treatment failure is possible
Anatomic structures (e.g., adjacent nerves and vessels) are in jeopardy
Structures interfere with access and visibility
Compromise of crown-root ratio
Systemic complications (e.g., bleeding disorders)
Relying on surgery to correct all root canal treatment failures could be labeled indiscriminate. An important consideration is to (1) identify the cause of failure and (2) design an appropriate corrective treatment plan. Orthograde retreatment is often indicated and offers the best chance of success. Surgery to correct a treatment failure for which the cause cannot be identified is often unsuccessful. Surgical management of all periapical pathosis, large periapical lesions, or both is often not necessary because they will resolve after appropriate root canal treatment. This includes lesions that may be cystic; these also usually heal after root canal treatment.
In most situations, orthograde conventional endodontic treatment is preferred ( Fig. 18.12 ). Surgery is not indicated simply because debridement and obturation are in the same visit, although there has been a long-held, incorrect notion that single-visit treatment should be accompanied by surgery, particularly if a periradicular lesion is present.
Few situations occur in which simultaneous root canal therapy and apical surgery are indicated. An approach that includes both of these as a single procedure typically has no advantages. It is preferable to perform only the conventional treatment without the adjunctive apical surgery because the surgery will not necessarily improve the outcome. In some patients the conventional root canal procedure is ineffective at eliminating symptoms. In this scenario, in spite of adequate instrumentation and antibiotics, purulent exudate from the tooth or a vestibular swelling is still present. A combined orthograde obturation with a simultaneous periapical surgery to curette the apical region and seal the tooth can be successfully coordinated and the symptoms resolved. The dentist can instrument and seal the tooth with the plan to see the surgeon that day for definitive periapical surgery. The endodontic filling material is densely condensed and can even be out the apex (to a reasonable degree, not impinging on local anatomic structures) if the surgeon will resect a small portion of the apical region and place a retrograde seal ( Fig. 18.13A–C ).
Although most oral structures do not interfere with a surgical approach, they must be considered. Expertise in operating around a structure such as the maxillary sinus or the mental nerve region is imperative before undertaking surgery in these regions. Exposure of the maxillary sinus, which occurs in most molar apical surgeries, is itself not a complication but a known consequence of the surgery ( Fig. 18.14 ). Creating a sinus opening is neither unusual nor dangerous. However, caution is necessary not to introduce foreign objects into the opening and to remind the patient not to exert pressure by forcibly blowing the nose until the surgical wound has healed (for 2 weeks). Correct flap design is also crucial to prevent the development of an oral-antral communication. The sulcular flap keeps the incision line far from the sinus opening, thus allowing spontaneous healing.
Surgical procedures around the mental foramen require caution to avoid stretch injury or direct damage to the nerve. In my opinion, exposure of the mental nerve is safer than attempting to estimate its position. Careful subperiosteal reflection of the flap with adequate release allows the surgeon to identify the nerve where it exits from bone. Once identified, staying a safe distance above, anteriorly, or both is crucial to preventing an injury. Important to note is that the nerve may have an anterior loop of 2 to 4 mm, so that distance should be accounted for anteriorly.
When molar apical surgery is performed, the midroot of the molar should be identified by slow removal of bone, which should be carried inferiorly ( Fig. 18.15A–C ). Once reaching the apical region, cautious curettage of the soft tissue lesion is carried out to avoid mechanical injury of the inferior alveolar nerve as it passes under the molar roots (see Fig. 18.15D–G ). As mentioned earlier, it is not necessary to remove the entire area of periapical granulation tissue or cyst, if present, because treating the apical lesion and sealing of the root canal with the retrograde filling cause the apical lesion to heal.
Teeth with very short roots have compromised bony support and are poor candidates for surgery; root end resection in such cases may compromise stability. However, shorter roots may support a relatively long crown if the surrounding cervical periodontium is healthy (see Fig. 18.6 ).
The general health and condition of the patient are always essential considerations. Contraindications for endodontic surgery are similar to those for other types of oral surgery.
Almost without exception, periapical surgery is performed in an area with mixed acute and chronic infection. Because of the nature of the surgery and the potential for the spread of infection into adjacent spaces, preoperative prophylactic administration of antibiotics should be considered. Risk for infection of the hematoma exists because of the amount of edema expected after the procedure. In addition, inadvertent opening of adjacent structures such as the maxillary sinus is expected to occur with molar surgeries. As discussed elsewhere in the text, the basics of antibiotic prophylaxis are that antibiotics are to be administered before surgery to have any protective benefit. The surgeon should consider a preoperative dose of penicillin V potassium (2 g) or clindamycin (600 mg) 1 hour before surgery. The need for postoperative dosing has not been clearly defined and may not be of benefit to the patient. Other adjuncts, such as the perioperative administration of corticosteroids, may reduce edema and speed recovery. However, the use of corticosteroids may increase the risk of infection, so prophylactic antibiotics may be necessary.
Surgical access is a compromise between the need for visibility of the surgical site and the potential damage to adjacent structures. A properly designed and carefully reflected flap results in good access and uncomplicated healing. The basic principles of flap design should be followed (see Chapter 3 ). Although several possibilities exist, the three most common incisions are (1) semilunar, (2) submarginal, and (3) full mucoperiosteal (i.e., sulcular). The submarginal and full mucoperiosteal incisions have either a three-corner (i.e., triangular) design or a four-corner (i.e., rectangular) design.
Although the semilunar incision is a popular incision among practitioners, this type of incision should be avoided because of the limitations and potential complications. This is a slightly curved half-moon horizontal incision in the alveolar mucosa ( Fig. 18.16 ). Although the location allows straightforward reflection and quick access to the periradicular structures, it limits the clinician in providing full evaluation of the root surface. If a fracture is noted, performing a root resection through this incision or extracting the tooth is impractical. The incision is based primarily in the unattached or alveolar mucosa, which heals more slowly with a greater chance of dehiscence than a flap based primarily in attached or keratinized tissue. In addition, the flap design carries the flap over the inflamed surgical site, and this inflamed mucosa is at a high risk of breakdown. Other disadvantages to this incision include excessive hemorrhage, delayed healing, and scarring; therefore this design is contraindicated for most endodontic surgery.
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