Principles in Thyroid Surgery


Basic Thyroid Surgical Maneuvers.

Advanced Thyroid Cancer Surgery.

Total Thyroidectomy: Autofluorescence and Parathyroid Angiography.

Introduction

There are a number of chapters in this text devoted to specific thyroid surgical approaches, ranging from minimally invasive to extracervical, robotic, and transoral approaches (see Chapter 32 , Robotic and Extra Cervical Approaches to the Thyroid and Parathyroid Glands, Chapter 33 , Transoral thyroidectomy, and Chapter 34 , Minimally Invasive Video-Assisted Thyroidectomy). In this chapter, we review when to perform thyroid surgery, the extent of surgery recommended, as well as the basic technical principles in standard thyroid surgery; these principles are, to some degree, applicable to all forms of thyroid surgery. Standard open thyroid surgery may be considered the basic starting point for all thyroid surgeons; familiarity with these surgical anatomic principles is an essential first step for other less routine surgical approaches.

Extent of Thyroidectomy

Although fine-needle aspiration (FNA) is the procedure of choice for the evaluation of clinically indicated thyroid nodules, Chapter 11 , Fine-Needle Aspiration of the Thyroid Gland: The 2017 Bethesda System and Chapter 12 , Fine-Needle Aspiration and Molecular Analysis there are clinical parameters other than cytology that can affect the decision to operate and the extent of a thyroidectomy (see Chapter 11 , Fine-Needle Aspiration of the Thyroid Gland—The 2017 Bethesda System); these include age (higher malignancy risk < 20 and > 60 years of age), sex of the patient (males have increased risk of malignancy), family history of thyroid malignancy syndromes such as familial papillary carcinoma, Cowden syndrome, multiple endocrine neoplasia (MEN) type 2A or 2B (see Chapter 27 , Syndromic Medullary Thyroid Carcinoma: MEN 2A and MEN 2B and Chapter 30 , Familial Nonmedullary Thyroid Cancer), personal history of exposure to ionizing radiation (especially as a child), and a history of a rapidly growing thyroid mass (see Chapter 10 , The Evaluation and Management of Thyroid Nodules). On physical examination, size, firmness, and fixation of the nodule are important to note as well as hoarseness. Especially important and predictive of malignancy are the findings of vocal cord paralysis (VCP) and lymphadenopathy (see Chapter 15 , Pre- and Postoperative Laryngeal Examination in Thyroid and Parathyroid Surgery and Chapter 14 , Preoperative Radiographic Mapping of Nodal Disease for Papillary Thyroid Carcinoma). Thyroid-stimulating hormone (TSH) elevation has been associated with higher risk of malignancy in a thyroid nodule as well as with more advanced cancer stage. Certain ultrasonographic findings also increase the risk of malignancy, such as solid hypoechogenicity, irregular margins, microcalcification, rim calcifications (especially if interrupted with extrusion of soft tissue), central blood flow, taller than wide morphology, extrathyroidal extension (ETE), and increased elastography measures of firmness and density (see Chapter 13 , Ultrasound of the Thyroid and Parathyroid Glands). Focal 18 fluorodeoxyglucose-positron emission tomography ( FDG-PET) positivity of a thyroid nodule is also found to increase malignancy risk. Molecular assessment of FNA cytology has emerged as a useful tool to reduce the diagnostic uncertainty of the indeterminate cytologic categories and to aid in preoperative malignancy risk assessment. The most commonly used tests today include microarray analysis of messenger RNA (mRNA) expression of certain genes implicated in thyroid cancer and next-generation sequencing analysis of panels of common genetic alterations (e.g., BRAF, RET/PTC1, RET/PTC2, RAS, HRAS, NRAS, PAX8/PPAR gamma, PIK3CA ) (see Chapter 10 , The Evaluation and Management of Thyroid Nodules; Chapter 12 , FNA and Molecular Analysis; and Chapter 18 , Molecular Pathogenesis of Thyroid Neoplasia). However, given the continued need for long-term outcome data on the use of molecular testing in therapeutic decision making, patients should be counseled on the potential benefits and limitations of molecular testing. Just as cytopathologic analysis is of central importance in the decision to operate and in discussions of extent of thyroidectomy, equally important is the interpretation of these data not in isolation but in the context of other key clinical parameters already described.

Extent of Surgery Based on Fna Result

In 2007, the National Cancer Institute convened a state of the science meeting to consolidate and provide guidance regarding thyroid cytopathology terminology. This meeting resulted in the Bethesda System for Reporting Thyroid Cytopathology, which recognizes six distinct categories of thyroid FNA cytopathology: nondiagnostic, benign, atypia of undetermined significance or follicular lesion of undetermined significance (AUS/FLUS), follicular/Hürthle cell neoplasm (or suspicious for follicular or Hürthle cell neoplasm), suspicious for malignancy, and malignant. The Bethesda System was revised in 2017 to incorporate new data into malignancy risk stratification, such as the reclassification of some thyroid neoplasms as noninvasive follicular thyroid neoplasm with papillary-like nuclear features (NIFTP); however, the names of the categories did not change (see Chapter 11 , Fine-Needle Aspiration of the Thyroid Gland—The 2017 Bethesda System). Each of these categories confers an estimated risk of malignancy, which in turn influences the surgeon’s management recommendations. However, as noted earlier, the overall clinical scenario (history, physical examination parameters, specific FNA data, etc.) must factor into the surgeon’s decision making. For example, certain unfavorable clinical parameters may appropriately lead the surgeon to recommend surgery in the setting of an FNA reported as benign. Typical surgical management recommendations for each of these cytopathologic categories is presented below. These recommendations are summarized in the 2015 American Thyroid Association Management Guidelines for Adult Patients with Thyroid Nodules and Differentiated Thyroid Cancer.

Nondiagnostic

The nodule reported as nondiagnostic should undergo repeat aspiration with ultrasound guidance; 50% of such repeated aspirates yield diagnostic information. Diagnostic lobectomy can be considered for the nodule with multiple nondiagnostic results; core needle biopsy may also be considered. Approximately 10% of such nodules are malignant. Nodules that are highly suspicious on ultrasound or demonstrate significant growth on ultrasound surveillance should be considered for surgery. Clinical risk factors for malignancy should also be considered in surgical decision making.

Benign

When the needle biopsy returns with adequate cellularity and is clearly benign, surgery is deferred generally in lieu of serial ultrasonographic surveillance (see Chapter 10 , The Evaluation and Management of Thyroid Nodules). Occasionally, because of size of the nodule especially over 3 to 4 cm, compressive symptoms, or the need for absolute assurance by the patient, surgery can be considered. The extent of surgery will depend on the clinical scenario but is most often unilateral.

Indeterminate

Atypia of Undetermined Significance or Follicular Lesion of Undetermined Significance

When cytology is read as AUS/FLUS, the mean risk of malignancy is estimated around 15% to 20%; however, notable challenges have been discussed in the literature regarding this estimate. In this setting, repeat ultrasound-guided FNA and molecular testing may be offered to aid in malignancy risk assessment. If surgery is decided upon without these further investigations, the surgery is typically a lobectomy. In the setting of repeat FNA with AUS/FLUS or suspicious molecular testing results, surgery is considered. Either a lobectomy or total thyroidectomy may be recommended as the initial treatment of choice based on clinical risk factors, specific molecular testing results, sonographic pattern, and patient preference. Rarely in this category, frozen section can confirm malignancy intraoperatively (such as with classic papillary thyroid carcinoma) and allow for conversion to total thyroidectomy if indicated. However, given the limited utility of frozen section with other diagnoses (such as follicular variant papillary thyroid cancer [PTC] and follicular thyroid carcinoma), many surgeons choose to forego frozen section intraoperatively. In any case, if lobectomy is decided upon as the initial management strategy, the patient must be counseled regarding the possible need for completion thyroidectomy.

Follicular or Hürthle Cell Neoplasm

When the needle biopsy result reveals follicular or Hürthle cell neoplasm (or suspicious for follicular or Hürthle cell neoplasm), a lobectomy without frozen section is generally offered for complete capsular histologic evaluation. The patient is counseled about the potential need for completion thyroidectomy, which occurs in approximately 20% to 30% of cases. Alternatively, molecular testing may be offered for further malignancy risk assessment. Total thyroidectomy may be considered when the lesion is more likely to be malignant, based on molecular testing results or clinical factors such as male sex or larger size of the lesion (generally > 4 cm). Initial total thyroidectomy may also be considered in patients who, based on their age, have a less favorable prognosis should a cancer be diagnosed or if there is substantial unbiopsied contralateral lobe nodularity.

Suspicious for Malignancy

Needle aspirates that read as suspicious for malignancy are most often suspicious for papillary carcinoma; the risk of papillary cancer up to 70%. These have traditionally been best treated with lobectomy with frozen section and intraoperative touch cytologic prep (see Chapter 11 , Fine-Needle Aspiration of the Thyroid Gland—The 2017 Bethesda System). If a diagnosis of papillary carcinoma can be made intraoperatively, total thyroidectomy can be offered. Biopsy of suspicious lymph nodes may be helpful for diagnosing papillary carcinoma. Alternatively, molecular testing may be considered before surgery if a positive result would lead to an altered surgical plan, such as proceeding straight to total thyroidectomy. Total thyroidectomy may be considered for nodules that have known mutations, nodules that are larger than 4 cm, or nodules in patients with a strong history of radiation exposure or familial thyroid carcinoma.

Consideration for Total Thyroidectomy in Patients With Indeterminate Nodules

In general, a completion thyroidectomy would be recommended for patients if the diagnostic lobectomy resulted in a malignant diagnosis. Consideration can be given to proceed with a total thyroidectomy at initial surgery in patients with bilateral nodular disease, significant medical comorbidities, coexisting hyperthyroid disease, or in patients who prefer to undergo bilateral surgery to avoid the risk of a second surgery.

Malignant

Diagnostic for Medullary Carcinoma, Anaplastic Carcinoma, or Lymphoma

An initial biopsy that is read as diagnostic for medullary carcinoma of the thyroid requires a workup to exclude pheochromocytoma, hyperparathyroidism, and radiographic evaluation for nodal disease; consideration must be made for total thyroidectomy, central neck dissection, and often unilateral or bilateral lateral neck dissection (see Chapter 26 , Sporadic Medullary Thyroid Carcinoma and Chapter 27 , Syndromic Medullary Thyroid Carcinoma: MEN 2A and MEN 2B). Blood testing for calcitonin, carcinoembryonic antigen (CEA), calcium, parathyroid hormone (PTH) and pheochromocytoma laboratory testing should be performed. Germline RET mutational analysis informs whether the patient has an inherited or a sporadic disease. With no evidence of nodal disease, total thyroidectomy with central neck dissection is considered often, with some surgeons considering lateral neck dissection depending on calcitonin levels.

With a diagnosis of anaplastic thyroid carcinoma, surgery is offered in the relatively uncommon circumstance where all gross disease can be resected; surgery is sometimes offered for palliative purposes. Given the significance of the diagnosis of anaplastic thyroid cancer, open biopsy confirmation rather than FNA alone can be considered. A common surgical procedure appropriate for anaplastic carcinoma is isthmusectomy; it can confirm tissue diagnosis and is often combined with tracheotomy if the airway is deteriorating.

Aspirates read as diagnostic for lymphoma often need to be subtyped; this frequently requires core biopsy or sometimes open biopsy/isthmusectomy (see Chapter 28 , Anaplastic Thyroid Cancer and Thyroid Lymphoma). Recommended management for thyroid lymphoma, as is the case for other lymphomas, typically involves chemotherapy and radiation rather than surgery.

Diagnostic for Papillary Carcinoma of the Thyroid

The extent of thyroidectomy for patients with well-differentiated thyroid carcinoma, specifically PTC, has been actively debated within head and neck and surgical oncologic circles for decades. In the past, total thyroidectomy was performed for PTCs > 1 cm. However, according to current guidelines (2015 American Thyroid Association Management Guidelines for Adult Patients with Thyroid Nodules and Differentiated Thyroid Cancer), thyroid lobectomy is now acknowledged as an acceptable treatment option in certain cases of PTC < 4 cm. In most cases, PTC is associated with prolonged survival. The controversy as to the relationship between thyroidectomy and the prolonged, long-term survival enjoyed by the majority of patients with papillary thyroid carcinoma, has made randomized prospective studies impractical. The best surgical plan for a patient with a preoperative FNA read as diagnostic of papillary carcinoma of the thyroid has been controversial, in part, because of the unique features of PTC (see Chapter 19 , Papillary Thyroid Cancer and Chapter 20 , Papillary Thyroid Microcarcinoma).

Unique Features of Papillary Carcinoma

The Prevalence and Favorable Prognosis of Small PTC Lesions

The first of these unique features of papillary cancers is the entity of occult or microscopic carcinoma. Such lesions are typically defined as less than 1 cm and typically as intrathyroidal. Such lesions are highly prevalent in humans and are often found incidentally during thyroidectomy performed for other lesions. The lesions occur, on average, in 8.5% of surgical specimens. When comparing data from the Surveillance, Epidemiology, and End Results Program (SEER) clinical prevalence rates to known autopsy rates of PTC, which range from 5% to 36% depending on the country, it is estimated that only 2% of existing PTC lesions in humans ever present with clinical disease. Although small occult carcinomas may metastasize to regional nodal beds in the neck, they are rarely associated with clinically significant metastatic disease or death. The favorable prognosis of small PTC lesions has been well studied. In 1960 Woolner described six patients with occult PTC diagnosed through an excisional biopsy of cervical lymph node(s) who were followed clinically (i.e. without any thyroid surgery) and found to have no progression of disease over many years. In Japan, a large prospective study of observation alone for patients with biopsy-proven papillary microcarcinomas (PMC) was performed. Among 162 patients observed, 72.3% demonstrated no local disease progression (PTC size was stable or smaller) on surveillance ultrasounds during long-term follow-up (at least 5 years) (See Chapter 21 , Papillary carcinoma observation).

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