Posttransplantation Monitoring and Outcomes


Introduction

Kidney transplantation is the kidney replacement modality of choice for most patients with end-stage kidney disease (ESKD). Evidence shows that most kidney transplant recipients (KTRs) experience a higher quality of life and improved long-term survival compared to wait-listed patients receiving dialysis. However, the risk of death in KTRs compared to wait-listed dialysis patients is actually higher during the early posttransplant period due to the operative risk as well as increased risks of procedure-related complications, allograft rejection, and complications of induction immunosuppression (IS), particularly infection. Thus, the natural course of kidney transplantation is complex and dynamic, with evolving risk profiles and complications, which require various approaches for risk mitigation to optimize patient and allograft outcomes. While the immediate and early posttransplant phases of care focus primarily on postsurgical management, monitoring of allograft function, and optimization of IS to balance toxicity, immunologic risk, and infectious risk, later phases of care strategize to minimize and manage long-term complications of IS such as posttransplant malignancy, cardiovascular disease (CVD), posttransplant diabetes mellitus (PTDM), and more. This chapter reviews the salient features of the general management of the KTR from immediately posttransplant to beyond, including novel methods for monitoring allograft function and minimizing the risk of infections, malignancy, CVD, and other complications affecting patient and allograft outcomes.

Routine Follow-Up

Given the complexity of care and higher infectious and immunologic risk in the immediate and early posttransplant period, patients are followed by a transplant nephrologist at a minimum for the first 3 to 6 months after transplant. Frequency of follow-up is highest in the early posttransplant period (first 3 months), though it varies among centers and often depends on the stability of the patient and individual risk factors. A typical follow-up schedule for KTRs entails clinic visits twice weekly for the first 2 to 4 weeks, then weekly for 1 month, followed by every 2 weeks for 1 month, then once every 3 months for the first year posttransplant. Patients with stable allograft function and maintenance IS regimens may then be followed by an internist or general nephrologist in consultation with a transplant nephrologist as the risk of rejection and infection decrease. However, KTRs still require close monitoring to maintain optimal graft function and assess for complications of IS including infection, malignancy, CVD, and PTDM, as well as complications from reduced kidney function such as anemia and mineral and bone disorder.

While frequency and type of laboratory monitoring vary from center to center, most institutions follow protocols similar to those proposed in the 2009 Kidney Disease: Improving Global Outcomes (KDIGO) clinical practice guidelines; Table 60.1 is an example. In addition to basic serum and urine chemistries, this table also includes whole blood IS levels and common preemptive viral monitoring. Follow-up should also include a routine history and physical exam.

TABLE 60.1
Suggested Frequency of Laboratory Test Following Kidney Transplantation
Test Frequency
Basic chemistry panel (including eGFR), magnesium and phosphorus Every visit
Complete blood count with differential Every visit
CNI or mTOR inhibitor trough level (or C2*) Every visit
Urinalysis with sediment examination Every visit
Spot urine protein-to-creatinine ratio (or dipstick urine protein) Every visit
Fasting blood glucose Weekly for the first 4 weeks, then at 3 and 6 months, then yearly†
Hemoglobin A1c‡ Every 3 months or every visit if less frequent
Complete fasting lipid profile At 3 and 12 months, then yearly
PTH and 25-hydroxyvitamin D level At 3 and 12 months
BK polyoma virus blood and/or urine NAT Monthly for the first 6 months, and then at 9, 12, 18, and 24 months
Cytomegalovirus blood NAT (if not on antiviral prophylaxis) Weekly for the first 3 months
Epstein-Barr virus NAT (in high risk individuals) Immediately posttransplant, then monthly for the first 3 months, then at 6, 9, and 12 months
eGFR, Estimated glomerular filtration rate; CNI, calcineurin inhibitor; mTOR, mammalian target of rapamycin; PTH, parathyroid hormone; NAT, nucleic acid testing.
*C2, Whole blood concentration at 2 hours after drug administration reflecting peak level.
†May be substituted for Hemoglobin A1c after month 3.
‡ If fasting or nonfasting blood glucose abnormal.

Monitoring Allograft Function

Allograft dysfunction, if left unaddressed, may lead to irreversible allograft injury and eventual allograft failure. Early recognition, diagnosis, and treatment of allograft dysfunction is paramount as most causes of allograft dysfunction are reversible if treated promptly. While outcomes vary across institutions, the 1-year unadjusted survival rate of a kidney allograft in the United States (US) is approximately 93.2% and 97.5% for cadaveric and living donor kidneys, respectively. Despite dramatic improvements in 1-year allograft survival, late allograft loss remains a significant challenge. Fortunately, long-term allograft and patient survival for both deceased-donor and living-donor KTRs is gradually improving with advancements in healthcare. Both short- and long-term allograft survival are dependent on a variety of factors, many of which are interdependent and relate to donor and recipient characteristics as well as immunologic and nonimmunologic factors ( Table 60.2 ). It is important to consider the time frame when evaluating allograft dysfunction as the causes vary dramatically over the immediate, early, and late posttransplant periods.

TABLE 60.2
Factors Affecting Short-Term and Long-Term Allograft Survival
Donor Factors Recipient Factors
Age
Donor type (living vs deceased)
KDPI
Comorbidities and illness
Inadequate kidney mass
Brain death status
Age
Ethnicity
Gene polymorphisms
Comorbidity
Drug noncompliance
Dialysis vintage and type prior to transplant
Geography
Immunologic Factors Nonimmunologic Factors
Degree of sensitization (DSA and non-DSA)
Degree of HLA mismatching
ABO blood group incompatibility
Number of rejection episodes
Recurrent or de novo glomerular disease
Delayed graft function
Center effect
Infection (CMV, BKV, etc.)
Tissue injury
Immunosuppression type and toxicity
Posttransplant hypertension
Hyperlipidemia
Hyperhomocysteinemia
Ultrasonographic resistive index
Proteinuria
KDPI, Kidney Donor Profile Index; DSA, donor-specific antibody; HLA, human leukocyte antigen; CMV, cytomegalovirus; BKV, BK polyomavirus.

Assessment of Allograft Dysfunction

Monitoring allograft function includes the evaluation of urine output, serum creatinine levels and estimated glomerular filtration rate (eGFR), urine protein levels, kidney allograft ultrasound, and, if indicated, kidney allograft biopsy. In patients with high immunologic risk or if there is concern for rejection, additional laboratory work-up should include evaluation of donor-specific antibodies (DSA) and/or novel validated biomarkers such as molecular-based diagnostics. DSAs are routinely evaluated prior to kidney transplant as sensitized patients are at higher risk of subclinical and clinical active antibody-mediated rejection (ABMR) early posttransplant; thus, high levels of DSA are generally a contraindication to successful transplantation. Similarly, the appearance of de novo DSA posttransplant often precedes clinical allograft dysfunction and portends poor outcomes with higher rates of allograft failure. However, the positive predictive value of DSA (both by cytotoxic cross match and single-bead assay) for developing active ABMR is low, calling into question the utility of posttransplant DSA monitoring in diagnosing ABMR or predicting graft outcomes.

With the advent of “omics” molecular methods, including genomics, transcriptomics, proteomics, and metabolomics, many noninvasive molecular diagnostics have been developed to detect subclinical and acute rejection. In fact, the 2017 Banff classification system incorporated the use of validated molecular assays as part of the diagnostic criteria for ABMR, and in 2019 launched the Banff Human Organ Transplant (B-HOT) discovery gene panel, a consensus-based, standardized molecular assay. In addition to B-HOT, there are many other novel biomarkers under investigation including functional cell-based immune monitoring, molecular blood biomarkers such as mRNA and DNA gene panels and donor-derived cell-free DNA assays, urine biomarkers, and advanced imaging modalities. While several of these biomarkers provide good diagnostic and/or prognostic utility, few have been incorporated into the clinical setting and it is unknown whether their use translates to improved allograft outcomes. Molecular methods are also being applied to developing surrogate endpoints for clinical trials. Currently, the only FDA/EMA-approved surrogate endpoint is biopsy proven rejection, the accuracy of which was challenged by the results of the BENEFIT trial where the incidence of acute T cell-mediated rejection (TCMR) did not correlate with long-term allograft loss in the arm receiving belatacept. To address this concern, the 2017 Banff conference commissioned a new working group to build a validated scoring system that would integrate histopathology and novel biomarkers to establish a surrogate endpoint for clinical trials. A recent multicenter, prospective, cohort study by Loupy et al. developed and validated an accurate practical risk stratification score for predicting long-term allograft failure, which incorporated functional, histologic, and immunologic allograft parameters, called the iBox . Not only did the iBox demonstrate accuracy and generalizability in stratifying patients into clinically meaningful risk groups, but it also fulfilled Prentice criteria, potentially making it a satisfactory surrogate endpoint that may open opportunities for improved clinical trial design and therapeutic development in the future. Other novel advancements on the horizon include the incorporation of machine learning into the digital automation of pathology to optimize diagnostic accuracy and decrease inter-observer variability. While still in development, the use and standardization of machine learning algorithms may better combine biopsy findings with clinical and laboratory data and molecular methods to provide a more comprehensive clinical picture and facilitate cross-center collaboration.

Immediate (<1 Week) Posttransplant

Kidney transplant recipients who develop immediate allograft dysfunction commonly present with low urine output and/or failure of the serum creatinine to decrease after transplantation. Frequent evaluation of serum creatinine (every 12-24 hours) and urine volume are integral in assessing immediate graft function. It is important to consider the patient’s baseline daily urine output prior to transplant as this will affect interpretation of urine output as it relates to allograft function. Kidney allograft ultrasound with Doppler should also be considered early to detect complications such as vascular thrombosis, urinary obstruction, and fluid collections. Prompt recognition is critical as immediate allograft dysfunction may be indicative of catastrophic vascular complications, which require immediate intervention for graft salvage. Other causes in the immediate and early posttransplant period that mandate rapid intervention for effective amelioration include acute rejection, urinary obstruction, urine leak, and certain recurrent native diseases such as focal segmental glomerulosclerosis (FSGS).

Surgical Complications

Surgical complications are unique to the immediate and early posttransplant period and may represent transplant emergencies. These commonly include vascular and urologic complications such as vascular thrombosis, fluid collections, and urinary obstruction.

Vascular thrombosis is a rare complication that often results in loss of the allograft without emergent thrombectomy. It is well known to be associated with rejection and other hypercoagulable states (secondary), though may occur as a primary entity. Patients typically present with an abrupt, painless cessation of urine output, which is commonly followed by a sudden elevation in serum creatinine and sometimes thrombocytopenia and hyperkalemia. While extremely limited, there is evidence to suggest that prophylactic low-dose aspirin is beneficial in decreasing the incidence of vascular thrombosis, and individuals at high risk of thrombosis may benefit from continued anticoagulation after kidney transplantation.

The most common fluid collections occurring posttransplant include urinary leaks (urinomas), perinephric hematomas, and lymphoceles. Most are diagnosed by ultrasound and confirmed by cell count or chemistries of the fluid aspirate. Urinary leaks usually occur at the site of the ureteroneocystostomy and can result from distal ureteric ischemia. They typically present with increased wound drainage, decreased urine output, and significant pain over the allograft within the first few days after transplant or onset of diuresis. A diagnosis is established when the creatinine concentration of the fluid aspirate is significantly elevated above serum levels. Postsurgical perinephric hematomas are often small and do not require intervention. However, in cases of significant bleeding, hematoma expansion can lead to compression of the allograft, ureter, or vascular supply and may require operative evacuation. Lymphoceles are fluid collections consisting mainly of lymph and lymphocytes caused by extravasation of severed lymphatics. Like perinephric hematomas, most are small and do not require intervention unless symptomatic. If indicated, large lymphoceles can be managed with drainage, sclerotherapy, or surgery, with surgical intervention having the lowest rate of recurrence.

Urinary obstruction can be precipitated by several common causes including extrinsic ureteric compression by fluid collections as mentioned above, bladder dysfunction, ureteral stricture, catheter blockage, blood clots, stones, and later by prostatic hyperplasia. Low-grade obstruction may also be seen in the setting of immediate graft function from ureteral edema associated with vigorous posttransplant diuresis and is usually self-resolving. Obstruction is often associated with a rise in serum creatinine and increasing hydronephrosis on ultrasound. In the case of ureteric stricture, urologic intervention with nephrostomy tube placement, stenting, or sometimes ureteric excision and reimplantation may be required.

Nonsurgical Complications

Once surgical emergencies have been ruled out, medical etiologies for allograft dysfunction should be considered. These include prerenal factors such as volume depletion and supratherapeutic calcineurin inhibitor (CNI) levels as well as intrinsic kidney etiologies including postischemic acute tubular necrosis (ATN), early acute rejection, recurrence of primary glomerular disease, thrombotic microangiopathy (TMA), and, less commonly, oxalate nephropathy and atheroemboli. Patients with severe allograft dysfunction that requires dialysis within the first week after transplantation are defined as having delayed graft function (DGF), a major risk factor for allograft failure.

The most common cause of DGF is postischemic ATN. DGF is more prevalent among deceased-donor recipients compared to living-donor recipients, particularly if the kidney donor profile index (KDPI) is above 85. KDPI is a measure of donor quality comprised of 10 characteristics used to provide an estimation of relative allograft survival compared with kidneys transplanted in the US in the previous year. For example, a donor kidney with a KDPI of 85% would reflect an allograft that is expected to survive longer than only 15% of all kidneys transplanted and indicates the donor kidney is of marginal quality. The increased rate of DGF in this cohort likely reflects the significant contribution of inherent donor vascular disease to ischemic susceptibility and graft injury. Other factors known to be associated with DGF include several premorbid donor factors, recipient factors, operative factors, and perioperative factors, which are summarized in Table 60.3 . If DGF persists beyond 1 week or rejection is suspected, an allograft biopsy should be performed to evaluate for immune-mediated injury. In cases of prolonged DGF, biopsy should be repeated every 7 to 10 days to monitor for acute rejection.

TABLE 60.3
Risk Factors Associated With Delayed Graft Function in Deceased Donor Kidney Transplantation*
Premorbid Donor Factors Recipient Factors
Kidney Donor Profile Index (KDPI) >85% Age
Black race (compared to white)
Peripheral vascular disease
Dialysis vintage and modality
Prior sensitization (PRA >50%)
Repeat transplant
Obesity (body mass index >30 kg/m 2 )
Hypercoagulable state
Donor macro- or microvascular disease
Brain death status
Prolonged use of vasopressors
Preprocurement ATN
Nephrotoxic agent exposure
Operative Factors (Procurement and Transplant) Perioperative and Postoperative Factors
Intraoperative hemodynamic instability
Laparoscopic donor nephrectomy
Hypotension, shockRecipient volume contractionEarly high-dose CNImTOR inhibitors (sirolimus and everolimus)
Traction on kidney vasculatures
Cold storage flushing solutions
Cold storage vs. machine perfusion
Prolonged warm and cold ischemia time
Prolonged rewarmed time (anastomotic time)
CVA, Cerebrovascular accident; CNS, central nervous system; ATN, acute tubular necrosis; PRA, panel reactive antibodies; CNI, calcineurin inhibitors; mTOR, mammalian target of rapamycin.
* Contributory role of some risk factors may vary across studies.
†This calculation includes age, height, weight, ethnicity, history of hypertension, history of diabetes, cause of death (CVA/stroke, head trauma, anoxia, CNS tumor, other), serum creatinine, HCV status, donation after cardiac death status.
‡ Factor V Leiden mutation, antiphospholipid syndrome, etc.
¶ May prolong delayed graft function and should be avoided immediately posttransplant.

Hyperacute ABMR, typically caused by preformed cytotoxic DSA to human leukocyte antigen (HLA), is an important historic cause of allograft loss within 24 hours, which was commonly diagnosed by the surgeon immediately upon engraftment. While advancements in histocompatibility testing have virtually eliminated the incidence of hyperacute ABMR, it is important to consider the limitations of the virtual crossmatch (a prediction of immunologic compatibility based on donor HLA genotype and recipient alloantibody profile) in predicting hyperacute ABMR in the event a cytotoxic crossmatch cannot be immediately performed.

Early (1 Week to 3 Months) and Late (>3 Months) Posttransplant Complications

As kidney transplant recipients progress beyond the first week from transplantation, the causes for acute allograft dysfunction evolve from ones of procedure-related complications to ones that encompass alloantigen-dependent and -independent injury, complications of IS, and the traditional spectrum of native kidney disease. While there is no definitive consensus, acute allograft dysfunction can be characterized by (1) an increase in serum creatinine ≥25% from baseline in less than a 3-month period, (2) failure of the serum creatinine to decrease following transplantation (i.e., <2.0 mg/dL), or (3) new proteinuria. Proteinuria, even mild proteinuria between 0.25 and 1.0 g/day, is associated with worse long-term allograft function and increased CVD and mortality.

Alloantigen-Dependent Injury

Acute Rejection

One of the hallmark complications in the early posttransplant period is acute rejection. While the incidence of acute rejection has dramatically decreased since the advent of CNIs and antiproliferative agents, acute rejection remains a significant risk factor for late allograft failure and reduced allograft survival, occurring with an incidence in the first year posttransplant of approximately 8%. Patients at high immunologic risk for acute rejection include those with the following risk factors: pre-sensitization (either with DSA or a high panel reactive antibody), increased number of HLA mismatches, pediatric recipient, Black race, ABO-incompatibility, prolonged cold ischemia time, DGF, multiple prior transplants, and medication nonadherence or inadequate immunosuppression. It is important to note that while data have consistently shown that kidneys from Black donors are associated with lower rates of graft survival, the contribution of high-risk ApoL1 allele expression to allograft outcomes has not been fully elucidated and is currently undergoing investigation in the nationwide APOL1 Long-term Kidney Transplantation Outcomes Network (APOLLO) study. Acute allograft rejection typically presents with a sudden rise in serum creatinine and may be accompanied by worsening hypertension and new proteinuria >1.0 g/day. In the era of potent IS regimens, patients are typically asymptomatic, though, rarely, they may present with the classic symptoms of fever, malaise, oliguria, and allograft tenderness.

The gold standard for the diagnosis of acute rejection remains a kidney allograft biopsy. The Banff classification criteria, initially published in 1993 and most recently revised in 2019, can be used to classify acute rejection into two histologic forms: acute TCMR and active ABMR. While these two forms may coexist, it is important to identify the presence of active ABMR as it is often refractory to treatment for acute TCMR and can result in graft loss if left untreated. Acute TCMR is characterized by infiltration of the allograft by T cells, which react to donor histocompatibility antigens, resulting in interstitial inflammation, tubulitis, and arteritis. Active ABMR is caused by inflammation and tissue damage induced by binding of DSA to their molecular targets on vascular endothelium, which include HLA classes I and II, incompatible ABO antigens, and other non-HLA alloantigens. To make the diagnosis of active ABMR, three components are required: histologic evidence of tissue injury, evidence of current/recent antibody interaction with vascular endothelium, and serologic evidence of circulating DSA. According to the Banff 2017 and 2019 updates, if patients meet the first two criteria but have no evidence of circulating DSA, the presence of peritubular C4d staining or the expression of validated gene transcripts can substitute for DSA, though extensive DSA testing, including testing for non-HLA antibodies, is still strongly recommended.

Chronic Allograft Nephropathy

Chronic allograft dysfunction and late allograft loss remain challenges in kidney transplantation despite significant improvements in short-term allograft survival. Insidious decline of allograft function, indicated by a gradual rise in serum creatinine, progressive proteinuria, and worsening hypertension, is an incompletely understood, multifactorial phenomenon that often precedes allograft loss. Historically, this entity has been termed chronic rejection, chronic allograft nephropathy , or transplant nephropathy , but the preferred nomenclature when a specific cause cannot be identified is interstitial fibrosis and tubular atrophy without evidence of any specific etiology to encourage diagnostic effort. The exact mechanisms for this process are not well understood, and both immune and nonimmune factors are thought to play a role. However, it is becoming increasingly clear that inflammation, particularly early immune injury, subclinical rejection, and chronic allograft inflammation, is predictive of chronic histologic findings and allograft failure.

Interstitial fibrosis and tubular atrophy (IFTA) is a term established in the 2005 Banff revision used to describe nonspecific histologic findings associated with chronic injury in the absence of active rejection or CNI toxicity occurring at least 3 months posttransplant. These findings include duplication of arterial basement membrane, thickening of arterial intima, capillary rarefaction, and glomerulosclerosis. Transplant glomerulopathy (TG) is another characteristic morphologic lesion in chronic allograft dysfunction defined by reduplication of the glomerular basement membrane in the absence of electron-dense immune deposits associated with chronic, repetitive glomerular endothelial cell injury. TG occurs in up to 20% of KTRs and is associated with a 5-year graft survival rate of less than 50% from the time of diagnosis. It is thought to be immune-mediated via alloantibodies, autoantibodies, cell-mediated injury, TMA, and/or hepatitis C viral (HCV) infection. Another histologic finding associated with poor allograft outcomes is inflammation within areas of interstitial and tubular atrophy (i-IFTA). Adopted as an elementary lesion in the 2015 Banff revision, i-IFTA has been found to be closely associated with TCMR and insufficient immunosuppression and was, therefore, officially included in the diagnostic criteria for chronic active TCMR in the 2017 Banff revision. Despite its close association with chronic active TCMR, i-IFTA is a nonspecific lesion that may also be present in BK polyomavirus (BKV) nephropathy, pyelonephritis, ABMR, recurrent glomerulonephritis, and urinary obstruction.

Chronic active ABMR is an entity characterized histologically by evidence of chronic tissue injury, such as TG, current/recurrent antibody interaction with vascular endothelium, and serologic evidence of current or prior posttransplant circulating DSA (not remote) or a validated surrogate (C4d staining or positive molecular ABMR assay). Circulating DSA in conjunction with histologic changes herald shortened allograft survival even in the absence of an acute rejection episode. The largest risk factor for chronic active AMR is medication nonadherence. Chronic active ABMR is more difficult to treat than acute active ABMR. While there is currently no high-quality evidence to guide management, some studies have shown limited efficacy with rituximab as well as anti-IL-6 therapy. Conversely, bortezomib and eculizumab have not shown clinical efficacy.

Alloantigen-Independent Injury

Calcineurin Inhibitor Toxicity

CNIs are the mainstay of maintenance immunosuppression regimens in the US, used in over 90% of KTRs. There is significant overlap between the range of therapeutic and toxic CNI levels with considerable inter- and intrapatient variability. Consequently, CNI nephrotoxicity represents one of the most common causes of both acute and chronic allograft dysfunction. Acute CNI nephrotoxicity is largely due to the potent vasoconstrictive effect of CNIs on the afferent arteriole, which is usually dose dependent and reversible within 24–48 hours of dose adjustment. Long-term CNI use is a well-known cause of chronic allograft injury thought to be provoked by stimulation of endothelin synthesis and prolonged microvascular vasoconstriction. Pathologic findings consistent with chronic CNI toxicity include striped fibrosis, tubular vacuolization, arteriolar hyalinosis, and endotheliosis. Management may include CNI minimization, conversion to extended-release CNI formulations, or a CNI-free regimen. It is important to note that while CNI minimization may decrease long-term toxicity, immune-mediated injury contributes significantly to the development of chronic allograft dysfunction, thereby calling into question the safety of minimization approaches. Optimal strategies for CNI dosing, therefore, remain a topic of debate.

Viral Infections

Viral infections, especially BKV and cytomegalovirus (CMV) infection, constitute an important cause of allograft dysfunction and can precipitate interstitial nephritis, glomerulopathy, and inflammatory cytokine release. BKV nephropathy, in particular, is a common cause of allograft dysfunction and graft loss and presents a difficult therapeutic challenge. It is discussed further in Chapter 62.

Thrombotic Microangiopathy

Posttransplant TMA may be caused by several etiologies including ABMR, medications (CNIs, mTOR inhibitors, and valacyclovir), viral infections (CMV, parvovirus B19, and human immunodeficiency virus [HIV]), and recurrence of native disease such as atypical hemolytic uremic syndrome (aHUS), thrombotic thrombocytopenic purpura (TTP), antiphospholipid syndrome, and other hypercoagulable states. Treatment entails addressing the underlying cause and may require transition of CNI or mTOR inhibitor therapy to a co-stimulation blocking agent, such as belatacept.

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