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Osteoporosis is a common disease that is characterized by structural deterioration of bone architecture and manifests as fragility fractures occurring at multiple skeletal sites, most commonly involving the spine, hip, or wrist. It is increasingly recognized that osteoporosis is an important health problem because of the large affected population and the devastating impact of osteoporotic fractures on patient morbidity and mortality, as well as on societal costs. The purpose of this chapter is to highlight the clinical and socioeconomic concerns of osteoporotic spine fractures and give an overview of nonoperative and operative treatment for patients who sustain these injuries.
Osteoporotic vertebral fractures are common, are increasing, and confirm the diagnosis of osteoporosis.
Osteoporotic vertebral fractures result in mortality and morbidity similar to those of hip fracture.
Treatment is generally nonoperative with use of analgesics, physical therapy, and observation.
Cement augmentation is indicated for persistent pain after 2 to 3 weeks or severe pain requiring hospitalization.
Surgical treatment of osteoporotic-related fractures is for treatment of neurologic compromise and deformity but should be undertaken carefully because complications are common.
All patients with osteoporotic-related fractures require secondary fracture prevention.
The prevalence of osteoporosis in the United States is estimated to increase from approximately 10 million to more than 14 million people in 2020. Using the World Health Organization's definition of osteoporosis, a bone mineral density (BMD) more than 2.5 standard deviations below the mean in young, normal people, approximately 30% of postmenopausal white women in the United States have osteoporosis. However, low BMD only explains about half of fragility fractures, and thus several recent guidelines have included the presence of a major fragility fracture, including spine fractures, as a diagnostic criterion for osteoporosis. Prevalence rates are lower when bone density is assessed at a single skeletal site, and it is estimated that 16% to 20% of this population has osteoporosis of the lumbar spine. Historically, fragility spine fractures in men were thought to be uncommon. However, recent population-based studies show an unexpectedly high frequency of vertebral fractures in men. It is now estimated that men account for more than 25% of the burden of osteoporosis-related fractures in the United States.
Cooper and colleagues reported the overall age- and sex-adjusted incidence of vertebral fractures to be 117 per 100,000 and that, all together, 25% of women 50 years of age or older have one or more vertebral fractures. This rate is consistent with the 20% reported in an Australian population, the 21% reported in a random sample of 70-year-old Danish women, and the 24% documented among elderly white women from other longitudinal studies. The US population 50 years of age and older is predicted to increase by 60% between 2000 and 2025, eventually reaching 120 million people, which will undoubtedly cause a rise in the number of people affected by osteoporotic fractures.
Unlike fractures of the hip and forearm, spine fragility fractures are often not associated with a fall or trauma. It is estimated that only 30% of osteoporotic vertebral fractures come to clinical attention, and many are found incidentally on routine imaging studies. Unfortunately, many patients present with back pain that often causes significant morbidity. Even if the acute pain of a spinal fragility fracture subsides, many patients develop irreversible spinal deformity, usually an increase in kyphosis, that is associated with significant health consequences, including decreased physical functioning (sarcopenia) and health-related quality of life (HRQOL), chronic back pain, impaired balance, and increased subsequent falls. Another concerning finding is that patients who have one or more vertebral fracture at baseline are five times more likely to develop another spinal fragility fracture compared with patients without prevalent vertebral fracture at baseline.
For most patients, pain and its effect on physical function are the leading cause of morbidity associated with these fractures. A recent prospective observational study showed that radiographically detected vertebral fractures were associated with long-term substantial increases in back pain and back-related disability compared with before fracture. After adjustments for covariates, women with a fracture had a 2.4-times-higher risk for increased back pain compared with women without a fracture during the 4-year follow-up period. Furthermore, the annual rate of days of bed rest was nine times higher in women with a first-incident fracture, and the rate of limited activity days was approximately twice as high compared with the control group. Based on their data, the authors estimated an additional 10 days per year of limited activity because of back pain in the fragility fracture group. This is comparable to the days of limited activity for patients with diabetes (15 days), ischemic heart disease (15 days), and arthritis and rheumatism (7 days).
Osteoporotic fractures have a significant impact on HRQOL. Hallberg and colleagues found that HRQOL was significantly lower for all domains, physical and mental, at the 3- and 24-month follow-up after osteoporotic fractures in women 55 to 75 years of age. Moreover, vertebral fractures have a considerably greater and more prolonged impact on HRQOL than hip, forearm, and humerus fractures.
Osteoporotic spine fractures are also associated with an increased risk of death. Lau and colleagues reviewed Medicare claims from 1997 through 2004 and found that the overall mortality rate after a vertebral fracture was twice that of the matched control participants. The survival rates after a fracture diagnosis, as estimated with the Kaplan-Meier method, were 53.9%, 30.9%, and 10.5% at 3, 5, and 7 years, respectively, and were significantly lower compared with control participants. The mortality risk was greater for men than women, and the overall difference in mortality was greatest when the patients were younger at the time of fracture. Kado and colleagues showed that women with at least one new fracture have an age-adjusted 32% increased risk of death compared with those without incident vertebral fracture. They concluded that this increased risk of death is explained in large part by associated weight loss and markers of decreased physical function. The mortality risk is 25% greater after spine fracture than hip fracture.
Osteoporosis, and in particular osteoporotic spine fractures, has a great socioeconomic impact and therefore has become an important public health problem and concern. In 2005, fragility fractures in the United States resulted in 2.5 million medical office visits, 430,000 hospital admissions, and 180,000 nursing home admissions. Their direct cost was $17 billion. The projected increase in the elderly US population will likely cause this economic burden to significantly increase over the next several decades. Therefore healthcare professionals need to focus on identifying patients at risk for osteoporosis and use evidence-based treatment strategies to prevent fractures in an ultimate effort to decrease the morbidity and mortality associated with these fractures. In select patients who fail nonoperative treatment, surgical intervention may be indicated.
There is a general loss of bone mass with age; therefore osteoporosis represents an extreme form of the normal aging process. The clinical manifestation of osteoporosis is a fracture of the axial or appendicular skeleton (or both). Although extremity fractures are usually related to falls, approximately half of spinal fragility fractures are “spontaneous,” without a traumatic event. A fracture occurs when the forces applied to the vertebra exceed its strength. Therefore factors related to skeletal fragility and spinal loading play important roles in their development.
In general, the ability of cortical bone to resist fracture deteriorates with aging. Several studies have indicated that although the elastic properties of cortical bone decrease modestly with age, the strength and toughness decrease more substantially. The porosity of cortical bone increases significantly with aging, and porosity is negatively correlated with bone material properties. This leads to a loss of stiffness, strength, and toughness. Unlike the appendicular skeleton, which is composed primarily of cortical bone, the axial skeleton or vertebral column is predominantly trabecular in nature. The mechanical properties of trabecular bone (modulus and strength) are most affected by apparent density, or bone mass. The apparent density of trabecular bone decreases markedly with aging in both men and women. The loss of bone mass is the most significant contributor to an increase in fracture risk, but there are also changes in the microarchitecture, tissue properties, and levels of microdamage that significantly affect the strength of the vertebra. Increasing bending forces from kyphosis may significantly increase fracture risk in osteoporotic patients.
The compressive strength of vertebral trabecular bone decreases by approximately 70% from 25 to 75 years of age. There is a reduction in the thickness and number of individual trabeculae, which leads to microstructural damage and weakening of the trabecular bone. Further, horizontal trabeculae are preferentially lost. This results in a more anisotropic structure that has a greater susceptibility to fracture. Transverse trabeculae are preferentially thinned and perforated while the remaining vertical trabeculae maintain their thickness. This structure is likely to be more susceptible to buckling under normal compressive loads and has a decreased ability to withstand unusual or off-axis loads.
Other age-related changes contribute to spinal fragility fractures, including intervertebral disk degeneration and changes in neuromuscular function. The intervertebral disks play an important role in distributing forces that are transmitted to the vertebral bodies. With increasing age, the intervertebral disk is subject to the degenerative cascade, including dehydration of the nucleus pulposus, fibrosis of the annulus, and osteophyte formation, which disables the disk from distributing compressive forces evenly. As a result of this altered stress distribution, the anterior vertebral body is stress shielded during normal erect posture but overloaded when the spine is flexed. Therefore the anterior vertebral body becomes vulnerable to osteoporotic fracture. It is important to note that altered stress distribution is also often caused by spinal fusion procedures. The abnormal stress that is placed at the adjacent level leads to an increased risk of developing an osteoporotic fracture at the adjacent segment.
Significant changes in neuromuscular function also play a role in the development of osteoporotic spine fractures. Muscular strength decreases between 24% and 36% by the age of 70 years, and these changes in force production could detrimentally change the loading of the spine because antagonist muscle contraction is key for maintaining the stability of the spine during flexion and extension. This reduction in intrinsic spine stability may contribute to poorer balance and postural stability, which may further contribute to falls that lead to fractures. Osteoporotic patients have associated sarcopenia, correction of which offers a management opportunity.
Patients who sustain osteoporotic spine fractures often present to their primary care doctors or emergency departments complaining of acute-onset back pain. A thorough spine and neurologic examination should be performed, and the entire spinal column should be palpated and inspected for areas of tenderness to palpation and focal abnormalities (i.e., palpable step-offs between the spinous processes). A detailed motor and sensory examination should be documented, and the presence of any pathologic reflexes should be elicited (hyperreflexia, clonus, Babinski sign, etc.). It is rare for these patients to sustain a neurologic injury, but in such cases, an accurate motor and sensory level and degree of injury (American Spinal Injury Association [ASIA] grades A to E) needs to be clearly defined. Height measurement is a simple test that is infrequently performed but is reliable in detecting fractures and indicating who needs further diagnostic testing. An acute 2-cm loss or a 4-cm lifetime loss indicates a high likelihood of an osteoporotic-related fracture.
Upright biplanar plain radiographs of the spine should be the first imaging modality used to evaluate patients with a suspected osteoporotic spine fracture. An anterior-posterior (AP) and lateral radiograph should be taken of the suspected area of injury based on the physical examination. If a fracture is present, the degree of vertebral body collapse and presence of focal or global deformity should be noted. A computed tomography (CT) scan should be used if the radiographs are equivocal or more detail is needed to help determine treatment. CT is much more sensitive and specific in detecting spinal column injuries compared with plain radiographs. If CT has been performed, an estimation of BMD can be made by determination of Hounsfield units (HU), which can easily be measured using the CT software. Thresholds to estimate osteoporosis using HU of the L1 vertebral body have been established. An L1 HU greater than 150 rules out osteoporosis, HU less than 110 rules in osteoporosis, and values less than 135 suggest likely osteoporosis. Finally, magnetic resonance imaging (MRI) is used to determine, if necessary, the acuity of the fracture or the presence of neurologic compression.
Osteoporotic spine fractures are typically axial-loading injuries, and therefore endplate compression fractures or burst fractures are the most commonly seen injury morphologies. Classically these fractures were classified using Genant criteria. This was useful for identifying fractures in clinical trials but is not helpful to trauma surgeons in management decisions. Sugita et al. described five types of osteoporotic spine fractures (swelled-front type, bow-shaped type, projecting type, concave type, and dented type) and investigated the relationship between initial radiographs (fracture type) and clinical outcomes. Of the five types, swelled-front type, bow-shaped type, and projecting type fractures had a poor prognosis with late collapse and often showed a vacuum cleft. On the other hand, concave type and dented type had a good prognosis and rarely required surgical intervention. Although this fracture classification system does not help guide treatment, it does provide some data on the clinical prognosis of these fractures based on injury morphology. The Arbeitsgemeinschaft für Osteosynthesefragen (AO) Classification system (type A, compression; type B, distraction; type C, translation), although not specifically designed for osteoporotic spine fractures, continues to be the most comprehensive fracture classification system and can be used to help guide the management of these injuries.
The majority of patients having osteoporotic spine fractures are initially treated nonsurgically, with the use of analgesics, activity modification, initiation of osteoporosis medication, bracing, and physical therapy. Bracing is controversial. In fact, a recent randomized controlled study showed no difference in clinical and radiographic outcomes from orthosis compared with no orthosis in osteoporotic fractures. It is important to mobilize these patients as quickly as possible and limit opioid medication use. In a select group of patients, cement augmentation procedures or more invasive surgical interventions may be warranted.
Cement augmentation of painful osteoporotic compression fractures is the percutaneous stabilization of vertebral bodies with polymethylmethacrylate (PMMA) and other ceramic alternatives. Two techniques are widely used, vertebroplasty and kyphoplasty. The procedure is performed through a needle that is inserted via a transpedicular approach into the vertebral body. Liquid cement is installed under pressure to fill the fractured vertebral body, which rapidly polymerizes. Improvement in kyphotic angulation, if any, is obtained by prone positioning in extension. Kyphoplasty attempts to reduce the wedge-shaped vertebrae and thus improve kyphotic angulation by expansion of the compressed vertebral body using an inflatable balloon. After vertebral body expansion, cement augmentation is performed. Interestingly, the utilization of cement augmentation procedures has decreased over the past decade. In 2014 an estimated total number of 19,420 kyphoplasty and 6130 vertebroplasty procedures were performed across the United States. The number of vertebroplasty procedures decreased 53% from 13,128 in 2008, and the number of kyphoplasties decreased 17% from 23,320 in 2007.
The indications and timing of cement augmentation are poorly delineated, leading to variations in use and in outcomes, raising concern that the procedure is overused. This controversy was further escalated with the publication of two randomized controlled trials (RCTs) that reported that vertebroplasty was no better than sham treatment. These results led to editorials in lay- and peer-reviewed journals of its unproven efficacy and to the withdrawal of insurance coverage in North America as well as other countries.
The common indication is patients with painful osteoporotic compression fracture that fails to improve with time and nonoperative management. The time between fracture and consideration of cement augmentation is controversial. Most authors suggest a minimum of 3 weeks of nonoperative care, although the usual duration of symptoms of osteoporotic vertebral compression (OVC) fracture is 2 to 3 months. Another indication is in patients hospitalized for pain and functional impairment secondary to osteoporotic fractures. In these patients, cement augmentation can afford rapid improvement and has been shown to be cost-effective. Other indications are in painful primary bone tumors such as aggressive hemangioma and giant-cell tumors and lytic metastatic tumors with fracture or pending fracture. Finally, cement augmentation is indicated in patients with painful nonunion of a vertebral fracture, so-called Kummel disease.
Contraindications for cement augmentation include asymptomatic patients, history of vertebral osteomyelitis, allergy to bone fillers or opacification agents, uncorrected coagulopathy, or for prophylaxis. Relative contraindications are radicular pain, bone retropulsion against neural structures, greater than 70% collapse, multiple pathologic fractures of diffuse disease, and lack of surgical backup to manage complications.
Because back pain is common and associated with other diseases of aging, pain must be correlated to the fracture. Localized tenderness at the fracture site is most often present, although referred pain patterns such as low-back pain for a T12 or L1 lesion can be confusing. Confirmation that a new fracture is present by an MRI, bone scan, or from serial images should be established. MRI is excellent to determine fracture acuity, pattern, and identification of adjacent occult fractures. MRI findings include increased signal intensity in the body on T2 and short tau inversion recovery (STIR) images and decreased signal on T1.
Several fracture patterns pose difficulties for cement augmentation. Kummel disease is a fracture nonunion in which a fluid-filled cleft is created within the vertebral body. Cement placement can be challenging because containment may be lacking when vertebral height has been lost. Vertebra plana occurs when more than 70% of the height has been lost. This is also technically challenging, but Young and colleagues have had satisfactory outcomes in such cases, although cement leakage is more common. Burst fractures or those with defects in the posterior vertebral body wall are at higher risk for cement migration into the spinal canal. Hartmann and colleagues, however, have shown that kyphoplasty was safe and feasible in 26 patients who had burst-type fractures. In these cases, kyphoplasty may be preferred over vertebroplasty to limit extravasation of cement. Other important considerations are the degree of kyphotic deformity and osteoporosis. When severe in both cases, failure may occur; either new fractures or refracture of cement at the index level.
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