Organ Transplantation: Pre-transplant Assessment and Post-transplant Management


Key Points

  • Solid organ transplantation is a viable treatment option for patients with end-organ failure.

  • Psychiatrists are integral members of multi-disciplinary transplant teams, involved in both pre-operative and post-operative assessment and care.

  • The emotional well-being of the transplant patient can influence outcome.

  • Neuropsychiatric sequelae attend both the complications of end-organ failure and the medications used to treat the rejection and infection that follows transplantation.

  • Ethical issues in transplantation include determination of selection criteria for recipients and degree of risk acceptable for informed, voluntary living organ donors.

Overview

Solid organ transplantation is an accepted, successful, and commonly employed treatment option for patients with end-organ failure. Transplant recipients who have received a heart, kidney, liver, pancreas, lung, or small intestine now live longer with an overall improved quality of life. Progress in the development of immunosuppressive therapies and in methods of organ procurement and distribution has also facilitated the transplant process. Even patients with infectious diseases, such as HIV infection, or a history of certain cancers are now potentially eligible for transplant.

In the US, the United Network for Organ Sharing (UNOS), a non-profit organization endowed by Congress but reporting to the Department of Health and Human Services, regulates the allocation and distribution of donor organs. UNOS has two branches: the Organ Procurement and Transplant Network (OPTN) and the Scientific Registry of Transplant Recipients (SRTR). The OPTN divides the country into 11 distinct geographical regions or donation service areas (DSA); each region has its own waiting list. Allocation of organs generally follows a local, regional, and national progression, where local refers to the boundaries of the DSA. The length of time spent on the waiting list can differ greatly among regions.

Determination of priority is organ specific. For kidneys, the length of time on the waiting list is the primary determining factor, although patients listed simultaneously for transplant of a kidney and another solid organ have greater priority. In addition, full human leukocyte antigen (HLA) compatibility (zero antigen mismatch) confers priority. Pediatric recipients (those patients age 18 and under) of kidneys and livers take priority over adults. Within the last few years, OPTN/UNOS Kidney Transplantation Committee has reviewed this allocation procedure and drafted new guidelines taking into account a candidate's ability to survive on the waiting list and creating a measure of kidney quality that would allow for optimizing the match between donors and recipients. The Lung Allocation Score (LAS) is a calculated score for patients over 12 years of age that identifies, among other things, the severity of illness and the likelihood of a successful transplant outcome. The score undergoes frequent modifications based on, among other things, shifts in the characteristics of the candidate cohort, with the consistent goal of reducing time spent on the waiting list. That score, in addition to other factors, includes age, blood type, and geographical location, and determines waiting-list placement for potential lung transplantation recipients. OPTN limits the allocation of lungs to patient's less than 12 years of age to donors within the same age range. This policy has come under scrutiny due to a highly publicized case in which the parents of a 10-year-old girl appealed to a federal judge to allow the patient access to lungs from the adult donor pool. Increasingly, patients with acute respiratory failure have been placed on a mechanical circulatory support (MCS) device, an extracorporeal membrane oxygenator (ECMO), as a bridge to transplant. The Model for End-Stage Liver Disease (MELD) is also a calculated score that predicts how urgently a patient over 12 years of age will need a transplant within the next 3 months. The only exception to the MELD system is a special category known as “Status 1.” Status 1A patients have suffered acute hepatic failure and might die within hours or days without a transplant. Boxes 58-1 and 58-2 list the LAS and MELD criteria. Since 1999, heart transplant recipients, likewise, receive organs based on medical urgency. Guidelines from 2006 dictate local and regional allocation and allow critically ill patients within a 500 nautical mile radius of the donor's hospital to take priority over less sick patients within the local zone.

Box 58-1
Criteria for Lung Allocation Score (LAS) *

* Adapted from United Network for Organ Sharing (UNOS): www.unos.org .

(Age 12 and Older)

  • Diagnosis

  • Age

  • Body mass index (BMI)

  • Presence of diabetes

  • New York Heart Association Functional Classification

  • Distance walked in 6 minutes

  • Forced vital capacity (FVC)

  • Pulmonary artery pressure (PAP)

  • Pulmonary capillary wedge pressure (PCWP)

  • Creatinine

  • Continuous oxygen requirement

  • Requirement for ventilatory support

  • Current, highest, and lowest pCO 2

Box 58-2
Model for End-Stage Liver Disease (MELD) *

* Adapted from United Network for Organ Sharing (UNOS): www.unos.org .

(Age 12 and Older)

  • Bilirubin (BR)

  • Prothrombin time (international normalized ratio [INR] )

  • Serum creatinine

  • Score ranges from 6 to 40

  • Represents urgency for need of transplant within 3 months of calculation

Several factors limit the success of organ transplantation. First, there is the ever-present potential for allograft rejection. In addition, immunocompromised hosts are vulnerable to bacteria, viruses, and fungi that are not considered pathogenic in the normal population. Finally, the side effects of immunosuppressive medications that are used to manage rejection can be debilitating, disfiguring, or life-threatening, and increase the risk for neoplasm, problems with bone metabolism, a cushingnoid body habitus, nephrotoxicity, posterior-reversible encephalopathic syndrome (PRES), and the development of diabetes mellitus.

Societal mores also impose limitations. The scarcity of cadaveric organs creates a mismatch between the number of patients who need transplantation and the number who can undergo transplantation. Currently, there are 118,725 active waiting-list candidates for a solid organ transplantation, but only 14,105 transplants were done between January and July of 2013. In recent years, transplant centers have attempted to expand the donor pool by harvesting organs from donors after circulatory death (DCD) and expanded criteria donors (ECD) in addition to harvesting organs from persons who have been declared dead by neurological criteria (i.e., brain death). In response to this problem, the Institute of Medicine (IOM) created a committee to study ways in which the supply of transplantable organs can be increased. The committee's report, released in May 2006, recommended the following: vigorous public education about organ donation; provision of more opportunities for registration as an organ donor; easier access to state donor registries; and renewed attention to improvement of organ procurement systems. A more recent effort includes the establishment of the Transplant Growth and Management Collaborative in 2007, and, in 2008, legislation that gave the Department of Health and Human Services a mandate to issue a National Medal honoring organ donors. Some European countries follow the doctrine of “presumed consent” for post-mortem donation, but the US has not embraced this idea. In fact, New York State Assemblyman Richard Brodsky was unable to attract support for his bill that would assume presumed consent for New York residents.

Organ donation by living donors is an increasingly important potential source of transplantable kidneys, livers, and lungs. This is especially true in Japan where there are no defined criteria for determination of brain death and therefore few cadaveric organs are available for harvest. In the US, living donors may be: related to the recipient; unrelated but emotionally connected; or anonymous, altruistic strangers. According to data from OPTN (from 2013) 11,216 transplanted organs came from deceased donors and 2,889 organ transplants (kidney, liver, lung) came from live donors. Parent-to-child liver transplantation (of the left lateral lobe) is an option, as is adult-to-adult transplantation of the right hepatic lobe. Living-lung donation is also an option for carefully selected candidates, but it requires a lower lobe from two different donors for each single potential recipient. The source of the donated organ (i.e., from a deceased donor or living donor)does not affect recipient outcome.

Living organ donation raises several ethical questions: What is true informed consent regarding both short- and long-term risks for the donor? Is the donor's offer (be it from an emotionally connected or unrelated person) truly voluntary? It is difficult to determine what level of risk is acceptable for a healthy, altruistic donor.

Several retrospective studies of the long-term medical and psychological sequelae in living organ donors have been conducted. Short-term risks for live kidney donors include the morbidity secondary to surgery and anesthesia (e.g., bleeding, infection) and salary loss during the weeks of recovery. For kidney donors, long-term health risks include the development of microalbuminuria and the potential for renal failure in the remaining kidney. The mortality rates for kidney donors is 0.05% ; with adult-to-adult liver donation there is a significant degree of morbidity, and mortality rate estimates approach 0.1% for left lateral donation and 0.5% for right lateral donation. To date, no deaths have resulted from living lobar lung donation. One study found that donors lose 15% to 20% of their total lung volume and often experience a decrease in exercise capacity. Another study demonstrated that both the forced vital capacity (FVC) and forced expiratory volume at 1 minute (FEV1) returned to 90% of baseline at 1 year post-lobectomy.

Psychiatric Evaluation of the Transplant Patient

Psychiatrists and other mental health professionals are involved in many different aspects of the transplantation process. In some centers, a designated psychiatrist works with a specific team: for example, the kidney transplant team. Other transplant centers rely on general hospital psychiatric consultation services, psychologists, or social workers to provide case-by-case consultation. The “involvement” of mental health professionals ranges from the pre-operative evaluation of candidates and living donors, to the short- and long-term post-operative management of solid organ recipients.

The psychiatrist or other mental health professional plays an important role in the evaluation of the patient who is approaching a transplant. Initially, the psychiatrist conducts a thorough psychiatric evaluation of the potential recipient to determine suitability for transplant. The psychiatrist must be familiar with medical and surgical problems facing the patient (both before and after transplantation), in order to educate both the patient and the family members about the risks and benefits of transplantation.

The psychiatrist may also act as a liaison between the patient (and family members) and the transplant team. The patient will need support, direction, and clarification of the transplant team's expectations and concerns. The transplant team may require help interpreting a patient's behavior. The psychiatrist can direct the team's attention on ethical dilemmas that may arise, particularly in the area of directed living donation by a related or unrelated donor.

After transplantation, the psychiatrist will be instrumental in guiding the family through the patient's often difficult and unpredictable post-operative course, as well as in managing the neuropsychiatric sequelae secondary to graft rejection, infection, and immunosuppression.

Pre-transplant Psychiatric Evaluation

There are no universally-accepted guidelines for the psychiatric evaluation of potential candidates for organ transplantation and little reliable or predictive data regarding “suitability for transplantation.” Some centers routinely offer a face-to-face clinical interview with a mental health provider, whereas other centers administer formal psychological testing or offer a structured or semi-structured interview. Transplant centers differ in their determination of who is an “acceptable” candidate and what degree of risk they are willing to assume. Common psychosocial and behavioral exclusion criteria include active substance abuse, active psychotic symptoms, suicidal ideation (with intent or plan), dementia, or a felony conviction. Relative contraindications include poor social supports with inability to arrange for pre-transplant or post-transplant care, personality disorders that interfere with a working relationship with a transplant team, non-adherence to a medication regimen, and neurocognitive limitations ( Box 58-3 ).

Box 58-3
Psychosocial Exclusion Criteria for Lung Transplantation

Absolute

  • Active substance abuse

  • Active psychotic symptoms that interfere with function

  • Suicidal ideation with intent or plan

  • Dementia

Relative

  • Poor social supports

  • Personality disorders that cause interpersonal difficulties with members of the transplant team

  • Non-adherence to medication regimen or to recommendations for procedures

The pre-transplantation psychiatric evaluation should be primarily diagnostic, but it can also be both educational and therapeutic. General objectives of the psychiatric evaluation include screening of potential recipients for the presence of significant Axis I and II diagnoses that might complicate management or interfere with the patient's ability to comply with the treatment team's recommendations after transplantation. The diagnosis of a major Axis I disorder (such as major depressive disorder, schizophrenia, or bipolar disorder) should not be a contraindication to transplant if the patient has been stable for an extended period on appropriate medications and has adequate outpatient care and support. Transplantation is possible even in pre-morbidly cognitively impaired (e.g., mentally retarded) individuals with end-organ failure. Such patients may have family members who will assume legal responsibility for medical decision-making and oversee adherence to post-transplant protocols. The relationship between cognitive dysfunction secondary to end-organ failure and post-transplant function has not been well studied. Personality disorders (listed on Axis II) are more difficult to diagnose in a cross-sectional interview, but, when present, can complicate the patient's interactions with members of the treatment team. Patients with borderline personality disorder and antisocial personality disorder are particularly problematic given their affective dysregulation, unstable personal relationships, and potential for lack of impulse control. Transplant psychiatrists must carefully assess the individual patient's history of interpersonal relationships, substance abuse, potential for self-injurious behavior, adherence to treatment recommendations, and interactions with caregivers before making a decision as to whether such a patient can work successfully with the team.

Psychiatrists are often asked to predict a patient's motivation for transplantation and risk for non-compliance with medication regimens. Life following transplant requires consistent attention to, and compliance with, medical protocols. Post-transplant patients often take as many as 20 medications daily, attend regular clinic appointments, self-monitor blood pressure and blood sugar, maintain good nutrition, and frequently endure uncomfortable procedures and tests.

Evaluators may also wish to assess the patient's resilience and ability to persevere despite setbacks, as well as the availability of social supports that will allow for continued care in the community and easy transportation to and from the hospital. There is controversy as to whether or not the transplant team should explore social media sites in order to verify the patient's report of his/her lifestyle choices. Most mental health professionals who work with this population do not engage in what some have referred to as “patient-targeted googling,” but others feel strongly that they must use whatever means they have in order to make a decision about a candidate's ability to comply with the demands of transplantation. (Personal communication, TransplantPsychiatry@googlegroups.com , 2013.)

Frequently the question arises as to whether or not there is a conflict of interest if, as is often the case, the psychiatrist who conducts the initial screening for transplant candidacy is the same psychiatrist who works with the multi-disciplinary transplant team to decide who is listed. Again, there are no national guidelines and individual transplant teams must address and resolve this ethical issue. The psychiatrist may choose to handle this situation by informing the patient and the family at the beginning of the evaluation that the information presented will be shared with other members of the team.

The issue of substance abuse in the pre-transplant population is particularly challenging because of the risk for relapse with possible non-adherence post-transplant. Most transplant programs require 6 months to 1 year of sustained sobriety before initiation of the transplant evaluation, although this policy has not been shown to affect outcome. Some programs require patients to participate in a substance abuse counseling program in addition to Alcoholics Anonymous (AA) or Narcotics Anonymous (NA) as a prerequisite for listing if they appear to be at high risk for relapse. Cigarette smoking or any form of tobacco use is an absolute contraindication to lung transplantation. Patients must demonstrate sustained abstinence from cigarettes and undergo random measurements of urinary cotinine and/or serum carboxyhemoglobin as part of the evaluation process. In the end, individual transplant centers determine what degree of risk they are willing to tolerate.

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