Chromosomal Microarray Analysis


Introduction

For more than half a century, classical cytogenetics was the standard of care in the diagnosis of developmental disabilities and congenital anomalies. More recently, the introduction of microarray technology into clinical medicine has allowed the identification of subchromosomal abnormalities leading to the diagnosis of an increasing number of genetic conditions in both the fetus and the child. A chromosomal microarray analysis (CMA) is a high-resolution genomic technology with the ability to detect the same pathogenic chromosomal imbalances detectable via karyotype as well as smaller submicroscopic deletions and duplications, known as copy number variants (CNVs), which are often associated with congenital anomalies and intellectual disabilities.

In 2010, a consensus statement was published establishing CMA as the first-tier clinical diagnostic test in the pediatric setting for individuals with developmental disabilities, congenital anomalies, or dysmorphic features, given that CMA can identify the cytogenetic etiology in 15%–20% more patients than a G-banded karyotype. Subsequent studies in the prenatal setting found that pathogenic CNVs were present in 1%–1.7% of structurally normal fetuses and 6%–7% of anomalous fetuses.

In 2013, The American College of Obstetricians and Gynecologists (ACOG) and The Society for Maternal-Fetal Medicine (SMFM) jointly recommended that CMA should replace or supplement karyotype in the evaluation of a fetus with anomalies. It is also recommended that CMA be made available to any patient choosing prenatal diagnostic testing for any indication, including anxiety. This recommendation confirms their opinion that all women be offered the option of prenatal diagnostic testing regardless of age and is based on the fact that CNVs occur with equal frequency at all ages. Notably, the rate of pathogenic CNVs is higher than the risk of Down syndrome in women under 36 years of age, and the risk for a pathogenic CNV is four times higher than the risk of trisomy 21 in a woman under 30 years of age.

In the last decade, advances have occurred in aneuploidy screening, including use of cell-free DNA (cfDNA), as well as in the amount of genetic information available through diagnostic testing using CMA. These simultaneous occurrences have created new counseling challenges and the need for increased patient education. Although our ability to reliably screen for a few common aneuploidies (i.e., trisomies 13, 18, 21) has dramatically improved, our ability to diagnose hundreds of additional conditions (e.g., DiGeorge syndrome, Prader–Willi syndrome, and cri-du-chat syndrome) by chorionic villus sampling (CVS) or amniocentesis has also dramatically improved. This has led to some laboratories incorporating a subset of CNVs into their cfDNA screening algorithms. Although this approach is not presently as accurate as diagnostic testing, it demonstrates the increasing emergence of molecular techniques into screening.

What Is a Microarray and How Does the Technology Compare With a Karyotype?

Karyotyping visualizes chromosomes under the microscope and allows detection of large structural alterations such as aneuploidy, large deletions and duplications, marker chromosomes, and rearrangements such as translocations and inversions. In clinical prenatal diagnostic analysis, the G-banded karyotype has a resolution of 7–10 million base pairs (MB). Diagnosis of smaller findings is limited, and there is variation between different pre- and postnatal preparations. In addition, interpretation may be somewhat subjective since the assessment is completed visually, creating a risk for discrepancy between laboratories. The karyotype also requires the use of living, cultured cells, which often take 2 weeks to grow and have a risk for culture failure.

Chromosomal microarray analysis (CMA) uses genomic technology to identify small subchromosomal gains and losses called CNVs. CMA has a much higher resolution than a karyotype, potentially detecting gains and losses as small as approximately 50 kilobases (KB). CMA can be completed using extracted DNA from cultured or uncultured (direct) cells, giving it a quicker turnaround time (potentially 3–5 days), which is particularly important for patients pursuing prenatal diagnosis for pregnancy management decisions. The ability to run a microarray on uncultured cells also allows for testing nonviable tissues from an intrauterine demise or spontaneous loss. Lastly, the CMA is interpreted using computer algorithms in combination with laboratory director expertise, allowing a less subjective interpretation. Two different CMA technologies exist with many laboratories using both in combination.

Array comparative genomic hybridization (aCGH) arrays use short (25–50 base pairs) laboratory-made sequences of single-stranded DNA called oligonucleotides and are designed to detect copy number alterations (gains or losses of genetic information) compared with a reference control at specific genomic locations (see Fig. 12.1 ). In this method, patient and control DNA samples are cut into fragments, labeled with fluorescent colors (typically green and red), mixed together, and placed on an array, which contains millions of oligonucleotide probes from multiple human genome reference sequences. The mixture of DNAs hybridize (bind) to complimentary sequences on the array and the intensity of fluorescence is measured, allowing for the detection of a gain or loss of genetic material in the sample compared with the control.

FIG. 12.1, Array comparative genomic hybridization process (aCGH)—Part A shows the aCGH process, which results in determination of the ratio of reference to test DNA at each oligonucleotide on the array. This ratio shows when there is an excess or deficiency of test DNA and is used to identify imbalances such as whole chromosome aneuploidy or microdeletions or duplications. Red signifies a loss of test DNA, and green signifies a gain of test DNA. Part B shows the actual generated image of the copy number plot from an aCGH platform on a case with approximately a 3-MB deletion of 22q11.2.

Single-nucleotide polymorphism (SNP) arrays do not use a reference sequence; rather, they harness the power of polymorphisms in the genome. SNPs are differences in a single nucleotide within a stretch of DNA that are present in the population at a frequency of greater than 1% and are the most common form of genetic variation between individuals. An example of an SNP is the nucleotide thymine (T) replacing the nucleotide cytosine (C) at a specific location of DNA in a subset of the human population. Because SNPs occur normally in about every 300 nucleotides on average, and there are about 10 million SNPs in the human genome, they are an excellent target for the detection of gains or losses of genomic blocks of information (see Fig. 12.2 ).

FIG. 12.2, Part A shows the SNP array process, which results in determination of the allele at each locus on the array. The alleles are then used to determine copy number to identify imbalances such as whole chromosome aneuploidy or microdeletions or duplications. Part B shows the actual generated image from an SNP array platform.

The aCGH CMA is more limited than an SNP CMA because it can only detect gains and losses (CNVs), whereas SNPs allow the identification of a unique “genetic fingerprint,” which is important for numerous reasons. Because each individual inherits a paternal and a maternal SNP at each location, a long contiguous stretch of homozygosity (LCSH), in which SNPs from only one parent are seen, can be identified and may represent either uniparental disomy (UPD) for a segment or a whole chromosome, or consanguinity. UPD is associated with genetic disease when an imprinted chromosome is involved (chromosomes 6, 7, 11, 14, 15) or if a pathogenic variant in a recessive disease gene is included in the region of homozygosity, so that the proband is then homozygous for that variant. When an individual has consanguineous parents, the number of LCSHs will directly correlate with the degree of relationship. The use of SNPs also allows for the detection of triploidy, which is not detectable by aCGH as all chromosomes are duplicated. SNP microarrays can be used for the detection of parentage (maternity and paternity) compared with an alleged parents’ DNA and can determine zygosity when testing samples from multiple gestations (see Table 12.1 ).

TABLE 12.1
Comparison of Detection of Diagnostic Technologies
Technology Aneuploidy Balanced Translocations and Inversions Unbalanced Translocations Triploidy Long Contiguous Stretch of Homozygosity, Consanguinity, Zygosity, and Parentage Copy Number Variants Culture Required
G-banded karyotype Yes Yes Yes Yes No No Yes
Comparative genomic hybridization array Yes No Yes No No Yes No
SNP array Yes No Yes Yes Yes Yes No

What Is the Difference Between a Targeted Microarray and a Whole Genome Microarray?

Many laboratories offer a “targeted” CMA and “whole genome” CMA, sometimes termed a “prenatal” versus a “postnatal” microarray, respectively. The ability of a CMA to identify CNVs depends on the number of unique probes on the array platform. Some laboratories use assays only targeting known genetic conditions and small CNVs that are known to be clinically relevant. Targeted arrays have probes restricted mainly to the genes known to be associated with those conditions. These targeted arrays will often have additional coverage (called the backbone) with probes spread equidistant across the genome (most commonly every 1 MB) in addition to more closely placed probes in the targeted regions. Incorporation of the backbone allows detection of larger and potentially significant deletions or duplications regardless of where they occur. Others have chosen to use whole genome arrays with dense coverage for a wider range of known conditions and a denser backbone to detect CNVs that may be clinically relevant because of size and/or Online Mendelian Inheritance in Man (OMIM) gene disease content, even if the CNV is not part of a well-described microdeletion/microduplication syndrome. Some labs perform the same density array in all cases but may mask some portions of the data for prenatal interpretation in an attempt to reduce findings of uncertain significance. Although there are no standardized guidelines governing prenatal cases, many laboratories will maintain a CNV minimum size cutoff for reporting variants of uncertain significance (VUSs) (i.e., 1 MB or greater) and some may limit reporting of LCSH regions to imprinted chromosomes. The clinician should be familiar with the difference in assays and/or reporting standards for their laboratory of choice and, at times, be prepared to discuss the differences with a patient.

The American College of Medical Genetics and Genomics (ACMG) guidelines recommend that whole genome microarrays have a minimum detection of gains and losses of 400 kb or larger and an enrichment of probes in regions with known dosage-sensitive genes with strong correlation to congenital anomalies or neurocognitive impairment. A whole genome array was previously thought to increase the likelihood for a laboratory to report a VUS, but studies assessing this have shown this not to be the case.

What Can a Microarray Detect That a Karyotype Cannot?

CMA has a higher resolution than a karyotype, allowing for the detection of smaller CNVs in addition to aneuploidies and large chromosomal deletions and duplications. (See Table 12.2 for a list of common microdeletion/duplication syndromes). When a cryptic result is reported on a karyotype, such as a marker chromosome, CMA may be used to discern the origin; this can be helpful in determining the clinical significance and prognosis. CMA can also be used when apparently balanced rearrangements are identified on a karyotype to determine if it is balanced or if there is a small deletion or duplication at the breakpoint(s). As outlined above and in Table 12.1 , the SNP CMA additionally has the power to detect regions of homozygosity highlighting consanguinity and UPD, which may present an increased risk for recessive disease. SNP arrays can also determine parentage and in the case of twins, zygosity.

TABLE 12.2
Common Microdeletion and Duplication Syndromes and Frequency of Occurrence
Condition; Genomic Location Incidence Major Phenotypic Features
16p11.2 duplication 1/1900 Normal to DD, ASD, ADHD, microcephaly, psychiatric conditions
16p11.2 deletion 1/2300 ID/DD, ASD, ADHD, macrocephaly, psychiatric conditions
16p13.11 deletion 1/2300 ID/DD, seizures, schizophrenia
1q21.1 duplication 1/3300 Normal to motor skill and articulation difficulty, ID/DD, ASD, ADHD, scoliosis, abnormal gait, macrocephaly, short stature, psychiatric conditions (schizophrenia, anxiety, depression), CHD (especially Tetralogy of Fallot)
22q11.2 deletion syndrome (DiGeorge, VCFS) 1/4000 CHD (most commonly conotruncal), palate abnormalities, characteristic facies, ID/DD, immune deficiency, hypocalcemia, psychiatric conditions in early adulthood (schizophrenia, depression, bipolar disorder)
22q11.2 duplication 1/4000 Normal to ID/DD, growth retardation, hypotonia
1p36 deletion syndrome 1/5000 ID/DD, hypotonia, seizures, structural brain abnormalities, CHD, vision and hearing issues, skeletal anomalies, characteristic facies
Charcot–Marie–Tooth type 1A; 17p12 duplication 1/5000–1/10,000 Slowly progressive neuropathy causing distal muscle weakness and atrophy, sensory loss, and slow nerve conduction velocity first noticeable in the first or second decade
X-linked ichthyosis; Xp22.31 deletion 1/6000 ID/DD, ichthyosis, Kallmann syndrome, short stature, ocular albinism
Williams syndrome; 7q11.23 deletion 1/7500 ID/DD, cardiovascular disease, characteristic facies, connective tissue abnormalities, specific personality, growth anomalies, endocrine abnormalities
7q11.23 duplication 1/7500 DD, normal to ID intellectually, speech problems, hypotonia, problems with movement and walking, behavioral abnormalities, seizures, aortic enlargement
Prader–Willi syndrome; 15q11.2 paternal deletion 1/10,000 ID/DD, hypotonia and feeding difficulties in infancy, excessive eating, obesity, behavioral difficulties, hypogonadism, short stature
Angelman syndrome; 15q11.2 maternal deletion 1/12,000 ID/DD, severe speech impairment, gait ataxia, inappropriate happy affect, microcephaly, seizures
17q12 deletion 1/14,500 Kidney/urinary abnormalities, diabetes, ID/DD, ASD, psychiatric conditions
Sotos syndrome; 5q35 deletion 1/15,000 ID/DD, overgrowth, characteristic facies
Smith–Magenis syndrome; 17p11.2 deletion 1/15,000–1/25,000 ID/DD, characteristic facies, sleep disturbances, behavioral issues including self-injury and self-hugging and aggression, characteristic facies, reduced sensitivity to pain and temperature
Cri-du-chat; 5p15 deletion 1/15,000–1/50,000 High-pitched cry, microcephaly, hypotonia, characteristic facies, ID/DD, CHD
Koolen de Vries; 17q21 deletion 1/16,000 ID/DD, sociable personality, hypotonia, seizures, distinct facial features, CHD, kidney anomalies, foot deformities
Potocki–Lupski syndrome; 17p11.2 duplication 1/20,000 ID/DD, ASD, hypotonia, CHD
ADHD , attention deficit hyperactivity disorder; ASD , autism spectrum disorder; CHD , congenital heart defect; DD , developmental delay; ID , intellectual disability.

A benefit of microarray over traditional karyotype is that tissue culture is not required. DNA extracted from both uncultured (direct) or cultured villi and amniotic fluid are acceptable as is DNA from cord blood, stillbirth tissue samples, and products of conception. Some laboratories require a maternal specimen for maternal cell contamination studies. Parental specimens may also be requested to evaluate the inheritance of a CNV, for further evaluation of UPD, or other additional workup.

What Can a Karyotype Detect That a Microarray Cannot?

The G-banded karyotype remains the gold standard for the detection of balanced rearrangements, for example, Robertsonian or reciprocal translocations and paracentric or pericentric inversions. These are not detectable through CMA because the technology only identifies gains and losses of information, not balanced rearrangements. Karyotype is able to identify tetraploidy (92 chromosomes), whereas CMA cannot. In addition, karyotype may be better at identifying mosaicism. CMA can typically detect mosaicism down to approximately 15% or 20%, whereas karyotype with 15 cells counted can detect 15% mosaicism at 90% confidence, 19% mosaicism at 95% confidence, or 27% mosaicism at 99% confidence. The clinical relevance of lower level mosaicism is questionable at times; but in some instances, this information can prove beneficial in the full evaluation of risk for genetic disease in a fetus.

How Is Microarray Different From Targeted Gene Testing and Whole Exome/Genome Sequencing?

Microarray analysis is a genome-wide scan identifying deletions and duplications of at least 200–400 kb or larger, which usually contain multiple genes. CMA does not specifically sequence genes, that is, it cannot determine a change in a specific base pair within a gene. It will not diagnose single gene disorders such as cystic fibrosis and sickle cell disease and therefore should not replace carrier screening in the prenatal setting. Alternatively, whole exome and whole genome sequencing (WES/WGS), which evaluate the genome at a single base pair level, are emerging technologies in pediatrics and now in perinatal medicine for the evaluation of undiagnosed developmental delays and congenital anomalies. WES uses next-generation techniques to evaluate the protein-coding areas of the genome (exons), which compose 1%–1.5% of the genome. WGS evaluates both the introns and exons. These technologies create an abundance of genomic data that requires careful curation using bioinformatics and knowledge of clinical genetics.

WES has been demonstrated to identify single gene disorders in approximately 25%–30% of suspected pediatric disorders undiagnosed by karyotype and CMA. A joint statement from the International Society of Prenatal Diagnosis (ISPD), SMFM, and Perinatal Quality Foundation (PQF) indicates that fetal WES/WGS could be considered when fetal anomalies are present and suggest a specific syndromic pattern or single gene disorder and CMA either does not solve the case or cannot be performed. This consensus group also indicates WES/WGS could be considered for parents who have a history of an undiagnosed fetus for which no sample is available from the affected proband. Although CMA is available to all women choosing prenatal diagnosis, there is no evidence to support offering WES/WGS as part of diagnostic testing in the absence of structural anomalies.

In the prenatal setting, there are targeted sequencing panels that analyze groups of genes commonly associated with a specific syndrome or phenotype, such as Noonan syndrome when there is an increased nuchal translucency, or a skeletal dysplasia panel. Use of such panels should be completed in cases with suggestive findings either concurrently with microarray or as a reflex after a normal microarray result. With the expansion of carrier screening for recessive disorders and the expanding ability to diagnose pediatric conditions, the use of targeted gene variant testing has increased. However, as the cost of WES decreases, panels may be replaced by sequencing because panels are limited in the genes incorporated and may not include all genes associated with the phenotype.

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