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The ascending pathways that convey pain-related activity to the forebrain in humans include the lateral spinothalamic tract and indirect spinobulbar projections by way of brain stem homeostatic sites. Several areas in the thalamus relay pain-related activity to the cortex, including the posterior part of the ventral medial nucleus and the ventral caudal part of the medial dorsal nucleus, as well as the ventral posterior inferior nucleus and additional sites. These pathways and others that contribute to the constellation of forebrain activity that underlies pain sensation in humans are described.
This chapter summarizes our current knowledge on ascending pathways from the spinal cord to the brain relevant to nociception and pain. The cells of origin in the spinal cord and their projection targets in the brain stem and thalamus are described. Information on spinal and cortical substrates is also available in Chapter 4, Chapter 5, Chapter 6, Chapter 7 . Specialized craniofacial activity in the trigeminal system is likewise described. We focus on data in humans and non-human primates but briefly mention comparative evidence in other animals.
Stimuli and tissue conditions that cause pain generally activate nociceptive spinal neurons that project in ascending pathways. The association of pain with these pathways is based on anatomic and functional properties, as well as on correlations with the effects of stimulation or blockade in behaving animals and human patients. Particular ascending pathways from the spinal cord to sites in the brain stem and thalamus are important. Spinal projections to other sites (e.g., cerebellum, lateral reticular nucleus, inferior olive, or tectum) are primarily involved in sensorimotor integration. The ascending pathways important for pain include
Direct projections to the thalamus (i.e., the spinothalamic tract [STT] and trigeminothalamic tract.)
Direct projections to homeostatic control regions in the medulla and brain stem (i.e., spinomedullary and spinobulbar projections)
Possible direct projections to the hypothalamus and ventral forebrain (spinohypothalamic tract [SHT])
There are also indirect pathways to the forebrain through the brain stem, particularly the post-synaptic dorsal column (PSDC) system and the spinocervicothalamic (SCT) pathway. Pathways similar to these also originate from the trigeminal sensory nuclei in the medulla that represent facial structures.
The functional and anatomical characteristics of these ascending pathways are described below, specifically, the connectivity and physiological characteristics of the cells of origin, the locations of their ascending axons, and the distribution of their terminations. Other reviews can be consulted for more comprehensive literature references ( , , , , , ).
The direct spinothalamic (and trigeminothalamic) projection is the pathway most closely associated with pain, temperature, and itch sensation. It has been known for more than 100 years that lesions involving this pathway (at the spinal, medullary, mesencephalic, or thalamic levels) result clinically in contralateral loss of these sensations (i.e., analgesia [or hypalgesia] and thermanesthesia) ( , ). Considerable information is now available regarding this pathway that is consistent with this classic association.
STT cells have been identified in various mammals by using anatomical tracers that label neuronal cell bodies by retrograde transport from the thalamus ( , ). Comparable evidence was obtained in humans by examining chromatolytic spinal cells in autopsy material subsequent to cordotomy in terminal patients ( ). The STT is not a monolithic pathway; it originates in three distinct regions of the spinal gray matter ( Fig. 12-1 ):
The most superficial layer of the dorsal horn, called the marginal zone, or lamina I
The deep dorsal horn, or laminae IV–V
The intermediate zone and medial ventral horn, or laminae VII–VIII
Although minor differences exist between species, in primates almost half of STT cells are located in lamina I, about one-quarter are found in laminae IV–V, and the remaining quarter are in laminae VII–VIII. Approximately 85–90% of STT cells are found on the contralateral side, with 10–15% on the ipsilateral side. There are approximately 10,000 STT cells that project to the thalamus from one side. STT cells are most numerous in the cervical and lumbosacral enlargements. Another large population of STT cells is widely distributed bilaterally throughout the C1–2 segments.
Each of the three main populations of STT neurons is dominated by afferent input from a different constellation of primary afferent fibers. Accordingly, these populations of STT cells display different patterns of functional activity. This evidence is based on microelectrode recordings of single STT cells identified by antidromic activation from their axonal terminations in the thalamus.
Lamina I cells, which are medium-sized neurons in the most superficial layer of the dorsal horn that arborize longitudinally in the horizontal plane, receive input from small-diameter (Aδ and C) primary afferent fibers that innervate all tissues of the body, including skin, muscle, joint, and viscera (and also specialized trigeminal structures). The fundamental role of lamina I seems to be distribution of modality-selective homeostatic afferent activity related to the physiological status of the tissues of the body, which includes specific activity related to pain, temperature, and itch sensations. Based on cutaneous stimulation, three major classes of modality-selective lamina I STT cells are recognized ( ):
Nociceptive-specific (NS) cells, dominated by monosynaptic Aδ-fiber input, have small receptive fields and respond to noxious mechanical or noxious thermal stimuli or both, but not to innocuous stimulation.
Polymodal nociceptive (HPC) cells, dominated by monosynaptic C-fiber input, respond to noxious heat, pinch, and noxious cold. (The first two classes of lamina I cells are associated with sharp [first] pain and burning [second] pain, respectively. These nociceptive cells may also receive convergent input from muscle, joint, or viscera, but there are NS and HPC lamina I cells that also respond selectively to such input.)
Thermoreceptive-specific lamina I STT cells are excited by innocuous cooling and inhibited by warming the skin (COOL cells), or vice versa (WARM cells) ( ).
In addition, there are histamine-selective (ITCH) and mustard oil–selective cells ( ) and cells selectively sensitive to low-threshold C-fiber tactile stimulation ( ). Lamina I cells of the three major classes have distinctive somatodendritic morphologies: NS cells are fusiform neurons (with unmyelinated axons), HPC cells are multipolar neurons, and COOL cells are pyramidal neurons. Each of these three classes forms approximately one-third of the population of lamina I STT cells.
Laminae IV–V cells, which are large neurons in the neck of the dorsal horn that have dorsally and mediolaterally radiating dendrites, receive input primarily from large-diameter (Aβ) fibers from the skin. Many receive monosynaptic input from nociceptive Aδ fibers and polysynaptic input from C fibers from skin, muscle, or viscera. Although some laminae IV–V STT cells respond predominantly to low-threshold (LT) or non-noxious mechanical cutaneous stimuli, such as brushing hair or graded pressure, others respond predominantly to high-threshold (HT) noxious stimuli such as pinch, heat, and deep squeeze—yet most are so-called wide–dynamic range (WDR) nociceptive cells because they respond to both LT and HT stimuli ( , ).
Individual neurons can have a graded discharge from the innocuous into the noxious range, or they may poorly reflect stimulus intensity; however, as a population, these STT cells reflect the “intensive trajectory” of somatic stimulation and apparently serve as cumulative integrators of the entire spectrum of somatic afferent inflow to the dorsal horn ( ). Cells with (polysynaptic) C-fiber input can respond to repetitive C-fiber activation with a “wind up” discharge (i.e., they rapidly increase to a sustained plateau level if the stimulation is delivered at a rate faster than 0.3 Hz). Lamina V STT cells often receive convergent deep and visceral input, and most have large excitatory and inhibitory receptive fields. They are organized musculotopically rather than somatotopically during development by movement-induced patterns of primary afferent activity, and they are intimately involved in motor reflex activity ( ). Evidence indicates that they respond tonically to multijoint limb position ( ), consistent with afferent input from group II slowly adapting muscle afferents ( ). Lamina I cells may also influence the activity of lamina V cells ( , ).
Laminae VII–VIII cells, which are very large neurons in the intermediate zone that have widely radiating dendrites ( ), generally receive convergent input from large-diameter skin and deep (muscle, joint) input, as well as other (polysynaptic) input. These complex cells respond to innocuous or noxious stimulation within large, bilateral, or widely separated somatic regions. They can have very large inhibitory fields and can be excited or inhibited by different modes of somatic stimulation, such as proprioceptive or visceral input ( ). These cells are thought to inform higher levels regarding the integrative state of spinal interneuron pools important for locomotion. Cells in the most medial intermediate zone, near the central canal (lamina X), also receive small-diameter visceral input.
The axons of STT cells generally cross in the dorsal and ventral spinal commissures to reach the white matter of the contralateral spinal cord within one or two segments rostral to the cells of origin. Ascending STT axons are concentrated in two locations: the middle of the lateral funiculus (the classic “lateral” spinothalamic tract) and the middle of the anterior (ventral) funiculus (the classic “anterior” spinothalamic tract) ( ). These bundles were first observed histologically by using silver stains for degenerating fibers in human autopsy and monkey material following spinal hemisection. report that the lateral STT originates predominantly from lamina I cells and the anterior STT originates from deeper laminae V and VII cells has been confirmed by recent observations. The lateral STT can be visualized with immunohistochemical staining for calbindin (a particular calcium-binding protein), which labels lamina I cells, as well as their terminations in the thalamus. There is considerable individual variability in the precise location and extent of the lateral STT.
The lateral STT is crudely organized somatotopically. The fibers that join the lateral STT at each segment laterally displace the axons ascending from more caudal levels, with the result being that axons from caudal body regions tend to be located more laterally (i.e., superficially) in the white matter whereas those from rostral body regions are located more medially (closer to midline). At the spinomedullary junction, the lateral and anterior STT bundles coalesce in the ventrolateral aspect of the medulla. Trigeminothalamic axons join the medial aspect of the STT at this level. At the caudal end of the pons the STT shifts dorsally and ascends at the lateral aspect of the parabrachial region (the superior cerebellar peduncle) and then occupies a position ventrolateral to the brachium of the inferior colliculus at the lateral aspect of the mesencephalon. The ascending STT axons show weak topographic organization as they ascend in this position to the thalamus.
Based on anterograde tracing experiments in primates and silver-stained degeneration subsequent to cordotomy in humans, it is known that the STT terminates in six distinct regions of the thalamus, which are represented in Figure 12-2 ( , ). Using nomenclature common to the primate brain, these regions are
The posterior portion of the ventral medial nucleus (VMpo)
The ventral posterior nuclei (VPL, VPM, and VPI)
The ventral lateral nucleus (VL)
The central lateral nucleus (CL)
The parafascicular nucleus (Pf)
The ventral caudal portion of the medial dorsal nucleus (MDvc)
These regions are similarly named in the human, but atlases vary significantly ( ). In the human, the VPM and VPL nuclei have been called the internal and external portions of the ventral caudal (Vc) nucleus, and the VPI has been called the parvicellular part of the ventral caudal nuclei (Vcpc). The recently recognized VMpo nucleus ( ), which is located at the posterior–inferior aspect of VP (or Vc) thalamus, was previously included in the caudal VP, the Vc portae, or the posterior complex.
The densest STT termination field occurs in the VMpo, which lies immediately posterior and inferior to the VP nucleus and is contiguous rostrally with the basal part of the VM nucleus (VMb). The VMpo serves as a thalamocortical relay nucleus for lamina I STT cells ( ; ). It is the primary projection target of lamina I STT cells in the primate, and lamina I STT cells are essentially the exclusive source of its ascending input. This projection is organized topographically from posterior to anterior, with lumbar input being most posterior and cervical and trigeminal input successively more anterior.
The lamina I STT projection co-localizes with a dense field of terminal fibers immunoreactive for calbindin, a reflection of the strong calbindin immunoreactivity of lamina I cells and lateral STT axons (although not with all antibodies). This feature was used to verify the cytoarchitectonic identification of VMpo in the human thalamus ( ) and its correspondence with the zone of dense STT terminations demonstrated in human cordotomy patients.
The VMpo nucleus is rudimentary or non-existent in non-primates and well developed only in humans. At the ultrastructural level, glutamatergic lamina I STT terminations in the VMpo form multiple contacts—triadic arrangements with relay cell dendrites and GABAergic presynaptic dendrites; this provides the basis for high synaptic security and temporal fidelity. The VMpo projects topographically to the dorsal margin of the posterior insular cortex buried within the lateral sulcus. Together with the parallel pathway for parasympathetic visceral afferent activity (i.e., vagal and gustatory input) via the VMb, the VMpo projection to the insular cortex constitutes an interoceptive sensory representation of the physiological condition of the body. This view is consistent with the general view of the insula as limbic sensory cortex associated with autonomic activity. Embedded within this projection are distinct, highly resolved representations of several “feelings” from the body, including pain, temperature, itch, muscle and visceral sensations, and sensual (C-fiber) touch.
The pronounced clusters of STT terminations (“archipelago”) that occur within the VP nuclei were historically the first STT terminations clearly described in human material. These clusters are particularly dense along the rostral border of VP with VL and along its caudal border with the pulvinar and posterior group ( ). They are concentrated near the major fiber laminae that subdivide VP and are roughly topographically organized in parallel with the precise somatotopic organization of the mechanoreceptive lemniscal representation in VP such that trigeminothalamic cells project to the VPM, cervical STT cells project to the medial VPL, and lumbar STT cells project to the lateral VPL.
The STT terminations in VP originate primarily from cells in laminae IV–V. These terminations occur around VP neurons whose somata are immunopositive for calbindin, whereas lemniscal input (from the dorsal column nuclei and the principal trigeminal nucleus) is associated with VP cells that are immunoreactive for parvalbumin ( ). The biological significance of this distinction is not understood, but it emphasizes the likelihood that such input is processed differently. It has also been reported that the STT terminations in VP differ from the lemniscal terminations in that they do not form ultrastructural triads with GABAergic presynaptic dendrites ( ) and that the neurons that they contact project to the superficial rather than to the middle layers of the sensorimotor cortex ( ). STT axons that terminate in VP can have a collateral terminal in the CL ( ), and most have a collateral terminal in the VL ( ). In addition, the VPI nucleus, a cell-sparse region ventral to VPL and VPM, receives STT input that originates from both lamina I and laminae IV–V STT cells and is topographically organized posterior to anterior ( ). This nucleus also receives vestibular input, and it projects to the region of the retroinsular (vestibular) cortex posterior to the second somatosensory area in the lateral sulcus. A long-held view is that STT input to VP has a role in pain, yet the recent recognition of VMpo and other findings suggest the alternative interpretation that it has a role in sensorimotor integration (see below).
There is moderately dense STT input to the VL, rostral to VP and overlapping with cerebellothalamic projections ( ), that originates from laminae V and VII STT cells ( ). It provides the basis for some somatosensory responsiveness in this region ( ). The VL projects to the motor cortex, and this STT component is certainly associated with sensorimotor activity.
There is dense STT input to portions of the CL, particularly in its caudal aspect. This projection, which also arises from laminae V and VII STT cells ( , ), does not appear to have a simple topography; rather, individual cell clusters within the CL receive STT input from different portions of the spinal cord. The CL also receives dense input from the cerebellum, substantia nigra, tectum, globus pallidus, mesencephalic tegmentum, and motor cortex. The majority of cells in this portion of the intralaminar thalamus project to the basal ganglia, but others project to superficial and deep layers of the motor and posterior parietal cortices ( ). This STT component may be involved in control of orientation and attention, as well as motor set.
There is a weak STT projection to the Pf that originates from laminae I and V cells. The neighboring center median (CM) was once thought to receive STT input, but modern evidence indicates that it does not. The connections of the Pf and CM are generally motor related (basal ganglia, substantia nigra, and motor cortex; ).
There is a moderately dense STT projection to the ventral caudal part of the medial dorsal nucleus (MDvc). It has an anteroposterior topography, with trigeminal input located most posterior ( ). This STT projection originates from lamina I cells ( ). Cells in the MDvc project to area 24c in the cortex at the fundus of the anterior cingulate sulcus (limbic motor cortex) rather than to the orbitofrontal and prefrontal cortex, where the remainder of the MD projects ( , ). This STT component is important for the affective/motivational aspect of pain (see below).
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