Ampullary Neoplasia


Malignant tumors of the ampulla of Vater are uncommon. Fewer than 1 in 50,000 people older than 40 years are diagnosed with ampullary malignancy each year. Much more common is a heterogeneous group of malignancies occurring in the peri ampullary region, including tumors of the adjacent part of the pancreatic head, the distal common bile duct, adjacent duodenal mucosa, and the ampulla of Vater. Before surgical resection the exact origin of a periampullary tumor is often not clear. However, the tissue of origin has important prognostic implications, with tumors arising from the pancreas carrying a worse prognosis ( Fig. 38.1 ). Conversely, tumors in this region often present relatively early because of biliary and/or pancreatic obstruction and therefore have a better prognosis than pancreaticobiliary malignancy. An autopsy series from the Mayo Clinic reported 25 periampullary lesions out of 4000 consecutive autopsies (0.6%), and at most only 20% of these lesions were symptomatic.

FIG 38.1
Survival curves for 561 patients with periampullary tumors, stratified by site of origin.

(Reproduced with permission from Bettschart V, Rahman MQ, Engleken FJ, et al. Presentation treatment and outcome in patients with ampullary tumors. Br J Surg. 2004;91:1600–1607.)

The most common benign tumor of the ampulla of Vater is an adenoma. An adenoma-carcinoma sequence analogous to what occurs in the colon exists, and therefore all adenomas should be considered for resection. Many adenomas will be suitable for endoscopic resection (see Chapter 25 ). However, adenomas extending well into the ductal system or lesions with malignant transformation usually require pancreaticoduodenectomy (Whipple procedure). This chapter discusses lesions arising from the ampulla.

Symptoms and Signs

Fortunately, patients with ampullary lesions often develop symptoms and signs relatively early in the course of the disease. This is the result of the lesion arising from the junction of the pancreatic and bile ducts, thus impeding flow of bile and/or pancreatic secretions. Jaundice is the presenting symptom in the majority of patients. Unlike patients with pancreatic head malignancy, jaundice may initially be intermittent. Biliary obstruction may also be associated with signs and symptoms of cholangitis. In addition, nonspecific symptoms such as weight loss, abdominal discomfort, nausea, and vomiting may be seen. Obstructive jaundice, anemia caused by blood loss, and a palpable gallbladder *

* Courvoisier sign, often misquoted, indicates that jaundice in the setting of a palpable gallbladder is not likely to be caused by gallstones (in which case gallbladder fibrosis will prevent obstructive dilation). The sign is often misquoted to state that painless jaundice in the presence of a palpable gallbladder is caused by malignant biliary obstruction, usually a pancreatic malignancy.

make up the classic triad of ampullary cancer, though this is seen in a small minority of patients.

Benign ampullary lesions present less often with jaundice, reflecting their small size. Vague abdominal pain may occur. Bile duct calculi related to bile stasis may cause obstructive symptoms. Increasingly, patients with benign ampullary adenomata are diagnosed while asymptomatic, usually in one of three contexts:

  • 1.

    Surveillance for duodenal/ampullary lesions in patients with familial adenomatous polyposis (FAP) syndrome

  • 2.

    Incidental lesions discovered at upper endoscopy

  • 3.

    Investigation of biliary dilation where imaging was performed for an unrelated indication (see Chapter 36 )

In an endoscopic series of 55 ampullary adenomas, 45% were asymptomatic, 16% had abdominal pain, 15% had jaundice, 9% had pancreatitis, and 15% had miscellaneous symptoms.

Presentation with acute gastrointestinal bleeding is uncommon but has been described with ampullary adenomas, carcinomas, metastatic malignancy, and mesenchymal tumors. In all cases they result from necrosis and ulceration of the overlying mucosa.

There are no specific laboratory findings associated with ampullary tumors. Biliary obstruction results in elevation of alkaline phosphatase, gamma-glutamyl transpeptidase, and eventually bilirubin. Transaminases may also be elevated, especially in the setting of acute obstruction or cholangitis. Tumor markers have little role but may be useful for prognostic purposes. Serum CA 19-9 and carcinoembryonic antigen (CEA) levels have sensitivities for ampullary adenocarcinoma of 78% and 33%, respectively. The specificity of both markers is low.

Diagnostic Workup and Evaluation

Endoscopy

For complete endoscopic assessment of the ampulla, the examination must be done with a duodenoscope. Examination with an end-viewing endoscope will cause a significant proportion of abnormalities to be missed. Two recent studies have demonstrated that duodenoscopy with a forward-viewing endoscope missed 50% of gross lesions visible with the side-viewing endoscope. Endoscopy usually allows diagnosis of ampullary tumors and provides information regarding degree of lateral spread. A wide variation exists in the appearance of the ampulla, which often appears quite villiform. Endoscopy permits biopsy of the ampulla, although in one study endoscopic biopsy failed to diagnose deeper malignancy in 7 of 23 cases. Furthermore, care should be taken to avoid direct biopsy of the papillary orifice, as even cold biopsy has been associated with acute necrotizing pancreatitis. Biopsies from the interior of a biliary sphincterotomy may diagnose ampullary pathology more accurately.

Macroscopically, ampullary masses conform to one of four well-recognized variations ( Figs. 38.2 and 38.3 ):

  • Macroscopically normal papilla: Suspicion of an ampullary lesion is usually attributable to pancreatic and biliary ductal dilation down to the level of the duodenal wall on cross-sectional imaging. Completely intraampullary neoplasms may become apparent only when a sphincterotomy is performed but may also be well visualized with endoscopic ultrasonography (EUS). In a series of 52 cases of adenomas or carcinomas, Ponchon and co-workers noted an ampulla appearing endoscopically normal in 37%. In these cases an underlying tumor became evident only after biliary sphincterotomy.

  • Intramural protrusion: A bulge underneath a normal-appearing papilla (“prominent infundibulum”). The differential diagnosis of this appearance also includes type III choledochal cyst and impacted biliary or pancreatic duct stones.

  • Exposed protrusion: Neoplastic-appearing tissue extending out from the papilla.

  • Ulcerating tumor: This situation is suspicious for malignancy ( Fig. 38.4, A ). Another feature suggestive of malignancy is failure of the lesion to lift when a submucosal injection is performed (sometimes included in the technique of endoscopic ampullectomy; see Chapter 25 ). Other features suggesting malignancy include friability and induration. A recent study suggested that narrow band imaging (NBI) may be useful in differentiation of inflammatory lesions from neoplastic ampullary lesions.

    FIG 38.4, Inflamed papilla caused by gallstones. A, Swollen papilla with stent in situ and normal-appearing overlying mucosa. B, Sphincterotomy performed to permit biopsies from within the ampulla. C, Gallstones removed. D, Appearance 2 months later.

Sporadic lesions are solitary, whereas those associated with FAP syndrome are usually accompanied by other duodenal polyps. These may have a varied appearance, ranging from discrete villous lesions to thickened plaques of tissue to myriad tiny dots scattered over the mucosa (“miliary” appearance).

FIG 38.2, Different appearances of ampullary adenomas. A, Nearly normal macroscopic papilla. B, Adenoma with granular surface. C, Exposed protrusion of a villous adenoma. D, Large polypoid mass.

FIG 38.3, Prominent ampullary tumor. Biopsies revealed only adenoma, but the ampullectomy specimen revealed malignancy and the patient subsequently underwent pancreaticoduodenectomy.

Endoscopic Retrograde Cholangiopancreatography

The introduction of magnetic resonance cholangiopancreatography (MRCP) and EUS has lessened the diagnostic role for endoscopic retrograde cholangiopancreatography (ERCP). Nonetheless, ERCP continues to play an important therapeutic role in establishing biliary drainage, often accompanied by diagnostic biopsy. Biliary sphincterotomy permits deeper tissue sampling and targeted biopsies, avoiding the pancreatic orifice. Sphincterotomy is also used as part of the ampullectomy technique, either to inferiorly displace a small lesion away from the ductal orifice before snare removal or to prevent subsequent papillectomy stenosis. Cholangiography remains an important tool to assess intraductal extension of a tumor ( Fig. 38.5 ).

FIG 38.5, Endoscopic retrograde cholangiopancreatography and corresponding endoscopic ultrasonography images of a large ampullary mass. Note that both modalities demonstrate intraductal tumor extension. CBD, Common bile duct; PD, pancreatic duct.

Forceps Biopsy

Endoscopic forceps biopsy, taken from the surface of an ampullary lesion, is the usual mode of diagnosis. However, these biopsies can have a significant false-negative rate for malignancy. To reduce sampling error, it is recommended that multiple biopsies should be obtained, taking care to avoid the pancreatic orifice. Malignant change within an ampullary adenoma may be seen in up to 30% (up to 50% in older series). Despite these limitations, recent series of endoscopic management of ampullary adenomas have quoted a malignancy rate of only 6% to 8% of ampullectomy specimens presumed to have benign disease. This change is probably related to improved staging before endoscopic papillectomy and surgical ampullectomy. As mentioned previously, biopsies obtained from within a sphincterotomy may have a higher yield for malignancy. The best yield of biopsy is seen when the sample is obtained more than 10 days after sphincterotomy when diathermy artifact has cleared. EUS-guided fine-needle aspiration may be useful in the assessment of ampullary masses, with reported sensitivity and specificity of 82% and 100%, respectively, though further data on the role of EUS tissue sampling are required.

Transabdominal Ultrasonography, Computed Tomography, and Magnetic Resonance Imaging

Obstructive jaundice is often initially investigated with transabdominal ultrasonography (US) because of its accessibility, cost, and safety. In the case of obstruction caused by an ampullary lesion, the common finding is dilation of the entire biliary tree down to the duodenal wall. The tumor itself is not usually visualized. Similarly, the overall sensitivity for computed tomography (CT) is relatively low at 20% to 30% but is higher in the presence of larger tumors. If a mass is not seen, EUS may be considered, with or without ERCP, depending on whether there is a need to relieve biliary obstruction. CT is a useful staging tool both for local staging (e.g., vascular involvement) and for distant metastases. Magnetic resonance imaging (MRI) and MRCP have not been extensively investigated for ampullary lesions but appear to be promising alternatives to EUS. CT cholangiography has recently been shown to be equivalent to MRCP in the evaluation of periampullary masses.

Endoscopic Ultrasonography

EUS may be used for different purposes in the setting of ampullary neoplasia:

  • 1.

    Diagnosis. EUS has a role in diagnosing patients with obstructive jaundice without a visible mass by transabdominal US or CT. For the detection of ampullary lesions, EUS (95%) has been shown to be superior to US (15%) and CT (20% to 30%). However, the normal ampulla is usually hypoechoic and small lesions (<10 mm) may be missed with EUS. EUS can be used in the investigation of an abnormal-appearing ampulla seen at endoscopy. The limited literature on this subject suggests that the specificity of EUS in this setting is about 75%. False positives arise from an inflamed and swollen ampulla, possibly because of the recent passage of a calculus (see Fig. 38.4 ). In summary, EUS should be considered an important tool for clarifying the presence of an abnormal-appearing ampulla, but the diagnosis rests on tissue confirmation.

  • 2.

    Staging advanced ampullary cancer. EUS is helpful in staging ampullary malignancy according to the TNM staging system ( Box 38.1 ). Compared with CT and MRI, EUS is the most accurate tool for preoperative T-staging. In a series of 50 patients, EUS was found to be more accurate (87%) than CT (24%) and MRI (46%) based on surgical and pathologic T-staging. The main limitation of EUS is in differentiating T2 and T3 lesions. Peritumoral pancreatitis may lead to overstaging a T2 lesion. Similarly, the presence of a biliary stent may lead to inflammatory changes that make T-staging more difficult. From a clinical perspective this is not a critical issue, because the surgical management of T2 and T3 lesions is identical (pancreaticoduodenectomy). N-stage accuracy has not been reported to be different between EUS, CT, and MRI. Metastatic regional nodes are detected by EUS with an accuracy of about 65% ( Fig. 38.6 ). Locoregional lymph node involvement usually does not influence surgical management. Surgical resectability depends mainly on vascular involvement and the presence of distant metastases. Because of the early presentation of ampullary tumors and relative distance from the mesenteric vessels, vascular involvement is uncommon. EUS is an accurate means of assessing vascular involvement and can allow imaging of the portal venous system from the proximal duodenum and of the celiac vessels from the gastric fundus.

    Box 38.1
    TNM Staging System for Ampullary Carcinomas

    From Sobin LH, Wittekind CH, eds. International union against cancer (UICC): the TNM classification of malignant tumors. 6th ed. New York: Wiley; 2002.
    T1 Tumor limited to the ampulla of Vater *
    T2 Tumor invades duodenal wall (muscularis propria)
    T3 Tumor invasion into the pancreas <2 cm
    T4 Tumor invasion into the pancreas >2 cm or into adjacent organs or vessels
    N0 No regional lymph node metastasis
    N1 Regional lymph node metastasis
    M0 No distant metastasis
    M1 Distant metastasis

    * Some divide T1 tumors into d0 (limited to Oddi's sphincter) and d1 (tumor invading the duodenal submucosa).

    FIG 38.6, T2 N1 adenocarcinoma of the ampulla of Vater. A, Endoscopic appearance. B, Endoscopic ultrasonography showing polypoid tumor. C, Dilated common bile duct and pancreatic duct. D, Lymph node involvement.

  • 3.

    Staging early ampullary lesions. When local endoscopic or surgical intervention is being considered, accurate T-staging is of vital importance. Endoscopic resection is generally limited to premalignant lesions because early cancers have a 10% to 45% risk of lymph node metastasis and should be managed with radical resection (Whipple procedure) in operable patients. EUS relies on infiltration and destruction of normal tissue planes to differentiate benign from malignant disease. In the case of benign biopsies, the role of EUS is to exclude an infiltrative lesion deep to the endoscopically visible part of the lesion. The accuracy of EUS to distinguish lesions >T1 stage is high, between 87% and 95%. T1 tumors have further been subclassified into T1d0 (limited to the sphincter of Oddi) and T1d1 (invasion of the duodenal mucosa). Local resection is appropriate if the lesion is T1d0 and there is no evidence of malignancy. For the d0/d1 subgrouping, intraductal ultrasonography (IDUS) appears to have the best accuracy (see the following section) but is not readily available.

  • 4.

    Extension of tissue into the distal bile duct or pancreatic duct is a relative contraindication for endoscopic resection. This may be assessed by carefully performed ERCP or EUS (see Fig. 38.5 ).

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